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The Theory of Laser Materials Processing: Heat and Mass Transfer in Modern Technology PDF

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Springer Series in Materials Science 119 John Dowden Wolfgang Schulz E ditors The Theory of Laser Materials Processing Heat and Mass Transfer in Modern Technology Second Edition Springer Series in Materials Science Volume 119 Series editors Robert Hull, Troy, USA Chennupati Jagadish, Canberra, Australia Yoshiyuki Kawazoe, Sendai, Japan Richard M. Osgood, New York, USA Jürgen Parisi, Oldenburg, Germany Tae-Yeon Seong, Seoul, Republic of Korea (South Korea) Shin-ichi Uchida, Tokyo, Japan Zhiming M. Wang, Chengdu, China TheSpringerSeriesinMaterialsSciencecoversthecompletespectrumofmaterials physics,includingfundamentalprinciples,physicalproperties,materialstheoryand design.Recognizingtheincreasingimportanceofmaterialsscienceinfuturedevice technologies, the book titles in this series reflect the state-of-the-art in understand- ingandcontrollingthestructureandpropertiesofallimportantclassesofmaterials. More information about this series at http://www.springer.com/series/856 ⋅ John Dowden Wolfgang Schulz Editors The Theory of Laser Materials Processing Heat and Mass Transfer in Modern Technology Second Edition 123 Editors John Dowden WolfgangSchulz Mathematical Sciences Fraunhofer-Institut für Lasertechnik University of Essex RWTH Aachen Colchester, Essex Aachen UK Germany ISSN 0933-033X ISSN 2196-2812 (electronic) SpringerSeries inMaterials Science ISBN978-3-319-56710-5 ISBN978-3-319-56711-2 (eBook) DOI 10.1007/978-3-319-56711-2 LibraryofCongressControlNumber:2017939906 PreviouslypublishedwithSpringerinassociationwithCanopusAcademicPublishingLtd. 1stedition:©CanopusAcademicPublishingLimited2009 2ndedition:©SpringerInternationalPublishingAG2017 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbySpringerNature TheregisteredcompanyisSpringerInternationalPublishingAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Preface Theuseoflasersinmaterialsprocessinghasbecomewidespreadinrecentyears,so that an understanding of the nature of heat and mass transfer in this branch of moderntechnologyisofincreasingimportance.Theaimoftheauthorsofthisbook is to concentrate on the physical processes; these can be developed from a math- ematicalpointofview,orfromdirectexperimentallyderivedobservation.Thetwo approaches are complementary; each can provide insights and the synthesis of the two can lead to a very powerful understanding of the processes involved. Mathematical modellingofphysicalprocesseshashadanimportantrole toplayin the development of technology over the centuries and particularly so in the last 150 years or so. It can be argued that it is more important today than ever before sincetheavailabilityofhigh-speedcomputersallowsaccuratenumericalsimulation of industrial processes at a fraction of the cost of the corresponding experiments. Thisisoneaspectofmathematicalmodelling,highprofileandmuchvalued,butit is not the only one. Inthepastmathematicalmodellinghadtorelyonqualitativeinvestigation,very special analytical solutions, or inaccurate and time-consuming calculations per- formed with littleinthe way oftabulated ormechanical assistance.Log tablesand slide rules are still remembered by people working today, though there are surely few who regret their disappearance. The value and distinctive function of methods based on the analytical approach is now becoming much clearer, now that they are no longer expected to produce detailed imitations of what happens in real experiments of industrial processes, a function now fulfilled mostly by numerical methods, considered below. The emphasis today is on their ability to confirm and extend our understanding of the basicphysicalmechanismsinvolvedintheprocessesofinterest.Theseareessential for any intelligent use of numerical simulation. The argument about the value of teaching people how to do arithmetic them- selves without the aid of a calculator seems to be passing into history, but it is an important one and provides a simple analogy. If someone does not have a feeling for numbers and the way arithmetic works, they will all too easily fail to spot an error produced by a machine. Computers are not infallible—and neither are those v vi Preface who build or program them. Computers are now taking on less mundane