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212 Pages·2017·1.778 MB·English
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Z U R I C H L E C T U R E S I N A D VA N C E D M AT H E M AT I C S Z U R I C H L E C T U R E S I N A D V A N C E D M A T H E M A T I C S A le s s io F ig a lli Alessio Figalli T Alessio Figalli h e The Monge-Ampère Equation M o n and its Applications g e - A m The Monge–Ampère equation is one of the most important partial differential equations, p The Monge-Ampère è appearing in many problems in analysis and geometry. r e E This monograph is a comprehensive introduction to the existence and regularity theory of q Equation and u the Monge–Ampère equation and some selected applications; the main goal is to provide a the reader with a wealth of results and techniques he or she can draw from to understand tio current research related to this beautiful equation. n Its Applications a n The presentation is essentially self-contained, with an appendix wherein one can find d precise statements of all the results used from different areas (linear algebra, convex it geometry, measure theory, nonlinear analysis, and PDEs). s A p This book is intended for graduate students and researchers interested in nonlinear PDEs: p explanatory figures, detailed proofs, and heuristic arguments make this book suitable for lic a self-study and also as a reference. t io n s ISBN 978-3-03719-170-5 www.ems-ph.org Figalli Cover (ZLAM) | Fonts: RotisSemiSans / DIN | Farben: 4c Pantone 116, Pantone 287, Cyan | RB 10.4 mm Zurich Lectures in Advanced Mathematics Edited by Erwin Bolthausen (Managing Editor), Freddy Delbaen, Thomas Kappeler (Managing Editor), Christoph Schwab, Michael Struwe, Gisbert Wüstholz Mathematics in Zurich has a long and distinguished tradition, in which the writing of lecture notes volumes and research monographs plays a prominent part. The Zurich Lectures in Advanced Mathematics series aims to make some of these publications better known to a wider audience. The series has three main con- stituents: lecture notes on advanced topics given by internationally renowned experts, in particular lecture notes of “Nachdiplomvorlesungen”, organzied jointly by the Department of Mathematics and the Institute for Research in Mathematics (FIM) at ETH, graduate text books designed for the joint graduate program in Mathematics of the ETH and the University of Zürich, as well as contributions from researchers in residence. Moderately priced, concise and lively in style, the volumes of this series will appeal to researchers and students alike, who seek an informed introduction to important areas of current research. Previously published in this series: Yakov B. Pesin, Lectures on partial hyperbolicity and stable ergodicity Sun-Yung Alice Chang, Non-linear Elliptic Equations in Conformal Geometry Sergei B. Kuksin, Randomly forced nonlinear PDEs and statistical hydrodynamics in 2 space dimensions Pavel Etingof, Calogero–Moser systems and representation theory Guus Balkema and Paul Embrechts, High Risk Scenarios and Extremes – A geometric approach Demetrios Christodoulou, Mathematical Problems of General Relativity I Camillo De Lellis, Rectifiable Sets, Densities and Tangent Measures Paul Seidel, Fukaya Categories and Picard–Lefschetz Theory Alexander H.W. Schmitt, Geometric Invariant Theory and Decorated Principal Bundles Michael Farber, Invitation to Topological Robotics Alexander Barvinok, Integer Points in Polyhedra Christian Lubich, From Quantum to Classical Molecular Dynamics: Reduced Models and Numerical Analysis Shmuel Onn, Nonlinear Discrete Optimization – An Algorithmic Theory Kenji Nakanishi and Wilhelm Schlag, Invariant Manifolds and Dispersive Hamiltonian Evolution Equations Erwan Faou, Geometric Numerical Integration and Schrödinger Equations Alain-Sol Sznitman, Topics in Occupation Times and Gaussian Free Fields François Labourie, Lectures on Representations of Surface Groups Isabelle Gallagher, Laure Saint-Raymond and Benjamin Texier, From Newton to Boltzmann: Hard Spheres and Short-range Potentials Robert J. Marsh, Lecture Notes on Cluster Algebras Emmanuel Hebey, Compactness