The mass of light-cones ∗ Piotr T. Chru´sciel† and Tim-Torben Paetz‡ Gravitational Physics, University of Vienna Boltzmanngasse 5, 1090 Vienna, Austria 4 June 12, 2014 1 0 2 n Abstract u Wegiveanelementaryproofofpositivityoftotalgravitationalenergy J in space-times containing complete smooth light-cones. 1 1 PACS: 04.20.Cv, 04.20.Ex,04.20.Ha ] c Oneofthe deepestquestionsarisingingeneralrelativityisthatofpositivity q of total energy. Years of attempts by many authors have led to an affirmative - answer in the milestone papers of Schoen and Yau [13, 14] and Witten [17]; see r g also [6, 10, 15]. These proofs use sophisticated PDE techniques, with positivity [ resultingfromtheanalysisofsolutionsofseeminglyunrelatedpartialdifferential 2 equations. The aim of this letter is to show that an elementary direct proof of v positivity can be givenfor a largeclassof space-times,namely those containing 9 globally smooth light-cones. As a bonus, our proof gives an explicit positive- 8 definite expression for the mass, equation (31), in terms of physically relevant 7 fields, such as the shear of the light-cone. 3 . Thus, consider a globally smooth, null-geodesically complete light-cone in 1 an asymptotically Minkowskian space-time. The formula (47) below for the 0 mass in this context has been derived by Bondi et al. [2, 12], compare [16]. 4 1 We show how to rewrite this formula in terms of geometric data on the light- : cone,Equation(37)below. TheconstraintequationsinducedbyEinstein’sfield v i equationsonthelight-conearethenusedtoobtainourmanifestlypositivemass X formula (31) by elementary manipulations. r The initial data on the light-cone comprise a pair (N ,gˇ), where N =R3 a 0 andgˇisasmoothfieldofsymmetrictwo-covarianttensorsonN ofsignatur\e {(0,}+,+)suchthatgˇ(∂ , )=0.1 ThevertexO ofthelight-coneC :=N O r O islocatedattheoriginof·R3,andthehalf-raysissuedfromtheorigincorres∪p{ond} to the generators of C . For simplicity we assume throughout that the initial O data leadto a smoothspace-timemetric, cf.[5]. The requirementsofregularity ∗Preprint UWThPh-2014-2. Supported in part by the Austrian Science Fund (FWF): P 24170-N16. PTCisgratefultotheStanfordMathematicsResearchCenterforhospitalityand supportduringworkonthispaper. †URLhomepage.univie.ac.at/piotr.chrusciel,[email protected] ‡[email protected] 1To avoid an ambiguity in notation we write gˇfor what was denoted by g˜ in [4], as g˜ is usuallyusedfortheconformallyrescaledmetricwhendiscussingI+. 1 at the origin, asymptotic flatness, and global smoothness, lead to the following restrictions on gˇ: Letting (r,xA), A 2,3 , denote spherical coordinates on R3, and writing ∈{ } s dxAdxB fortheunitroundmetriconS2,regularityconditionsatthevertex AB imply that the coordinate r can be chosen so that for small r we have gˇ g dxAdxB =r2(s +h )dxAdxB , (1) ≡ AB AB AB h =O(r2), ∂ h =O(r2), ∂ h =O(r), (2) AB C AB r AB see[4,Section4.5]foradetaileddiscussion,includingpropertiesofhigherderiva- tives; the latter are assumedimplicitly whenever needed below. Here, and else- where, an overline denotes a space-time object restricted to the light-cone. Existence of a Penrose-type conformal completion implies that the coordi- nate r can be chosen so that for large r we have gAB =r2(gAB)−2+r(gAB)−1+ψAB , (3) ψ =O(1), ∂ ψ =O(1), ∂ ψ =O(r−2), (4) AB C AB r AB ∂2ψ =O(r−3), ∂ ∂ ψ =O(1), (5) r AB C D AB ∂ ∂ ψ =O(r−2), ∂ ∂ ∂ ψ =O(r−2), (6) r C AB r C D AB ∂2∂ ψ =O(r−3), ∂2∂ ∂ ψ =O(r−3), (7) r C AB r C D AB for some smooth tensors (gAB)−i =(gAB)−i(xC), i=1,2, on S2. Equations(3)-(7) arenecessaryfor existence of a smoothI+, but certainly not sufficient: our conditions admit initial data sets which might lead to a polyhomogeneous but not smooth I+; see [1, 7, 8, 11]. Wedenotebyτ thedivergence,sometimescalledexpansion,ofthelight-cone: 1 τ :=χ A , where χ B := gBC∂ g . (8) A A 2 r AC Conditions (1)-(7) imply τ = 2r−1+τ r−2+O(r−3) for large r , (9) 2 τ = 2r−1+O(r) for small r . (10) In particular τ is positive in both regions. Now, standard arguments show that if τ becomes negative somewhere, then the light-cone will either fail to be globallysmooth,orthespace-timewillnotbenull-geodesicallycomplete. Soour requirement of global smoothness of the light-cone together with completeness of generators imposes the condition2 τ >0. (11) We further require det(gAB)−2 >0, (12) which excludes conjugate points at the intersection of the light-cone with I+. Both conditions will be assumed to hold from now on. 2The Raychaudhuri equation (13) below with κ = 0 implies that τ is monotonous non- increasing, which yields (11) directly in any case after noting that the sign of τ is invariant underorientation-preservingchanges ofparametrisationofthegenerators. 