The Pennsylvania State University The Graduate School College of Health and Human Development A MULTISITE, PROSPECTIVE, ONE HEALTH INVESTIGATION OF ZOONOTIC SWINE INFLUENZA AMONG 4-H MEMBERS AND THEIR SWINE AT AGRICULTURAL FAIRS IN PENNSYLVANIA A Dissertation in Biobehavioral Health by Angela M. Spleen ©2015 Angela M. Spleen Submitted in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy August 2015 The dissertation of Angela M. Spleen was reviewed and approved* by the following: Eugene J. Lengerich Professor of Public Health Sciences and Biobehavioral Health Dissertation Co-Adviser Co-Chair of Committee Linda A. Wray Associate Professor of Biobehavioral Health Dissertation Co-Adviser Co-Chair of Committee Frank M. Ahern Senior Research Associate, Biobehavioral Health Amanda Beaudoin Infectious Disease Research Fellow, University of Minnesota Medical School Special Member Rachel A. Smith Associate Professor of Communication Arts & Sciences and Human Development & Family Studies David R. Wolfgang Field Studies Director, Co-Director Center for Animal Care and Health, Extension Veterinarian, Veterinary and Biomedical Sciences Special Member Robert Turrisi Professor of Biobehavioral Health and Prevention Research Center Professor-in-Charge of the Graduate Program *Signatures are on file in the Graduate School. ABSTRACT The unique animal-human interface created in an agricultural fair setting is a potential hot-spot for transmission of zoonotic influenza. Swine have the ability to undergo infection from swine, human, and avian influenza viruses, thus making them a likely source for emergent influenza viruses capable of spreading in humans. Since 2005, 373 cases of variant influenza (swine origin influenza virus that infects humans) have been reported in the United States. Swine exhibitors, such as those from 4-H and their swine, may be responsible for outbreaks of zoonotic influenza (e.g. H3N2v) at agricultural fairs. Although youth who exhibit swine at fairs are recognized for their risk of contracting and/or introducing zoonotic influenza to the general public, we know very little about their farm biosecurity risks or knowledge and behaviors regarding zoonotic influenza. A multi-site, prospective, One Health investigation that assessed interactions between humans, animals, and the environment was conducted. This study used a convenience sample of 138 4-H members and leaders of 4-H groups attending five county fairs in western, south- central, and south-eastern Pennsylvania during the summer of 2014. The first aim of the present study was to assess the incidence of influenza like illness in 4-H members and their swine through fair and follow-up interviews and collection of nasal swab samples (human and swine) and saliva samples (swine); swine samples were tested for influenza virus using RT-PCR and virus isolation. The second aim was to quantify interrelated risk factors from multiple levels including: fair environment, farm environment, and individual level knowledge and behaviors. Observational assessments at each fair were used to characterize the fair environment. Biosecurity risks for 4-H members were assessed in four domains: housing, transportation/sharing, animal, and human through three surveys conducted prior to, during and after the fair. ii No ILI or influenza virus was detected in humans or swine. Fair environment assessments revealed that the availability of hand sanitization facilities and related informational signage was poor across most fairs. Assessment of farm-level biosecurity risk in the housing and transportation/sharing domains found that almost all participants’ swine (91.3%) were kept on a farm with other types of livestock, 17% indicated they house their swine on a farm with commercial livestock, and 16% transported their swine to other shows where contact with other swine increases risk for influenza infection. Among the animal biosecurity risk factors, poor quarantine procedures were indicated in 73% of respondents who traveled to/exhibited at another event. As belief in biosecurity importance increased, the odds of quarantining new or returning animals on the farm increased (OR:2.2; CI:1.0-4.8). Knowledge summary scores from the human biosecurity domain were low, with the mean score below the 50% correct bench-mark. Approximately 27% of the participants did not know or did not believe humans could contract disease from animals. 4-H members exhibited moderate risk in personal protective equipment (PPE) use as evident by a mean PPE use score of 7.1 (range: 1-15; low-high risk). For every one point increase in the knowledge summary score there was a 0.4 point (CI: - 0.7 - -0.05) decrease in the PPE risk score. 4-H member social networks did not appear to be highly sex-assortative, but did assort by age and on average, participants who shared their tools had much higher degree or number of connections than the participants who did not share their tools. While no ILI was detected, the fair environment lacked disease control measures. 4-H members were largely unaware of zoonotic risk and their behaviors supported transmission of variant swine influenza. We recommend the adoption of specific education and procedures to reduce the potential for variant swine influenza outbreaks at agricultural fairs due to youth swine exhibition. iii Table of Contents List of Abbreviations ....................................................................................................................... vi List of Tables ................................................................................................................................. viii List of Figures .................................................................................................................................. ix Acknowledgements.......................................................................................................................... x CHAPTER 1: Introduction and Literature Review ............................................................................. 1 Introduction ................................................................................................................................. 1 Literature Review ......................................................................................................................... 2 Influenza Virus Biology ............................................................................................................. 4 Variant Swine Influenza ........................................................................................................... 6 Variant Swine Influenza at Agricultural Fairs ......................................................................... 11 Zoonotic Disease Related Knowledge & Biosecurity Practices .............................................. 14 4-H Youth Characteristics and Networks ............................................................................... 19 Chapter Two: Methodology ........................................................................................................... 