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The Neurobiology of Parental Behavior Springer New York Berlin Heidelberg Hong Kong London Milan Paris Tokyo Michael Numan Thomas R. Insel The Neurobiology of Parental Behavior With 80 Illustrations 1 3 Michael Numan Thomas R. Insel Departmentof Psychology Departmentof Psychology Boston College National Institute of Mental Health Chestnut Hill, MA 02467 Bethesda, MD 20892 USA USA [email protected] [email protected] Series Editors GregoryF. Ball Jacques Balthazart Departmentof Psychologicaland Brain University of Lie`ge Sciences Center for Cellularand Molecular Johns Hopkins University Neurobiology Baltimore,MD 21218 BehavioralNeuroendocrinologyResearch USA Group [email protected] B-4020 Lie`ge, Belgium [email protected] Randy J. Nelson Departmentsof Psychology & Neuroscience Ohio State University Columbus, OH 43210 USA [email protected] LibraryofCongressCataloging-in-PublicationData Numan,Michael,1946– Theneurobiologyofparentalbehavior/MichaelNuman,ThomasR.Insel. p.cm.—(Hormones,brain,andbehaviorseries) Includesbibliographicalreferencesandindex. ISBN0-387-00498-X(hbk.:alk.paper) 1. Parentalbehaviorinanimals. 2. Animalbehavior—Endocrineaspects. I. Insel, ThomasR.,1951– II. Title. III. Series. QL762.N862003 591.56'3—dc21 2003042473 ISBN0-387-00498-X Printedonacid-freepaper. (cid:1)2003Springer-VerlagNewYork,Inc. All rights reserved. This work may not be translated or copied in whole or in part without the writtenpermissionofthepublisher(Springer-VerlagNewYork,Inc.,175FifthAvenue,NewYork, NY10010,USA),exceptforbriefexcerptsinconnectionwithreviewsorscholarlyanalysis. Use in connection with any form of information storage and retrieval, electronic adaptaion, computer software,orbysimilarordissimilarmethodologynowknownorhereafterdevelopedisforbidden. The use in this publication of trade names, trademarks, service marks, and similar terms, even if theyarenotidentifiedassuch,isnottobetakenasanexpressionofopinionastowhetherornot theyaresubjecttoproprietaryrights. PrintedintheUnitedStatesofAmerica. 9 8 7 6 5 4 3 2 1 SPIN10913116 www.springer-ny.com Springer-Verlag NewYork Berlin Heidelberg AmemberofBertelsmannSpringerScience(cid:1)BusinessMediaGmbH Series Preface It is a cliche´ to comment on the explosion of the scientific literature in recent decades. Most investigators focus on obtaining new data and communicating thesedatainspecializedjournals. Theintegrationandinterpretationofthisnew informationhaslaggedbehindthepursuitofexperimentalinvestigations. Novel studiesareessential,butreviewsarealsoimportantifafieldistoremainhealthy and advance in productive ways. This is an especially acute problem for inter- disciplinary fields. Investigators may have specialized knowledge about only one aspect of a field and fail to appreciate the significanceof theirworkforthe entire enterprise. The goal of this series is to address this problem forthefield of behavioral neuroendocrinology. Books in this series will provide reviews of important and timelytopicscon- cerning how hormones influence brain functions, especially behavior. It has been known for many years that hormones have profound effects on behavior. However, it is also the case that behavioral and physical experiencesofvarious sorts, processed by the central nervoussystem, caninfluenceendocrineactivity. Thus hormone-behavior relationships are one component of a complex interre- lation among hormones, brain and behavior. Scientists interested in this field are drawn from diverse disciplines in the biological and behavioral sciences including endocrinology, neuroscience, anatomy, psychology, and ethology. In recent years a new generation of truly interdisciplinary studies has emerged in which investigators simultaneously manipulate circulating hormone concentra- tionsintheblood,assesstheneuralsiteofactionofthesehormonesandmeasure the behavioral consequences of hormonally induced changes in neural activity. The maturity of this field is reflected by the founding of the SocietyforBehav- ioral Neuroendocrinology in 1996. The aims of this series will be to highlight and integrate recent empirical advances in the field and discuss and analyze methodological challengesfacing investigators working in this area. The clinical implications of this basic re- search for problems such as mood disorders, sexual dysfunction, violence and other behavioral problems will also be considered. Volumeswillincludebooks focussed on the neuroendocrine regulation of a particular behavior, a summary of the anatomical localization of hormone sensitive brain networks (e.g., local- v vi Series Preface ization of hormone receptors, metabolizing enzymes, etc.) and a consideration ofthecellularandmolecularmechanismsmediatinghormoneactioninthebrain. This series is planned to produce two to four volumes a year. The books will be aimed at advanced graduate students as well as established investigators working in the fields of neuroscience, physiology and psychology with a par- ticular emphasis on behavioral neuroscience, neuroethology and neuroendocri- nology. Some books in the series will also be useful for upper division neuroscience and neuroethology courses. It is also hoped that clinical investi- gatorswillfindthesebooksasusefulsummariesofbasicresearchthatisrelevant to many health-related questions. Gregory F. Ball, Baltimore, Maryland Jacques Balthazart, Lie`ge, Belgium Randy J. Nelson, Columbus, Ohio Preface When we were asked by Greg Ball, Jacques Balthazart, and Randy Nelson if wecouldprepareavolumeonparentalbehaviorforSpringer’sHormones,Brain, and Behavior book series, our initial response was one of trepidation because we knew the level of work and commitment such an endeavor would involve. However,weultimatelyclearedourdeckstomakeroomforthisprojectbecause