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Seealsospringer.com ManagingEditor Solid-StatePhysics,Editors GerhardHo¨hler AtsushiFujimori EditorforThePacificRim Institutfu¨rTheoretischeTeilchenphysik Universita¨tKarlsruhe DepartmentofPhysics Postfach6980 UniversityofTokyo 76128Karlsruhe,Germany 7-3-1Hongo,Bunkyo-ku Phone:+49(721)6083375 Tokyo113-0033,Japan Fax:+49(721)370726 Email:[email protected] Email:[email protected] http://wyvern.phys.s.u-tokyo.ac.jp/welcomeen.html www-ttp.physik.uni-karlsruhe.de/ C.Varma EditorforTheAmericas ElementaryParticlePhysics,Editors DepartmentofPhysics JohannH.Ku¨hn UniversityofCalifornia Institutfu¨rTheoretischeTeilchenphysik Riverside,CA92521 Universita¨tKarlsruhe Phone:+1(951)827-5331 Postfach6980 Fax:+1(951)827-4529 76128Karlsruhe,Germany Email:[email protected] Phone:+49(721)6083372 www.physics.ucr.edu Fax:+49(721)370726 PeterWo¨lfle Email:[email protected] www-ttp.physik.uni-karlsruhe.de/∼jk Institutfu¨rTheoriederKondensiertenMaterie Universita¨tKarlsruhe ThomasMu¨ller Postfach6980 Institutfu¨rExperimentelleKernphysik 76128Karlsruhe,Germany Fakulta¨tfu¨rPhysik Phone:+49(721)6083590 Universita¨tKarlsruhe Fax:+49(721)6087779 Postfach6980 Email:woelfl[email protected] 76128Karlsruhe,Germany www-tkm.physik.uni-karlsruhe.de Phone:+49(721)6083524 Fax:+49(721)6072621 ComplexSystems,Editor Email:[email protected] www-ekp.physik.uni-karlsruhe.de FrankSteiner Institutfu¨rTheoretischePhysik FundamentalAstrophysics,Editor Universita¨tUlm Albert-Einstein-Allee11 JoachimTru¨mper 89069Ulm,Germany Max-Planck-Institutfu¨rExtraterrestrischePhysik Phone:+49(731)5022910 Postfach1312 Fax:+49(731)5022924 85741Garching,Germany Email:[email protected] Phone:+49(89)30003559 www.physik.uni-ulm.de/theo/qc/group.html Fax:+49(89)30003315 Email:[email protected] www.mpe-garching.mpg.de/index.html R.E. Walstedt The NMR Probe of High-T Materials c 123 RussellE.Walstedt UniversityofMichigan DepartmentofPhysics AnnArbor,MI48104,USA [email protected] R.E. Walstedt, The NMR Probe of High-T Materials, STMP 228 (Springer, Berlin c Heidelberg2008),DOI10.1007/978-3-540-75565-4 LibraryofCongressControlNumber:2007936864 PhysicsandAstronomyClassificationScheme(PACS): NMRSTUDIESINGENERAL 76.60.-K CUPRATESUPERCONDUCTORS 74.72.-H ISSNprintedition:0081-3869 ISSNelectronicedition:1615-0430 ISBN978-3-540-75564-7 SpringerBerlinHeidelbergNewYork Thisworkissubjecttocopyright. Allrightsarereserved, whetherthewholeorpartofthematerialis concerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation,broadcasting, reproductiononmicrofilmorinanyotherway,andstorageindatabanks.Duplicationofthispublication orpartsthereofispermittedonlyundertheprovisionsoftheGermanCopyrightLawofSeptember 9, 1965,initscurrentversion,andpermissionforusemustalwaysbeobtainedfromSpringer.Violations areliableforprosecutionundertheGermanCopyrightLaw. SpringerisapartofSpringerScience+BusinessMedia springer.com (cid:2)c Springer-VerlagBerlinHeidelberg2008 Theuseofgeneraldescriptivenames,registerednames,trademarks,etc.inthispublicationdoesnotimply, evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevantprotectivelaws andregulationsandthereforefreeforgeneraluse. Typesetting:bytheauthorsandIntegrausingaSpringerLATEXmacropackage Coverdesign:eStudioCalamarS.L.,F.Steinen-Broo,Pau/Girona,Spain Printedonacid-freepaper SPIN:11935247 543210 To Erwin, Vince, and Hiroshi Preface To the old saying that if you want to learn something about a subject, teach a course on it, I would add the much more arduous option of writing a book about it. The upside, of course,is that youmay gaina perspective ona long- time favorite subject which can be