THE NEUROLOGY OF EYE MOVEMENTS THIRD EDITION CONTEMPORARY NEUROLOGY SERIES AVAILABLE: 19 THE DIAGNOSIS OF STUPOR AND COMA, EDITION 3 Fred Plum, M.D., and Jerome B. Posner, M.D. 26 PRINCIPLES OF BEHAVIORAL NEUROLOGY M-Marsel Mesulam, M.D., Editor 32 CLINICAL NEUROPHYSIOLOGY OF THE VESTIBULAR SYSTEM, EDITION 2 Robert W. Baloh, M.D., and Vincente Honrubia, M.D. 36 DISORDERS OF PERIPHERAL NERVES, EDITION 2 Herbert H. Schaumburg, M.D., Alan R. Berger, M.D., and P. K. Thomas, C.B.E., M.D., D.Sc., F.R.C.R, F.R.C.Path. 38 PRINCIPLES OF GERIATRIC NEUROLOGY Robert Katzman, M.D., and John W. Rowe, M.D., Editors 42 MIGRAINE: MANIFESTATIONS, PATHOGENESIS, AND MANAGEMENT Robert A. Davidoff, M.D. 43 NEUROLOGY OF CRITICAL ILLNESS Eelco F. M. Wijdicks, M.D., Ph.D., F.A.C.P. 44 EVALUATION AND TREATMENT OF MYOPATHIES Robert C. Griggs, M.D., Jerry R. Mendell, M.D., and Robert G. Miller, M.D. 45 NEUROLOGIC COMPLICATIONS OF CANCER Jerome B. Posner, M.D. 46 CLINICAL NEUROPHYSIOLOGY Jasper R. Daube, M.D., Editor 47 NEUROLOGIC REHABILITATION Bruce H. Dobkin, M.D. 48 PAIN MANAGEMENT: THEORY AND PRACTICE Russell K. Portenoy, M.D., and Ronald M. Kanner, M.D., Editors 49 AMYOTROPHIC LATERAL SCLEROSIS Hiroshi Mitsumoto, M.D., D.Sc., David A. Chad, M.D., F.R.C.P., and Eric P. Pioro, M.D., D.Phil., F.R.C.P. 50 MULTIPLE SCLEROSIS Donald W. Paty, M.D., F.R.C.P.C., and George C. Ebers, M.D., F.R.C.P.C. 51 NEUROLOGY AND THE LAW: PRIVATE LITIGATION AND PUBLIC POLICY H. Richard Beresford, M.D., J.D. 52 SUBARACHNOID HEMORRHAGE: CAUSES AND CURES Bryce Weir, M.D. 53 SLEEP MEDICINE Michael S. Aldrich, M.D. 54 BRAIN TUMORS Harry S. Greenberg, M.D., William F. Chandler, M.D., and Howard M. Sandier, M.D. 55 THE NEUROLOGY OF EYE MOVEMENTS, EDITION 3 R.John Leigh, M.D., and David S. Zee, M.D. (book and CD-ROM versions available) THE NEUROLOGY OF EYE MOVEMENTS THIRD EDITION R. John Leigh Professor, Departments of Neurology, Neurosciences, Otolaryngology, and Biomedical Engineering Case Western Reserve University University Hospitals and Department of Veterans Affairs Medical Center Cleveland, Ohio David S. Zee Professor of Neurology, Ophthalmology, Otolaryngology and Head and Neck Surgery, and Neuroscience Director, Ocular Motor-Visual Testing Lab Johns Hopkins University Baltimore, Maryland New York Oxford OXFORD UNIVERSITY PRESS 1999 Oxford University Press Oxford New York Athens Auckland Bangkok Bogota Buenos Aires Calcutta Cape Town Chennai Dar es Salaam Delhi Florence Hong Kong Istanbul Karachi Kuala Lumpur Madrid Melbourne Mexico City Mumbai Nairobi Paris Sao Paulo Singapore Taipei Tokyo Toronto Warsaw and associated companies in Berlin Ibadan Copyright © 1999 by Oxford University Press Inc. Published by Oxford University Press Inc., 198 Madison Avenue, New York, New York 10016 Oxford is a registered trademark of Oxford University Press. All right reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of Oxford University Press. Library of Congress Cataloging-in-Publication Data Leigh, R.John. The neurology of eye movements / R.John Leigh, David S. Zee. — 3rd ed. p. cm. — (Contemporary neurology series ; 55) Includes bibliographical references and index. ISBN 0-19-512972-5. — ISBN 0-19-512973-3 (book/CD package). — ISBN 0-19-512974-1 (CD ROM upgrade) 1. Eye—Movement disorders—Diagnosis. 2. Eye—Movements. 3. Diagnosis, Differential. I. Zee, David S. II. Title. III. Series. [DNLM: 1. Eye Movements—physiology. 