The New Handbook of Administrative Supervision in Counseling To meet the goal of delivering excellent, culturally responsive services to clients, successful administrative supervisors provide leadership to profes- sional counselors, manage counseling services, and work effectively within their agencies. The New Handbook of Administrative Supervision in Counseling is written for practicing, new, or aspiring first line supervisors who work in a mental health agency, private practice, or in a school. It highlights the skills needed to fulfill 18 job responsibilities such as implementing your vision, advocating for services and staff members, navigating the politics inherent in work environments, building a team of staff members, managing budgets and other realities, and maintaining your own professional integrity and develop- ment. Useful forms are provided, as are self-directed exercises to facilitate personal reflection. Sponsored by The Association for Counselor Education and Supervision. Patricia G. Henderson has worked as an administrative and clinical super- visor of school counselors for 35 years. She has authored and co-authored 18 books and 26 articles on counseling and guidance. As an active leader in pro- fessional counseling at the local, state, and national levels Patricia Henderson has received several awards for work as both counselor and supervisor, as well as for research and writing. She currently heads her own consulting firm. The New Handbook of Administrative Supervision in Counseling Patricia Henderson A product of the Association for Counselor Education and Supervision First published 2009 by Routledge 270 Madison Ave, New York, NY 10016 Simultaneously published in the UK by Routledge 2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN Routledge is an imprint of the Taylor & Francis Group, an informa business This edition published in the Taylor & Francis e-Library, 2008. “To purchase your own copy of this or any of Taylor & Francis or Routledge’s collection of thousands of eBooks please go to www.eBookstore.tandf.co.uk.” © 2009 Taylor & Francis All rights reserved. No part of this book may be reprinted or reproduced or utilized in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging in Publication Data The New Handbook of Administrative Supervision in Counseling / Patricia Henderson. p. cm. Includes bibliographical references and index. 1. Educational counseling—United States—Administration—Handbooks, manuals, etc. 2. Student counselors—United States. 3. School personnel management—United States. I. Henderson, Patricia, Ed. D. II. Title: The new handbook of administrative supervision in counseling. LB1027.5.H4365 2008 371.4—dc22 2008022489 ISBN 0-203-88730-1 Master e-book ISBN ISBN10: 0–415–99583–3 (hbk) ISBN10: 0–415–99584–1 (pbk) ISBN10: 0–203–88730–1 (ebk) ISBN13: 978–0–415–99583–2 (hbk) ISBN13: 978–0–415–99584–9 (pbk) ISBN13: 978–0–203–88730–1 (ebk) Contents List of Figures vii Preface ix Acknowledgements xi Section I Defining Administrative Supervision in Counseling 1 Defining Administrative Supervision 3 Section II Administrative Supervisors: Promote Client Welfare 2 Maintain the Clients as the Number One Priority 21 3 Be Responsive to Clients’ Diverse Cultures 33 4 Uphold Relevant Legal, Ethical, and Professional Standards 49 Section III Administrative Supervisors: Ensure Their Departments Contribute to the Quality of Their Agencies’ Services and Service Delivery Systems 5 Align the Department With the Agency’s Structure, Mission, Policies, and Practices 67 6 Communicate Effectively Within the Agency and the Department 81 7 Advocate for the Clients, Counseling and Counselors Within and Outside the Agency 95 Section IV Administrative Supervisors: Supervise, Lead, Manage, and Administer the People who Report to Them to Help Each Individual Advance Toward Optimum Performance, Productivity, and Job Satisfaction 8 Establish Professional Cultures That Support Excellence 111 vi . Contents 9 Build Healthy, Meaningful Professional and Personal Relationships With Each Staff Member 123 10 Nurture Continuous Improvement of Each Staff Member’s Performance 137 11 Apply Your Own Models for Providing Effective Administrative Supervision 153 12 Organize Staff Members for Effective Service Delivery 167 13 Implement Effectively a Performance Management System 183 14 Evaluate Each Staff Member’s Performance 197 Section V Administrative Supervisors: Design, Maintain and Improve an Effective and Efficient Service Delivery System for Clients 15 Operationalize the Vision for the Department 219 16 Acquire and Manage Resources 235 17 Improve Continuously the Counseling Service Delivery System 259 18 Lead the Process to Plan, Design, Deliver, Evaluate, and Enhance the Service Delivery System 271 