The Shoulder and the Overhead Athlete 1st Edition 2004 Lippincott Williams & Wilkins Philadelphia 530 Walnut Street, Philadelphia, PA 19106 USA 978-0-7817-4614-4 Acquisitions Editor: Robert Hurley Developmental Editor: Michelle LaPlante Production Editor: Rakesh Rampertab Manufacturing Manager: Colin Warnock Cover Designer: Karen Quigley Compositor: Lippincott Williams & Wilkins Desktop Division Printer: Edwards Brothers, Inc. © 2004 by LIPPINCOTT WILLIAMS & WILKINS 530 Walnut Street Philadelphia, PA 19106 USA LWW.com All rights reserved. This book is protected by copyright. No part of this book may be reproduced in any form or by any means, including photocopying, or utilized by any information storage and retrieval system without written permission from the copyright owner, except for brief quotations embodied in critical articles and reviews. Materials appearing in this book prepared by individuals as part of their official duties as U.S. government employees are not covered by the above-mentioned copyright. Printed in the USA Library of Congress Cataloging-in-Publication Data <CIP info to come> Care has been taken to confirm the accuracy of the information presented and to describe generally accepted practices. However, the authors, editors, and publisher are not responsible for errors or omissions or for any consequences from application of the information in this book and make no warranty, expressed or implied, with respect to the currency, completeness, or accuracy of the contents of the publication. Application of this information in a particular situation remains the professional responsibility of the practitioner. The authors, editors, and publisher have exerted every effort to ensure that drug selection and dosage set forth in this text are in accordance with current recommendations and practice at the time of publication. However, in view of ongoing research, changes in government regulations, and the constant flow of information relating to drug therapy and drug reactions, the reader is urged to check the package insert for each drug for any change in indications and dosage and for added warnings and precautions. This is particularly important when the recommended agent is a new or infrequently employed drug. Some drugs and medical devices presented in this publication have Food and Drug Administration (FDA) clearance for limited use in restricted research settings. It is the responsibility of the health care provider to ascertain the FDA status of each drug or device planned for use in their clinical practice. 10 9 8 7 6 5 4 3 2 Dedication We dedicate this book to all of the athletes who teach us about the complexities and challenges of the shoulder and who remind us how much we enjoy caring for them Editors Attending Orthopaedic Surgeon, Steadman Hawkins Clinic; Sumant G. Krishnan MD Head Team Physician, Clinical Assistant Professor of Orthopaedic Surgery, Denver Broncos and Colorado Rockies University of Texas Southwestern Medical Center; Vail, Colorado Attending Orthopaedic Surgeon Shoulder Service, W.B. Carrell Memorial Clinic; Russell F. WARREN MD Assistant Team Physician Professor of Orthopaedic Surgery Dallas Cowboys, Dallas Stars, and Southern Methodist Weill Medical College of Cornell University; University Surgeon-in-Chief, Emeritus, and Attending Orthopedic Dallas, Texas Surgeon Hospital for Special Surgery; Richard J. Hawkins MD Head Team Physician, Clinical Professor of Orthopaedic Surgery New York Giants University of Colorado Health Sciences Center; Meadowland, New Jersey P.ix Contributing Authors Department of Orthopedics, Harris methodist Forth Worth Hospital; Head Team Physician, Texas Rangers Baseball Team, Forth Worth, Texas Michael W. Allen PT, ATC, CSCS Director of Physical Therapy Rick B. Cunningham MD Steadman Hawkins Denver Clinic, Englewood, Colorado;, Sports Fellow Physical Therapist, Colorado Rockies, Denver, Colorado University of Pittsburgh, Pittsburg, Pennsylvania David W. Altchek MD Andrea Hammer MD Associate Attending Orthopaedic Surgeon Stanford Athletics, Arrillaga Family Sports Center, Stanford, The Hospital for Special Surgery, New York, New York California James R. Andrews MD Richard J. Hawkins MD Orthopaedic Surgeon Clinical Professor Alabama Sports Medicine and Orthopaedic Center, Department of Orthopaedics, University of Colorado, Denver, Birmingham, Alabama Colorado;, Head Team Physician, Denver Broncos and Colorado Rockies, Vail, Colorado Champ L. Baker Jr MD Charles P. Ho MD, PhD Associate