The Second Workshop on Grand Unification University of Michigan, Ann Arbor April 24-26, 1981 Jacques P. Leveille, Lawrence R. Sulak, and David G. Unger, editors 1981 Birkhauser Boston • Basel . Stuttgart Editors: Jacques P. Leveille Lawrence R. Sulak David G. Unger The Harrison M. Randall Laboratory of Physics The University of Michigan Ann Arbor, Michigan 48109 Library of Congress Cataloging in Publication Data Workshop on Grahl Unification (2nd: 1981: University of Michigan) The Second Workshop on Grand Unification. 1. Grand unified theories (Nuclear physics) --Congresses. I. Leveille, Jacques P., 1951- II. Sulak, Lawrence R., 1944- III. Ungar, David G., 1951- IV. Title. QC794.6.G7W67 1981 539.7'54 81-38522 CIP-Kurztitelaufnahme der Deutschen Bibliothek Workshop on Grand Unification 02, 1981, Ann Arbor, Mich.: The Second Workshop on Grand Unification / ed. by: Jacques P. Leveille ... - Boston; Basel; Stuttgart: 1981 Birkh~user, NE: Leveille, Jacques P. (Hrsg.); HST All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without prior permission of the copyright owner. ~Birkh~user Boston, 1981 ISBN-13: 978-0-8176-3055-3 e-ISBN-13: 978-1-4612-5990-9 DOl: 10.1007/978-1-4612-5990-9 CONTENTS FOREI'[ORD .•...... vii A NEUTRINO-FREE UNIVERSE 1 S. L. G1ashow THE KOLAR GOLD FIELD NUCLEON DECAY EXPERIl1ENT; A STATUS REPORT. 11 S. Hiyake and V. S. Narasimham SEARCH FOR NUCLEON DECAY: THE DEEP UNDERGROUND WATER CERENKOV DETECTOR AND THE HOMESTAKE TRACKING SPECTROMETER • . 22 R. 1. Steinberg EXPERI~lliNTS AT THE SOUDAN MINE: OPERATING AND PROPOSED. • . .. 41 M. A. Shupe THE J.!ONT BLANC FINE GRAIN EXPERU1ENT ON NUCLEON STABILITY. . .. 55 E. Fiorini A FINE GRAIN DETECTOR IN THE FREJUS TUNNEL . . . . . • . . . .. 70 R. Bar10utaud STATUS REPORT ON HARVARD, PURDUE, WISCONSIN PROTON DECAY EXPERU1ENT • . 80 C. Wilson IRVINE-MICHIGAN-BROOKHAVEN (I.B.H.) NUCLEON DECAY SEARCH: STATUS REPORT . . . . . • . . . • • • . 84 D. Sinclair and T. H. Jones REVIEW OF NEUTRON-ANTINEUTRON OSCILLATION EXPERUmNTS. . . . .• 98 K. Green LIMITATIONS ON PROTON DECAY HODES FROM A PASSIVE DETECTION SCHEME .• 120 C. L. Bennett ULTIMATE LUlITS TO PROTON DECAY SEARCHES . . • . • . . . . . .. 125 J. G. Learned THEORETICAL EXPECTATIONS FOR PROTON DECAY. . . • . . . . • . •. 131 P. Langacker SU(5) THEORY vs. EXPERI~NT. 151 VI. J. Marciano vi EFFECTIVE LAGRANGIAN AND EFFECTIVE PARAlffiTERS IN GRAND UNIFIED THEORIES 163 Y.-P. Yao THRESHOLDS IN PARTICLE PHYSICS 179 M. Veltman THE TeV PICTURE. 185 S. Raby COMPLEXIONS OF BARYON AND LEPTON NillfBER VIOLATIONS WITHIN MAXIMAL SYMMETRIES. 195 J. C. Pati GRAND UNIFICATION AND THE FUNDM1ENTAL PROBLEMS OF CLASSICAL COSMOLOGY. 222 M. S. Turner CONSTRAINTS ON GRAND UNIFIED THEORIES FROM COSMOLOGICAL BARYON ASYHHETRY . 248 M. Yoshimura FIXED POINTS: FERMION MASS PREDICTIONS. . . . . . • . . . . .. 258 C. T. Hill FERMION MASSES: ANOTHER LOOK. 265 Ii. Machacek PETITE UNIFICATION: AN ALTERNATIVE VIEIWOINT. . . . . . . . .. 272 P. Q. Hung SUPERSYMMETRIC TECHNICOLOR 282 H. Srednicki SUPERSYHMETRIC GUTS. 285 S. Dimopou1os and H. Georgi CONFERENCE Sill1MARY 297 S. Weinberg WORKSHOP PROGRM1 317 LOCAL ORGANIZING COMMITTEE 318 ADVISORY C0l1MITTEE . 318 LIST OF PARTICIPANTS 318 FOREWORD Recently there has been rapid progress towards understanding the separate theories of the strong, weak and electromagnetic inter actions within the framework of the standard SU(3) x SU(2) x U(l) model. The purpose of the Second Workshop on Grand Unification was to discuss the physics beyond the standard model and the major topic was grand unified theories which unify the strong, weak and electromagnetic sectors. Grand unified theories are presently being used to calculate experimentally accessible quantities such as the proton lifetime and nucleon decay branching ratios. Meanwhile, experiments are currently being performed, and new, dedicated experiments mounted, to measure these quantities. Reports on these experimental and theoretical activities occupied much of the workshop. Furthermore, since grand unified theories allow one to extrapolate the behavior of the universe back to the first instants after the big bang, their cosmological implications and the constraints on these theories from cosmology were of great interest at the workshop. The conference opened with a keynote address by S. L. Glashow in which he discussed among other topics baryon minus lepton number conservation, neutrino