23 Theoretical Framework .............................................................................................................. 23 Objective, Aims, and Research Questions ................................................................................. 26 Methods & Procedures .............................................................................................................. 31 Institutional Review Board Approval ..................................................................................... 31 Institutional Animal Care and Use Committee Approval ....................................................... 31 Study Design .......................................................................................................................... 31 Recruitment ........................................................................................................................... 32 Data Collection ....................................................................................................................... 33 Instrumentation ..................................................................................................................... 34 Analytic Strategy .................................................................................................................... 38 Chapter Three: County Agricultural Fair Environment and Farm Biosecurity Practices of 4-H Swine Club Members in Pennsylvania, 2014 ................................................................................. 52 Introduction ............................................................................................................................... 52 Methods ..................................................................................................................................... 55 Results ........................................................................................................................................ 60 Discussion .................................................................................................................................. 63 Limitations ............................................................................................................................. 66 Conclusions ............................................................................................................................ 67 iv Chapter Four: Zoonotic Disease-Related Knowledge and Behavior of 4-H Swine Club Members in Pennsylvania, 2014 ........................................................................................................................ 74 Introduction ............................................................................................................................... 74 Methods ..................................................................................................................................... 76 Results ........................................................................................................................................ 80 Discussion .................................................................................................................................. 82 Limitations ............................................................................................................................. 85 Conclusions ............................................................................................................................ 86 Chapter Five: Activities and Social Networks of 4-H Swine Club Members at Four County Agricultural Fairs in Pennsylvania, 2014 ........................................................................................ 93 Introduction ............................................................................................................................... 93 Methods ..................................................................................................................................... 97 Results ...................................................................................................................................... 101 Discussion ................................................................................................................................ 104 Limitations ........................................................................................................................... 106 Conclusions .......................................................................................................................... 106 Chapter Six: Discussion ................................................................................................................ 114 4-H Biosecurity Risks ................................................................................................................ 114 Fair Biosecurity Risks ................................................................................................................ 118 Interventions to Reduce Risk ................................................................................................... 119 Implications .............................................................................................................................. 122 Limitations & Future Studies ................................................................................................... 124 Conclusion ................................................................................................................................ 127 References ................................................................................................................................... 129 Appendix A: Primary Survey ........................................................................................................ 140 Appendix B: Extension Leader Interview Survey ......................................................................... 148 Appendix C: Fair Interview Survey ............................................................................................... 150 Appendix D: Follow-Up Interview Survey .................................................................................... 152 Appendix E: Observational Fair Environment Survey .................................................................. 154 Appendix F: Pilot Study Methods, Results and Recommendations ............................................. 155 Appendix G: Material and References for Survey Instrument Development .............................. 