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The Mathematics of Chip-firing Discrete Mathematics and Its Applications Series Editors Miklos Bona Donald L. Kreher Patrice Ossona de Mendez Douglas West Representation Theory of Symmetric Groups Pierre-Loïc Méliot Advanced Number Theory with Applications Richard A. Mollin Handbook of Linear Algebra, Second Edition Leslie Hogben Combinatorics, Second Edition Nicholas A. Loehr Handbook of Discrete and Computational Geometry, Third Edition C. Toth, Jacob E. Goodman and Joseph O’Rourke Handbook of Discrete and Combinatorial Mathematics, Second Edition Kenneth H. Rosen Crossing Numbers of Graphs Marcus Schaefer Graph Searching Games and Probabilistic Methods Anthony Bonato and Paweł Prałat Handbook of Geometric Constraint Systems Principles Meera Sitharam, Audrey St. John, and Jessica Sidman, Additive Combinatorics Béla Bajnok Algorithmics of Nonuniformity: Tools and Paradigms Micha Hofri and Hosam Mahmoud Extremal Finite Set Theory Daniel Gerbner and Balazs Patkos https://www.crcpress.com/Discrete-Mathematics-and-Its-Applications/book-series/CHDISMTHA PP?page=1&order=dtitle&size=12&view=list&status=published,forthcoming The Mathematics of Chip-firing Caroline J. Klivans CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2019 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed on acid-free paper Version Date: 20181018 International Standard Book Number-13: 978-1-138-63409-1 (Hardback) This book contains information obtained from authentic and highly regarded sources. Reason- able efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www. copyright.com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organiza- tion that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Names: Klivans, Caroline J., 1977- author. Title: The mathematics of chip-firing / Caroline J. Klivans. Description: Boca Raton : CRC Press, Taylor & Francis Group, 2018. | Includes bibliographical references. Identifiers: LCCN 2018034117 | ISBN 9781138634091 Subjects: LCSH: Graph theory. | Combinatorial analysis. | Abelian groups. | Sequences (Mathematics) Classification: LCC QA166 .K544 2018 | DDC 511/.5--dc23 LC record available at https://lccn.loc.gov/2018034117 Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com To Audrey, Aaron, and Pedro. Contents Preface xi I Fundamentals 1 1 Introduction 3 1.1 A brief introduction . . . . . . . . . . . . . . . . . . . . 3 1.2 Origins and History . . . . . . . . . . . . . . . . . . . . 7 1.2.1 The abelian sandpile model . . . . . . . . . . . . 7 1.2.2 A combinatorial game . . . . . . . . . . . . . . . 9 1.2.3 Abstract rewriting systems . . . . . . . . . . . . 10 2 Chip-(cid:12)ring on Finite Graphs 11 2.1 The chip-(cid:12)ring process . . . . . . . . . . . . . . . . . . 11 2.1.1 The graph Laplacian . . . . . . . . . . . . . . . . 13 2.1.2 Cluster-(cid:12)res . . . . . . . . . . . . . . . . . . . . . 16 2.2 Con(cid:13)uence . . . . . . . . . . . . . . . . . . . . . . . . . 17 2.3 Stabilization . . . . . . . . . . . . . . . . . . . . . . . . 20 2.4 Toppling time . . . . . . . . . . . . . . . . . . . . . . . 23 2.5 Stabilization with a sink . . . . . . . . . . . . . . . . . 25 2.6 Long-term stable con(cid:12)gurations . . . . . . . . . . . . . 28 2.6.1 Criticality . . . . . . . . . . . . . . . . . . . . . . 29 2.6.2 Firing equivalence . . . . . . . . . . . . . . . . . 31 2.6.3 Superstability . . . . . . . . . . . . . . . . . . . . 33 2.6.4 Energy minimization . . . . . . . . . . . . . . . . 35 2.6.5 Duality . . . . . . . . . . . . . . . . . . . . . . . 38 2.6.6 Structure . . . . . . . . . . . . . . . . . . . . . . 41 2.6.7 Burning . . . . . . . . . . . . . . . . . . . . . . . 44 2.7 The sandpile Markov chain . . . . . . . . . . . . . . . . 47 2.7.1 Avalanche operators . . . . . . . . . . . . . . . . 47 2.8 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . 50 vii viii Contents 3 Spanning Trees 53 3.1 Spanning trees . . . . . . . . . . . . . . . . . . . . . . . 54 3.2 Statistics on trees . . . . . . . . . . . . . . . . . . . . . 57 3.2.1 Level. . . . . . . . . . . . . . . . . . . . . . . . . 57 3.2.2 Activity . . . . . . . . . . . . . . . . . . . . . . . 60 3.2.3 The Tutte polynomial . . . . . . . . . . . . . . . 61 3.3 Merino’s theorem . . . . . . . . . . . . . . . . . . . . . 63 3.3.1 The O-conjecture . . . . . . . . . . . . . . . . . . 