masses and a neutrino-free universe. To maximize the interplay between theorists and experimentalists, theoretical and experimental talks were interleaved. An experimental highlight of the workshop was the presentation by S. Miyake of three candidate events for proton decay. The Indian-Japanese group working in the Kolar Gold Fields has established that the inherent neutrino background is as low as initially predicted and has measured a new lower limit on the lifetime of the proton of 3 x 1030 years. The current limits from the on-going experiments of the Minnesota group at the Soudan Mine and of the Pennsylvania group at the Homestake viii Mine were presented by M. A. Shupe and R. I. Steinberg respectively. The experiments of the Irvine-Michigan-Brookhaven, Harvard-Purdue-\Usconsin, French, and Italian groups, which are all in the proposal or construction phases, were detailed by D. Sinclair, C. Wilson, R. Barloutaud and W. Fiorini respectively. These detectors can potentially observe nucleon decay if the lifetime is less than 1032 -1033 years. To extend the limit of observation to a lifetime of 1034 years, J. G. Learned proposed a deep ocean detector. Decay mode independent searches have been made with "passive" detection schemes. C. L. Bennett presented a new, lower bound on the lifetime of 2 x 1027 years from his passive technique. Neutron-antineutron mixing is another possible consequence of some theoretical frameworks, including several grand unified models. K. Green reviewed the phenomenology of n-n mixing and the experiments designed to observe its consequences. On the theoretical side, P. Langacker surveyed the theoretical expectations for baryon number violation within the context of grand unified theories. W. J. Marciano presented the confrontation between predictions of the SU(S) model and current data. There is presently good agreement on the value of sin2Sw• Y.-P. Yao discussed the low energy effective theories and parameters that result from unified theories with widely separated mass scales. C. T. Hill and M. Machacek pointed out possible new consequences of grand unified theories on the low mass fermion spectrum. Schemes beyond the standard model, but which do have new mass scales between 102 and 1014 GeV, were presented by M. Veltman, S. Raby and J. Patio The novel idea of combining supersymmetry with technicolor to provide answers to current difficulties, such as naturally explaining the existence of an extremely large gauge hierarchy, was discussed by M. Srednicki, H. Georgi, and S. Dimopoulos. P.Q. Hung outlined alternative models in which the weak and electromagnetic interactions have a single gauge coupling constant. The consequences of grand unified theories for fundamental problems in classical cosmology and vice versa were reviewed by M. S. Turner. Within the unification framework the observed baryon asymmetry may be understandable. Alternatively, the observed baryon ix asymmetry can be used to constrain grand unified theories as explained by M. Yoshimura. S. Weinberg concluded the workshop by placing the discussions of the three days into perspective and by challenging the participants with new issues in this exciting field. In addition to the lectures and informal discussions, conviviality was assured by an evening of imbibing, French cuisine and excellent wines in an environment that included the Hall of Dinosaurs at the Natural History Museum on the University of Michigan campus. The down-to-earth nature of spontaneously broken symmetry was demonstrated by the soap bubbles of L. Sander, and the deep-under-earth nature of the experimental aspects of the field was highlighted by a visual trip to the 1MB salt mine, courtesy of Michigan Media TV. The financial support for the workshop was provided by the National Science Foundation, the Department of Energy, and the Physics Department of the University of Michigan. We want to thank the lecturers for their cooperation in preparing this volume. All members of the local organizing committee must be thanked for their hard work; in particular Gordy Kane for his unfailing enthusiasm. We are grateful to Lois Kane for producing the art used on the cover of this book. A special debt of gratitude is due to Barbara Nieman whose efforts and patience in the months prior to and during the workshop made this meeting the success that it was. June 1981 J. P. Leveille L. R. Sulak D. G. Unger A