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THE RELATIONSHIP OF GOLDBERG’S BIG FIVE PERSONALITY TRAIT MEASURES OF MID-LEVEL LEADERS AT MIDWEST STATE-SUPPORTED COLLEGES AND UNIVERSITIES TO THE CAMERON AND QUINN COMPETING VALUES MODEL A Dissertation Presented to The Faculty of the Graduate School University of Missouri In Partial Fulfillment Of the Requirements for the Degree Doctor of Education by MICHELLE R. KEMPKE EPPLER, BA, MS Dr. Phillip Messner, Dissertation Supervisor DECEMBER 2012 The undersigned, appointed by the Dean of the Graduate School, have examined the dissertation entitled THE RELATIONSHIP OF GOLDBERG’S BIG FIVE PERSONALITY TRAIT MEASURES OF MID-LEVEL LEADERS AT MIDWEST STATE-SUPPORTED COLLEGES AND UNIVERSITIES TO THE CAMERON AND QUINN COMPETING VALUES MODEL Presented by Michelle Kempke Eppler A candidate for the degree of Doctor of Education And hereby certify that in their opinion it is worthy of acceptance. ___________________________________________________ Professor Philip Messner _____________________________________________________ Professor Carole Edmonds ____________________________________________________ Professor Max Fridell ____________________________________________________ Professor David Oehler DEDICATION This completed work is dedicated to my family. Thank you for your understanding and patience as I researched, wrote, and read during our vacations, your games, and the holidays. To my husband, thank you for your support and patience. This dissertation wouldn’t have been completed without the support of my mentor, Dr. Mary Hawkins. Thank you for ensuring I had the bandwidth to maintain my sanity as well as the moral support I needed when I became frustrated or impatient. Finally, to my Bellevue University colleagues, who encouraged, assisted, cheered, and supported me during my entire doctoral program. ACKNOWLEDGEMENTS Thank you to all who assisted with this study. To my faculty advisor, Dr. Phillip Messner, thank you for your guidance and willingness to advise me from afar. To Dr. William Cameron and Dr. Robert Quinn, thank you for your support and permission to utilize the Organizational Culture Assessment Instrument (OCAI) in this study. Thank you to the eight college deans who agreed to participate, followed through, and rallied their college staff and faculty over the May through June, 2012 timeframe to participate in this study. Your support and efforts will not be forgotten and I hope to pass on this approach to others. ii TABLE OF CONTENTS ACKNOWLEDGEMENTS……………………………………………………………….ii LIST OF TABLES AND FIGURES…………….…………...………………......…….….v ABSTRACT……………………………………………………..……………………..…vi CHAPTER 1. INTRODUCTION TO THE STUDY……………………………..……………………1 Background………………………………………………………………………..1 Purpose of the Study…………..……………………………………….………….2 Statement of the Problem……………………………………………….…………2 Research Questions…………………………………………..….……..………….3 Null Hypotheses………………………………………….………………………..4 Conceptual Framework……………………………………………………………4 Limitations, Assumptions, and Design Controls……………….…………………7 Definition of Key Terms…………………………………….…………………...10 Significance of the Study…………………..…………………………………….12 Summary…………………………………………………………………………13 2. REVIEW OF RELATED LITERATURE ……………………….…………..……....14 Introduction………………………………………………………………………14 Organizational Culture…………………………………………………………...14 Higher Educational Culture and Leadership……………………………..…....…16 How Leader Link to Organizational Culture…………..…………….…………..17 Middle-Up-Down Management Theory…………………………………19 Conceptual Framework…………………………………………………………..20 Competing Values Model…..…………………………………..………..20 Organizational Cultural Assessment Instrument….……….…….23 The Big Five……….…………………………………………..………...24 The Big Five Inventory………………………………………….28 Summary………………………………………………………………………...28 3. RESEARCH DESIGN AND METHODOLOGY …………………………….……...29 Introduction……………………………………………………………….……...29 Research Questions……………….……………………………………….……..29 Null Hypotheses…………………………………………………….……30 Research Design…………………………………………………………….……31 Research Methods………………………………………………………….…….32 Study Group………………………………………………………………….…..33 Instrumentation……………………………………………………………….….35 Personality Traits…………………………………………………….…..35 Cultural Values……………………………………………………….….36 Data Collection and Analysis………………………………………………….....37 Survey Variables and Items Identified…………………………………...38 Human Subjects Protection……………………………………………....39 Risk Analysis…………………………………………………….39 Protections………………………………………………………..39 Statistical Tests to be Applied……………………………………………...…….40 Summary of Analysis for Research Questions…………………………..41 Summary…………………………………………………………………………45 4. DATA ANALYSIS…………………………………………………………………....47 Introduction………………………………………………………………………47 Data Analysis Organization……………………………………………………...47 Research Questions………………………………………………………………47 Study Group……………………………………………………………………...49 Analysis of Data………………………………………………………………….49 Research Question 1……………………………………………………..50 Research Question 2……………………………………………………..52 Research Question 3……………………………………………………..54 Research Question 4……………………………………………………..57 Research Question 5……………………………………………………..58 Research Question 6……………………………………………………..60 Research Question 7 – Research Question 13…………………………...62 Data Exploration…………………………………………………………………63 Summary…………………………………………………………………………66 5. DISCUSSION…………………………………………………………………………72 Introduction………………………………………………………………………72 Study Summary…………………………………………………………………..72 Purpose of the Study……………………………………………………..72 Limitations……………………………………………………………….72 Delimitations……………………………………………………………..73 Conclusions………………………..