66 3.4 Cori{Le Borgne bijection . . . . . . . . . . . . . . . . . 71 3.5 Acyclic orientations . . . . . . . . . . . . . . . . . . . . 73 3.5.1 Hyperplane arrangements . . . . . . . . . . . . . 76 3.6 Parking functions . . . . . . . . . . . . . . . . . . . . . 77 3.7 Dominoes . . . . . . . . . . . . . . . . . . . . . . . . . . 83 3.8 Avalanche polynomials . . . . . . . . . . . . . . . . . . 85 3.8.1 Avalanche polynomials of trees . . . . . . . . . . 88 3.9 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . 90 4 Sandpile Groups 93 4.1 Toppling dynamics . . . . . . . . . . . . . . . . . . . . . 94 4.2 Group of chip-(cid:12)ring equivalence . . . . . . . . . . . . . 95 4.3 Identity . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 4.4 Combinatorial invariance . . . . . . . . . . . . . . . . . 102 4.5 Sandpile groups and invariant factors . . . . . . . . . . 104 4.5.1 Explicit forms of the sandpile group . . . . . . . 106 4.5.2 Sandpile groups of random graphs . . . . . . . . 108 4.6 Discriminant groups . . . . . . . . . . . . . . . . . . . . 111 4.7 Sandpile torsors . . . . . . . . . . . . . . . . . . . . . . 115 4.7.1 Rotor-routing . . . . . . . . . . . . . . . . . . . . 116 4.7.2 Bernardi process . . . . . . . . . . . . . . . . . . 118 4.7.3 Cycle{cocycle reversal . . . . . . . . . . . . . . . 121 4.8 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . 127 5 Pattern Formation 129 5.1 Compelling visualizations . . . . . . . . . . . . . . . . . 129 5.2 In(cid:12)nite graphs . . . . . . . . . . . . . . . . . . . . . . . 132 5.3 The one-dimensional grid . . . . . . . . . . . . . . . . . 134 5.4 Labeled chip-(cid:12)ring . . . . . . . . . . . . . . . . . . . . . 138 5.5 Two and more dimensional grids . . . . . . . . . . . . . 144 5.5.1 Odometer . . . . . . . . . . . . . . . . . . . . . . 145 5.5.2 Support . . . . . . . . . . . . . . . . . . . . . . . 146 Contents ix 5.5.3 Backgrounds . . . . . . . . . . . . . . . . . . . . 149 5.5.3.1 Higher dimensions . . . . . . . . . . . . 153 5.5.4 Scaling limits . . . . . . . . . . . . . . . . . . . . 153 5.6 Other lattices . . . . . . . . . . . . . . . . . . . . . . . 156 5.7 The identity element . . . . . . . . . . . . . . . . . . . 160 5.8 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . 163 II Extensions 167 6 Avalanche Finite Systems 169 6.1 M-matrices . . . . . . . . . . . . . . . . . . . . . . . . . 169 6.2 Chip-(cid:12)ring on M-matrices . . . . . . . . . . . . . . . . 172 6.3 Stability . . . . . . . . . . . . . . . . . . . . . . . . . . 173 6.3.1 Superstability . . . . . . . . . . . . . . . . . . . . 173 6.3.2 Criticality . . . . . . . . . . . . . . . . . . . . . . 174 6.3.3 Energy minimization . . . . . . . . . . . . . . . . 175 6.3.4 Uniqueness . . . . . . . . . . . . . . . . . . . . . 176 6.4 Burning . . . . . . . . . . . . . . . . . . . . . . . . . . . 177 6.5 Directed graphs . . . . . . . . . . . . . . . . . . . . . . 179 6.5.1 Digraphs . . . . . . . . . . . . . . . . . . . . . . 180 6.5.2 Stabilization . . . . . . . . . . . . . . . . . . . . 183 6.5.3 Toppling time . . . . . . . . . . . . . . . . . . . . 185 6.5.4 Oriented spanning trees . . . . . . . . . . . . . . 186 6.6 Cartan matrices as M-matrices . . . . . . . . . . . . . . 187 6.7 M-pairings . . . . . . . . . . . . . . . . . . . . . . . . . 191 6.8 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . 195 7 Higher Dimensions 197 7.1 Illustrative examples . . . . . . . . . . . . . . . . . . . . 197 7.2 Cell complexes . . . . . . . . . . . . . . . . . . . . . . . 201 7.3 Combinatorial Laplacians . . . . . . . . . . . . . . . . . 204 7.4 Chip-(cid:12)ring in higher dimensions . . . . . . . . . . . . . 208 7.5 The sandpile group . . . . . . . . . . . . . . . . . . . . 211 7.6 Higher-dimensional trees . . . . . . . . . . . . . . . . . 211 7.6.1 Enumeration of trees . . . . . . . . . . . . . . . . 215 7.7 Sandpile groups . . . . . . . . . . . . . . . . . . . . . . 217 7.7.1 Precise forms of sandpile groups . . . . . . . . . 220 7.8 Cuts and (cid:13)ows . . . . . . . . . . . . . . . . . . . . . . . 220 7.9 Stability . . . . . . . . . . . . . . . . . . . . . . . . . . 223 7.9.1 M-pairings . . . . . . . . . . . . . . . . . . . . . 224 7.10 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . 227

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