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The Western Story of Politics: A Companion to Reading the Classics of Western Political Thought Bruce E. Wright, Ph.D. California State University, Fullerton This is a very preliminary first draft, produced for the convenience of students in my classes. It is not to be used for any purpose outside of these classes. Not for quotation or citation. Copyright claimed by Bruce E. Wright, January 13, 2007 It has been revised beginning in 2011. The Chapters on the Celtic and Germanic barbarians are very much a work in progress and will be undergoing substantial development and revision. Table of Contents Preface ii Introduction 1 Part I: The Classical Story: Ancient Greece and Republican Rome 15 Chapter 1: The Classical Political Story Beginning with Plato 18 Chapter 2: Aristotle: The Political Good as the End 29 Chapter 3: Stoicism and Natural Law as a Basic Political Story: The Significance of Cicero 42 Chapter 4: The Roman Conquest of Gaul and the Celtic Story 62 Part II: From Rome to Feudalism: Three Become One 112 Chapter 5 St. Augustine and the Story of Two Cities 115 Chapter 6: The Consolidation of Territorial Identity: The ABarbarians@ Become Europe ((Incomplete as of January 13, 2004)) 134 Appendix I The Colloquy of Two Sages 147 Appendix II: Gelasius on AThe Two Swords@ 154 i Preface Traditionally within European and North American institutions it has been assumed that there is some sense a single AWestern@ story of politics, even though it is recognized that it has a number of versions, especially as it manifests itself in different time periods. The study of AThe Western@ idea recognizes that there are, as is often pointed out in contemporary thought, different stories as there are different Acultures,@ Atraditions@ or even Acivilizations.@ Thus, in addition to the Western story there is an Asian story, an African story, perhaps a separate AMiddle Eastern@ story@ and a ANative American story,@ among others. To deal with these would be, in the dominant view, to engage in the study of different systems or, at best in a Acomparative analysis@ of those systems. Yet the idea remains that there is a AWestern story@ that somehow begins in ancient Greece, is transmitted to Rome and ultimately becomes a European and North American story. The contemporary world system is largely the result of the "development" of the world as whole that was promoted through the process of European and North Amerian political, economic and cultural hegemony in this view. Political philosophy is largely the study of this story and its many branches, twists and turns. From this perspective the present AWestern@ world is the result of the working out of this story in the context of particular historical phenomena. For many, this Western model is also the Amodern@ model and there are even strong suggestions that if it is not yet a universal story it will become universal as non-Westerners become Amodernized.@ The most politically popular of these views suggests that somehow North America and England represent the furthest development of the idea of Afreedom@ or Afree institutions@ that are associated with Ademocracy.@ On this view people within the rest of the world can be expected to ultimately share in Athe blessings of liberty and freedom.@ These ideas are seen as the result of the development of “Western Civilization.” Critics of this view of modernization point out that what is really at issue is the story of domination that has been associated with the increasing hegemony of "the West." A whole movement of thought, post-modernism, suggest that the fundmental ideas of Western Europe are only one of many possible narratives of the world, expressed through the voice of the politically and economically dominant groups. Through the development of the means of economic production and communication characteristic of "post- industrial" societies the world has become "globalized." No individual state, nation, or community can remain outside the globalized system. While some celebrate these developments and others develop fundamental criticisms of it there is little doubt that independence from the globalized system is virtually impossible. And the dominant story of politics in this system is that of some kind of "modernization." Critics point out that there are, in fact, other voices than the dominant ones and that new social movements may give voice to those who have had no voice in the past, including women, homo-sexuals ii and transgendered people (LGBT for "lesbian, gay, bisexual and transgendered people), members of racial, ethnic and religous minorities as well as communities appropriately challenge the dominant view. But it remains that this call for action assumes that the traditional western story has, in fact, dominated world developments. As a result of such criticism there have been many serious critiques within political philosophy of the dominant story. There is a whole field of feminist studies of political thought. Included here is critique of the role of women in the work of the classical authors and the often neglected work of women themselves as political philosophers as well as attempts to directly give voice to women as political actors. There have also been many efforts to investigate the political thought of "non-western" cultures, such as those of East Asia, South Asia, the Arab world and others. To a substantial degree this text is an example of the telling of the dominant Western story in relation to a set of texts seen as Acanonical.