THE SAMURAI MIND Published by Tuttle Publishing, an imprint of Periplus Editions (HK) Ltd. www.tuttlepublishing.com Copyright © 2010 Christopher Hellman All rights reserved. No part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying, recording, or by any information storage and retrieval system, without prior written permission from the publisher. Library of Congress Cataloging-in-Publication Data Hellman, Christopher. The samurai mind : lessons from Japan's master warriors / Christopher Hellman. p. cm. 1. Swordplay--Japan. 2. Samurai. 3. Martial arts--Japan. I. Title. GV1150.H45 2010 796.860952--dc22 2010023987 ISBN: 978-1-4629-0072-5 (ebook) Distributed by Asia Pacific North America, Latin America & Europe Berkeley Books Pte. Ltd. Tuttle Publishing 61 Tai Seng Avenue #02-12, 364 Innovation Drive Singapore 534167 North Clarendon, VT 05759-9436 U.S.A. Tel: (65) 6280-1330 Tel: 1 (802) 773-8930 Fax: (65) 6280-6290 Fax: 1 (802) 773-6993 [email protected] [email protected] www.periplus.com www.tuttlepublishing.com Japan Tuttle Publishing Yaekari Building, 3rd Floor 5-4-12 Osaki Shinagawa-ku Tokyo 141 0032 Tel: (81) 3 5437-0171 Fax: (81) 3 5437-0755 www.tuttle.co.jp First edition 12 11 10 09 08 10 9 8 7 6 5 4 3 2 1 Printed in Singapore TUTTLE PUBLISHING® is a registered trademark of Tuttle Publishing, a division of Periplus Editions (HK) Ltd. Contents Introduction 7 The Mysterious Skills of the Old Cat 17 Sword Theory 25 A Treatise on the Sword 31 Joseishi’s Discussions on the Sword 46 Ignorance in Swordsmanship 100 Acknowledgments 127 Introduction The sword occupies a central position in the martial culture and history of Japan. It is surrounded by layers of mystique, extending from its forging through to almost every aspect of its care and use. Above all it is associated with the samurai, the hereditary military class that rose to ascendance towards the end of the 12th century, and continued to hold power until the social upheavals that resulted in the birth of “modern” Japan in the 1860s. It holds this position despite the fact that in more than three centuries of warfare, until Tokugawa Ieyasu’s victory at the Battle of Sekigahara (1603), which ushered in a period of over two hundred and fifty years of relative peace, the principal weapon of the samurai on the battlefield had never been the sword. Originally evolving as mounted archers, their primary weapon, the bow, was superseded by the spear as the weapon of choice during the aptly named Sengoku period— The Age of The Country at War. But the sword had always been with the samurai; from the time of their emergence as a distinct class they had carried swords, and the importance which was attached to them can be gauged by the fact that as early as the 10th century ce important blades were known by name. Throughout this period of warfare, great care and attention was put into the making of swords—Masamune, regarded as perhaps the greatest swordsmith in Japanese history, was working in the late 13th and early 14th centuries, and even during the bloody years of the Sengoku period important blades were highly valued, being passed down as heirlooms or presented as marks of great distinction. It is clear that swords were regarded as something more than simply tools of warfare. The year 1603 saw the beginning of a new era in Japanese history: the unification of the country under the military government of the Tokugawa family, a time of peace. After some hundred and fifty years of continuous warfare, the warrior class found the skills it had specialized in on the verge of redundancy. At first the samurai maintained their primarily military role, but by the late 17th century it was clear that many other areas of duty, chiefly in the bureaucratic field, superseded the need for skill at arms. Despite the changes they experienced, the samurai retained their position as a warrior class, an identity that had been reinforced by the tightening of strictures on class and social mobility. While many samurai were fully absorbed in their non-military roles, significant numbers continued to preserve and develop the skills they had inherited from previous generations. For most, this meant the art of swordsmanship. Without the threat of imminent warfare, the style of weapon use taught by the various schools of martial arts evolved with the changing lifestyle of the samurai. Weapons such as the spear were sidelined and techniques developed for use in armor were replaced by those capitalizing on the increased mobility afforded by everyday wear. Indeed, since the sword itself was worn on a daily basis by the samurai, it was during this time that it assumed an unchallenged position as foremost amongst the weapons of the samurai, and swordsmanship became their principal martial art. The sword also became the focus of the samurai’s martial identity and much energy was put into the search for perfection in swordsmanship, with a proliferation of styles and approaches. In this period of peace, the considerations that went into training were understandably different from those of the pre-Tokugawa period; although the newer styles had become increasingly refined and subtle and it was not long before questions arose as to their effectiveness, and without the opportunity to test them in battle, the value of the older training methods was also called into question. In a move to reinstate combative efficiency, the use of flexible bamboo swords and protective training equipment was introduced in some schools, allowing a form of sparring. These innovations were instrumental in the eventual development of what is now known as kendo, a discipline in which the aim is not to develop skills with the sword as a means of combat, but as a vehicle for personal growth. In truth, however, even before the Tokugawa Period, the study of swordsmanship held an important, even primary place, in the teaching of many of the schools of martial arts. These schools or styles, the martial ryu, were the means of preserving and transmitting the martial arts. They were mainly embodied in lineages of teachers who passed down the arts from generation to generation. The number of schools ran into the hundreds, some of which are still practiced in some form to this day. Some of them specialized in a single weapon, while others included a range of weaponry in their curriculum. Other military schools were not concerned directly with the use of weapons at all, but taught skills such as horsemanship, strategy, or swimming while encumbered with armor. Those schools that did include swordsmanship in their teachings seem to have accorded it a very important place in their styles. Though many of these