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For exceptions, permission may be sought for such use through Elsevier’s permissions site at: http://www.elsevier.com/locate/permissionusematerial ARTICLE IN PRESS JournalofRuralStudies23(2007)142–155 www.elsevier.com/locate/jrurstud y The quality of sustainability: Agroecological partnerships and the p geographic branding of California winegrapes o Keith Douglass Warner c EnvironmentalStudiesInstitute,SantaClaraUniversity,CA95053,USA Abstract l a Qualityandsustainabilityarebothsociallyconstructed,ambiguousterms,buttheyhavenotbeenheretoforelinkedintheruralstudies literature. The ‘‘quality turn’’ has received particular attention from researchenrs for its potential to organize linkages among various forces in agrofood systems, providingmore income toproducers byappealing to affluent,reflexive consumers. Adistinct line of rural researchhasattendedtothechallengeofagro-environmentalpollutionandoregulation,butthisresearchtrajectoryhasbeensubsumed under the broader paradigm of sustainability. This article seeks to contribute to discussions about quality in the agrofood sector by analyzingthepotentialoffusingruralresourceprotectionpracticeswithplace-basedmarketingofenhancedquality,drawingfroman s empiricalstudyoftheCaliforniawinegrapeindustry.InseveralCaliforniacommodities,agroecologicalpartnershipsarebecomingthe chief vehicle for extending sustainable agricultural practices. California’s winegrape farmers have undertaken more partnerships to r greatereffectthanthoseofanyotherUScrop,andtheyarenowdiscursivelylinkingtheirsustainablefarmingpractices,environmental quality,andwinequality.Thismarksanewlinkageoftwohereetoforediscretesocialimaginaries.Thisarticlearguesthat‘‘quality’’isa term that can conceptually link increasing consumer demand for differentiated product taste with increasing regulatory pressure for environmentalprotection.Synergisticbenefitsfromsuchalpinkagehavethepotentialtostrengthenruraldevelopmentinitiatives.Making progresstowardsustainabilityrequirescollectiveactiononthepartofproducers,andinsomecommodities,maymeshwellwithefforts to enhancefoodstuff quality. r2006Elsevier Ltd. Allrights reserved. s 1. Introduction agrofood systems: rising expectations among affluent ' r discerning consumers (Murdoch et al., 2000), food scares ‘‘Quality’’ is a particularly ambiguous term, but this and consumer food safety concerns (FitzSimmons and o propertymay,infact,renderitmoreusefulforlinkingtwo Goodman, 1998; Stassart and Whatmore, 2003), the distinct trends in rural studies: distinctive, local, or presence and representation of nature in food products h differentiated food, and sustainability in farming and (Goodman, 1999; Murdoch et al., 2000; Murdoch and environmental resource management. Many rural devel- Miele,1999),andproducerambitionsforagreatershareof t opment scholars have recently examined the ‘‘quality the food economy (Ilbery and Kneafsy, 2000). Debates u turn,’’ investigating how differentiated food products, over alternative agrofood networks, food relocalization, appealing to affluent, reflexive consumers, can provide and the turn to ‘‘quality’’ food production are thriving additional income toAfarmers and rural areas (Goodman, (Watts et al., 2005), with a heavy emphasis on the 2004). These have sought to bring the broader ‘‘cultural transformative potential of embeddedness and local turn’’andassociatedsociologiesofconsumptiontobearon relationships of trust to stimulate change in the agrofood rural sociology and agrofood geography (Goodman, 2003; sector (Winter, 2003). To date, no research has documen- Goodman and DuPuis, 2002). The ‘‘quality turn’’ has ted the impact of increasing sales of quality foodstuffs receivedparticularattentionfromresearchersforithasthe directly back to concepts of sustainability. potential to organize linkages among various forces in At the same time, a distinct line of rural research has attended to the challenge of agro-environmental pollution E-mailaddress:[email protected]. (Clark and Lowe, 1992), and associated policies and 0743-0167/$-seefrontmatterr2006ElsevierLtd.Allrightsreserved. doi:10.1016/j.jrurstud.2006.09.009 ARTICLE IN PRESS K.D.Warner/JournalofRuralStudies23(2007)142–155 143 regulation (Lowe et al., 1997). More recently this research economic demand for differentiated product taste with trajectory has been subsumed under the broaderparadigm increasing grower interest in sustainable farming practices. of sustainable rural development (Ilbery et al., 1997), California winegrape growers are conceptually and discur- examining the role of environmental regulatory initiatives sivelyfusingproductandenvironmentalquality,markinga anddivergentconceptualizationsofsocialnature(Marsden new linkage of two heretofore discrete social imaginaries. et al., 2001). This literature has fretted over the impact of This paper provides an early report from California in the agro-environmental regulation, especially the economic interest of contributing to a transy-Atlantic dialogue about burdenitplacesonfarmersanditscontradictoryoutcomes the potential of linking food product and environmental p (Marsden, 2001). To reshape and redirect the undesirable quality, and thus contributing to conceptualizations of consequences of agro-environmental regulatory burden, sustainable rural development. scholarly interest has grown in an alternative integrated, This article begins witoh a summary and discussion of agroecologicalframework(Altieri,1989;Warner,inpress). effortstobringtheorytobearontherelationshipsbetween Some linkages between sustainable rural development and quality,sustainabilityc,andgeographicbranding.Secondly, agroecology are beginning in Europe (Marsden et al., itdescribesthegeographicbrandingofwinesinCalifornia, 2001), but no scholarly work on these topics has thus far and the dynamic relationship between premium quality