@ These texts constitute Athe canon@ of Western politics, just as a certain set of texts constitutes Athe canon@ of a particular church. But this book is not merely a recounting, or even an internal criticism, of this canon. It is based on the assumption that there is not really a single Western story. Rather the canonical Western European and North American political story has roots in a complex set of historical developments which have included the raising of the canonical story itself above alternative stories. The dominant story is that of the victors in a long set of political, social and economic struggles. AThe West@ is not simply a development of classical Greek and Roman institutions and ideas. It is, as well, a result of the lives, and thus the stories, of those who have been conquered and absorbed into the apparently unitary Western story. There are alternative stories that must be considered if we are to have a full understanding of contemporary realities in the West and in the world as a whole. ATo the victors go the spoils@ and Ahistory is written by the winners@ are not mere rhetorical phrases. They represent important lessons in attempting to understand contemporary politics. The effort here is to reconstruct the stories of some of the “losers” and to incorporate them into the general story of Western politics and political thought. The text is divided into three parts into which the story of the West is usually divided: ancient, medieval and modern. Each section begins with an elaboration of the logic of the major canonical texts that make up the Western story. But in concluding each section an alternative story is elaborated that puts into focus the stories of the vanquished as well as of the victors. Of course this is an artificial construction of its own. Actually the official story and official understanding of politics typically represents a sort of synthesis of the ideas and the institutions of the dominant and subordinate peoples involved. Greek and Roman ideas and institutions did not simply conquer the peoples of Western Europe, even though in important respects Roman armies and political institutions appear to have done so. In fact just as the Abarbarians@ were ARomanized@ in the development of Western Europe, the Romans were Abarbarianized.@ Feudalism was neither merely a step back into iii ignorance and darkness, as the term ADark Ages@ has been used to suggest, nor a period of stagnation which was ultimately transcended by the Renaissance (rebirth) of classical thought. Rather as a set of institutions feudalism, like all other systems that we characterize as singular phenomena, developed in a very dynamic manner. One of the foundations for this dynamism was the interaction of those who had been known to the Greeks and the Romans simply as Abarbarians@ with institutions and ideas that did have their origin in ancient Greece and Rome. But the story of the “classical” developments, the generally recognized one, is well known and the alternative story is largely submerged in historical developments based on ultimately unequal structures of economic, social, cultural and political power. The dominant story has a more or less official representation in the received Acanon.@ Other stories are largely absent, if not suppressed altogether, in literature dealing with the Acanon@ known as Apolitical philosophy.@ At best they are seen as myth, folklore, or simply Aliterature.@ 1 Recounting the canonical story requires serious intellectual attention and skill focusing on a received set of sources upon which they can be focused. On the other hand, the very nature of the stories which have been superseded are not represented in a single set of texts. Indeed some of them must be reconstructed on the basis of fragmentary evidence. In the case of the story of the Celtic “barbarians” there are few, if any, clear texts to which to refer to reconstruct the story. Although the Celts were literate, mostly using Greek and Latin alphabets, they viewed it as inappropriate to memorialize what we would call Apolitical,@ Areligious,@ or Amoral@ matters in written form. Their traditions were largely oral and thus not directly available to us in their original forms. Even if there were writings of the type that we might call Apolitical philosophy@ among the Celts there are no remaining examples of such texts. As it is, a good deal of our knowledge of these peoples comes from texts largely in the language of their conquerors or those who assimilated into the newly dominant culture. Thus, for example, our knowledge of Celtic religious practices and even Celtic or Germanic historical development is based largely on texts written in Latin by Roman Catholic priests. There are, in addition, coins with inscriptions and tablets with brief inscriptions as well but these are, like pre-literate Greek forms of the same kind, merely invocations or the recording of names, sometimes with little clearly identifiable purpose. Archeologists and linguists continue to discover and attempt to decipher old inscriptions, sometimes using the Latin and Greek alphabets and some Celtic language. There are constant advances in these areas but there are no large-scale writings that could be considered equivalent to books. There are what appear to be what we would call "religious", legal and commercial writings but they typically involve fewer than one thousand words, often as few as ten or twenty. By 1. Thus students of political philosophy do not read works such as Beowulf or the legends of King Arthur, much less the old Celtic stories dealing with characters such as Cuchalainn. These matters are relegated to the study of Aliterature.