2 Theinequality(11)impliesthattheconnectioncoefficientκ,definedthrough the equation ∂ =κ∂ , ∇∂r r r and measuring thus how the parameter r differs from an affine-one, can be algebraically calculated from the Raychaudhuriequation: τ2 ∂rτ κτ + + σ 2+8πTrr N =0 − 2 | | | 1 τ2 κ= ∂rτ + + σ 2+8πTrr N . (13) ⇐⇒ τ 2 | | | (cid:0) (cid:1) Here σ is the shear of the light-cone: 1 σ B =χ B τδ B , (14) A A A − 2 which satisfies σ B =O(r) for small r , σ B =O(r−2) for large r. (15) A A Assuming that Trr N =O(r−4) for large r, (16) | we find from (13) and our previous hypotheses κ=O(r) for small r, κ=O(r−3) for large r. (17) Fortheproofofpositivityofthe Trautman-Bondimassitwillbeconvenient to changer toa new coordinatesothat(gAB)−2 in(3) isthe unit roundsphere metric and that the resulting κ vanishes (i.e. the new coordinate r will be an affine parameter along the generators of the light-cone). Denoting momentar- ily the new coordinate by r , and using the fact that every metric on S2 is as conformal to the unit round metric s , the result is achieved by setting AB r r (r,xA) = Θ(xA) eH(rˆ,xA)drˆ, (18) as Z 0 ∞ H(r,xA) = κ(r˜,xA)dr˜, (19) −Z r Θ(xA) = det(gAB)−2 1/4 . (20) dets (cid:16) AB (cid:17) The functions r r (r,xA) are strictly increasing with r (0,xA) = 0. Equa- as as 7→ tion (17) shows that there exists a constant C such that for all r we have e−C eH eC , (21) ≤ ≤ which implies that limr→∞ras(r,xA)=+ . We conclude that for eachxA the function r r (r,xA) defines a smooth∞bijection from R+ to itself. Conse- as 7→ quently, smooth inverse functions r r(r ,xA) exist. as as 7→ We have normalised the affine parameter r so that as ras(r,xA) = Θ(xA)r+(ras)∞(xA)+O(r−1), (22) 3 for large r, which implies r (r,xA) = (r ) (xA)r+O(r3) for small r , (23) as as 0 where ∞ (ras)∞(xA) = Θ(xA) eH(r,xA) 1 dr , (24) Z − 0 (cid:0) (cid:1) (ras)0(xA) = Θ(xA)e−R0∞κ(r˜,xA)dr˜. (25) After some obvious redefinitions, for r large (3) becomes as gAB =ra2ssAB+ras(gAB)−1+ψAB . (26) The boundary conditions (4)-(7) remain unchanged when r is replaced by r as there. On the other hand, (1)-(2) will not be true anymore. However, we note for further use that the coordinate transformation (18) preserves the behavior of τ and σ near the vertex. Indeed, inserting r = r(r ) into (3) and using the as definitions (8) and(14)one finds that(9)-(10) and(15)continue to hold with r replaced by r . as A key role in what follows will be played by the equation [4, Equations (10.33) and (10.36)],3 1 (∂ +τ +κ)ζ+Rˇ ξ 2+gAB˜ ξ =S , (27) r A B − 2| | ∇ where ξ 2 := gABξ ξ . In coordinates adapted to the light-cone as in [4] the A B | | space-time formula for the auxiliary function ζ is ζ = 2gABΓr +τgrr , (28) AB N (cid:0) (cid:1)(cid:12) andζ isinfactthedivergenceofthefamilyofsuita(cid:12)blynormalizednullgenerators normal to the spheres of constant r and transverse to N . Here ˜ denotes the ∇ Levi-Civita connection of gˇ viewed as a metric on S2 (more precisely, an r- dependent family of metrics). The symbol Rˇ denotes the curvature scalar of gˇ. The connection coefficients ξA ≡ −2ΓrrA|N are determined by [4, Equation (9.2)]: 1 1 2(∂r+τ)ξA−∇˜BσAB + 2∂Aτ +∂Aκ=−8πTrA|N . (29) Finally, S := 8π(gABTAB gµνTµν)N − | = 8π grrTrr+2grATrA+2gurTur N , (30) − | (cid:0) (cid:1) with T =T(∂ ,∂ ), where ∂ is transverse to N . The first equality makes it ur u r u clear that S does not depend upon the choice of coordinates away from N . In a coordinate system where grr = grA = 0 we have S = 16πgurTur N which, − | with our signature ( ,+,+,+), is non-negative for matter fields satisfying the − dominant energy condition when both ∂ and ∂ are causal future pointing, as r u will be assumed from now on. 3On the right-hand-side of the second equality in [4, Equation (10.36)] a term τg11/2 is missing. 