Current Topics in Behavioral Neurosciences 23 David J.K. Balfour Marcus R. Munafò E ditors The Neurobiology and Genetics of Nicotine and Tobacco Current Topics in Behavioral Neurosciences Volume 23 Series editors Mark A. Geyer, La Jolla, CA, USA Bart A. Ellenbroek, Wellington, New Zealand Charles A. Marsden, Nottingham, UK Thomas R.E. Barnes, London, UK About this Series Current Topics in Behavioral Neurosciences provides critical and comprehensive discussions of the most significant areas of behavioral neuroscience research, written by leading international authorities. Each volume offers an informative and contemporaryaccountofitssubject,makingitanunrivalledreferencesource.Titles in this series are available in both print and electronic formats. With the development of new methodologies for brain imaging, genetic and genomic analyses, molecular engineering of mutant animals, novel routes for drug delivery,andsophisticatedcross-speciesbehavioral assessments, itisnow possible tostudybehaviorrelevanttopsychiatricandneurologicaldiseasesanddisorderson the physiological level. The Behavioral Neurosciences series focuses on “transla- tionalmedicine”andcutting-edgetechnologies.Preclinicalandclinicaltrialsforthe development of new diagnostics and therapeutics as well as prevention efforts are covered whenever possible. More information about this series at http://www.springer.com/series/7854 ò David J.K. Balfour Marcus R. Munaf (cid:129) Editors The Neurobiology and Genetics of Nicotine and Tobacco 123 Editors David J.K.Balfour Marcus R. Munafò Ninewells Hospital School ofExperimental Psychology Universityof DundeeMedical School Universityof Bristol Dundee Bristol UK UK ISSN 1866-3370 ISSN 1866-3389 (electronic) Current TopicsinBehavioral Neurosciences ISBN 978-3-319-13664-6 ISBN 978-3-319-13665-3 (eBook) DOI 10.1007/978-3-319-13665-3 LibraryofCongressControlNumber:2014956491 SpringerChamHeidelbergNewYorkDordrechtLondon ©SpringerInternationalPublishingSwitzerland2015 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilarmethodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthis book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained hereinorforanyerrorsoromissionsthatmayhavebeenmade. Printedonacid-freepaper Springer International Publishing AG Switzerland is part of Springer Science+Business Media (www.springer.com) Preface Whenoneofus(DJKB) first started studyingthepsychopharmacology ofnicotine some40yearsagothenumbersofresearchersinterestedinthetopicwassmalland could probably be accommodated around a large dinner table. Our understanding of the potential hazards of smoking was at a fairly early stage as was our understanding of the neural mechanisms that mediated the behavioral responses to nicotine. At that time smoking was considered to be a habit, not an addiction, and wasstillwidelyaccepted.Readerswhoarenotoldenoughtorememberthosetimes may be familiar with the television series, Mad Men. That series gives you an impression of how acceptable smoking was. Even into the 1980s, the fact that neurones within the brain expressed nicotinic receptors was still debated among some researchers. We have come a long way since that time, and now it is not unusual to have 1,000 delegates or more at conferences on nicotine and tobacco, and sessions dedicated to nicotine are not uncommon at many neuroscience con- ferences. Moreover, public health policy is now driven by a sound evidence base relating both to the toxicity of primary and second-hand (also known as environ- mental) tobacco smoke and the plethora of neuroscience studies that have estab- lished nicotine as one of the most widely studied recreational drugs. The primary purpose of the chapters in this book and its companion volume is to explore the extenttowhichthewiderangeofapproachesadoptedtoinvestigatethebehavioral responses to nicotine and the molecular and neural mechanisms that mediate these effects have opened our eyes to the properties of this unique and fascinating drug. The chapters in the book are divided into two sections. The first considers the molecular and genetic factors which influence the responses to nicotine and tobacco. This section of the volume addresses the nature of the receptors in the brain that mediate the responses to nicotine and how an understanding of the genetic variation within these receptors, the neurotransmitter systems that respond to them and the metabolic clearance of the drug impacts on nicotine and tobacco dependence and its successful treatment. The second section focuses on the evidence that nicotine may exert potentially beneficial effects within the brain, particularly with regard to memory and attention. These cognitive effects of the drug may explain, in part at least, why some people with underlying v vi Preface psychopathologies of cognition, such as schizophrenia or attention deficit hyper- activity disorder (ADHD), are particularly vulnerable to tobacco dependence and resistanttotreatment.Thechaptersinthissectionofthebookalsoseektorelateour understanding of the structure of neuronal nicotinic receptors to their effects on attention and learning and memory. The last chapter of this section considers the way in which learning theory can be recruited to explain some of the important elements of nicotine dependence. We hope that the volumes The Neurobiology and Genetics of Nicotine and TobaccoandTheNeuropharmacologyofNicotineDependencewillprovidereaders withacontemporaryoverviewofcurrentresearchonnicotinepsychopharmacology and its role in tobacco dependence from leaders in this field of research and that they will prove valuable to those who are developing their own research programs in this important topic. Dundee, Scotland David J.K. Balfour Bristol Marcus R. Munafò Contents Structure of Neuronal Nicotinic Receptors . . . . . . . . . . . . . . . . . . . . . 1 Francesca Fasoli and Cecilia Gotti Genetics of Smoking Behaviour . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Jennifer J. Ware and Marcus R. Munafò Pharmacogenetics of Nicotine and Associated Smoking Behaviors . . . . 37 Julie-Anne Tanner, Meghan J. Chenoweth and Rachel F. Tyndale Heterogeneity Across Brain Regions and Neurotransmitter Interactions with Nicotinic Effects on Memory Function . . . . . . . . . . . 