@ iv their nature these insciptioins are often damaged and/or altered and the languages in which they appear to be written, though having some resemblance to contemporary or know historical languages, are not well known. There are other accounts of the Celtic and Germanic peoples but they were clearly written by their conquerors. Indeed some of our most important knowledge of these peoples comes from Julius Caesar=s account of the wars in Gaul through which the Celtic population (Gallic, peoples of Gaul) of most of Western Europe became part of the Roman Empire. In addition to these sources there are material remains of early civilizations that are discovered as the result of archeological excavations. Of course these material remains do not provide direct evidence of the story of those who left them. There are existing stories, usually known as Afolklore@ or Amyth@ that presumes to tell us about the development of the peoples who were ultimately subordinated. But they are only partially reliable both because they were often recorded in writing only long after Awesternization@ had occurred and because as their fantastic character reveals (discussing dragons and other monstrous beasts and suggesting that otherworldly creatures intervened in events), were not necessarily intended as accurate accounts of events. They may, however, provide us with some evidence for social, political, economic and religious practices by indirection. As in the case of the early Old English manscript that inclues Beowulf, even though we might not be inclined to believe in the beasts, creatures of "historical" groups of people and their travels and conquest described in them, the accounts they contain of meals, dress and customary attitudes can be used to help us reconstruct the story of those about whom the stories are told. v Introduction Political Philosophy and Political Science APolitical philosophy@ is considered one of the fundamental Asubfields@ of political science. No other Asocial science@ so strongly retains a connection with the traditional discipline of philosophy. This might be seen as a reflection of the relative immaturity of political science as a social scientific enterprise. On this view social science develops as explanation moves away from the subjectivist and normative tradition of philosophy and towards the model of the physical and natural sciences. It is also a subfield of the academic discipline of philosophy. Within political science a simplistic understanding of explanation suggests that it consists simply of a set of statements about the world as it actually exists. They are, therefore, scientific explanations. Scientific explanation, on this model, consists of simply describing the objects that exist in the world and the relationships that obtain among them. True statements are those that actually conform to the world they describe. Theories that consist of a set of such statements are Aobjective@ in nature. A major mode of developing such theory within political science in the subfield of political philosophy is to attempt to describe, in one way or another, the relationship between historical and social structures and the ideas that constitute the canon. There are obviously other kinds of human discourse than scientific ones but they are Asubjective,@ expressing the dispositions of some human subject. In the language of an early twentieth century school of thinkers called Alogical positivists@ they are Ameaningless@ because they refer neither to any analytically true (true by definition), nor empirically verifiable, statements. The philosophical tradition, given this account of explanation, consists of a combination of subjective and objective claims mixed together in such a manner that they cannot produce genuine knowledge characteristic of Ascientific@ knowledge. As knowledge develops, it moves away from philosophy towards science. Thus, on this view, insofar as political science retains an interest in political philosophy it is defective as a genuine science. We can understand how the development of scientific knowledge that characterizes modern thought is a movement away from subjective opinion to objective knowledge. The history of modern times, especially in Western Europe and North America, on this account, consists of a secularizing process through which human beings have left behind subjective accounts of the world in favor of objective ones. On this account of the matter this historical process led people in Western Europe from Asuperstition@ to knowledge with the development of modern thought beginning sometime around 1500. Contemporary social science in general, and political science in particular, have been slower to move away from philosophy than have the natural sciences. On this view, insofar as they mature they will come to more closely resemble natural and physical sciences. A More Sophisticated Understanding of Science: Paradigms and Explanation 1 The positivist view briefly describe above is inconsistent with recognizing as legitimate knowledge anything other than the “scientific” accounts that originated in Western Europe and North America and that mark the modern era. Yet a more sophisticated account of knowledge calls this picture into serious question. The simple view elaborated in the previous paragraph fails to take into account, among other things, that knowledge makes sense in terms of what Thomas Kuhn called Aparadigms.