integrated the quality turn into its consideration. winegrapes, new vineyard development, and tensions on In the US, many rural regions are under increasing the urban/rural interface. Thirdly, it investigates the l pressure to address agricultural pollution (US Geological opportunities and vulnerabilities associated with product a Survey, 1999; Warner, in press), but government agencies differentiation by geographic branding. It then describes heredonotprovidecoherentruralenvironmentalplanning how the California winegrape and winery industries have n to address this. Consequently, initiatives for agricultural createdagroecologicalpartnershipstopromotesustainable pollution prevention are being led by farmers, farmers’ production practices, convey their message of environ- o groups, and scientists (Warner, 2006). In several commod- mental and product quality to regulators and consumers ities in California—and other states—agroecological part- and enroll all actors in environmental resource protection. s nerships are becoming the chief vehicle for extending Wine is an unusual and highly differentiated commodity, sustainable agricultural practices (Swezey and Broome, but the trends emerging in this sector provocatively r 2000; Warner, in press). California’s winegrape growers demonstrate potential strategies for articulating resource have undertaken more partnerships to greater effect tehan protection with quality marketing initiatives and the those of any other US crop, and they are now discursively viability of agriculture in the industrial world. linking their sustainable farming practices, enviropnmental The empirical evidence in this article is based on 2 years quality, and wine quality (Dlott, 2004). of field work with participants in winegrape partnerships More than any other sector of US agri culture, the andareviewofassociateddocumentation.Data collection California winegrape industry has invested time, money, consisted of 26 semi-structured interviews with winegrape and effort in collective enterprises to reac h their growers growers, agricultural consultants, winery personnel, and s about winegrape quality and issues of sustainability, using environmental regulatory staff; 4 focus groups with 30 pre-existing, place-based networks of production to foster partnership members; participant observation in the field ' social learning about resource protective practices. Pre- with 4 consultants inspecting for crop pests; and observa- r mium winegrapes in California are grown in distinct tionof8fielddaysandworkshops.Thisdataformedacase o regions highly charged by environmental politics. Growers studyinaPh.D.dissertation,whichhasresultedinabook here have found the value of cooperative initiatives to about the phenomenon of US agroecological partnerships improve their practices and rhepresent the sustainability of (Warner, in press). these practices. More than any other group of California growers, winegrape grotwers are operationally defining 2. Quality, sustainability, and farming in place sustainability as agricuultural enterprise viability, environ- mental quality and product quality. Winegrape partner- Both quality and sustainability are highly ambiguous shipsconstituteanAdintensifycooperativesocialrelationsas and socially constructed terms (Allen, 1993a; Goodman, a way to defend the social space of winegrape production 2003). In the past, quality was commonly understood in inthefaceofsocialcriticismofandregulatorypressureon terms of taste, ripeness, freshness, or flavor, as defined by theirproductionpractices.Thesepartnershipsdemonstrate actors involved in production, but recent consumer the potential of producer-led cooperative initiatives to displeasure with the health, safety, homogeneity and substantially reduce agricultural pollution. environmental impacts of industrial farming finds expres- This article seeks to contribute to discussions about sion through seeking alternatives to mass-produced, qualityintheagrofoodsectorbyanalyzingthepotentialof undifferentiated foods. Foodstuffs can now be defined as fusing rural resource protection practices with place-based quality, meaning local (Dupuis and Goodman, 2005; marketingofenhanced quality, drawing from anempirical Hinrichs, 2003), traditional or produced in small scale study of the California winegrape industry. It argues that (Ilbery and Kneafsy, 2000), fairly traded (Renard, 2003; ‘‘quality’’ is a term that can conceptually link increasing Whatmore and Thorne, 1997), or perhaps ‘‘sustainable.’’ ARTICLE IN PRESS 144 K.D.Warner/JournalofRuralStudies23(2007)142–155 AsIlberyandKneafsy(2000)underscore,however,quality products through marketing networks. Initial ambitious is a highly subjective term. Food producers, distributors, quality and ethics claims, exploiting niche marketing and consumers may perceive product quality quite opportunities, are being joined by more pragmatic efforts differently. An increasing number of consumers are tolabelfoodstuffsthroughconventionalmarkets(Codron, demonstrating interest in purchasing foods that reflect 2006). their environmental values (Barham, 2002), and producers Sustainability, like quality, carries emphases that differ are positioning their products to appeal to these con- according to one’s position in ythe agrofood system. sumers. Producers and marketers generally perceive Concern about the environmental impacts of agriculture p economic opportunity in differentiating their products has given rise to arguments for making agriculture more through changes in farming practices, association with a sustainable, but without necessarily resolving significant local food tradition, enhanced food safety, or conveying contradictions in that termo(Allen, 1993a). Sustainability more information about these to consumers. entered agricultural discourse about two decades ago, and Ilbery and Kneafsy (2000) proposed four criteria to this term too was socically constructed, largely by actors conceptualize the marketing of food quality: achieving with an alternative vision, at least initially (Lockeretz, certification by an off-farm organization, association with 1997). As Buttel (19 97) argues, sustainable agriculture can a desirable location or historical tradition of production, be approached thr ough three lenses: as a social movement attraction of consumer interest, and specification of (Barham, 1997; Hassanein, 1997; Vos, 2000), as a policy l production method. They emphasize all of these are goal (Youngberg et al., 1993), and a set of technoscientific a socially constructed, whatever blend of ‘‘objective’’ (mea- practices (Ro¨ling and Wagemakers, 1998; Warner, 2006). surable) indicators of quality, or ‘‘subjective.’’ Perhaps a Sincethetermsustainabilityhasbeenincreasinglyadopted n more useful distinction would be distinguishing between by US agro-scientific (National Research Council, 1989, criteria that can and cannot be tied to measurable 2003) and economic institutions (Allen, 2004), it has o indicators. ‘‘Objective’’ criteria, such as human and generally been used in this narrow, technoscientific sense environmental health claims, can be traced to measurable (Warner,inpress).‘‘Sustainability,’’likeefficiency,conveys s performance at some point in the agrofood system. no inherent meaning. Without defining what is to be Objective criteria form the basis for quality claims, but sustained, for whom, and for how long, the term may r the subjective characteristics reveal how producers wish to obscure more than it illuminates (Allen, 1993b). It is used representtheirproductinthemarketplace,andwhattraiets by actors within the agrofood system seeking to represent they use to construct their quality claims. themselves as environmentally responsible, and thus For foodstuffsto assure theconsumer ofsome objpective meritingapremiumpriceandregulatoryleniency.Scholars criteria while traveling beyond local, embedded social now describe this as the commodification of sustainability relationships, mechanisms must be devised, such as (Allen and Kovach, 2000; Guthman, 2002). geographic branding or a specialized label. Th e prolifera- IntheUS,mostofthepressureonagriculturetoprevent tionoflabelingschemesrepresentsanetwork strategyasan pollution is applied through national and state regulatory s alternative rural development scheme (Murdoch, 2000; agencies. Agriculture here is the primary source of non- Whatmore and Thorne, 1997). Labels try to persuade pointsourcewaterpollution(USGeologicalSurvey,1999), ' consumers of product quality, and justify the payment of and most regulatory enforcement against agriculture is r any additional price. Labels are an attempt to extend being pursued under the US Federal Clean Water Act o networks of trust beyond face to face relationships, often (Warner,inpress).Untilrecently,conventionalagriculture through the conventional food supply chains. Interest in has been able to deflect criticism of its polluting practices specialized labels has coincidedhwith the ‘‘quality turn’’ in withdiscoursesaboutthevirtueof‘‘familyfarms’’(Browne agrofood studies. Organic agriculture has emerged as the et al., 1992) or the exceptional place of agriculture in US best known alternative footd label (Guthman, 2004b), but society (Andrews, 1999), but the cumulative evidence of as Guthman (2004a) hasuargued, certification and labeling environmental impacts at the regional level is beginning to schemes may create perverse incentives for growers. break down this discourse, and is to some extent driving Despite the claims ofAbeing alternative, much labeled food changes in practices. mimics conventionalfoodsquite closely (Buck etal.,1997; Becauseofitsknowledge-intensivecharacter,sustainable Guthman, 2004a; Whatmore et al., 2002). Barham (2002) agriculture requires cooperative social relations, although proposed a theory of values-based labeling that presents insufficient work has been done on this topic (Thrupp, these as initiatives to create ethical space within the 1996; Warner, in press). The Netherlands appears to host marketplace. Drawing from the work of Karl Polanyi, the most developed collection of environmental coopera- she recommends investigating these labels as a social tives, local farmers’ associations that promote sustainable movement. Non-governmental organizations are using agriculture and rural development (Renting and Van der specialized labels inferring quality to enhance farmer Ploeg, 2001). Dutch environmental cooperatives and income based on human values (Allen et al., 2003), yet California’s agroecological partnerships share a remark- many producers are labeling their foods to capture more able number of traits: they began about 1992 in large part income at the farmgate by carrying knowledge about food as a response to increasing regulatory pressures; they ARTICLE IN PRESS K.D.Warner/JournalofRuralStudies23(2007)142–155 145 emerge from on-going cooperative efforts; the specifics of examined how producers are perceiving quality to link their social organization are highly diverse, influenced by agroecological practices, efforts to counter criticism, and the commodity produced and their specific regional consumer perception of their product. The agroecological context; they emerge as farmer-initiated responses to re- partnershipsintheCaliforniawinegrapesectordescribedin assert some autonomy over their farming decisions. subsequentsectionsofthispaperrepresentpracticeleading Participating farmers in both countries recognize the the theorization of the relationship between quality and importance of fostering greater accountability and trust sustainability. y among the public and regulatory agencies. Wiskerke et al. p (2003) argue that Dutch environmental cooperatives 3. Quality regions in California winegrape