Modern Studies in Philosophy The Philosophy of SOCRATES Modem Studies in Philosophy is a scries of antholo- prcsenting contemporary interpretations and evaluations of the works of major philosophers. The editors have selected articles designed to show the Systematic structure of the thought of these philoso- phers, and to reveal the relevance of their views to the problems of current interest. These volumes are intended to be contributions to contemporary de- bates as well as to the history of philosophy; they not only trace the origins of many problems impor- tant to modern philosophy, but also introduce major philosophers as interlocutors in current discussions. Modem Studies in Philosophy is prepared under the general editorship of Amelie Oksenberg Rorty, Liv- ingston College, Rutgers University. Gregory Vlastos is Stuart Professor of Philosophy at Princeton University. He had previously taught phi- losophy at Queen's University in Kingston, Ontario, and at Cornell University. MODERN STUDIES IN PHILOSOPHY AMELIE OKSENBERG RORTY, GENERAL EDITOR The Philosophy of SOCRATES A Collection of Critical Essays EDITED BY GREGORY VLASTOS ANCHOR BOOKS DOUBLEDAY & COMPANY, INC. GARDEN CITY, NEW YORK 1971 Tin's anthology has been especially prepared for Anchor Books and has never before appeared in book form. Anchor Books edition: 1971 Library of Congress Catalog Card Number73-131115 Copyright © 1971 by Gregory Vlastos All Rights Reserved Printed in the United States ofAmerica First Edition CONTENTS Preface vi l. Introduction: TheParadox of Socrates GREGORY VLASTOS 1 Our Knowledge of Socrates A. R. LACEY 22 Socrates in the Clouds KENNETH J. DOVER 50 Elenchus RICHARD ROBINSON 78 5. Elenchus: Direct and Indirect RICHARD ROBINSON 94 6. Socratic Definition RICHARD ROBINSON 110 Elenctic Definitions GEORGE NAKHNIKIAN 125 Socrates onthe Definition of Piety: Euthyphro 10A-11B S. MARC COHEN 158 9. Socrates at Work on Virtue and Knowledge in Plato's Laches GERASIMOS SANTAS VJJ 10. Virtues in Action M. F. BURNYEAT 2CK) 11. The SocraticDenial of Akrasia JAMES J. WALSH 235 12. Plato's Protagoras and Explanations of Weakness GERASIMOS SANTAS 264 13. Socrates on Disobeying the Law A. D. WOOZLEY 299 14. Plato's Earlier Theory of Forms R. E. ALLEN 319 Notes on Contributors 335 Selected Bibliography 336 Index Locorum 340 PREFACE I am proud to present here five new studies of the philosophy of Socrates by Professors R. E. Allen, M. F. Burnyeat, A. R. Lacey, George Nakhnikian, and A. D. and to reprint previously published essays by ; Professors S. Marc Cohen, Kenneth J. Dover, Richard Robinson, Gerasimos Santas, and James J. Walsh. I am grateful to each of these authors for his collaboration; and to the following publishers for permission to repro- duce previously published material: the Journal of the History of Philosophy and the Review of Metaphysics; also to the Columbia University Press, the Oxford Uni- versity Press, andRoutledge andKegan Paul. For works which regrettably could not be included in this volume, the reader is referred to the bibliography at the end. Though some are old, a reassuringly large num- ber fall within the last two decades, attesting the con- tinuing vitality of Socratic studies, which seem to be pur- sued more intensively today in the English-speaking world than at any previous period of philosophical and classical scholarship. I wish to make special acknowledgment of the help of Paul H. Drymalski, my editor at Anchor Books, and of his assistant Ronnie Shushan, for her generous coopera- tion. I am also grateful to Robert Van Gulick, Princeton, '70, who prepared the index and helped in many other waj My wife died suddenly while this book was in press. I dedicate my essay to her memory. I do so because of what our love meant to my work. The best insight in this essay—that Socrates' ultimate failure is a failure in love- grew out ofwhat I learned about love from her. Gregory Vlastos Princeton, April 1970 INTRODUCTION: THE PARADOX 1. OF SOCRATES GREGORY VLASTOS The Socrates of this book is the Platonic Socrates, or, to be more precise, the Socrates of Plato's early dialogues. That this figure is a faithful and imaginative recreation of the historical Socrates is the conclusion of some very reputable scholars, though not of all. It is the conclusion I would be prepared to defend myself. To try to do this in detail would be out of place in this Introduction. All I can do here is to indicate the main consideration which has ledmeto this conclusion. There is one, and only one, serious alternative to Plato's Socrates, and that is Xenophon's.1 The two are irreconcilable atcertainpoints, andthese are crucial. Xenophon's is a Socrates without irony and without para- dox. Take these away from Plato's Socrates, and there is nothing left. This Introductionis adapted from an address to a meeting ofthe Humanities Association of Canada at Ottawa on June 13, 1957, published in the Queen's Quarterly (Kingston, Ontario), Winter 1958. It is reprinted here (with slight changes) with the permis- sion of the editors. I offer no apologies for the style and form of the presentation. For more scholarly treatment of the same topics, thoughnotnecessarilyof the same theses,thereaderneedonly turn to the rest of this volume. If he should like to see how I try to round interpretations of Socrates on a close readingof Plato's text, fe may consult papers of mine listed in the bibliography at the end of this volume. 