Section VI Administrative Supervisors: Strive Continuously for Excellence in Fulfillment of Their Administrative Supervision Responsibilities 19 Develop Continually Your Own Supervisory Competence 287 Appendixes A Standards for Counseling Supervisors 315 B Ethical Guidelines for Counseling Supervisors 321 C Multicultural Counseling Competencies and Standards 329 References 333 Index 345 List of Figures 1.1 Definition of Administrative Supervisors in Counseling 8 1.2 Administrative Supervisors’ Roles 12 1.3 Administrative Supervisors’ Power Bases 15 2.1 Six Stage Problem Solving Process 30 3.1 Assessing Clients’ Readiness for Counseling From a Multicultural Perspective 42 3.2 Cultural Competency Criteria for Mental Health Agencies 44 3.3 Constantine’s Cultural Development Questions Useful in a Supervisory Relationship 46 4.1 Examples of Professional Practice Standards 54 10.1 A Generic Post-Observation Conference Planning Agenda 149 11.1 Competence & Commitment Continua: Sample Discriminating Vocabulary Words 158 11.2 Categories of Professionalism Matrix 160 12.1 Example Sequence of Essential Client Services Functions 171 12.2 Staff Meeting Agenda 180 13.1 Annual Administrative Supervision Plan: Performance Management System Activities & Approximate Dates 187 13.2 Sample Calendar of Performance Management System Activities 194 14.1 Some Questions to Answer in Designing a Summative Performance Evaluation Form 205 14.2 Professional Counselor Performance Evaluation Form 206 15.1 Counseling Center Mission Statement (Example) 227 15.2 SMART Objectives 230 16.1 Some Tips for Helping New Employees Succeed 240 16.2 Rules for Filing and Keeping Individual Personnel Records 242 16.3 Counseling Department Counselor Daily Time Log 246 16.4 Counseling Department Counselor Weekly Time Log 247 16.5 The 20 Biggest Time Wasters 248 17.1 Analysis Grid 264 17.2 Counseling Service Delivery System Improvement Planning Form 267 18.1 Delivery System Development Process 272 18.2 Designing an Evaluation Process 278 viii . List of Figures 18.3 Common Themes of External Evaluation 282 18.4 Patterson’s Top 10 Considerations for Preparation for a Regulatory Review 282 19.1 Eight Step Decision-Making Process 293 19.2 Yearly Administrative Supervision Calendar (Partial Example) 298 19.3 Self Audit 306 Preface Like its companion, The New Handbook of Counseling Supervision, this Hand- book is “designed to bridge theory, research and practice” (Borders & Brown, 2005) in administrative supervision in counseling. To date, there is more prac- tice of this type of supervision than there is theory or research. This Handbook describes administrative supervisors’ job responsibilities, and the skills and knowledge base they need to meet these responsibilities effectively and efficiently. Much of it is derived from experiences of current administrative supervisors in counseling. It also draws from the theory and research of coun- seling leadership and supervision; and from those of business leadership, management and supervision; organizational and educational leadership; mental health administration; social work administration and supervision; and supervision in government. I have assumed that learning in these related fields transfers to counseling. An additional purpose of this Handbook is to offer definitions and descrip- tions that will provide a common language base, so important to advancing this dimension of the counseling field. With the dearth of full textbooks on this subject—I am aware of two, Henderson and Gysbers (1998) and Herr, Heitzmann, and Rayman (2006)—a purpose of this Handbook is to serve as a “concise reference book” (Webster’s Third, 2002, “handbook”) for potential, new and experienced administrative supervisors. It is rooted in the original Association for Counselor Education and Supervision (ACES) Handbook of Administrative Supervision (Falvey, 1987). The purposes of administrative supervision are to ensure that a counseling department’s clients and an agency’s mission and goals are well served. To do this effectively, administrative supervisors support professional counselors in the application and development of their professionalism. This Handbook is divided into six sections. The first defines basic terms and concepts. Sections II–VI address administrative supervisors’ five major responsibilities. In carry- ing these out, they perform 10 functions, fulfill four roles and draw from seven bases of power in order to meet 18 objectives. Each chapter defines an object- ive and describes what an administrative supervisor would do to achieve it well. Each chapter ends with an example of a recurring challenge that they frequently face and an effective strategy for responding to it.
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