@ Paradigms are overarching rules that provide the logical framework within which explanation takes place within some discipline, some community of knowers. They must be known and accepted by those who would participate in a particular disciplinary community. These rules are a kind of language within which discourse can proceed. Those who would violate the rules are not considered a part of a particular discipline; they do not take part in a rational discussion of the issues defined by that discipline. Learning the rules for explanation with respect to particular subject matters requires, in the first place, understanding what the subject matter itself consists of. To Ado@ physics, chemistry or biology, just as to Ado@ economics, sociology, psychology, anthropology, philosophy or political science, requires one to accept certain basic rules for discourse, the “paradigms” of those fields. Here explanation is like much else in human life; understanding a particular type of discourse is central to knowing what one is doing. Just as games require the following of certain rules, so does participation in other kinds of social practices. There is no overall human practice that defines every other. In this sense there is a complex set of relationships between different kinds of activity. There is a complex set of relationships, as well, between different kinds of explanation. Maintaining an interest in political philosophy is a way in which Political Science as a discipline has recognized the complex nature of explanation. While there has been much made of an attempt to model political explanation on the simplistic view suggested above, the interest in political philosophy continues. The history of what is known as Apolitical philosophy@ shows us a number of alternative conceptions of what constitutes politics. Classical works defined as political philosophy do not simply involve different theories about the nature and relationship of political objects. If this were all they amounted to, we should be able to decide, given our contemporary modes of social scientific investigation, to what extent traditional students of politics have correctly described the world. But this would seem to be a pointless exercise. The classical thinkers confused empirical and normative, and objective and subjective, discourse so thoroughly that we would spend our time more intelligently by making our own observations of the political world rather than trying to straighten out the confusion of the classical thinkers. The reason, however, to maintain an interest in classical works of political philosophy is that they provide us primarily with different basic paradigms for making sense of politics. They involve not only disagreements about how some political objects relate to others but about what constitutes politics as such. They develop alternative Alanguage games@, to use a term derived from the later work of Ludwig Wittgenstein, by which to make sense of politics. They lay out alternative "narratives" within and by which to make sense of 2 politics. These are not merely different ways of describing the same objects, or even similar suggestions for actions, they constitute alternative political paradigms. Recognizing the historical complexity of political language helps us to understand how we might construct our own political paradigms. No Paradigm Neutral Discourse is Possible There is no paradigm-neutral discourse. This is especially clear in politics. How we define the world of politics determines in large measure what we will count as appropriate political action. Thus the selection and refinement of political paradigms is itself a political process. The language rules, paradigms, of politics are themselves political; they define for us what is to count as political practice. If we are to develop a coherent discipline of political science we must be attentive to alternative political language games, different narratives through which politics is understood and practiced. They are not merely different ways of describing the world of politics, they constitute different ways of living politically. Works of political philosophy consist partially of alternative suggestions for what will constitute a rational political language and thus a rational political life. To speak intelligently of politics requires us to be clear about alternative political paradigms. Indeed much of political discourse is itself a contest about the appropriate way in which to understand what we do together and thus how it is legitimate to act in relation to each other. There are a number of "schools" of political theory or philosophy that recognize this fundamental set of issues. These schools share the view that making sense of the meaning of the canonical texts depends on some reconstruction of the conditions under which they were written, including the paradigms of politics. 