2. Ocular Motility Disorders. WlC'769Nv.55 1999] RE731.L44 1999 617.7'62—dc21 DNLM/DLC for Library of Congress 98-37880 The science of medicine is a rapidly changing field. As new research and clinical experience broaden our knowledge, changes in treatment and drug therapy do occur. The author and the publisher of this work have checked with sources believed to be re- liable in their efforts to provide information that is accurate and complete, and in accordance with the standards accepted at the time of publication. However, in light of the possibility of human error or changes in the practice of medicine, neither the au- thor, nor the publisher, nor any other party who has been involved in the preparation or publication of this work warrants that the information contained herein is in every respect accurate or complete. Readers are encouraged to confirm the information contained herein with other reliable sources, and are strongly advised to check the product information sheet provided by the pharmaceutical company for each drug they plan to administer. 987654321 Printed in the United States of America on acid-free paper. PREFACE TO THE THIRD EDITION As in the first two editions of The Neurology of Eye Movements, our main goal has been to synthesize information discovered through basic research into a form that is directly applicable to the interpretation of clinical disorders of eye movements. A number of new concepts appear in this edition, such as three-dimensional aspects of eye rotations, identification of cortical "eye fields" in humans by func- tional imaging, and the development of treatments for nystagmus and other ab- normal movements that impair vision. New findings have required us to revise or modify our hypothetical schemes for several classes of eye movements. In making these substantial revisions, we have abided with our effort to write for a broad audience that includes neurologists, ophthalmologists, otolaryngologists, optometrists, neurosurgeons, psychiatrists, and basic researchers working in various aspects of neuroscience for whom eye movements are pertinent. We have endeavored to provide up-to-date references but, since the current output of scientific papers is large, have had to leave out some fine citations that ap- peared in previous editions. The growth of the scientific and clinical literature shows no signs of slowing down. Thus, the reader will inevitably turn to biblio- graphic resources on the World Wide Web for the latest information. Nonethe- less, we hope that the schemes we present here will provide a coherent way of interpreting basic and clinical research for some years. New to this edition, we have provided the option of accessing supplemen- tary material on a CD-ROM, in conjunction with the conventional clothbound book. Though the book can stand alone, the armchair reader can also choose to move to the computer to read and print the text, to view color figures and more than 60 videos referred to in the text, and to take advantage of the linking of physiology and anatomy with clinical ocular motor syndromes and their differ- ential diagnosis. The new CD-ROM component has many advantages. First, the reader can appreciate the dynamic characteristics of abnormal eye movements being dis- cussed in the text, and relate these features to patients that they examine at the bedside. Second, when reading about a clinical disorder, access to pertinent ba- sic information can be readily accessed (or vice versa) via hypertext links. This is