production represent a new mode of rural governance. Renting and Van der Ploeg (2001) present them as a new form of o Californiaproducesroughly90%ofUSwinegrapesand institutional relations between the state and agriculture, withthepotentialtoreconnectnature,farmingandsociety. wine, valued at $1.8cand $12 billion, respectively. The winegrape and wine sector collectively contributes more DespitethesimilaritiesbetweentheseDutchandCalifornia initiatives, the broader claims about agriculture, govern- than $33 billion to the state economy (Motto Kryla & ance and society made about Dutch cooperatives have Fisher LLP, 20 00). Hectarage expanded from 60,000 in 1975 to 90,00 0 in 1982, to 185,000 in 2000.1 The most limited applicability to the US situation. Goodman (2003) importantdlistinctioninCaliforniawinegrapegeographyis observed a significant cross-Atlantic divergence in how that betwaeen the mountainous coastal regions, and the researchers link their case studies of alternative agrofood long, flat Central Valley. Beginning with Napa, growers networks with meso-level analyses. European researchers and vinntners discovered that the coastal counties offered have forged closer relationships with government officials, soilsandmicro-climates amenabletoproducing arangeof and are able to recommend incremental institutional proemium varietals, and the dramatic diurnal swings in changes, while North American rural research is not autumntemperaturesnecessarytoproduceacidsandflavor generally considered by policy makers (Goodman, 2003). scontent of grapes. This has resulted in an expansion of California’s agroecological partnerships have particular vineyardsinthecoastalcounties, even asmost other crops appeal to growers who perceive agroecologically informed rshrank here in the face of suburban and exurban sprawl. practicesas defense against agro-environmental regulatory action,andasalegitimationstrategyessentialforoutreeach The geographic branding of winegrapes has been a key cooperative strategy of California winegrape growers and to critical neighbors. They also see it having the potential to gain economic advantage by being able to reppresent wine makers for almost 40 years (Lapsley, 1996). Inspired by the French use of appellation, they have successfully themselves as more ‘‘sustainable.’’ There is no precise nor fixed definition of sustainability or sustainab le practices, convinced the wine-consuming public that a significant but the scale, reach and impact of these par tnerships has differenceinwinequalitycanbetracedbacktothelocation been so great that they have become the p rimary strategy and agroecological conditions of grape production. Geo- s graphic branding is now a popular strategy for commu- for extending alternative, agroecological practices in nicating with increasingly educated and affluent wine California (Warner, 2006). Growers and their organiza- ' consumers(Bissonetal.,2002).ThebrandingofCalifornia tions have simultaneously engaged in developing more r winegraperegionsrequiredcooperationbetweenwinegrape sustainable practices while reaching out to other growers, o growers and wineries, and their economic successes have regulatory agencies and neighbors concerned with pollu- stimulatedcontinuingcollaboration,to an unusualdegree. tion.ThesepartnershipsareaCaliforniaversionof‘‘Third Way’’ agriculture (El Titi, 1h992), signifying a pragmatic ‘‘Winegrapes are a product of a place,’’ in the words of John Clendenen, a Sonoma County vineyard manager. and opportunistic blend of organic and conventional/ chemical strategies. Thtey are a form of ‘‘Integrated California winegrape growers are acutely aware that they Farming Systems’’ (Muorris and Winter, 1999), designed 1ThisdataisfromtheCaliforniaAgriculturalStatisticsServicereports, to shape change in agricultural knowledge systems. variousyears.Awordofwarningaboutwinegrapestatisticsisinorder. CaliforniapartnersAhipspresentanagroecologicalapproach There is disagreement over winegrape acreages statistics due to several tofarming,whichhasappealtoabroadsectionoffarmers factors.Growersarenotrequiredtoreportacreageuntilitbeginsbearing, (Brodtetal.,2004).Partnershipshavehelpedgrowerscope andeventhen,notallacresarereported.Acreagesarereportedseparately with the extra risks and the additional costs of expert to the Grape Crush Districts, and to the County Agricultural Commis- sioners.GrapeCrushDistrictssometimesarecoterminouswithcounties, monitoring associated with agroecological strategies, but butnotalways,especiallynotintheSanJoaquinValley.Thesedifferent once partnership funding ends, a significant number of boundaries frustrate attempts to reconcile these sources of information. growers revert to previous farming practices (Warner, in Reporting acreage to agricultural commissioners often sets in motion press). increased taxes, and this serves as a disincentive. Grape Crush District The literature addressing the ‘‘quality turn’’ has exam- reports are more reliable, but Jim Lapsley (pers. commun.) is cautious about any winegrape acreage. He believes tonnage crushed is the only inedthepotentialforthis plastic termtobe extended back meaningful measure for relative changes in acreage, but with annual to farm and agricultural landscape management. Sustain- variationincrop,thisfigureis problematicaswell.Countingwinegrape ability initiatives in the rural studies literature have not acreagecanhavehighlychargedpoliticalramifications(seebelow). ARTICLE IN PRESS 146 K.D.Warner/JournalofRuralStudies23(2007)142–155 are paid on the quality of their grapes, and that this is this began to change when winegrape growers recognized inseparable from their location of production. theirpotentialtoproducequalitywinesandUSconsumers The notion of appellation, or a region of production, began to develop a taste for them. Two key events developed originally in France, is the best known prompted California winegrape growers to turn toward geographic branding (Barham, 2003). France has an array premium production. In 1976, French judges chose two of government-approved geographic designations with California wines as superior to their French counterparts varying degrees of specificity and quality reputations. for the first time (Heien and Marytin, 2003). In 1991, a European countries have created other branding systems, medical study indicatedthat moderateconsumptionofred p known as Protected Designation of Origin (PDO) and wine could result in health benefits despite high fat intake, Protected Geographic Indications (PGI), for a wide range popularly known as the ‘‘French paradox’’ (Bisson et al., of other regionally specialized agricultural products. 