achieved in no other way. The fact is that the opportunity to write such a book as this is, indeed, a rare opportunity. This is especially so for someonewho,by the calendar,is wellinto retirement years. While high T itself is the opportunity of a lifetime for those of us who c experienced it, and revisiting the old milestones in writing this monograph was a genuine nostalgia trip, it is also important to reflect on the purpose of such a book as this. Now that the great majority of experimental high-T c studies are finished, who could be interested in such a book? To give some kindofanswertothis,letmepinpointthe 2006M2SConferenceinDresden.1 Notonlywasitatthisconferencethattheideaforthisbookwashatched,but the conference itself evinced an astonishingly high level of interest in high-T c issues, especially the theoretical aspects. Since it is now a number of years since a review of high-T studies with NMR has appeared, there may be a c need on the part of theorists and other interested parties for an organized summary of results and of the ideas which have been advanced to bind them together. The foregoingoffersa partialanswerto the “Why now?”question,butlet me note that excellent answers to that question also emerge from the sub- ject itself. Although many issues were settled as of 10 years ago, new ideas and even new phenomena have appeared since that time. Let me offer two examples.TheconfirmationbyN.Curroandco-workersofadynamicalexpo- nent crossover in the high-temperature phase diagram opens up a new arena of potential experimental activity. D. Pines and co-workers had predicted suchaneffect andothertheorists,including C.Varma,hadpredictedaphase 1 This was the 8th International Conference on Materials and Mechanisms of Su- perconductivityandHighTemperatureSuperconductors,Dresden,July9–14,2006. VIII Preface boundary in that region. Another interpretive breakthrough is to be cred- ited to A. Uldry and P.F. Meier, who in 2005 created a new, general method for analyzing relaxation (T ) data in terms of temperature-dependent spin– 1 spincorrelationcoefficientsforclose-neighborcoppersites.Discussedatsome length in this volume, this method rests on a very firm theoretical founda- tion.Ithasthegreatvirtuethatitseparatesspin-spinthesecorrelationeffects fromthe temperature dependence of the quasiparticledynamics, itself, which theoretical modelers have been trying to get at. If this extraordinarilysimple method had been “available” 15 years ago, I suggest that our understanding of these issues would be greatly advanced from where it is. As for regrets, they come mainly under the heading of omissions. There are many excellent pieces of work which are not included, simply for want of time and space. The book was conceived of as a monograph and is in no sense an encyclopedia, not even within the narrow purview of high-T NMR. c As an example, I greatly regret omitting the large and fascinating subject of impurity doping in cuprates, from which we have nonetheless learned a lot. Let me conclude by mentioning just a few of the people who have con- tributed, directly and indirectly, to the initiation and creation of this book. First let me thank Prof. Hiroshi Yasuoka, for bringing me to Tokai-mura in Japan for a 5-plus year extension of my career in solid-state NMR, and through which I also became involvedin the European physics scene. Let me thank Prof. Dr. Frank Steglich for his support during my extensive visits to Dresden in 2006 and 2007. Invaluable support came from the Department of Physicsatthe UniversityofMichiganinprovidingworkspaceandthelibrary facilities required for a project such as this. I want especially to thank Prof. Chandra Varma at the University of California at Riverside, for shepherding this book into existence throughhis roleas editor for SpringerVerlag andfor his reading of much of the manuscript, giving penetrating, enlightening, and invaluable comments on the presentation. I also thank Jinan Yang for help with computer issues and with the preparation of the figures. Ann Arbor, MI, Russell E. Walstedt June 2007 Contents 1 Introduction............................................... 