THE POLITICAL THOUGHT OF JOHN LOCKE AN HISTORICAL ACCOUNT OF THE ARGUMENT OF THE ‘TWO TREATISES OF g o v e r n m e n t ’ THE POLITICAL THOUGHT OF JOHN LOCKE AN HISTORICAL ACCOUNT OF THE ARGUMENT OF THE ‘TWO TREATISES OF government’ JOHN DUNN Fellow of/(jng's College and Professor of Political 'Ibeory in the University of Cambridge Cambridge UNIVERSITY PRESS CAMBRIDGE UNIVERSITY PRESS Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, Sao Paulo, Delhi, Dubai, Tokyo, Mexico City Cambridge University Press The Edinburgh Building, Cambridge CB2 8RU, UK Published in the United States of America by Cambridge University Press, New York ■^ww.cambridge.org Information on this title: ^ww.cambridge.org/9780521271394 © Cambridge University Press 1969 This publication is in copyright. Subject to statutory exception and to the provisions of relevant collective licensing agreements, no reproduction of any part may take place without the written permission of Cambridge University Press. First published 1969 Reprinted 1975 First paperback edition 1982 Reprinted 1986, 1988, 1990, 1995 A catalogue recordfar this publication is available from the British Library isbn 978-0-521-07408-7 Hardback isbn 978-0-521-27139-4 Paperback Cambridge University Press has no responsibility for the persistence or accuracy of URLs for external or third-party internet websites referred to in this publication, and does not guarantee that any content on such websites is, or will remain, accurate or appropriate. Information regarding prices, travel timetables, and other factual information given in this work is correct at the time of first printing but Cambridge University Press does not guarantee the accuracy of such information thereafter. FOR SUE CONTENTS Preface page ix PART I i Introduction: John Locke in History: The Problems 5 2. The Developing Mind 1 1 3 The Essarys 011 the Law of Nature 19 4 The Ersery on Toleration 27 PART II 5 The Two Treatises and Exclusion 43 6 Sir Robert Filmer 5 8 7 Locke and Hobbes 77 PART Ill 8 The Premises of the Argument 8 7 9 The State of Nature 96 10 The Creation of the Legitimate Polity 120 1 1 Prerogative 148 12 Public Good and Reason of State 157 1 3 The Conditions for Legitimate Resistance 165 14 The Law of Nature 187 PART IV 15 The Coherence of a Mind 1 20; 16 The Coherence of a Mind 2 2 1 4 17 The Coherence of a Mind 3 229 PART V 18 The Calling: Tradition and Change 245 19 Conclusion Bibliography 269 Index 285 vii PREFACE The claim that the account given here of Locke's argument in the Two Treatises of Government is ‘historical' implies that its status depends upon the adequacy of its identification of Locke's own meaning. It is often assumed that there is little serious problem about identifying the meaning of the argument of such a book— that we can see readily enough what Locke meant or, at the very least, what Locke raid.1 In so far as the present work resembles an attempt at an extended archaeological excavation of Locke's mind, it may seem at first glance that the entire enterprise is supereroga tory, that it is an exercise in the painful excavation of what is al ready wholly above the ground. However plausible such an expectation may be a priori it will, I hope, be disconfirmed by a reading of the ensuing work. By ‘historical', then, is meant an account of what Locke was talking about, not a doctrine written (perhaps unconsciously) by him in a sort of invisible ink which becomes apparent only when held up to the light (or heat) of the twentieth-century mind. 2 More precisely, what I attempt is to give an account of what Locke was maintaining in the central argument of the Two Treatises.3 It is not a critique of this argument and, in particular, it does not expand on the theme of how inadequate Locke's argument is to resolve the puzzlements of contemporary political theory. There are two separate reasons for this. The first is that a large proportion of the scholarly, and more especially the journal, literature on Locke has been preoccupied with this task, a succession of determined philosophers mounting their scholastic Rosinantes and riding 1 Cf. Alm Ryan, '^xke and the Dicutonhip of the Bourgeoisie', Political Studies xm, .z (June 1965), 219. I have commented on the oddity of this claim in an article, ‘The Identity of the History of Ideas', Philosophy (April 1968), pp. 85-104. • Cf. C. B. Macpherson, The Pol/liea/ Theory of Posmm,e IndiV/dtial/inn (Oxford, 1962); Leo Strauss, Na/aral Rjghe aNJ Hislory (Chicago, 1953); Richard H. Cox, harlot 011 War aNJ Peare (Oxford, i96o). • In the em/ral argument of the TIMI Trealiiw, not of course in all the arguments of that prolix work, which would require a text several times longer than ^rcke’s own and strikingly more boring than its original. ix PREFACE forth to do battle with a set of disused windmills, or solemnly and expertly flailing thin air. In this dimension what it hopes to achieve is simply to restore the windmill to its original condition, to show how, creakingly but unmistakably, the sails used to tum. Even at the level of preserving ancient monuments it is perhaps a service to recondition these hallowed targets. There seems little purpose in recording hits on a target that has no existence outside our own minds—and even if there is thought to be point in such an activity, it can scarcely entitle us to dignify our targets with the identity of a historical figure like Locke. 1 The second reason is more personal. At one level all that can be said about this pastime is that if you like tilting against those kinds of windmill, those are the kinds of windmill against which you like to tilt. But a less unbending subjectivism normally maintains that the point of such commentaries is the illumination which they bring to contemporary philosophical issues. Clearly it is at least logically possible that Locke might have been talking about very different issues and yet the critical reactions to his words of a philosopher today still provide a powerful illumination of con temporary philosophical issues. In this sense, the reasons why I have confined my attention to giving an effective exposition of Locke’s argument and refrained from systematic formal criticism are bleakly autobiographical. I simply cannot conceive of con structing an analysis of any issue in contemporary political theory around the ^^rnation or negation of anything which Locke says about political matters. The only argument in his entire political philosophy which does seem to me still to be interesting as a starting point for reflection about any issue of contemporary political theory is the theme of the Letters on Toleration,1 and in 1 Cf. John Passmore, ‘The Idea of a History of Philosophy’, History mid Theory, supplement 5, ‘The Historiography of the History of Philosophy’, pp. 1-52. ‘Too often, indeed, such polemical writings consist in telling men of straw that they have no brains ’ (p. 13). One reason, thus, why I have not presented an extended critique of Cocke’s argument and expanded on the theme of how inadequate it is to resolve the puzzlements of contemporary political theory is that on historical examination it becomes dear that he was not talking about these. z Cf. also, {possibly, Viano’s construction of Cocke's bequest to the enlightenment as the insistence on a form of social freedom essential to the advancement of science, making ^ocke the Michael Polanyi or Karl Popper th sesjo11rs. Sec Carlo Augusto Viano, ]obn L«<A:r: Dal Raz.iimidimo all’Ulmidnimo (Turin, 1960), esp. p. 608: ‘Riconoscere il primato dell’intellig^cnza signifies riconosccrc la neecssitk di pro- X