2002). These events prompoted increased interest in wine Geographic branding represents the fusion of social consumption by the US professional classes and social practices, political coordination and biological particular- elites, who were willincg to pay from their additional ity (Moran, 1993). This kind of branding communicates disposable income. The California wine and winegrape more knowledge about nature-in-place, even if it is industries have prom oted ‘‘wine consumption as part of a commodified, than generic foodstuffs do. healthy lifestyle’’ while at the same time proclaiming their California’s specialty crop growers have a very long qualityasamongthebestintheworld.Theobjectivemerits l history of intensive cooperation to improve the profit- of these quality claims are difficult to evaluate, but it is a ability of their specialty crop production (Stoll, 1998), but quiteclearthatthepremiumpricethatsomeconsumersare winegrape growers have moved most aggressively to willing to pay for quality has driven a dramatic expansion n enhance their farmgate income by geographic branding. of vineyards in the state, at least in the coastal counties. These geographic designations are neither as static nor as Place is especially important in winegrape production o clearly regulated in the US as in France (Moran, 1993). because soils and climate cannot be modified by humans, Here the process began informally during the mid-part of and thus geographic branding has become increasingly s the past century as Napa and California wine producers spatially specific. Jim Lapsley argues that California recognized the opportunity to enhance their reputation of winegrape production is in its fourth era or stage of r quality by providing more information to consumers development since 1950 (Lapsley, 2001). (Lapsley, 1996). The US government only began legeal designation of American Viticultural Areas (AVAs) in (1) Themovementfromfortifiedanddessertwinestotable 1978. AVA designations are managed by a bureau ipn the wines (1950s–1960s). US Department of Treasury. As of 2001, there were 145 (2) The movement from generic table wine to varietal appellations in US (The Wine Institute, 2001), and this wines (1970s–1980s). number continues to grow. In California new AVAs are (3) The movement from varietal wines to ‘‘appellation’’ sometimes designated within previous area s. The north (AVA)-based wines (1980s–present). s coastcountiesofNapaandSonomahave15and13AVAs (4) Themovementfrom‘‘appellation’’(AVA)-tovineyard- respectively, and most of these have been nested within based or ‘‘terroir’’ wines (1990s–present). ' earlier, county-wide designations. r CasualuseofthetermsappellationandterroirintheUS This movement toward increasing geographic specificity o is generally misleading. Many actors in the California and segmentation has been facilitated by social, economic, winegrape industry use them interchangeably with AVA. and scientific shifts by actors within the winegrape and This is not correct because thehUS does not have specific, wine industry, and broader society. California still pro- legal definitions of appellation or terroir. European duces some cheap sweet and fortified wines, but these are countries carefully regulatte the geographic branding of possiblewithvirtuallyanyvarietalandminimalviticultural winegrapes and wine, inusome cases specifying the size of expertize. Economy wines (retailing less than US$7 per vineyards, the varietals, the mix of varietals, the spacing bottle) still occupy about two-thirds of the US market ofvinerows,thecultAuraltechniques,andyield.Incontrast, (Bisson et al., 2002), but premium and ultra-premium an AVA designation merely represents the regional wines(costingUS$20uptohundredsofdollarsperbottle) production of the winegrapes. The California winegrape offer growers and vintners the opportunity to capture industryhasbeguntousethetermsappellationandterrior, muchmoreprofit.ACentralCoastwinegrapegrowersaid: but they do not carry the same historical, cultural, ‘‘Wine grapes are differentiated by region and grower viticultural or enological meaning as in Europe (Barham, input, much more so than most commoditiesy . (E)ven 2003). though there are (other) commodity growers who can Four main material factors determine quality wine: probably differentiate themselves based on bottom-line environmental conditions ofproduction, varietal selection, quality, it’s hard to get paid for thaty . In the wine vine management, and winemaking skills (Gladstone, industry, you can be paid for differentiated quality.’’ The 1992). Fifty years ago, winegrape production was largely increasingly specific geographic branding of wines makes indistinguishablefromtablegrapeorraisinproduction,but sense if they have distinct sensory qualities, and they can ARTICLE IN PRESS K.D.Warner/JournalofRuralStudies23(2007)142–155 147 200,000 175,000 150,000 125,000 y 100,000 p 75,000 o 50,000 c 25,000 0 1982 1987 1992 1997 2002 l Central Coast Central Valley State total a Fig.1. Californiawinegrapesinhectares,1982–2002. n thus capture a quality price premium. The pursuit of this US$8000perhectare.Therisingpricesreceivedbygrowers o quality has triggered the planting of more vineyards, but of premium winegrapes have pushed other commodities also a shared commitment in the winegrape and wine out of coastal counties. The non-agricultural residents of s industries to exchange information about improved viti- these regions resented and resisted vineyard expansion, culture and wine making. threateningtheviabilityofwinegrapegrowing.Thissection r Most of the growth in vineyards took place during two relateshowthesamelandscapethatprovidesopportunities periods: the late 1970s and late 1990s. In the 19e90s, related to geographic branding—integral to the winegrape California winegrape hectarage expanded 24%, with quality premium—also exposes growers to greater envir- almost half of this in just six coastal counties (pFig. 1). onmental criticism of vineyards precisely because their The economic benefits of the premium wine market are monocultural production has become so concentrated in reflected in the rising price paid per ton in the coastal specific places. regions (Fig. 2). The value of winegrapes in Napa and The Napa Valley is the most famous location of wine Sonoma Counties doubled during the 1990s. Inferior production outside of Europe (Conaway, 1990, 2002; s quality Kern County winegrapes were worth less in 2002 Lapsley, 1996). The valley itself is actually quite small, than in 1992. roughly 50km long and 8km wide, but influential within ' the winegrape industry far beyond its relative size. Since r 4. The quality of sustainability the 1950s, Napa Valley winegrape growers and wineries o have promoted wine as an American beverage and the The expansion of vineyard acreage brought in new market for premium wines. They have pursued enhanced growers,newcapital,andnewhideastothecoastalcounties. quality with a near-religious zealotry, and have been Someofthesenewgrowerscametowinegrapegrowingfor consistently rewarded economically for this (Lapsley, non-economic reasons, tespecially the social status that 1996). They have also learned the value of cooperative comes from producinug wine (Conaway, 2002). Unfortu- action in branding their place. They learned that the more nately for the industry, the best regions for winegrapesare theyarecollectivelyabletoenhancethereputationofNapa also highly desiraAble exurban real estate. As the greater wines,themoretheywillindividuallyberewarded.Robert metropolitanareasofSanFranciscoandLosAngeleshave Mondavi was one key leader in this movement. After sprawled out onto the coastal region’s agricultural land- visiting European vineyards in the 1960s, he launched an scape, they have displaced almost all other crops; only incentive system for quality grape growing by teaching premium winegrapes have the ability to bring in sufficient growers how to recognize wine quality, and the conditions farmgate income as to compete with housing. Napa ofproductionthat helped create it(Mondavi,1998). Napa harvests the fewest average tonnes per hectare, about 6, winegrape growers invested in quality production in but captures the highest per ton income, resulting in an anticipation of receiving future profits, a strategy possible average of US$18,500 gross income per hectare. At the in part because of the capital this agricultural sector has lower end of the premium districts, Lodi averages 16 attracted. There are now 12,000 hectares of vineyards in tonnes per hectare, and with per ton prices averaging Napa,andtheyproducedUS$221millionin1999,or97% US$500, growers here capture gross income of roughly of all agricultural revenue in the county. ARTICLE IN PRESS 148 K.D.Warner/JournalofRuralStudies23(2007)142–155 $3,000 4 (Napa County) $2,500 3 (Sonoma & Marin County) 7 (Monterey & San $2,000 Benito Counties) y 8 (San Luis Obisbo, $1,500 Santa Baprbara & Ventura Counties) $1,000 11o (Lodi region: Sacramento & San cJoaquin Counties) $500 14 (Tulare & Kern Counties) $0 1991 1993 1995 1997 1999 2001 l Fig.2. Californiawinegrapecrushpricepertonne,byselectedcrushdistrict. a n Due to its relatively small size, the Napa Valley as a stronglyconflictingviews.SomeofthefissuresinNapacan place has a strong regional identity. Vineyards cover the befoundbetween:smallandlargegrowers;establishedand o valley floor, but the hillsides still host natural vegetation. new growers; winery owners and grape growers; winery No place in the valley is without a beautiful view of the owners with vineyards versus those without; environmen- s hillsides, and this fosters a strong sense of place (Poirier- talists who see agriculture as pivotal to forestalling sprawl Locke, 2002). Environmental conflicts entered a new stage in the valley and environmentalists who are infuriated by r whenthevalleyfloorwas‘‘plantedout’’intheearly1990s, the winegrape industry and see it as an environmental and growers increasingly began to plant vineyards on thee villain. Napa critics have called winegrape growing steep and erodible hillsides, triggering intense public ‘‘alcohol farming,’’ and vineyard expansion ‘‘graping the controversies over land use. Several of the new hpillside land’’ (Conaway, 2002). vineyards did not include adequate erosion control Winegrapes became Sonoma County’s most valuable measures, and some spectacular erosion events h ave taken crop in 1989. Winegrapes have been grown in Sonoma place. In 1989, 2000tonnes of sediment erode d into Bell County for over a century, but as other crops have been Reservoirfromonerecentlyplantedvineyard ,contaminat- forced out due to development pressures and declining s ing the public water source for St. Helena (Poirier-Locke, prices, premium winegrape vineyards have taken some of 2002). The Napa River routinely violates water quality theirplace.From1994to1999,bearingSonomawinegrape ' standards, and this will apparently result in requirements acreage jumped over 20% to over 20,000 