1Why the Aristophanic portrait, though composed much earlier than either Plato's or Xenophon's, offers no basis for correcting Plato's, will be clear to anyone who goes through Kenneth Dover's masterly study, "Socrates in the Clouds," in this volume. As for the Aristotelian references to Socrates (on which see Section V of A. R. Lacey's "Our Knowledge of Socrates" in this volume; for more detailed treatment see Th. Deman, he Temoignage d'Aristote sur Socrate [Paris, 1942]), they tally completely with the portrait of Socrates in Plato's early dialogues, supporting the latter at every pointonwhichit differs from the Aristophanic or the Xenophonean portraits or from both. Gregory Vlastos Xenophon's Socrates is so persuasive that, "whenever he argued," Xenophon declares, "he gained a greater measure of assent frem his hearers than any man I have ever known" (Memorabilia 4.6.16). Plato's Socrates is not per- suasive at all. He wins every argument, but never manages to win over an opponent. He has to fight every inch of the way for any assent he gets, and gets it, so to speak, at the point of a dagger. Xenophon's Socrates discourses on theology and theodicy, argues for the existence of a divine mind that has created man and ordered the world for his benefit. Plato's refuses io argue over anything other than man and human affairs. Plato's Socrates maintains that it is never right to repay evil with evil. He says this in studied defiance of the contrary view, axiomatic in Greek morality from Hesiod down, and fixes here the boundary-line between those who can agree with him on fundamentals and those who can't. Xenophon's Socrates has never heard of the boundary-line. He stands on the wrong side, the popular side, parrots the common opinion that the good man will "excel in rendering benefits to his friends and injuries to his enemies" (Memorabilia 2.6.35). What does this prove? If Plato and Xenophon cannot both be right, why must Plato be right? That his Socrates is incomparably the more interesting of the two figures, in fact the only Socrates worth talking about, proves We nothing. cannot build history on wish-fulfillment. Fortunately there is another consideration that proves a great deal. It is that Plato accounts, while Xenophon does not, for facts affirmed by both and also attested by others. For example: that Critias and Alcibiades had been com- panions of Socrates; or again: that Socrates was indicted and condemned on the charge of not believing in the gods of the state and of corrupting its youth. Xenophon's portrait will not square with either of these. Not with the first, for his Socrates could not have attracted men like Critias and Alcibiades, haughty aristocrats both of them, and as brilliant intellectually as they were morally unprincipled. Xenophon's Socrates, pious reciter of moral The Paradox of Socrates 3 commonplaces, would have elicited nothing but a sneer from Critias and a yawn from Alcibiades, while Plato's Socrates is just the man who could have gotten under their skin. As for the second, Plato, and he alone, gives us a Socrates who could have plausibly been indicted for subversion of faith and morals. Xenophon's account of Socrates, apologetic from beginning to end, refutes itself: had the facts been as he tells them, the indictment would nothave beenmadeinthefirst place. How far can we then trust Plato? From the factthat he was right on some things it does not follow, certainly, that he was right in all his information on Socrates, or even on all its essential points. But we do have a check.2 Plato's Apology has for its raise en scene an all-too-public occasion. The jury alone numbered 501 Athenians. And since the town was so gregarious and Socrates anotorious public character, there would have been many more in the audience. So when Plato was writing the Apology, he knew that hundreds of those who might read the speech he puts into the mouth of Socrates had heard the historic original. And since his purpose in writing it was to clear his master's name and to indict his judges, it would have been most inept to make Socrates talk out of character. How could Plato be saying to his fellow citizens, 'This is the man you murdered. Look at him. Listen to him,'3 and point to a figment of his own imagining? This is my chief reason for accepting the Apology as a reliable recreation of the thought and character of the man Plato knew so well. Here, as before, I speak of recreation, not report- age. The Apology was probably written several years after the event. This, and Plato's genius, assures us that it was not journalism, but art. Though the emotion with which Plato had listened when life and death hung on his master's words must have branded those words into 2In a fuller discussion I would have addedother checks, notably Aristode's testimony. 3Here and throughout this introduction I use single quotation marks to indicate an imaginary quotation, reserving regular quota- tion marks for citations from the texts. Gregory Vlastos 4 his mind, still, that emotion recollected in tranquillity, those remembrances recast in the imagination, would make a new speech out of the old materials, so that those who read it would recognize instantly the man they had known without having to scan their own memory and ask, 'Did he open with that remark? Did he really use that example?' or any such question. This is all I claim for the veracity of the Apology. And if this is conceded, the problem of our sources is solved in principle. For we may then use the Apology as a touchstone of the like veracity of the thought and character of Socrates de- picted in Plato's other early dialogues. And when we do that, what do we find? We find a man who is all paradox. Other philosophers have talked about paradox. Socrates did not. The para- dox in Socrates is Socrates. But unlike later paradoxes, Scandinavian, German, and latterly even Gallic, this Hellenic paradox is not meant to defeat, but to incite, the human reason. At least a part of it can be made quite lucid, and this is what I shall attempt in the main part of this essay. For this purpose I must point out the roles whose apparently incongruous junction produces paradox: In the Apology (29D-E) Socrates gives this account of his lifework: So long as I breathe and have the strength to do it, I will not cease philosophizing, exhorting you, indicting which- ever of you I happen to meet, telling him in my customary way: Esteemed friend, citizen of Athens, the greatest city in the world, so outstanding in both intelligence and power, aren't you ashamed to care so much to make all the money you can, and to advance your reputation and prestige—while for truth and wisdom and the improvement of your soul you have no care orworry? This is the Socrates Heinrich Maier had in mind when he spoke of "the Socratic gospel."4 If this makes us think 4Sokrates (Tuebingen, 1913), pp. 296ff.