87 Edward D. Levin, Brandon J. Hall and Amir H. Rezvani Nicotinic Receptors and Attention . . . . . . . . . . . . . . . . . . . . . . . . . . . 103 Britta Hahn Nicotinic Receptors, Memory, and Hippocampus . . . . . . . . . . . . . . . . 137 Munir Gunes Kutlu and Thomas J. Gould A Hierarchical Instrumental Decision Theory of Nicotine Dependence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 165 Lee Hogarth and Joseph R. Troisi II Smoking Abstinence and Neurocognition: Implications for Cessation and Relapse . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 193 F. Joseph McClernon, Merideth A. Addicott and Maggie M. Sweitzer Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 229 vii Structure of Neuronal Nicotinic Receptors Francesca Fasoli and Cecilia Gotti Abstract Nicotinic acetylcholine receptors (nAChRs) are a critical component of the brain’s cholinergic neurotransmission system that modulates important physi- ological processes and whose dysfunction has been observed in patients with neurodegenerativediseasesandmentalillness.nAChRsareaheterogeneousfamily ofreceptorsubtypesconsistingofpentamericcombinationsofαandβsubunits,and arewidelyexpressedthroughoutthecentralandperipheralnervoussystem.nAChR subtypesshareacommonbasicstructurebuttheirbiophysicalandpharmacological properties depend on their subunit composition, which is therefore central to understanding receptor function in the nervous system and discovering new sub- type-selective drugs. We briefly review some recent findings concerning the structure and function of nAChRs, particularly the native subtypes. (cid:1) (cid:1) Keywords Neuronal nicotinic receptor subtypes Subunit composition (cid:1) (cid:1) (cid:1) Stoichiometry Nicotine αBungarotoxin Acetylcholine binding sites Contents 1 Introduction.......................................................................................................................... 2 2 OverallStructureofNicotinicSubtypes............................................................................. 2 2.1 OrthostericAChBindingSites................................................................................... 5 2.2 AccessorySubunits..................................................................................................... 8 2.3 SubunitStoichiometry................................................................................................. 9 3 NativeSubtypes................................................................................................................... 9 3.1 TechniquesforStudyingNativenAChRs.................................................................. 9 3.2 AutoradiographicStudies............................................................................................ 10 3.3 BiochemicalandPharmacologicalStudiesofNativeSubtypes................................ 11 4 Conclusions.......................................................................................................................... 14 References.................................................................................................................................. 14 F.Fasoli(cid:1)C.Gotti(&) DepartmentofMedicalBiotechnologiesandTranslationalMedicine,ConsiglioNazionale DelleRicerche,InstituteofNeuroscience,UniversityofMilan,ViaVanvitelli32, 20129Milan,Italy e-mail:[email protected] ©SpringerInternationalPublishingSwitzerland2015 1 D.J.K.BalfourandM.R.Munafò(eds.),TheNeurobiologyandGeneticsofNicotine andTobacco,CurrentTopicsinBehavioralNeurosciences23, DOI10.1007/978-3-319-13665-3_1 2 F.FasoliandC.Gotti 1 Introduction The cholinergic system is one of the most important and phylogenetically oldest nervouspathways.Acetylcholine(ACh)istheneurotransmitterthatissynthesized, stored, and released by cholinergic neurons, and the key molecules that transduce the ACh message are the muscarinic metabotropic receptors and the ionotropic neuronal nicotinic acetylcholine receptors (nAChRs) (Picciotto et al. 2012). nAChRs are a heterogeneous family of ion channels ubiquitously expressed in the central nervous system (CNS) that by responding to the endogenous neurotrans- mitter acetylcholine (ACh) and nicotine, the most widespread drug of abuse, are implicated in a variety of physiological processes (reviewed in Hurst et al. 2013). nAChRsactivationexcitestargetcellsandmediatesfastsynaptictransmissionin autonomous ganglionic neurons and in some brain areas, but anatomical and functional evidence suggests that the nAChRs in brain are preferentially located at preterminalandpresynapticsiteswheretheyregulatethereleaseofbothexcitatory andinhibitoryneurotransmitters(reviewedinAlbuquerqueetal.2009;Jensenetal. 2005). nAChRs and nicotinic mechanisms contribute to cognitive function and their declineordysfunctionhasbeenobservedinneurodegenerativediseasesandmental illness. In addition genetic studies have linked nAChRs to epilepsy and schizo- phrenia,andstudiesofmutant(knockoutorknockin)micehaveshownthattheyare involved in pain mechanisms, anxiety, and depression (reviewed in Changeux 2010; Drenan and Lester 2012; Gotti and Clementi 2004; Hurst et al. 2013; Picciotto et al. 2001). nAChRs are particularly important in two critical periods of brain life: early pre- and post-natal circuit formation, and age-related cell degen- eration.Theyareinvolvedinneuronalsurvival,asithasbeenshownthatnicotinic agonistsare neuroprotective in both invivoand in vitro models. Furthermore, it is becoming evident that the perturbation of cholinergic nicotinic neurotransmission can lead to various diseases during development, adulthood, and aging (Picciotto and Zoli 2008). As a number of comprehensive reviews (Albuquerque et al. 2009; Changeux 2009; Gotti et al. 2009) have described the structure and function of nAChRs, the aim of this paper is to provide a brief overview of the most recent findings on the structure of the brain nAChR subtypes. 2 Overall Structure of Nicotinic Subtypes nAChRs were initially identified by means of ligand binding assays using radio- activeligands,whichshowedthat125I-αBungarotoxin(αBgtx)and3H-nicotinebind to receptors with different anatomical and pharmacological distributions (Clarke et al. 1985). ThepharmacologicalheterogeneityofnAChRsrevealedbythese ligandstudies waslaterconfirmedandextendedbymeansofthemolecularcloningofafamilyof