hectares, and r forvineyardstobesetbackfromriparianzones(Conaway, winegrapes now account for just over 60% of the total o 2002). value of agricultural production of the county. Land use These events became the flashpoints in a protracted battles began earlier in Napa, but have since spread to struggle over the best way to phrotect Napa’s environment Sonoma County (Guthey et al., 2003), and now echo and winegrape industry. They became bitter and fractious throughout the coastal counties where grapes are grown. because there are many dtifferent views as to the exact Anger at vineyard expansion in Sonoma County had natureofthethreat.Somueseethevineyardsasthecauseof been building throughout the 1990s, with water use and environmental problems, while others see vineyards as the oak woodland loss being thesource of particular irritation last economically viaAble crop prior to converting the land (Friedland, 2002). Controversial vineyard development to housing. Environmental activists have demanded local projects have used massive earth moving equipment to land use regulations, angering property rights activists. radically re-configure hillsides (Cobb, 1998; Friedland, Vineyards are agriculture, but most wineries operate at an 2002). Anti-vineyard environmental activists began a industrial scale, and local officials engage in heated public campaign to limit vineyard expansion in the county, and debates about regulations on winery sales of objects received a big boost when a university researcher dis- unrelatedtoagriculture,suchasT-shirtsandbooks.These covered that the County Agricultural Commissioner had may seem like an innocuous consideration, but with five undercounted new vineyard hectarage by almost 20% million visitors clogging rural roads, non-grape growing (Merenlender, 2000). The adjusted numbers were reported residents are frustrated. on the front page of the Santa Rosa Press-Democrat All parties claim to be pro-environment and pro- (1 June 1998) and galvanized opposition to further agriculture, but subtle variations in perspective result in vineyard expansion. ARTICLE IN PRESS K.D.Warner/JournalofRuralStudies23(2007)142–155 149 The Central Coast region of Santa Barbara, San Luis was once considered y clearly an asset to the Obispo, and Monterey Counties is the latest to enter the community. And we have turned that corner. There is premium winegrape market. Commercial winegrape pro- asignificantportionofthepopulationthatdoesnotfeel duction beganhereinthe1970swhen theboominvarietal that way anymore. winescoincidedwithachangeinthetaxlawstructurethat Thisshiftinthepublicperceptionofagricultureappearsto allowed corporations and individuals to write off invest- ments in perennial crops (FitzSimmons, 1983). Major be growing throughout the coasytal counties, where wine- grape growers and the exurban population are competing wineries discovered parts of the Central Coast offered for rural space. p growing conditions similar to Sonoma. Winegrapes have Bill Friedland (2002) analyzes these conflicts and expandeddramatically,andmuchofthenewvineyardland has been converted directly from grazing, e.g., not first to suggests this is anotheor stage in the separation of agriculture from rurality. Forty years ago one could speak other, lower value irrigated crops. Since the original about the coastal counties and justly claim that they were vineyard developments 25 years ago, many large wineries c rural. Changes in the nature of the US economy and boughtlandorcontractedforgrapestobegrownhere,and functional control of the winegrape landscape is quite transportation ha ve turned portions of all these counties concentrated. Collectively, five major wineries farm or into ‘‘exurbia,’’ regions populated by wealthy individuals contracttohavemanaged7250ha,andbuyfrom7700ha.2 who have fled the social problems of urban California. They bringlwith them acute environmental values, and the This constitutes 42% of the region’s 35,000ha production. expectatioan that they will be able to live in ‘‘natural’’ When residents began to campaign for vineyard develop- beauty,withoutbeingexposedtopollution,agriculturalor ment restrictions (Cobb, 1998), the region’s winegrape otherwnise. This is particularly true in the coastal counties growersandvineyardsrecognizedtheimportanceofpublic (see Fig. 3). outreach about their efforts to promoted sustainable oIn addition tovineyardexpansion,agriculturalpractices viticulture. came under fire. Criticism of practices has been used as a California’sCentralValleyisstillhometohalfthestate’s sbuttressing argument against vineyard expansion specifi- winegrape hectarage, however. The long, hot summers are cally and the winegrape industry in general. Established helpful for growing large volumes of sweet grapes (many rvineyard owners and managers are understandably reluc- times the per area yield of Napa), but are not well suited tanttoquestionexpansionbytheirfellowgrowers,butthey for growing varietal wines. About 20 years ago, howeever, have felt wronged by complaints about their vineyard growersintheLodiregionrecognizedthattheycouldtake advantage of the coastal breezes passing through fprom the practices, and are motivated to disprove critics. Grower John Clendenen of Sonoma County said: Sacramento Delta over their vineyards to produce higher quality wines. This required them to graft ove r their vines Traditionally the farmer had the full say over what to varietal grapes, an expensive gamble, but one that has happenedonhisland,andthatpicture’schangingreally paid off. The Lodi region has been able to differentiate fast. And so it was very important to us to present a s itself from other Central Valley production areas, and present a positive light on what we did. We were capture someofthequalitymarket.Its vineyardhectarage perceived as the ‘‘green desert,’’ and then there were ' has more than doubled over the pasrt 