THE MODERNISATION OF EC ANTITRUST LAW Studies in European Law and Integration General Editors Professor Francis Snyder Professor Miguel Maduro Advisory Editors Professor Christian Joerges (EUI, Florence) Professor Jo Shaw (Leeds) Professor Joseph Weiler (Harvard) Professor Stephen Weatherill (Oxford) Titles in this Series Rein Wesseling:The Modernisation of EC Antitrust Law Candido Garcia Molyneux:The Unfair Trade Instruments of the EUand USA Francis Snyder (ed.):The Europeanisation of Law:The Legal Effects of European Integration The Modernisation of EC Antitrust Law REIN WESSELING OXFORD – PORTLAND OREGON 2000 Hart Publishing Oxford and Portland, Oregon Published in North America (US and Canada) by Hart Publishing c/o International Specialized Book Services 5804 NEHassalo Street Portland, Oregon 97213-3644 USA Distributed in the Netherlands, Belgium and Luxembourg by Intersentia, Churchillaan 108 B2900 Schoten Antwerpen Belgium © Rein Wesseling, 2000 Rein Wesseling has asserted his rights under the Copyright, Designs and Patents Act 1988, to be identified as the author of this work Hart Publishing Ltd is a specialist legal publisher based in Oxford, England. To order further copies of this book or to request a list of other publications please write to: Hart Publishing Ltd, Salter’s Boatyard, Oxford OX1 4LB Telephone:+44 (0)1865 245533 or Fax:+44 (0)1865 794882 e-mail: [email protected] Website http://www.hartpub.co.uk British Library Cataloguing in Publication Data Data Available ISBN 1 84113–121–0 (cloth) Typeset by Hope Services (Abingdon) Ltd. Printed in Great Britain on acid-free paper by Biddles Ltd, Guildford and King’s Lynn. To M. Preface This book is a revised and updated version of a PhD thesis, defended on 1 March 1999. The research for that thesis was conducted at the European University Institute (Florence, Italy). The thesis was revised and turned into this book during a leave of absence from practising law at De Brauw Blackstone Westbroek/Linklaters & Alliance. I would like to thank the European University Institute, which provided fund- ing, for the opportunity to write the thesis. I am also grateful for the financial support of NUFFIC and of the European Commission. While at the European University Institute I profited from the insights provided by Professors Giuliano Amato, Claus-Dieter Ehlermann, Christian Joerges and Francis Snyder. I thank them for their input. The thesis was defended before a committee consisting of Professors Daniel Goyder, Piet-Jan Slot, Christian Joerges and Francis Snyder. I thank the com- mittee members for their comments. In particular I would like to express grati- tude to Christian Joerges and Daniel Goyder for their support after the defence, which stimulated me to write this book. It would not have been possible to do so without the support of De Brauw Blackstone Westbroek/Linklaters & Alliance. In all stages my parents supported me in innumerable ways. I remain grateful for their continued generosity. No less am I indebted to Marieke Smithuis. Her incessant love and inspiration (and, admittedly, her capacity to do very well without me) enabled me to write this book. R.W. Amsterdam, 1 April 2000 Table of Contents Dedication v Preface vii Table of Abbreviations xi Table of Cases xiii Introduction 1 Part I. The Development of the Current System of EC Antitrust Law Enforcement 1 The Transformation of Community Antitrust Law Enforcement 9 Introduction 9 1.1 The EEC Antitrust Rules in the Treaty Framework 10 1.2 The First Phase of Community Antitrust Law Enforcement: Eliminating Impediments to Trade 22 1.3 The Second Phase: Certain Positive Measures 33 1.4 Completing the Internal Market: The Single European Act and Merger Control Regulation 41 Conclusion 48 2 The Transformation of the Community’s Constitution 51 2.1 From International Treaty to Constitutional Charter 54 2.2 From Negative to Positive Integration 59 2.3 Beyond the Internal Market 64 Conclusion 72 Part II. The Modernisation of EC Antitrust Law in Light of the General Development of EC Law 3 Objectives of EC Antitrust Law 77 Introduction 77 3.1 Critique of EC Antitrust Law Objectives 80 3.2 Analysis of the Criticism of EC Antitrust Policy Objectives 85 3.3 Modernisation of EC Antitrust Policy Objectives 96 Conclusion 112 x Contents 4 The Division of Jurisdiction between EC and Member State Antitrust Laws 115 Introduction 115 4.1 The Relationship between Articles 81 and 82 EC and National Antitrust Law 116 4.2 Mergers 130 4.3 The Modernisation of Community Antitrust Law Jurisdiction 138 Conclusion 156 5 Institutional Issues at the Central Level 159 Introduction 5.1 EC Antitrust Legislation 160 5.2 Enforcement Procedure 161 5.3 Evaluation of the Present System 164 5.4 Independent Agency 168 5.5 The Modernisation of the Institutional Framework 174 Conclusion 187 6 Institutional Issues at the Decentral Level 191 Introduction 191 6.1 Current Framework 193 6.2 The First Attempt to Decentralise: The Commission Notices 198 6.3 More Radical Reform: The White Paper on Modernisation 207 6.4 Modernisation of Co-operation between the Commission and National Institutions 212 Conclusion 220 Conclusion 223 Bibliography 227 Index 247
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