and Stability for Nonlinear Elliptic Equations Sylvia Serfaty, Coulomb Gases and Ginzburg–Landau Vortices Published with the support of the Huber-Kudlich-Stiftung, Zürich Alessio Figalli The Monge-Ampère Equation and Its Applications Author: Alessio Figalli Department Mathematik ETH Zürich Ramistrasse 101 8092 Zürich Switzerland E-mail: [email protected] 2010 Mathematics Subject Classification: Primary: 35J96; secondary: 35B65, 35J60, 35J66, 35B45, 35B50, 35D05, 35D10, 35J65, 53A15, 53C45 Key words: Monge–Ampère equation, weak and strong solutions, existence, uniqueness, regularity ISBN 978-3-03719-170-5 The Swiss National Library lists this publication in The Swiss Book, the Swiss national bibliography, and the detailed bibliographic data are available on the Internet at http://www.helveticat.ch. This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, re-use of illustrations, recitation, broadcasting, reproduction on microfilms or in other ways, and storage in data banks. For any kind of use permission of the copyright owner must be obtained. © 2017 European Mathematical Society Contact address: European Mathematical Society Publishing House Seminar for Applied Mathematics ETH-Zentrum SEW A27 CH-8092 Zürich Switzerland Phone: +41 (0)44 632 34 36 Email: [email protected] Homepage: www.ems-ph.org Typeset using the author’s TEX files: Alison Durham, Manchester, UK Printing and binding: Beltz Bad Langensalza GmbH, Bad Langensalza, Germany ∞ Printed on acid free paper 9 8 7 6 5 4 3 2 1 ToMikaela Preface This book originates from a series of lectures given by the author at ETH Zürich duringthefallof2014,intheframeworkofaNachdiplomvorlesung,ontheMonge– Ampèreequationanditsapplications. The Monge–Ampère equation is a fully nonlinear, degenerate elliptic equation arising in several problems in the areas of analysis and geometry, such as the pre- scribedGaussiancurvatureequation,affinegeometry,andoptimaltransportation. In itsclassicalform,itconsistsofprescribingthedeterminantoftheHessianofaconvex functionuinsidesomedomainΩ,thatis, det(D2u)= f inΩ. This is in contrast with the “model” elliptic equation ∆v = g, which prescribes the traceoftheHessianofafunctionv. Thereareseveralboundaryconditionsthatone mayconsiderforu,andinthisbookweshallfocusonDirichletboundaryconditions prescribingthevalueofuon∂Ω. Ourgoalistogiveacomprehensiveintroductiontotheexistenceandregularity theory of the Monge–Ampère equation, and to show some selected applications. Although some of the results contained here have already been discussed in the classical book by Gutiérrez [61], recent developments in the theory have motivated ustowriteanewbookonthesubject. InthesamespiritasthelecturesgivenatETHZürich,thestructureofthisbook followsa“historical”path. Moreprecisely,afterabriefintroductioninChapter1to theMonge–Ampèreequationanditshistory,Chapter2isdedicatedtothetheoryof weak solutions introduced by Alexandrov in the 1940s. This notion of solutions is powerfulenoughtoallowonetoobtainexistenceanduniquenessofweaksolutions with any nonnegative Borel measure as a right-hand side. Then in Chapter 3 we address the issue of existence of global smooth solutions. This theory, developed between the 1960s and 1980s, combines the continuity method and some interior a priori estimates due to Pogorelov to show existence of smooth solutions when the domain and the boundary data are smooth. The largest part of this book is devoted to the interior regularity of weak solutions. Specifically, in Chapter 4 we study, in detail,thegeometryofsolutions,mostlyinvestigatedbyCaffarelliinthe1990s,and weproveinteriorC1,α,W2,p, andC2,α estimates. Finally, inChapter5wedescribe someextensionsandgeneralizationsoftheresultsdescribedinthepreviouschapters. Since this theory needs some general knowledge from different areas (linear algebra, convex geometry, measure theory, nonlinear analysis, and PDEs), we have decidedtowriteanappendixwherethereadercanfindprecisestatementsofallthe viii Preface results that we have used. Whenever possible we have included the proofs of such results,andotherwisewehavegivenaprecisereference. Bynomeansisthisbookintendedtocoverallthetopicsandrecentdevelopments