Clinical Professor Department of Orthopaedic Surgery, Medical College of Director Georgia, Augusta, Georgia National Orthopaedic Imaging Associates, California Advanced Imaging, Atherton, California Mark Baker PT Brent Johnson MD Director of Rehabilitation Department of Orthopaedic Surgery, Indiana University, The Hughston Clinic;, Physical Therapist, Columbus Indianapolis, Indiana Cottonmouths Hockey Team, Columbus, Georgia Richard B. Jones MD Ronnie P. Barnes MS, ATC Director Head Athletic Trainer Mountain Sports Health, Mountain Orthopedic Associates, New York Giants, Meadowlands, New Jersey Clyde, North Carolina Louis U. Bigliani MD Thomas A. Joseph MD Chief Clinical associate, Section of Sports Medicine and Shoulder Center for Shoulder, Elbow & Sports Medicine, Department Surgery, The Orthopaedic Center, Canfield, Ohio of Orthopaedic Surgery, Columbia-Presbyterian Medical Center, New York, New York Bryan T. Kelly MD Fellow in Sports Medicine, Sports Medicine and Shoulder Christine Boyd MD Service, Hospital for Special Surgery, New York, New York;, Athletic Trainer, New York Giants, Meadowlands, New Jersey Sports Medicine Fellow Department of Sports Medicine, Stanford University, Stanford, California Ben W. Kibler MD Medical Director Wayne Z. Burkhead MD Sports Medicine Center, Lexington Clinic;, Team Physician, Shoulder Service, W.B. Carrell Memorial Clinic, Dallas, Texas Lexington Legends, Lexington, Kentucky Patrick J. Casey MD Mininder S. Kocher MD, MPH Alabama Sports Medicine and Orthopaedic Center, Attending Orthopaedic Surgeon Birmingham, Alabama Department of Orthopaedic Surgery, Children's Hospital Boston, Boston, Massachusetts;, Team Physician, Laswell Donald A. Chu PT, PhD, ATC College, Newton, Massachusetts Director Performance Enhancement, Stanford Athletics, Arrillaga Sumant G. Krishnan MD Family Sports Center, Stanford, California Clinical Assistant Professor of Orthopaedic Surgery University of Texas Southwestern Medical Center;, Attending John E. Conway MD Orthopaedic Surgeon, Shoulder Service, W.B. Carrell Memorial Clinic;, Assistant Team Physician, Dallas Cowboys, Chief Dallas Stars, and Southern, Methodist University, Dallas, Texas P.x John E. Kuhn MD Peter Sallay MD Department of Orthopedic Surgery, Indiana University, Chief Indianapolis, Indiana Shoulder Surgery, Vanderbilt Sports Medicine;, Team Physician, Vanderbilt University Athletic Department, Mark S. Schickendantz MD Nashville, Tennessee Clinic Instructor William N. Levine MD Department of Orthopedic Surgery, Cleveland Clinic;, Director of Orthopedic Services, Cleveland Indians Assistant Professor Professional Baseball Club, Cleveland, Ohio Department of Orthopaedic Surgery, Columbia-Presbyterian Medical Center, New York, New York Steven B. Singleton MD Christopher G. Mazoué MD Orthopaedic Surgeon Alabama Sports Medicine Institute, Birmingham, Alabama Ben Hogan Center/Harris Methodist Forth Worth, Fort Worth, Texas Patrick J. McMahon MD Eric D. Smith MD Assistant Professor National Orthopedic Imaging Associates, California Advanced Department of Orthopedic Surgery, University of Pittsburgh, Imaging, Atherton, California Pittsburgh, Pennsylvania Walter G. Stanwood MD John Mcmullen MS, ATC Sports Medicine Center, Lexington Clinic, Lexington, Postdoctoral Fellow Kentucky Center for Shoulder, Elbow & Sports Medicine, Columbia- Presbyterian Medical Center, New York, New York Gary W. Misamore MD James E. Tibone MD Clinical Associate Professor Department of Orthopaedic Surgery, Indiana University;, Clinical Professor Team Physician, Butler University and Indianapolis Colts, Department of Orthopaedic Surgery, University of Southern Indianapolis, Indiana California;, Team Physician, University of Southern California, Los Angeles, California Robert J. Nowinski DO John M. Tokish MD Clinical Assistant Professor Department of Orthopedic Surgery, Ohio University College Staff Orthopedic Surgeon of Osteopathic Medicine, Athens, Ohio United States Air Force Academy Hospital;, Team Physician, Falcon Football, United States Air Force Academy, Colorado James O'Holleran MD Springs, Colorado Division of Sports Medicine Russell F. Warren MD Department of Orthopaedic Surgery, Children's Hospital, Harvard Medical School, Boston, Massachusetts Professor of Orthopaedic Surgery Weill Medical College of Cornell University;, Surgeon-in- John W. Powell PhD, ATC Chief, Emeritus, and Attending Orthopedic Surgeon, Hospital Director for Special Surgery;, Head Team Physician, New York Giants, Graduate