1 1.1 The Basic Phenomenology of High-T Materials ............. 1 c 1.2 Carrier Doping and the Master Phase Diagram.............. 2 1.3 The NMR Probe ........................................ 4 1.4 Outline of the Remaining Chapters ........................ 6 1.4.1 Summary of Chapter 2 – NMR Review............... 6 1.4.2 Summary of Chapter 3 – Preliminary Cuprate NMR... 7 1.4.3 Summary of Chapter 4 – The Pseudogap ............. 7 1.4.4 Summary of Chapter 5 – T Models ................. 8 1 1.4.5 Summary of Chapter 6 – The Dynamical Susceptibility. 9 References .................................................. 10 2 Introduction to NMR Studies of Metals, Metallic Compounds, and Superconductors ......................... 13 2.1 Basic NMR Phenomenology .............................. 13 2.1.1 The Basic Hamiltonian for NMR Spectra............. 14 2.1.2 Observation of NMR/NQR Signals .................. 17 2.1.3 Definition and Interpretation of NMR parameters: T .. 19 2 2.1.4 Definition and Interpretation of NMR parameters: The shift tensor K ............................... 21 αβ 2.1.5 Definition and Interpretation of NMR parameters: T .. 23 1 2.2 NMR Probe of sp-Band Metals and Type I Superconductors .. 32 2.2.1 NMRShiftsandRelaxationinSimplePauliParamagnets 33 2.2.2 The Moriya Theory of Exchange Enhancement in Simple Metals .................................. 36 2.2.3 NMR in the Superconducting State of Simple Metals .. 38 2.3 Static and Dynamic Magnetism in d-band Metals............ 44 2.3.1 The d-Electron HF Interactions ..................... 45 2.3.2 Orbital Shift and Susceptibility ..................... 46 2.3.3 Spin-Lattice Relaxation Effects for d-Band Electrons... 50 2.3.4 NMR Studies of 3d Metals as Type-II Superconductors. 53 X Contents 2.3.5 T Phenomenology for Type-II Superconductors....... 58 1 References .................................................. 63 3 The Superconducting Cuprates: Preliminary Steps in their Investigation via NMR ............................ 67 3.1 Cuprate Structures and Doping Effects: LSCO and YBCO.... 68 3.1.1 LSCO: A superconductor with T (max)(cid:2)40K ....... 68 c 3.1.2 The 92K Superconductor YBa2Cu3O7−x (YBCO)..... 70 3.1.3 Physical Models of Itinerant Quasiparticles in Cuprates 71 3.2 Early NMR/NQR Studies: The Early Predominance of YBCO 72 3.2.1 NMR Shift and Relaxation of the 89Y in YBCO7...... 73 3.2.2 Establishing the Site Assignment for the Cu(1) and Cu(2) NQR Spectra ............................... 75 3.2.3 Variation of the 89Y shift K (x) with x for YBCO6+x. 76 89 3.2.4 Physical Models for the Relaxation of 63Cu(2) in YBCO7 .......................................... 79 3.2.5 Introduction of the Spin Hamiltonian Model for the Cu2+ ............................................ 79 3.2.6 Experimental Breakthrough:Oriented Powder Samples. 80 3.3 The Mila-Rice-ShastryModel: A UniversalHF Tensor for the Cuprates ............................................... 81 3.3.1 General Definition of the HF Tensors ................ 82 3.3.2 Extracting the Cu(1,2) HF tensors for YBCO7 from Shift and Susceptibility Data Using the Spin Hamiltonian Model ................................ 