in the theory of the Monge–Ampère equation and its variants. Rather, our hope and intent is that, after reading this book, the reader will be able to understand and appreciatecontemporaryliteratureonthetopic. The reader may notice that every chapter is divided into several sections and subsections. Webelievethiswillfacilitatecomprehensionandhelpthereaderwhen movingbetweendifferentresults. Also,forthesamereason,longproofsarealways split into several steps. Finally, because of the geometric arguments presented, we haveincludedseveralsupportingfigures. Wehopethatthereaderwillbenefitfrom thispresentationstyle. This book would not exist without the support and help of many friends and colleagues. First,IhavebeenluckyenoughtohaveLuisCaffarelliasacolleagueand departmentneighborformanyyears. HisbeautifulresultsonMonge–Ampèrehave been a constant source of inspiration. Second, I have been fortunate to have Guido DePhilippisasalong-timecollaborator;investigatingtheMonge–Ampèreequation withhimhasbeentremendouslyinspiringandenjoyable. IoweadebtofgratitudetoTristanRivière, MichaelStruwe, andtheentirestaff atETH.Icannotbegintoexpressmyappreciationfortheirwarmhospitalityduring my semester at ETH Zürich. Also, I wish to thank the faculty and students who attendedmycourse; theirinterest, curiosity, andparticipationwasagreatsourceof supportandmotivation. IamparticularlygratefultoCamilloDeLellisandThomas Kappeler for their encouragement and to Maria Colombo and Mikaela Iacobelli for theircarefullywrittennotes. This book has benefited from valuable comments and suggestions by Connor MooneyandNeilTrudinger. Furthermore,IhavetothankYashJhaveriforadetailed andcarefulreadingofthewholemanuscript. Finally,Iamverygratefulformyfamily’scontinuedencouragementandmywife Mikaela’sconstantsupportandlove. Thankyouforalwaysbeingbymyside! Contents Preface. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii 1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 OnthedegeneracyoftheMonge–Ampèreequation . . . . . . . . . 1 1.2 Somehistory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 2 Alexandrovsolutions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2.1 TheMonge–Ampèremeasure . . . . . . . . . . . . . . . . . . . . . 7 2.2 Alexandrovsolutions: Definitionandbasicproperties . . . . . . . . 11 2.3 TheDirichletproblem: Uniqueness . . . . . . . . . . . . . . . . . 17 2.4 TheDirichletproblem: Existence . . . . . . . . . . . . . . . . . . 20 2.5 C1 regularityin2-D . . . . . . . . . . . . . . . . . . . . . . . . . . 28 2.6 Application1: TheMinkowskiproblemforcurvaturemeasures . . . 34 3 Smoothsolutions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3.1 Existenceofsmoothsolutionsbythecontinuitymethod . . . . . . . 39 3.2 Pogorelov’scounterexampletointeriorregularity . . . . . . . . . . 53 3.3 Pogorelov’sinteriorestimatesandregularityofweaksolutions . . . 56 4 Interiorregularityofweaksolutions. . . . . . . . . . . . . . . . . . . . . 65 4.1 Sectionsandnormalizedsolutions . . . . . . . . . . . . . . . . . . 65 4.2 Onthestrictconvexityofsolutions . . . . . . . . . . . . . . . . . . 74 4.3 ALiouvilletheorem . . . . . . . . . . . . . . . . . . . . . . . . . . 86 4.4 Application2: Petty’stheorem . . . . . . . . . . . . . . . . . . . . 90 4.5 InteriorC1,α estimates . . . . . . . . . . . . . . . . . . . . . . . . 93 4.6 Application3: Theoptimaltransportproblemwithquadraticcost . 95 4.7 Geometryofsections . . . . . . . . . . . . . . . . . . . . . . . . . 106 4.8 InteriorW2,p estimates . . . . . . . . . . . . . . . . . . . . . . . . 111 4.9 Application4: Thesemigeostrophicequations . . . . . . . . . . . . 127 4.10 InteriorC2,α regularity . . . . . . . . . . . . . . . . . . . . . . . . 130 4.11 Wang’scounterexamples . . . . . . . . . . . . . . . . . . . . . . . 137 5 Furtherresultsandextensions. . . . . . . . . . . . . . . . . . . . . . . . 141 5.1 FurtherresultsontheMonge–Ampèreequation . . . . . . . . . . . 141 5.2 ThelinearizedMonge–Ampèreequation . . . . . . . . . . . . . . . 148 5.3 AgeneralclassofMonge–Ampère-typeequations . . . . . . . . . . 150

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