……………………………………………..74 Overall Study Findings…………………………………………………..74 Cultural Values…………………………………………………………..75 Leader Traits……………………………………………………………..75 Market Cultural Values…………………………………………………..75 Recommendations………………………………………………………………..76 Future Research Recommendations……………………………………...76 Recommendations for Practice…………………………………………..77 APPENDIX….…………………………………………………………………………...78 REFERENCES…………………………………………………………………………..79 VITA……………………………………………………………………………………..94 iv LIST OF TABLES AND FIGURES CHAPTER ONE Figure 1. Linkages Between Leadership Traits and Cultural Values……............2 CHAPTER THREE Tables 1. Summary of Variables……………………………………………….39 2. Summary of Analysis for Research Questions………………………44 CHAPTER FOUR Figures 2. Overall OCAI Chartered Values……………………………………..60 Tables 3. Reliability Statistics………………………………………………….50 4. OCAI Intraclass Correlation Coefficient…..………………………...52 5. OCAI Descriptive Statistics as sorted by Mean Score from High to Low…………………………………......……………..53 6. Big Five Descriptive Statistics as sorted by Mean Score from High to Low…………...……………………………………….54 7. OCAI Intercorrelations Matrix….…………………………………...56 8. Big Five Intercorrelations Matrix…..………………………………...57 9. Overall Big Five Traits from High to Low Percentages…...………...58 10. Overall OCAI Values from High to Low…………………..………..59 11. Correlation Among OCAI and Big Five…………………………….62 12. ANOVA of Big Five and OCAI Variables…………………………..63 13. Market Regression Model Summary………………………………...65 14. Market Regression ANOVA…………………………………………66 ABSTRACT This dissertation expands previous work of Giberson, Resick, Dickson, Mitchelson, Randall, and Clark (2009), Zhang, Tsui, Song, & Jia (2008), and Tsui, Zhang, Wang, Xin, and Wu (2006) by examining higher education organizational culture and leadership. There is a paucity of research in examining the relationships between university mid-level leader (Deans) personality traits and cultural values. The study focus was designed to address this lack of research by examining university cultural values and evaluating linkages with mid-level leaders’ traits. Linkages between leadership traits and cultural values were examined through utilization of the following frameworks: the competing values model by Cameron, Quinn, DeGraff, and Thakor (2006) and the Big Five by Goldberg (1992). Specific hypotheses were developed and tested regarding relationships between mid-level leader personality traits and cultural values shared among organization members. vi CHAPTER ONE INTRODUCTION TO THE STUDY Background Organizational culture and educational leadership research inform us how understanding micro-level leader traits relate to macro-level organizational culture is valuable knowledge when faced with or creating change (Allame, Nouri, Tavakoli, & Shokrani, 2011; Calo, 2008; Giberson, Resick, Dickson, Mitchelson, Randall, & Clark, 2009; Schein, 2010). In 2006, Tsui, Zhang, Wang, Xin, and Wu, published research regarding Chief Executive Officers’ (CEO) leadership behavior and organizational culture. This research examined relationships between leader traits and organizational culture. In 2008, Zhang, Tsui, Song, Li, and Jia, researched relationships between trust, middle management, and supervisory support within Chinese employee-organizations. In 2009, Giberson et al., furthered research by examining links between CEO characteristics and cultural values by utilizing the competing values model (Cameron & Quinn, 2006), and the Big Five (John, 2009) inventory. This study expands previous work of Giberson et al. (2009), Zhang et al. (2008), and Tsui, Zhang, Wang, Xin, andWu (2006) by examining organizational culture and leadership within a higher education setting. The study focus was to examine university cultural values and evaluate linkages with mid-level leader traits. Linkages between leadership traits and cultural values were examined through utilization of the following frameworks: the Competing values model by Cameron et al. (2007) and the Big Five by Goldberg (1992). Specific hypotheses were developed and tested regarding relationships between mid-level leader personality traits and cultural values shared among organization members. Figure 1. Unknown linkages between traits and values. Purpose of the Study There is a paucity of research in examining the relationships between university mid-level leader (Leader) personality traits and cultural values. Understanding linkages between Leader traits and university cultural values will advance theory and practice as it relates to organizational change and development within higher education. This study was designed to begin to address the aforementioned gaps of information. Statement of the Problem Current research has not yet evaluated how Leaders traits link to university culture values. With the research of Giberson et al. (2009), Zhang et al. (2008), and Tsui et al. (2006) in mind, this study began to address the dearth of research regarding the relationship between Leader personality traits and university cultural values. This study examined organizational culture and leadership theoretical assertions. Primary 2

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