15 years. The grower particular hot points that we’ve started to be attacked, organization that coordinated winegrape quality improve- viciously attacked on, usually sprays, methyl bromide o ment simultaneously addressed issues of environmental use, certain pesticide use. stewardship. Vineyard expansion in Cahlifornia has come at the price At the same time, winegrape growers recognized that of public perception. A Central Coast vineyard manager consumers have higher expectations of their crop than said: t others. Clendenen said: u yalotofwhatwesellinwinegrapesisperception.You yI’vebeen(avineyardmanagerfor)30years.Formore know, it isn’t all our crop goes in, sits in a silo than 20, I would say vineyards were considered the A somewhere, and it’s sold through Cargill or something ecological friend ofthe state ofCalifornia when it came like that (laughter). A lot of it is perception, so beyond to agricultural production endeavors. And somewhere sellingjustanendproduct,wine,peoplewanttofeelthe in this growth periodywe became an environmental whole environment in which the wine is growing. And concern. that’saperceptionthattheygetinaglass.So,weendup A Napa vineyard manager reported: needing to be more perceived as environmentally friendly, consumer friendly from the start. ywhat’s happened in this area, as in a lot of other Growers throughout the coastal regions realized that areas, agriculture and especially here in Napa Valley, environmental criticism threatened the future of their 2Thesefiveare:RobertMondaviWinery,Beringer-Blass,Diageo,E&J industry, and that collective action was necessary to Gallo,andFetzer. address a crisis in public perception. The geographic ARTICLE IN PRESS 150 K.D.Warner/JournalofRuralStudies23(2007)142–155 500,000 400,000 300,000 Napa y Sonoma p 200,000 Monterey oSan Luis Obsipo 100,000 c 0 1970 1980 1990 2000 Fig.3. Populationofselectedcoastalcountiesproducinlgwinegrapes. a brandingofwinesofferedtheopportunitytoenhancetheir learning how to better monitor pests, tolerate sub- n income through quality premiums, but carried with it the economic damage levels of pest pressure, use less ecologi- danger of associating their region or vineyard with callydisruptivepesticides,morepreciselymeasurefertilizer o environmentally harmful practices. Industry leaders recog- inputs and irrigation, and attend more closely to soil nized that the winegrape industry as a whole was facing fertility. They frequently use agroecological knowledge s this crisis, and that they could best address it through from organic farming systems, but only a few growers collective action. pursue organic certification, for reasons discussed below. r Theagroecologicalpartnershipmodelistheleadingvehicle 5. Agroecological partnerships and the message of efor extending sustainable farming practices in California sustainability (Warner, 2006). p Winegrape growers have organized six partnerships, the California winegrape growers in local networks orga- plurality in California. This semi-privatized model of nized agroecological partnerships to educate th eir fellow extension has particular appeal to the winegrape industry growers, neighbors, and environmental regula tors about for several reasons.3 First, winegrape growers have a sustainable farming practices, drawing on t he same net- history of cooperative relations that have benefited them, s work of social relations they did for regional AVA-based more so than growers of any other crop. Second, state initiatives to improve wine quality. They grafted ‘‘sustain- officials have slashed budgets to public extension services ' ability’’ initiatives onto their existing quality improvement atthesametimeasthesecondpulseofvineyardexpansion r efforts using the same cooperative strategies, and over inthestate,sowinegrapegrowersrealizedthattheywould o time, they began to recognize that the vulnerabilities havetoundertakeextensionactivitiesformerlyledbystate associated with geographic branding of their wines could institutions. Third, growers discovered that some of the be converted into a marketinghadvantage. farming practices that produced superior winegrapes also Winegrape partnerships are a subset of the California reduced some environmentally harmful practices. For agroecological partnershiptphenomenon. Between 1993 example, careful reductions in irrigation, combined with and 2003, 32 partnershiups were created in 16 California vine canopy management, can improve winegrape quality commodities for crop-specific knowledge (Warner, in and reduce resource use. Conversely, during the 1990s, press). All partnershAips promote practices to improve the several wineries discovered that certain pesticides compro- quality of farm management through the application of mised wine flavor, and prohibited their use through improved knowledge of farming systems. They try to help contracts. Winegrape growers recognized the value of the growers perceive, understand, and manipulate ecologi- using cultural practices so as avoid compromising quality. calrelationshipsbetweenon-farmorganismssoastomake The same outreach strategies that attracted many growers better decisions, and to use the least environmentally to improve regional quality and enhance winegrape price disruptive materials, preferably other biological organisms also helped them to recognize the value of adopting more such as cover crops and beneficial insects. These initiatives sustainable practices. are agroecological because they assume integrated pest management (IPM) and seek to ecologically optimize all 3In the U.S., extension, or the practical field education of farmers, is components of farming systems, thus accruing synergistic conductedundertheauspicesofpublicuniversities.Foradescriptionof benefits (Altieri, 2002). In practical terms, this means thisprocess,seeWarner(2006,andinpress).
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