mathe- maticaltasksandthesamecontroversiesareappearinginconnectionwithalgebraic manipulation.Equally,andwithevengreaterpenaltiesintermsofcostintheevent oferrors,thesameconsiderationsapplytonumericalsimulationofmajorindustrial processes.Awarenessoftheanalyticalsolutionscanbeinvaluableindistinguishing therightfromthewrong,i.e.forthepractitionertounderstandthebasisofthework, and to have an idea of the kinds of outcomes that are plausible—and to recognise those which are not. Thephrasemathematicalmodellingis,however,ambiguous,perhapsmorenow than it has ever been. There is an enormous amount of work done today on sim- ulation based on the use of very powerful computer programs, and it is quite correctly referred to as mathematical modelling. The programs are sometimes constructedin-housebutareusuallycommercialpackages.Thisisanentirelyvalid approach with specific (generally commercial) objectives. In general there are two uses. The dominant objective is initially numerical agreement with a particular experiment, leading subsequently to predictive commercial use. The second objective is the clarification of physical mechanisms, aimed at the generation of understanding of complex interconnected processes, rather than the exact repro- duction of a particular experiment. It is sometimes overlooked that, with sufficient care, a numerical approach is equally valid in the investigation of physical fun- damentals. Numericalsimulation isnotacentraltopic ofthis book,butbecause of itscrucialimportancetoeachofthetwousestowhichnumericalmodellingcanbe put,itisvitalthatthecomputationalbasisoftheworkshouldbecompletelysound. In addition, the level of process detail which can be considered by the numerical approach usually exceeds what is possible with the analytical approach by a sig- nificant amount, leaving little choice but torevert tothe numerical treatmentwhen investigatingtheinterconnectionsbetweenprocesses.Itisforthesereasonsthatthe book concludes with a chapter on comprehensive numerical simulation. In many ways, the approach adopted here is complementary to the more phe- nomenological approach. It is always important in a field which has very direct industrialapplicationstobearinmindhowtechniquessuchasthosedescribedhere will be used, but it is essential not to lose sight of the fundamentals. There are serioussafetyimplications;therearecostimplications;therearemoralimplications; there areconsiderationsoftheappropriatenessofthe technology totheapplication underconsideration.Aproperrespectforalltheserequiresanunderstandingofthe fundamentals. This second edition has been revised and updated, and two extra chapters have been added, one on the use of lasers to cut glass, and the other on the concept of Meta-Modelling. Itisoneoftheproblemsofmodelbuildinginscienceandtechnology,whatever theactualapplicationofamodelistobe,thatthere canbeanuncomfortablylarge gap between the theoretical background and the desired outcomes of the model. There is a danger of the model becoming excessively complicated and unman- ageable, when it should be possible to obtain what is desired more simply by the intelligent use of model reduction. This can be the key to successful numerical Preface vii implementation.Theaimistoavoidanyunnecessarycomplexityandmakeiteasier to control error of whatever kind. Any mathematical–physical model is capable of suffering from unsatisfactory “reduction” from an excessively complex compre- hensive description. Simplification can be achieved in a number of ways. These tend to fall into the following categories: (cid:129) phenomenological methods (e.g. rate equations with phenomenological coefficients); (cid:129) mathematical–physical methods (e.g. Buckingham’s Π-Theorem, asymptotic analysis, singular perturbation); (cid:129) numericalmethods(e.g.properorthogonaldecomposition,principalcomponent analysis); (cid:129) data-driven methods (e.g. meta-modelling, design of experiments). The concept of meta-modelling is still rather unfamiliar, but it is a concept with great potential in many fields and certainly not least in laser technology. Wearealltoowellawarethatthisbookdoeslittlemorethanscratchthesurface of the problems involved in a fundamental understanding of the phenomena involved in laser materials processing and the ways in which theory and practice can interact. If we have provided ideas and information that cause others to test them experimentally or intellectually, agree with them or dispute them vigorously, and develop them further, we will consider that we have achieved our aim. Colchester, UK John Dowden Aachen, Germany Wolfgang Schulz Contents 1 Mathematics in Laser Processing... .... .... .... .... ..... .... 