84 3.3.3 Quantum Chemistry of YBCO7 and the Hyperfine Tensor ........................................... 87 3.3.4 T Ratios and Electron Spin Correlation Effects....... 90 1 3.4 Incorporating 17O and 89Y data into the Mila-Rice-Shastry Picture................................................. 92 3.4.1 Measurements of T for 17O in YBCO7 .............. 97 1 3.4.2 The One-Band, Two-Band Debate: 89Y and 17O(2,3) NMR in YBCO ................................... 98 3.5 Formulation of T in Terms of χ(cid:2)(cid:2)(q,ω) and q-Dependent HF 1 Couplings .............................................. 99 3.5.1 Derivation of Dynamical Susceptibility T Equation ... 99 1 3.5.2 The Fluctuation-Dissipation Theorem................101 3.6 A d-Wave Model for the NMR Shift and T at T <T ........104 1 c 3.6.1 The NMR Shift Behavior for T <T .................105 c 3.6.2 The Monien-Pines Calculations of NMR Shifts below T 107 c 3.6.3 Calculating the Relaxation Decay Curve..............108 References ..................................................112 Contents XI 4 Pseudogap Effects in Cuprate NMR Studies ...............115 4.1 The Pseudogapin Oxygen–Deficient YBCO7-x..............117 4.1.1 HF Parameters for YBCO6.63 from Scaling of Shift Data.............................................120 4.1.2 ASimpleModelTheoryofSpinDynamicsforYBCO6.63126 4.1.3 INS Data for the Pseudogapof Underdoped YBCO....128 4.1.4 A Comprehensive T Data Set for YBCO6.63 .........130 1 4.2 Pseudogap Phenomenology with Other Probes ..............134 4.2.1 Pseudogap Effects in the Electronic Specific Heat......134 4.2.2 ARPES Studies of Pseudogapped Cuprates ...........136 4.3 Pseudogap Behavior of YBa Cu O (Y248).................138 2 4 8 4.3.1 NMR Shift and Relaxation Behavior in Y248 .........139 4.3.2 Measuring the Pseudogap Isotope Effect in Y248 with NMR........................................143 4.3.3 Theory of the Pseudogap by Varma. .................146 4.3.4 Effect of Zn impurities on the Pseudogap in Y248 .....147 4.4 “Pseudogap-like”Effects in La2−xSrxCuO4 (LSCO:x) ........148 4.4.1 Spin Susceptibility Scaling for La2−xSrxCuO4. ........149 4.4.2 Behavior of the 17O and 63Cu NMR Shifts in LSCO:x. .152 4.4.3 63Cu NQR spectra and Contrasting T Behaviors 1 in LSCO:x. .......................................153 References ..................................................156 5 Relaxation Models for Cuprate NMR......................159 5.1 The Uldry-Meier ParameterizationModel...................160 5.1.1 Basic Formulation of the UM Analysis ...............161 5.1.2 The Uldry-Meier Analysis of YBCO7 ................163 5.1.3 The Uldry-Meier Analysis of YBCO6.63..............167 5.1.4 The Uldry-Meier Analysis of YBa Cu O (Y248)......169 2 4 8 5.2 The Millis, Monien, and Pines Model for T in Cuprates .....172 1 5.3 T Model for YBCO Using INS Data for χ(cid:2)(cid:2)(q,ω)............179 1 5.3.1 The Gaussian Model Susceptibility ..................180 5.3.2 Comparison with the UM Analysis Results for YBCO7.184 5.4 A Small-U Hubbard Model of Cuprate Spin Dynamics .......187 5.4.1 Basic Formulation of the Dynamic Susceptibility ......187 5.4.2 Remarks on the Hubbard Model Calculations .........189 5.5 The Large-U Hubbard Model of Si, Levin et al ..............192 5.6 Relaxation via Orbital Currents proposed by Varma .........195 5.7 Relaxation of Planar 63Cu and 17O at T<T ...............199 c 5.7.1 χ(cid:2)(cid:2)(q, ω) for the Small-U Hubbard Model at T<T ...201 c 5.7.2 T and Spin-Spin Correlations below T : The UM 1 c Analysis..........................................207 References ..................................................210