we thought that the time was right for such a book, and we knew that if we developed it properly it would make an important scientific contribution. Althoughthereareseveralexcellentreviewchaptersandeditedbooksdealing with various aspects of the biology of parental behavior, we are not aware of anyrecentmonographonthisimportanttopic. InTheNeurobiologyofParental Behavior we take an integrative and multilayered approach to the study of the biology of parental behavior. The research that we review, which includes an analysis of the role of developmental factors, experiential factors, hormones, genes, neurotransmitters/neuromodulators, and neural circuits in the control of parental behavior, is all aimed at defining the neural underpinnings of this im- portant behavior. Therefore, diverse sources of data are integrated in a unified way with a common goal in mind. In addition to filling a need within thefield of parental behavior, this book also contributes importantly to the growingarea of emotional and motivational neuroscience. A major part of neuroscience re- search at the whole organism level has been focused on cognitiveneuroscience, with an emphasis on the neurobiology of learning and memory, but there has been a recent upsurge in research that is attempting to define the neural basis ofbasicmotivationalandemotionalsystemsthatregulatesuchbehaviorsasfood intake, aggression, reproduction, reward-seeking behaviors, and anxiety-related behaviors. Our book nicely fits into this latter category. AsanundergraduatestudentatBrooklynCollege,oneofus(MichaelNuman) read Lehrman’s outstanding review on the role of hormones in the parental behaviorofbirdsandmammalsandwascompletelyenthralled(Lehrman,1961). That one chapter defined the field at that time, and it intelligently indicatedthe complexity and richness of the research issues that could be studied. Herewas abehaviorthatwasessentialforthereproductivesuccessofbirdsandmammals, that was influenced by genes and hormones, but that also had an ontogenetic vii viii Preface course that allowed for the influence of experiential factors. After reading that chapter, one could become preoccupied with the question of how experience and/or hormones might modify the brain so that an organism’s responsiveness to infant-related stimuli could change. We hope that the present book not only clearly reviews and integrates the large body of work that has appeared on the biology of parental behavior since Lehrman wrote his chapter, butthatitisalso a worthy descendant of Lehrman’s work, shedding light on some of the impor- tant issues that he raised. In this book we emphasize research findings obtained from rodents, sheep, and primates. Our goal, of course, is to provide a foundation that may help us understandtheneurobiologyofhumanparentalbehavior. Indeed,ourlastchap- ter attempts to integrate the nonhuman research data with some human data in order to make some inroads toward an understanding of postpartumdepression, childabuse,andchildneglect. Clearly,motivationalandemotionalneuroscience has close ties to psychiatry, and this will be very evident in the final chapter. Byunderstandingtheneurobiologyofparentalbehaviorwearealsodelvinginto neurobiological factors that may have an impact on core human characteristics involved in sociality, social attachment, nurturing behavior, and love. In this very violent world, it is hard to conceive of a group of characteristics that is more worthy of study. In preparing this book, each of us owes a debt of gratitude to our former teachers and colleagues. Michael Numan was strongly influenced by David Raab and Barton Meyers whilehewasan undergraduate,byHowardMoltz,his doctoral dissertation advisor, and by Jay Rosenblatt, his postdoctoral research advisor. In fact, Jay Rosenblatt has remained an important influenceandfriend for almost 30 years. Don Pfaff, by inviting Michael Numan to write a major review chapter on maternal behavior (Numan, 1988, 1994), helped him hone those integrative skills needed to write this current contribution. Finally, Mi- chaelNumandeeplyappreciatestheadvice,support,andencouragementthathe hasalwaysreceivedfromhiswifeandcolleague,Marilyn. Inaddition,Marilyn Numanhaspreparedmostofthefiguresinthisbook,andshecriticallyevaluated and commented upon many of the chapters. Tom Insel has enjoyed the generosity of anumberofcolleagues,friends,and mentors including Paul MacLean, Myron Hofer, Michael Kuhar, and Dennis Murphy. Inaddition,heowesmuchtoagenerationofpostdoctoralfellowswho haveworkedonneuropeptidesandmaternalbehavior,includingMarianneWam- boldt, Allan Johnson, Zuoxin Wang, Larry Young, and Darlene Francis. Paul PlotskyandDavidRubinowkindlycritiquedpartsofthetextandSvetlanaGurv- itchassistedwithillustrations. Mostofall,DeborahInselhasbeenapatientand supportivespousewhoenduredtheprolongedlaboranddeliveryofthisvolume. During the course of writing this book, Michael Numan’s research was sup- ported in part by National Science Foundation Grant IBN-9728758 and Tom Insel was supported in part by the Center for Behavioral Neuroscience,anSTC program of the National Science Foundation, under Agreement No. IBN- 9876754, and by NIMH from RO1-MH-56538 and a NARSAD Distinguished Investigator Award. Contents Series Preface v Preface vii 1. Introduction 1 2. Hormonal and Nonhormonal Basis of Maternal Behavior 8 3. Experiential Factors Influencing Maternal Behavior 42 4. Motivational Models of the Onset and Maintenance of Maternal Behavior and Maternal Aggression 69 5. Neuroanatomy of Maternal Behavior 107 6. Neurochemistry and Molecular Biology of Maternal Behavior 190 7. Paternal Behavior 246 8. Neural Basis of Parental Behavior Revisited 268 9. Human Implications 316 Cumulative References 343 Index 409 ix

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