NEUTRINO-FREE UNIVERSEt Sheldon Lee Glashow ,~ Center for Theoretical Physics Massachusetts Institute of Technology Cambridge, l!assachusetts 02139 The work I shall discuss was done in collaboration with H. Georgi and S. Nussinov. References to the literature may be found in our recent Harvard preprint, HUTP-8l/A026. (1) Everything is allowed that is not explicitly forbidden. This is not a Scandinavian sex law, but a perceived truth of elementary particle physics. Hence, parity-violation, CP violation, and (soon) baryon number violation. Nobody, convincingly, argues that neutrino masses must vanish. In SUeS), when it is naively implemented, neutrino masses do vanish. On the other hand, 0(10) (again naively implemented) requires non-vanishing neutrino masses. In general, it is argued that neutrino masses are small by the same factor that the unifying mass is large. Grand unified theories suggest (but do not demand) neutrinos with masses from electron volts to microvolts. (2) Hints of neutrino mass. Recent papers address the possibility that neutrinos have measurable masses, and indeed, that effects due to these masses have already been seen. Here is a sampling of the literature. (3) Neutrinoless double beta decay. This process is induced by the existence of a Majorana mass of the electron neutrino. Anciently, Primakoff and Rosen argued that the experimental data excluded such a mass if it were larger than 800 eV. More recently, stronger limits . 76 82 have been deduced. From an analysis of data concernlng Ge and Se decays, Haxton, et al. conclude that the Majorana mass of the electron tThis research is supported in part by the National Science Foundation under Contract No. PHY77-22864 and the D.O.E. Contract DE-AC02-76ERO- 3069. * On leave from Harvard University. 2 neutrino must be less than 15 eV. In an independent study of the BB 128 130 decays of Te and Te, Doi, et al. conclude that the Majorana mass of the electron neutrino is 41 ±l eV. These two studies are only in apparent contradiction. The model of neutrino masses we shall discuss is compatible with both results. (4) Endpoint spectra. A finite neutrino mass will affect the shape of the electron spectrum in beta decay near its endpoint. In a recent Soviet study of tritium decay, evidence for a non-zero neutrino mass has been claimed: l4eV < m < 46eV. The interpretation of this experiment is clouded by uncertainty due to atomic and molecular corrections which are comparable to the alleged effect. Clearly, further studies of tritium are required, and in a simpler atomic environment than as a constituent of valine. Another promising endpoint study that may reveal the neutrino mass involves inner bremsstrahlung in electron capture. Such experiments have been recently proposed, discussed, and initiated by De Rujula and his collaborators. (5) Neutrino oscillations. Massive neutrinos may (but need not) display the phenomenon of neutrino oscillations, wherein one kind of neutrino becomes another. These phenomena may be parameterized in terms of (three or more) neutrino masses and (four or more) neutrino mixing parameters. Large mixing angles and large masses have been ruled out by experiment. However, there are two weak experimental indications that neutrinos do oscillate. One is the well-known solar neutrino deficit. This could be explained by small neutrino masses (at least microvolt) and large mixing angles. With three neutrino species, the maximum suppression of solar neutrinos is by a factor of 0.33, and a random choice of angles gives a mean suppression of 0.60. The Gallium experiment, as proposed by Bahcall and as initiated by Davis, can reveal whether the observed solar neutrino deficit is a problem for solar physics or for particle physics. The second positive indication for neutrino oscillations, a reactor experiment, was announced by Reines et al. a year ago. Confirmation of this result, as yet, is lacking. Several very sensitive searches for neutrino oscillations are in various stages of planning or implementation at present. It is a subject of primary interest and importance. (6) Galactic Haloes. At various levels, there are indications of the existence of substantial amounts of non-luminous mass in the universe. For example, the rotation curves of galaxies show (almost without exception) the existence of massive invisible galactic haloes.
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