facilitated by "displays," which summarize clinical syndromes and pertinent anatomy, and serve as bridges between related basic and clinical sections and videos. Case histories of illustrative patients, MR and CT scans, eye movement records, and videos are also linked in this way. One trade-off has been the need for us to make each heading and sub-heading specific, and the reader is asked to bear with what might seem unnecessary repetition of the topic titles within sections. Each video clip is quite short, to contain file size and facilitate real-time video images. The reader might find it useful to play the clips continuously while the legend is being read. V VI Preface As is previous editions, we are indebted to many inidividuals who have con- tributed their expertise and time to improve our book, any short-comings being our own. The following individuals read substantial portions of the manuscript: Lea Averbuch-Heller, Kanokwan Boonyapisit, Stephan Brandt, Vallabh Das, Henry Kaminski, Phillip Kramer, Lloyd Minor, Lance Optican, Vivek Patel, Grace Peng, Klaus Rottach, Mark Shelhamer, Heimo Steffen, John Stahl, Ronald Tusa, and Mark Walker. Individuals who have provided reviews, fig- ures, videos, or other contributions include Jean Biittner-Ennever, Patrick Chinnery, Mark Cohen, Robert Daroff, Louis Dell'Osso, Joseph Demer, Susan Herdman, Manabu Honda, Anja Horn, Henry Kaminski, Gregory Kosmorsky, Richard Leigh, Hans Liiders, Vendetta Matthews, Lloyd Minor, Joel Miller, Neil Miller, Adonis Moschovakis, Gary Paige, Robert Ruff, Scott Seidman, Robert Spencer, Ki Bum Sung, David Waitzman, Shirley Wray, Stacy Yaniglos, and Arthur Zinn. We are grateful to Bernice Wissler and Nancy Wolitzer for editor- ial assistance, and to Kyle Bates and Kirk Pedrick for help in making the videos. We thank Lauren Enck and her staff at Oxford University Press, Al Cecchini and his colleagues at Libera, and Sid Gilman for his crucial role in facilitating the publication of this edition. We are grateful for the continued support of our work by the National Eye Institute, the National Institute of Deafness and Com- municative Disorders, the National Space Biomedical Research Institute (NASA), the Department of Veterans Affairs Medical Research Service, and the Evenor Armington Fund. Finally, we thank Daniele Nuti for making it possible for us to make a start on our writing in the inspiring atmosphere of the Certosa of the University of Siena, Italy. January 1999 R.J.L. D.S.Z. CONTENTS PART I THE PROPERTIES AND NEURAL SUBSTRATE OF EYE MOVEMENTS 1. A SURVEY OF EYE MOVEMENTS: 3 CHARACTERISTICS AND TELEOLOGY Why Study Eye Movements? 3 Visual Requirements of Eye Movements 5 Functional Classes of Eye Movements 5 Orbital Mechanics: Phasic and Tonic Innervation 6 Vestibular and Optokinetic Systems 8 Saccadic System 10 Smooth Pursuit and Visual Fixation 10 Combined Movements of the Eyes and Head 11 Vergence Eye Movements 12 Three-Dimensional Aspects of Eye Movements 12 Adaptive Control of Eye Movements 13 Voluntary Control of Eye Movements 13 Eye Movements and Spatial Localization 14 The Scientific Method Applied to the Study of 15 Eye Movements Summary 15 2. THE VESTIBULAR-OPTOKINETIC SYSTEM 19 Function of the Vestibular-Optokinetic System 21 Anatomy and Physiology of the Peripheral Vestibular System 24 Brain Stem Elaboration of the Vestibulo-ocular Reflex 29 Neural Substrate for Optokinetic Responses 36 Quantitative Aspects of the Vestibular-Optokinetic