The research described in this report was sponsored by the United States Army under Contract No. DASW01-96-C-0004. Library of Congress Cataloging-in-Publication Data The Zapatista "social netwar" in Mexico / David Ronfeldt ... [etal.]. p. cm. "Prepared for the U.S. Army by RAND's Arroyo Center." "MR-994-A." Includes bibliographical references (p. - ). ISBN 0-8330-2656-9 1. Chiapas (Mexico)—History—Peasant Uprising, 1994— Propaganda. 2. Ejercito Zapatista de Liberacion Nacional (Mexico)—Public opinion. 3. Mexico—Military policy. 4. National security—Mexico. 5. Internet (Computer net- work)—Social aspects—Mexico. 6. Information networks— Social aspects—Mexico. 7. Public opinion—Mexico. I. Ronfeldt, David F. II. Arroyo Center. F1256.Z28 1998 972 ' .750836—dc21 98-30809 CIP RAND is a nonprofit institution that helps improve policy and deci- sionmaking through research and analysis. RAND® is a registered trademark. RAND's publications do not necessarily reflect the opin- ions or policies of its research sponsors. © Copyright 1998 RAND All rights reserved. No part of this book may be reproduced in any form by any electronic or mechanical means (including photocopy- ing, recording, or information storage and retrieval) without permis- sion in writing from RAND. Published 1998 by RAND 1700 Main Street, P.O. Box 2138, Santa Monica, CA 90407-2138 1333 H St., N.W., Washington, D.C. 20005-4707 RAND URL: http://www.rand.org/ To order RAND documents or to obtain additional information, contact Distribution Services: Telephone: (310)451-7002; Fax: (310) 451-6915; Internet: [email protected] The Zapatista Social Netwar in Mexico DAVID RONFELDT • JOHN ARQUILLA • GRAHAM E. FULLER • MELISSA FULLER MR- Irf-A Prepared for the United States Army ArroyoCenter RAND Approved for public release; distribution unlimited DTIG QT7AUZY OKSPECSED 1 For more information on the RAND Arroyo Center, contact the Director of Operations, (310) 393-0411, extension 6500, or visit the Arroyo Center's Web site at http://www.rand.org/organization/ard/ PREFACE This study was prepared for a research project on "Stability and the Military in Mexico." The research was sponsored by Deputy Chief of Staff for Intelligence and was conducted in RAND Arroyo Center's Strategy and Doctrine Program. The Arroyo Center is a federally funded research and development center sponsored by the United States Army. The study reports on a case of "netwar," a concept that we have been developing for the purpose of understanding the nature of conflict in the information age (Arquilla and Ronfeldt, 1996b). Although the focus is on the Zapatista movement in Mexico, and on the responses thereto of the Mexican government and army, the study also identi- fies some implications for possible future netwars elsewhere around the world. This study focuses mainly on the 1994-1996 period, in part because that was the heyday of this social netwar, but also because the study's preliminary findings were initially briefed to the sponsor in June 1996, and the first draft appeared in December 1996. This final publication is much revised and updated from the draft. Please direct comments to: David Ronfeldt John Arquilla International Studies Group Interdisciplinary Academic Center RAND U.S. Naval Postgraduate School Santa Monica, CA 90407-2138 Monterey, CA 93943 (310) 393-0411, extension 7717 (408) 656-3450 [email protected] [email protected] CONTENTS Preface iii Figures vii Tables ix Summary xi Acknowledgments xiii Chapter One AN INSURGENCY BECOMES A SOCIAL NETWAR 1 Chapter Two THE ADVENT OF NETWAR: ANALYTIC BACKGROUND . 7 Definition of Netwar 9 Networks vs. Hierarchies: Challenges for Counternetwar . 17 Varieties of Netwar 18 Mexico—Scene of Multiple Netwars 22 Chapter Three EMERGENCE OF THE ZAPATISTA NETWAR 23 Three Layers to the Zapatista Movement 24 The Indigenas: Growing Desperation and Politicization . . 26 The EZLN: Mixture of Vertical and Horizontal Designs ... 31 Activist NGOs: Global, Regional, and Local Networks .... 35 On the Eve of War 43 Chapter Four MOBILIZATION FOR CONFLICT 45 The EZLN in Combat—A "War of the Flea" 45 Transnational NGO Mobilization—A "War of the Swarm" . 50 vi The Zapatista "Social Netwar" in Mexico Chapter Five TRANSFORMATION OF THE CONFLICT 61 Zapatista Emphasis on "Information Operations" 62 Attenuation and Restructuring of Combat Operations ... 74 Government Efforts at Counternetwar 79 Chapter Six THE NETWAR SIMMERS—AND DIFFUSES 85 Situational Standoff 85 From the EZLN to the EPR—Diffusion In Mexico 88 The Zapatista Netwar Goes Global 95 Assessments of the EZLN/Zapatista Movement 98 Actors to Watch: The Military and the NGOs 107 Basic Implication for U.S. Military Policy: "Guarded Openness" HI Chapter Seven BEYOND MEXICO 113 Toward a Demography of Social Netwar 116 Evolution of Organization, Doctrine, and Strategy 118 Favorable Conditions for Social Netwar 120 Challenges to Authoritarian Systems 124 Implications for the U.S. Army and Military Strategy 128 Concluding Comment 130 Appendix A. CHRONOLOGY OF THE ZAPATISTA SOCIAL NETWAR (1994-1996) 133 B. RETHINKING MEXICO'S STABILITY AND TRANSFORMABILITY 141 Bibliography 155 FIGURES 1. Types of Networks 12 2. EZLN Organization 35 TABLES 1. Human-Rights NGOs 58 2. Ecumenical NGOs 59 3. Indigenous-Rights NGOs 59 4. Trade and Development NGOs 59 5. Infrastructure-Building and Network-Facilitating NGOs 60 6. Timeline Highlights, 1994-1998 90 SUMMARY The information revolution is leading to the rise of network forms of organization, whereby small, previously isolated groups can com- municate, link up, and conduct coordinated joint actions as never before. This, in turn, is leading to a new mode of conflict— "netwar"—in which the protagonists depend on using network forms of organization, doctrine, strategy, and technology. Many actors across the spectrum of conflict—from terrorists, guerrillas, and crim- inals who pose security threats to social activists who do not—are developing netwar designs and capabilities. The Zapatista movement in Mexico provides a seminal case of "social netwar." In January 1994, a guerrilla-like insurgency begun in Chiapas by the Zapatista National Liberation Army (EZLN), and the Mexican government's response to it, aroused a multitude of civil- society activists associated with a variety of nongovernmental orga- nizations (NGOs) to "swarm"—electronically as well as physically— from the United States, Canada, and elsewhere into Mexico City and Chiapas. There, they linked up with Mexican NGOs to voice solidar- ity with the EZLN's demands and to press for nonviolent change. Thus, what began as a violent insurgency in an isolated region mu- tated into a nonviolent though no less disruptive "social netwar" that engaged activists from far and wide and had both national and for- eign repercussions for Mexico. This study examines the rise of this netwar, the information-age be- haviors that characterize it (e.g., use of the Internet), its effects on the Mexican military, its implications for Mexico's stability, and its im-