Athletic Training Program, Michigan State Meadowlands, New Jersey University;, Athletic Trainer, Michigan State University Daniel E. Weiland MD Athletic Teams, East Lansing, Michigan Orthopedic Resident, Hospital for Special Surgery, New York, William Prickett MD New York Surgeon in Chief Andrew L. Whaley MD Emeritus, Hospital of Special Surgery, New York, New York Fellow in Sports Medicine The Hughston Clinic, PC Columbus, Georgia Michael M. Reinold DPT, ATC Coordinator of Rehabilitative Research and Clinical Kevin E. Wilk PT Education, Healthsouth Sports Medicine and Rehabilitation Adjunct Associate Professor Center, American Sports Medicine Institute, Birmingham, Division in Physical Therapy, Marquette University, Alabama;, Tampa Bay Devil Rays Major league, Baseball Milwaukee, Wisconsin;, Rehabilitation Consultant, Tampa Organization, St. Petersburg, Florida Bay Devil Rays Baseball Club, Tampa Bay, Florida Scott A. Rodeo MD Brian R. Wolf MD Associate Professor Assistant Professor Sports Medicine and Shoulder Service, Hospital for Special Department of Orthopaedic and Rehabilitation, University of Surgery, New York, New York;, Associate Team Physician, Iowa Hospitals and Clinics;, Co-Team Physician, University of New York Giants, Meadowlands, New Jersey Iowa Athletics, Iowa City, Iowa P.xi Foreword It is an honor to be asked to write the foreword for this text on The Shoulder and the Overhead Athlete. The editors have done a great job in gathering the experts; the contributors are to be congratulated on bringing us up-to-date scientifically and clinically, so that we can treat the overhead athlete optimally. To illustrate how much has been learned about the shoulder over the past few decades, I'd like to share with you a committee meeting in the 1960s. At this committee meeting, a group of us—experts—decided to put together a course on the shoulder. After hours of discussion, we decided we did not know enough for a whole course on just the shoulder. To fill in the course, we needed to expand it to cover the shoulder, elbow and spine. Forty years later; we could fill many courses with the content of care of the shoulder. Indeed, this book provides us with excellent information on just one single type of shoulder injury. One of the strengths of this book is that it takes into consideration the issues of prevention and rehabilitation that we—as surgeons—are just beginning to focus on. Coaches, physicians, trainers, strength and conditioning specialists, and therapists all contribute to the care of the overhead athlete. As surgeons, we will each be given opportunities to work with these professionals. We should approach them knowing that each of us has an important role in the treatment of the athlete. When reading this book, we will want to keep all of this in mind: medicine and surgery as a “work in progress” and the multiple disciplines directed to the care of the overhead athlete. It is this mind-set that will return our athletes to the field with 100% of their abilities. Sometimes, when we see words in print, we believe it to be the gospel—the end-all-to-be-all. Yet, the practice of medicine is fluid. I'm not certain there will ever be a “final word” on the clinical practice of shoulder injuries in the athlete. One of the main benefits of this book is that it brings us to the next level in our quest for perfection. Frank W. Jobe MD Kerlan-Jobe Orthopaedic Clinic Centinela Hospital Medical Center P.xiii Preface Knowledge is of two kinds: we know a subject ourselves, or we know where we can find information about it. —Samuel Johnson Almost ten years have passed since the last publication dedicated to shoulder injuries in athletes. During any meeting on shoulder pathology, there is usually a session dedicated to the difference in each type of shoulder injury with regard to athletes versus other patients. Shoulder injuries in athletes hold a separate place in both discussion and management. Furthermore, shoulder injuries in overhead athletes represent yet another subset that is spoken of distinctly and with specific diagnostic and therapeutic challenges when compared to other patients. We decided to attempt to gather each of those separate “discussion” in one place, one forum, and one compilation. Too often texts of this nature are dichotomously dedicated either to orthopaedic surgeons or to nonsurgical practitioners without attempting to integrate the two. We have attempted to bridge this gap because shoulder injuries in overhead athletes