System 37 Adaptive Properties of the Vestibulo-ocular Reflex 48 Vestibulocerebellar Influences on the Vestibulo-ocular Reflex 53 Vestibular Sensation 56 Clinical Examination of Vestibular and Optokinetic Function 57 Laboratory Evaluation of Vestibular and Optokinetic Function 63 Pathophysiology of Disorders of the Vestibular System 67 Summary 72 3. THE SACCADIC SYSTEM 90 The Purpose of Saccades 90 Behavior of the Saccadic System 91 Vii Viii Contents Neurophysiology of Saccadic Eye Movements 102 Saccades and Movements of the Eyelids 126 Examination of Saccades 128 Pathophysiology of Saccadic Abnormalities 130 Summary 134 4. SMOOTH PURSUIT AND VISUAL FIXATION 151 The Purpose of Smooth Pursuit 151 Visual Fixation 152 Stimulus for Smooth Pursuit 156 Quantitative Aspects of Smooth Pursuit 159 Neural Substrate for Smooth Pursuit 164 Models of Smooth Pursuit 174 Clinical Examination of Fixation and Smooth Pursuit 177 Laboratory Evaluation of Fixation and Smooth Pursuit 179 Abnormalities of Visual Fixation and Smooth Pursuit 180 Summary 186 5. GAZE HOLDING AND THE NEURAL INTEGRATOR 198 Neural Coding of the Ocular Motor Signal 199 Quantitative Aspects of Neural Integration 201 Neural Substrate for Gaze Holding 203 Clinical Evaluation of Gaze Holding 208 Abnormalities of the Neural Integrator 209 Summary 211 6. SYNTHESIS OF THE COMMAND FOR CONJUGATE 215 EYE MOVEMENTS Brain Stem Connections for Horizontal Conjugate 215 Movements Brain Stem Connections for Vertical and Torsional 221 Movements Cerebellar Influences on Gaze 228 The Cerebral Hemispheres and Voluntary Control of 233 Eye Movements Summary 250 7. EYE-HEAD MOVEMENTS 263 Stabilization of the Head 263 Voluntary Control of Eye-Head Movements 265 Examination of Eye-Head Movements 273 Laboratory Evaluation of Eye-Head Movements 273 Disorders of Eye-Head Movement 274 Summary 278 Contents iX 8. VERGENCE EYE MOVEMENTS 286 Stimuli to Vergence Movements 287 Fusion or Disparity-Induced Vergence 287 Blur-Induced Vergence 290 The Near Triad 290 Interactions between Accommodation and Vergence 291 Dynamic Properties of Vergence Eye Movements 292 Neural Substrate of Vergence Movements 295 Conceptual Models of Supranuclear Control of Vergence 300 Adaptive Mechanisms to Maintain Ocular Alignment 302 Examination of Vergence Movements 306 Abnormalities of Vergence 307 Summary 310 PART II: THE DIAGNOSIS OF DISORDERS OF EYE MOVEMENTS 9. DIAGNOSIS OF PERIPHERAL OCULAR MOTOR 321 PALSIES AND STRABISMUS Anatomy of the Orbital Fascia and the Extraocular Muscles 323 Structure and Function of Extraocular Muscle 327 Anatomy of Ocular Motor Nerves and Their Nuclei 331 Physiologic Basis for Conjugate Movements: 336 Yoke Muscle Pairs Clinical Testing in Diplopia 337 Pathophysiology of Some Commonly Encountered Signs 344 in Strabismus Clinical Features and Diagnosis of Concomitant Strabismus 348 Clinical Features of Ocular Nerve Palsies 350 Disorders of the Neuromuscular Junction 373 Chronic Progressive External Ophthalmoplegia and 379 Restrictive Ophthalmopathies 10. DIAGNOSIS OF CENTRAL DISORDERS OF 405 OCULAR MOTILITY Diagnosis of Nystagmus and Saccadic Intrusions 407 Treatments for Nystagmus and Saccadic Intrusionsists 456 Skew Deviation and the Ocular Tilt Reaction (OTR) 463 Disease of the Vestibular Periphery 465 Oscillopsia 479 Ocular Motor Syndromes Caused by Lesions in 482 the Medulla Ocular Motor Syndromes Caused by Disease of 487 the Cerebellum
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