1 John Dowden 1.1 Mathematics and Its Application.... .... .... .... ..... .... 1 1.2 Formulation in Terms of Partial Differential Equations.... .... 3 1.2.1 Length Scales ... .... .... .... .... .... ..... .... 3 1.2.2 Rectangular Cartesian Tensors... .... .... ..... .... 4 1.2.3 Conservation Equations and Their Generalisations .... 7 1.2.4 Governing Equations of Generalised Conservation Type............................... 9 1.2.5 Gauss’s Law .... .... .... .... .... .... ..... .... 13 1.3 Boundary and Interface Conditions.. .... .... .... ..... .... 14 1.3.1 Generalised Conservation Conditions . .... ..... .... 14 1.3.2 The Kinematic Condition in Fluid Dynamics .... .... 19 1.4 Fick’s Laws .. .... ..... .... .... .... .... .... ..... .... 20 1.5 Electromagnetism.. ..... .... .... .... .... .... ..... .... 21 1.5.1 Maxwell’s Equations.. .... .... .... .... ..... .... 21 1.5.2 Ohm’s Law..... .... .... .... .... .... ..... .... 23 References. .... .... .... ..... .... .... .... .... .... ..... .... 24 2 Simulation of Laser Cutting... .... .... .... .... .... ..... .... 25 Wolfgang Schulz, Markus Nießen, Urs Eppelt and Kerstin Kowalick 2.1 Introduction .. .... ..... .... .... .... .... .... ..... .... 26 2.1.1 Physical Phenomena and Experimental Observation ... 28 2.2 Mathematical Formulation and Analysis.. .... .... ..... .... 31 2.2.1 TheOne-PhaseProblem ............................ 33 2.2.2 The Two-Phase Problem... .... .... .... ..... .... 46 2.2.3 Three-Phase Problem.. .... .... .... .... ..... .... 54 2.3 Outlook.. .... .... ..... .... .... .... .... .... ..... .... 68 References. .... .... .... ..... .... .... .... .... .... ..... .... 69 ix x Contents 3 Glass Cutting.. .... .... ..... .... .... .... .... .... ..... .... 73 Wolfgang Schulz 3.1 Introduction .. .... ..... .... .... .... .... .... ..... .... 74 3.2 Phenomenology of Glass Processing with Ultrashort Laser Radiation .... .... ..... .... .... .... .... .... ..... .... 74 3.3 Modelling the Propagation of Radiation and the Dynamics of Electron Density. ..... .... .... .... .... .... ..... .... 76 3.4 Radiation Propagation Solved by BPM Methods ... ..... .... 77 3.5 The Dynamics of Electron Density Described by Rate Equations.. ..... .... .... .... .... .... ..... .... 77 3.6 Properties of the Solution with Regard to Ablation and Damage .. .... ..... .... .... .... .... .... ..... .... 79 3.7 Electronic Damage Versus Thermal Damage .. .... ..... .... 82 3.8 Glass Cutting by Direct Ablation or Filamentation?. ..... .... 86 References. .... .... .... ..... .... .... .... .... .... ..... .... 87 4 Keyhole Welding: The Solid and Liquid Phases... .... ..... .... 89 Alexander Kaplan 4.1 Heat Generation and Heat Transfer.. .... .... .... ..... .... 89 4.1.1 Absorption. ..... .... .... .... .... .... ..... .... 89 4.1.2 Heat Conduction and Convection .... .... ..... .... 91 4.2 Steady State 3D-Solutions Based on Moving Point Sources of Heat.. .... .... ..... .... .... .... .... .... ..... .... 92 4.3 Steady State 2D-Heat Conduction from a Moving Cylinder at Constant Temperature.. .... .... .... .... .... ..... .... 94 4.4 Sophisticated Quasi-3D-Model Based on the Moving Line Source of Heat..... .... .... .... .... .... ..... .... 96 4.4.1 Surface Convection and Radiation.... .... ..... .... 97 4.4.2 Phase Transformations. .... .... .... .... ..... .... 98 4.4.3 Transient and Pulsed Heat Conduction .... ..... .... 99 4.5 Model for Initiation of Laser Spot Welding ... .... ..... .... 99 4.5.1 Geometry of the Liquid Pool.... .... .... ..... .... 101 4.6 Mass Balance of a Welding Joint... .... .... .... ..... .... 102 4.7 Melt Flow.... .... ..... .... .... .... .... .... ..... .... 103 4.7.1 Melt Flow Passing Around the Keyhole ... ..... .... 104 4.7.2 Numerical 2D-Simulation of the Melt Flow Around a Prescribed Keyhole Shape .... .... .... ..... .... 105 4.7.3 Marangoni Flow Driven by Surface Tension Gradients............................... 107 4.7.4 Flow Redirection, Inner Eddies, Spatter and Stagnation Points . .... .... .... .... ..... .... 108 4.7.5 Humping Caused by Accumulating Downstream Flow............................... 109

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