should be managed with a multidisciplinary approach: the majority of these patients are treated nonsurgically. In addition, prevention of the injury in the first place holds the highest promise for allowing each of these athletes to reach their full potential. Orthopaedic surgeons, physical therapists, athletic trainers, and anyone who cares for athletes participating in sports with overhead maneuvers hopefully understand this “team” concept. The writings should read as a personal “round-table” discussion with the renowned experts in each of their fields. The ideas discussed here are neither dogma nor “the rule”—they are the ideas born from the continual and evolving understanding of this very complex grouping of shoulder patients. The text is divided into sections dedicated to each problem that would be encountered in the care of all overhead athletes—from adolescent pitchers, to high-school swimmers, to professional tennis players. The first eight chapters are devoted to a general understanding, diagnosis, rehabilitation, and prevention of injury. The next group of chapters focuses on specific disorders, from diagnosis to surgical treatment to return to play. The last section identifies and manages some of the more common sport-specific shoulder injuries that make up yet another separate subsection in this complicated group of athletes. It is our sincere hope that everyone who cares for overhead athletes—be they any athlete such as a baseball player, football quarterback, swimmer, tennis player, handball or volleyball player, javelin thrower, professional or amateur, adult or child, male or female—will seek out this book and our collective “work in progress.” The more we begin to understand, the more we see that we do not understand, the more our thinking “evolves,” and we continue to be enlightened in the process…that is the most important purpose of this book. Please join us on this adventure. Sumant G. Krishnan MD Richard J. Hawkins MD Russell F. Warren MD P.xv Acknowledgments This book could not have been completed without the timely and thorough contributions from each author. These recognized experts have many demands placed upon them on a daily basis, yet each found a way to adhere to our strict and short deadline for publication. Each also provided what we feel is exceptionally written work that reads with a personal flair. The editorial and publication team at Lippincott Williams & Wilkins (Jim Merritt, Michelle LaPlante, and Rakesh Rampertab) produced this book from start to finish in a fraction of the time a text of this magnitude requires. Their attention to detail is borne out by the quality of this publication. Our respective staffs continue to amaze us with their abilities to coordinate the various and sundry tasks and appointments that have allowed us to collaborate on this extensive project. They are too numerous to name individually, but each continues to be essential to our work. Last, but certainly not least, this work would not have been possible without the unwavering support and understanding of our immediate families—Kim and Sophie (SGK), Susan (RJH), and Laurie (RFW). They tolerated the late nights and personal sacrifices that become necessary in bringing a project like this to fruition. We thank you with all of our hearts. Sumant Rich Russ Contents Dedication Foreword Preface Acknowledgments Contents Section I General Principles 1 The Overhead Athlete—Challenges and Decision-Making 2 Shoulder Anatomy and Biomechanics During Overhead Motions 3 Clinical Examination of the Overhead Athlete: The “Differential-Directed” Approach 4 Imaging of the Overhead Athlete 5 The Assessment of Outcomes for the Treatment of the Overhead Athlete 6 Resistance Training and Core Strengthening 7 Specific Exercises for the Throwing Shoulder 8 Interval Program and Its Implication for the Throwing Athlete Section II Lesions of the Overhead Shoulder 9 Internal Impingement 10 Surgical Treatment of Partial Thickness Rotator Cuff Tears 11 Subacromial Impingement and Full Thickness Rotator Cuff Tears in Overhead Athletes 12 Unidirectional Anterior Instability 13 Unidirectional Posterior Instability 14 Multidirectional Instability 15 Disorders of the Biceps Tendon 16 Acromioclavicular Joint Disorders 17 Scapulothoracic Problems in Overhead Athletes 18 Fractures 19 Neurologic and Vascular Lesions 20 Disorders in Pediatric Athletes Section III Sport-Specific Shoulder Injuries and Management in Overhead Athletes 21 Baseball 22 Football 23 Tennis 24 Swimming