2 What follows, however, is intended especially for those who may think of political science as a variety of science, not of the philosophical and historical views of those included in the "schools" just mentioned. Learning Paradigms All discourse occurs within some paradigm, some particular structure of language, a narrative. What we might call Anatural languages@ are learned by indirection. Children who do not speak a language are not told that they will now learn English, for example. They do so in the context of living among a community of English speakers. It is important to see that the learning of specialized languages that we call Aknowledge@ occurs in a similar manner. We don=t begin in some stance where we already know what will constitute knowledge, some meta-knowledge, and proceed to knowing particular pieces of knowledge. This is true in presumably Ascientific@ discourse as well. A person does not become a physicist by first knowing how to obtain generalized knowledge and then applying this knowledge to moving objects. She learns what it is to use the language of 2 Major schools of thought that include this mode of explanation are those related to the works of Quentin Skinnner and J.G.A. Pocock. This are at least partially historical analysis that are often referred to within political science. 3 physics by participating in the practice of physics. Those who are considered competent users of a particular language do not typically learn the rules of the language directly, rather they learn them through using that language under the guidance of competent teachers. We learn to use particular paradigms by beginning to use them, not by having them described to us in the context of some more general paradigmatic structure. The term Aparadigm@ is adopted in English as a result of its Greek meaning of Aexample,@ or Astandard example.@ It is as if teachers of a discipline point to a particular example of explanation because they assume that students do not yet possess the language through which they can understand the expression of the rules. Just as the master often presents the koan Awhat is the sound of one hand clapping@ as a means to introduce a student to the discipline of meditation involved in Zen Buddhism, the teacher of elementary mechanics, indeed of much physical science as a whole, is likely to introduce the story of Galileo=s experiment with dropping objects off a tall tower. Following this historical example a teacher might produce an Aexperiment@ to show how the method works. This experiment could consist of asking students to time the descent of objects of different weights down an inclined plane. Students will discover, as did Galileo, that objects fall at a rate that is not related to their relative weights, or mass. This presumably introduces the student to the idea that observation in terms of movement of objects in time and through space is a basic aspect of making sense of the world. Similarly, beginning students are often told the surely apocryphal story of Newton=s insight upon being hit on the head by a falling apple. The story is not simply that he thus Adiscovered@ gravity. Surely the story doesn’t have as its purpose the claim that no one knew prior to this event that apples fall from trees and hit people on the head. What occurred to Newton as he observed the apple is that he could explain the motion of the moon around the earth on the same logic as that which makes sense of falling apples. Thus the student is asked to follow Newton, not by sitting under trees to see if apples fall, but in thinking about moving objects in a very general way. Through such simple examples, students of empirical science are introduced to ever more complex situations which are explained in terms of the prevailing paradigm. It is how to think about issues in physics that is presumably communicated to the student through the telling of stories such as these. The case of Newton and the apple is instructive. It is not important whether this event actually occurred; the telling of the story has its impact insofar as the student comes to accept the basic notion that we can apply the same rules of motion to objects throughout the universe. The point of these stories, as well as more advanced ones such as those associated with Einstein, particulary involving travel at speeds approaching the speed of light, is to provide the introductory student with a language structure through which explanations may proceed. The point here is to emphasize that paradigms cannot simply be introduced by direct explanation. A story, not a description of objects, is at the basis of many paradigms. This highlights their metaphorical character. 4

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Chapter 3: Stoicism and Natural Law as a Basic Political Story: .. students are often told the surely apocryphal story of Newton=s insight upon . positions: those on the chart=s left promote totalitarian regimes; those on the .. 3rd ed. Chicago: University of Chicago Press. A good text for understa
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Most books are stored in the elastic cloud where traffic is expensive. For this reason, we have a limit on daily download.