THE O F H I G H E R E D U C AT I O N F I N A N C E THE POLITICS OF TUITION FEES AND SUBSIDIES IN OECD COUNTRIES, 1945-2015 JULIAN L. GARRITZMANN The Political Economy of Higher Education Finance Julian L . Garritzmann The Political Economy of Higher Education Finance The Politics of Tuition Fees and Subsidies in OECD Countries, 1945–2015 Julian L. Garritzmann University of Konstanz Department of Politics & Public Administration Konstanz , Germany ISBN 978-3-319-29912-9 ISBN 978-3-319-29913-6 (eBook) DOI 10.1007/978-3-319-29913-6 Library of Congress Control Number: 2016948423 © The Editor(s) (if applicable) and The Author(s) 2 016 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifi cally the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfi lms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specifi c statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the pub- lisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. Printed on acid-free paper This Palgrave Macmillan imprint is published by Springer Nature The registered company is Springer International Publishing AG Switzerland To my parents, for all the love and support—and for all the opportunities. A CKNOWLEDGMENTS Many people have helped me to start and fi nish this book. First and fore- most, I am deeply indebted to Marius Busemeyer. Since we met at the Max Planck Institute in Cologne, Marius has supported me in many respects: he awakened my interest in education policy and the welfare state; he com- mented on numerous versions of my papers; and he offered me convenient research positions with long time horizons (very unusual nowadays) and generous funding (even more unusual), meaning that throughout my time as a graduate student I had the means to attend conferences and workshops and was able to afford a research stay at Harvard University. Moreover, Marius created a highly productive work environment at the University of Konstanz; he kept my teaching load low and hardly ever bothered me with organizational matters so that I could focus on my own research. Maybe most importantly, Marius always pushed me further with critical comments and tough deadlines, but also left me a lot of academic freedom and accepted that I often had to fi nd my own way, sometimes disregarding good advice (of course, often regretting this later). In short, Marius was the ideal supervisor and, moreover, has become a good friend. Christian Breunig has been the perfect second supervisor: always avail- able when I needed advice, but never trying to push me in a direction in which I didn’t want to head; always very clear in his critique and concen- trating on the big, critical questions. Christian not only provided substan- tive advice but also pushed me to bring this book into a (hopefully) more easily accessible and shorter format, dropping many of the potentially interesting, but largely unnecessary, meanderings of the book. vii viii ACKNOWLEDGMENTS I am also enormously thankful to Torben Iversen. I met Torben during two workshops in Bremen and Konstanz and was very impressed by his analytical precision and style of thinking about politics. Right from the start he took a lot of time to have discussions with me and never treated me as the little graduate student that I was. I am very grateful that Torben invited me to Harvard, where he paved my way, connecting me to other exciting scholars. Moreover, Torben agreed to serve as a supervisor for my dissertation and took the time to comment extensively on single papers and on the fi nal manuscript. His view on my work—though I did not always follow it—has helped me to sharpen my analytical focus and sim- plify the argument as much as possible. Finally, I thank Dirk Leuffen, who agreed—on short notice—to chair my dissertation defense committee, and I am grateful that he not only took the time to read through my lengthy dissertation but also to com- ment on it from an “outside angle,” which helped me to focus more on the main story. Moreover, I wish to thank our entire team at the University of Konstanz: Aurélien Abrassart, Yvonne Aymar, Margot Beier, Michael Dobbins, Ulrich Glassmann, Susanne Haastert, Susanne Münn, Erik Neimanns, Roula Nezi, Raphaela Schlicht-Schmälzle, and Janis Vossiek. I have always enjoyed the critical but constructive discussions in our group. I am also grateful for all of the support from our student assistants who saved me a great deal of time by doing a lot of—sometimes annoying, but neces- sary—work: Dana Behrens, Sophie Fendrich, Maximilian Gahntz, Caspar Kolster, Tobias Tober, Léonie Trick, Marie Zeller, and, most of all, Lina Seitzl, who has been a great support during almost my entire time at the University of Konstanz. I also wish to thank Kilian Seng, Peter Selb, and Susumu Shikano for their statistical advice. During my time as a Visiting Fellow at Harvard, I experienced an enor- mously inspiring, creative, and energizing environment. Besides Torben Iversen, a number of colleagues commented on my work and stimulated my thinking in various ways: Daniel Ziblatt, Dan Smith, and Gwyneth McClendon let me participate in and present at the Research Workshop in Comparative Politics, and had helpful comments. Moreover, I am very thankful to Peter Hall and Kathy Thelen, who took time to discuss my ideas with me. Furthermore, Jon Fiva, Jeff Frieden, Daniel Koss, John Marshall, Arthur Spirling, and Carina Schmitt commented on several papers. Finally, many thanks to Dominik Geering and Olaf van Vliet. During our joint lunches almost every day I not only received a lot of ACKNOWLEDGMENTS ix feedback, but also made two great friends that I unfortunately see much too seldom. At the University of Cologne, where I graduated in 2011, I particularly wish to thank André Kaiser, who got me interested in comparative poli- tics in general and in parties and party competition in particular. During my time as a student assistant at his chair, he fundamentally shaped my perspective on political science and inspired me to think about the impor- tance of time in this fi eld. I appreciate that I always fi nd the door open (and often a free desk at which I can do some work) when I come “back home.” Moreover, many people have commented on parts of the book at vari- ous stages: Sakari Ahola, Ben Ansell, Michael Braun, Margarita Gelepithis, Silja Häusermann, Anne-Marie Jeannet, Carsten Jensen, Jens Jungblut, Olli Kangas, Peter Maassen, Paul Marx, Traute Meyer, Stefan Thewissen, Pieter Vanhuysse, Wim van Oorschot, Peter Selb, Daniel Stegmüller, Christine Trampusch, Martina Vukasovic, and Claus Wendt. Colleagues have also commented on the paper at various occasions such as at the CES Conferences in Amsterdam and Paris; the APSA Annual Meeting in Washington; the MPSA Conference in Chicago; the ESPAnet Meetings in Mannheim, Odense, and Oslo; Harvard’s various research workshops; the ECPR General Conference in Montréal; the HEIK seminar at the University of Oslo; the Cologne Center for Comparative Politics; and various occasions at the University of Konstanz. Still, I’m pretty certain I have forgotten to mention someone, so I’m certain I owe drinks to some unmentioned but well-deserving friends, here’s a place where you can fi ll in your name while patting yourself on the back: _____________________ (the next beer is on me!). Furthermore, I appreciate the generous funding I have received from several bodies, particularly from the German Research Foundation’s Emmy Noether Programme, the University of Konstanz’s Graduate School of Decision Sciences, and the German Excellence Initiative, which helped fi nance my stay at Harvard University. Finally, those who know me at least a little, know that I’m a big fan of Aristotle and Hannah Arendt. And those who know Aristotle or Hannah Arendt a little, know about the importance of friendship to connect science with life, philosophy with political science, and society with one’s personal eudaimonía . Thus, a big shout out goes to all of my friends around the world who have helped me n ot to think about my work. To name but a few (and again I probably have to buy some drinks), Jan Sahm has always