165 v List of Abbreviations AMA: American Medical Association APHIS: Animal and Plant Health Inspection Service AVMA: American Veterinary Medical Association CDC: Centers for Disease Control and Prevention CI: Confidence Interval DOH: Department of Health EFA: Exploratory Factor Analysis FAO: Food & Agricultural Organization FFA: Future Farmers of America GIP: Global Influenza Programme GISRS: Global Influenza Surveillance Response System HA: Hemagglutinin HPAI: Highly Pathogenic Avian Influenza IAV: Influenza A Virus ILI: Influenza-Like Illness MMWR: Morbidity and Mortality Weekly Report NA: Neuraminidase NASS: National Agricultural Statistics Service NRC: National Research Council OIE: World Organization for Animal Health PA: Pennsylvania PCR: Polymerase Chain Reaction PPE: Personal Protective Equipment SD: Standard Deviation SE: Standard Error SEM: Social Ecological Model TIV: Trivalent Influenza Vaccine UNICEF: United Nations Children’s Fund UNSIC: United Nations System Influenza Coordination vi U.S.: United States USDA: United States Department of Agriculture UV: Ultraviolet WHO: World Health Organization vii List of Tables Table 1: Reported infections with variant influenza viruses in the United States since December 2005 ................................................................................................................................................. 8 Table 2: Detected United States human infections with H3N2v by state since August 2011 ......... 9 Table 3: Summary of 5 survey instruments used in Incidence, knowledge, and risk factors related to zoonotic swine influenza among 4-H members and their swine .............................................. 36 Table 4: Transportation/sharing, housing, and animal biosecurity practices for 4-H swine club members ........................................................................................................................................ 44 Table 5: Environmental biosecurity risk scores ranked from low to mid to high risk levels (1-3), for 5 convenience sampled Pennsylvania agricultural fairs. .......................................................... 68 Table 6: Sociodemographic and farm characteristics for 4-H swine club members convenience sampled from 5 counties in Pennsylvania ..................................................................................... 69 Table 7: Biosecurity behaviors for 4-H swine club members convenience sampled from 5 counties in Pennsylvania ................................................................................................................ 70 Table 8: Generalized linear model for factors associated with quarantine practices for 4-H swine club members convenience sampled from 5 counties in Pennsylvania ........................................ 73 Table 9: Sociodemographic and personal health factors for 4-H swine club members from 5 convenience sampled Pennsylvania counties. ............................................................................... 87 Table 10: Infectious disease related knowledge and behavioral risk factors in 4-H members from 5 convenience sampled Pennsylvania counties .................................................................. 88 Table 11: Generalized linear model for factors associated with PPE use in convenience sample 4- H swine club members in Pennsylvania ......................................................................................... 91 Table 12: Generalized linear model for factors associated with hand-washing behaviors in convenience sampled 4-H swine club members in Pennsylvania.................................................. 92 Table 13: Sociodemographic and fair activities of 4-H swine club members from 4 convenience sampled Pennsylvania counties. .................................................................................................. 108 Table 14: Descriptive social network properties of friends, time spent, and shared tools networks for 4-H swine club members from 4 convenience sampled Pennsylvania counties. .. 110 Table 15: Two-sample t-test for differences in mean degree centrality of 4-H members who attend multiple shows versus 4-H members who attend one show ........................................... 111 viii List of Figures Figure 1: Social Ecological Model (SEM) of risk determinants for 4-H members who exhibit swine at agricultural fairs. ........................................................................................................................ 24 Figure 2: Outline of research questions addressed in each manuscript (Chapters 3, 4, & 5) by level of the SEM (Figure 1). ............................................................................................................ 30 Figure 3: Study schema for data collection. ................................................................................... 34 Figure 4: Photos exemplifying hand sanitization stations and signage regarding hand-sanitization and disease transmission. .............................................................................................................. 40 Figure 5: Photos exemplifying high (left and middle) and moderate (right) risk levels for wash stations. .......................................................................................................................................... 41 Figure 6: Domains for biosecurity risks. ......................................................................................... 42 Figure 7: County 1 networks of 4-H members self-reported tool sharing with nodes colored by attending multiple shows or not (A), spent time with other 4-H swine club members at the fair with nodes colored by attending multiple shows or not (B), and spent time 4-H swine club members at the fair with nodes colored by age group (C). The node size on every graph is proportional to the individuals’ degree and edge widths are proportional to the weighted value of the relation (family ties have thicker lines). ............................................................................ 112 Figure 8: County 2 networks of 4-H members self-reported tool sharing with nodes colored by attending multiple shows or not (A), spent time with other 4-H swine club members at the fair with nodes colored by attending multiple shows or not (B), and spent time 4-H swine club members at the fair with nodes colored by age group (C). The node size on every graph is proportional to the individuals’ degree and edge widths are proportional to the weighted value of the relation (family ties have thicker lines). ............................................................................ 112 Figure 9: County 3 networks of 4-H members self-reported tool sharing with nodes colored by attending multiple shows or not (A), spent time with other 4-H swine club members at the fair with nodes colored by attending multiple shows or not (B), and spent time 4-H swine club members at the fair with nodes colored by age group (C). The node size on every graph is proportional to the individuals’ degree and edge widths are proportional to the weighted value of the relation (family ties have thicker lines). ............................................................................ 113 Figure 10: County 5 networks of 4-H members self-reported tool sharing with nodes colored by attending multiple shows or not (A) and spent time 4-H swine club members at the fair with nodes colored by age group (B). The node size on every graph is proportional to the individuals’ degree and edge widths are proportional to the weighted value of the relation (family ties have thicker lines). ................................................................................................................................ 113 ix
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