4 Letting dµ = detg dx2dx3, we derive below the following surprising gˇ AB formula for the Traputman-Bondi [2, 12, 16] mass mTB of complete light-cones: ∞ mTB = 1 1 ξ 2+S+(σ 2+8πTrr N)eRr∞ r˜τ2−r˜2dr˜ dµgˇdr. (31) 16π Z0 ZS2(cid:18)2| | | | | (cid:19) The coordinate r here is an affine parameter along the generators normalised so that r = 0 at the vertex, with (26) holding for large r. Positivity of m TB obviously follows in vacuum. For matter fields satisfying the dominant energy condition we have S 0, T 0 and positivity again follows. rr Notethatsincem≥ decrea≥seswhensectionsofI+ aremovedtothefuture, TB (31)providesanaprioriboundontheintegralsappearingtherebothonN and for all later light-cones, which is likely to be useful when analysing the global behaviour of solutions of the Einstein equations. Toprove(31),weassume(16). Wechangecoordinatesvia(18),andusenow the symbol r for the coordinate ras. Thus κ = 0, we have (3) with (gAB)−2 = s , and further (4)-(7), (9)-(10) and (15) hold. For r large one immediately AB obtains detg = r2 dets 1 τ r−1+O(r−2) . (32) AB AB − 2 p p (cid:0) (cid:1) Let us further assume that, again for large r, TrA N =O(r−3), S =O(r−4). (33) | It then follows from (29) and our remaining hypotheses that ξ satisfies A ξ =(ξ ) r−1+o(r−1) and ∂ ξ =O(r−1), (34) A A 1 B A for some smooth covector field (ξ ) on S2. An analysis of (27) gives A 1 ζ(r,xA) = 2r−1+ζ (xA)r−2+o(r−2), (35) 2 − with a smooth function ζ . Regularity at the vertex requires that for small r 2 ξ =O(r2), ζ =O(r−1), (36) A whereristheoriginalcoordinatewhichmakestheinitialdatamanifestlyregular atthevertex. Usingthe transformationformulaeforconnectioncoefficientsone checks that this behavior is preserved under (23). We will show shortly that if the light-cone data arise from a space-time with a smooth conformal completion at null infinity I+, and if the light-cone intersects I+ in a smooth cross-section S, then the Trautman-Bondi mass of S equals 1 m = (ζ +τ )dµ , (37) TB 2 2 s 16π ZS2 where dµ = √dets dx2dx3. Note that this justifies the use of (37) as the s AB definition ofmassofaninitialdatasetonalight-conewithcompletegenerators, regardless of any space-time assumptions. It follows from (9), (32) and (35) that for large r we have ζdµ = ( 2r+ζ +o(1))(1 τ r−1+O(r−2))dµ gˇ 2 2 s ZS2 ZS2 − − = 8πr+ (ζ +2τ )dµ +o(1). (38) 2 2 s − ZS2 5 This allows us to rewrite (37) as 16πm = lim ζdµ +8πr τ dµ . (39) TB r→∞(cid:0)ZS2 gˇ (cid:1)−ZS2 2 s To establish (31), first note that from (27) with κ = 0 and the Gauss-Bonnet theorem we have, using ∂ detg =τ detg , r AB AB p p 1 ∂ ζdµ = 8π+ ξ 2+S dµ . (40) r gˇ gˇ ZS2 − ZS2(cid:0)2| | (cid:1) Integrating in r and using (33)-(36) one obtains ∞ 1 lim ζdµ +8πr = ξ 2+S)dµ dr . r→∞(cid:0)ZS2 gˇ (cid:1) Z0 ZS2(cid:0)2| | gˇ Next,let τ :=2/r, δτ :=τ τ . Itfollowsfromthe Raychaudhuriequation 1 1 − with κ=0 that δτ satisfies the equation dδτ τ +τ + 1δτ = σ 2 8πTrr N . dr 2 −| | − | Letting r r˜τ 2 Ψ=exp − dr˜ , (41) Z 2r˜ (cid:0) 0 (cid:1) and using (9)-(10) and (15)-(16) one finds r δτ(r) = r−2Ψ−1 (σ 2+8πTrr N)Ψr2dr − Z | | | 0 = τ r−2+o(r−2), (42) 2 where r τ2 =−rl→im∞Ψ−1Z (|σ|2+8πTrr|N)Ψr2dr ≤0. (43) 0 Inserting this into (39) gives (31) after noting that dµgˇ =e−Rr∞ r˜τr˜−2dr˜r2dµs . (44) To continue, suppose that m vanishes. It then follows from (43) that TB Trr N =0=σ. In vacuum this implies [3] that the metric is flat to the future | of the light-cone. In fact, for many matter models the vanishing of T on the rr light-cone implies the vanishing of T to the future of the light-cone [3], and µν the same conclusion can then be obtained. It remains to establish (37). We decorate with a symbol “Bo” all fields arisinginBondicoordinates. ConsidercharacteristicdatainBondicoordinates, possibly defined only for large values of r . The space-time metric on N = Bo uBo =0 can be written as { } g =gBodu2 +2νBodu dr +2νBodu dxA +gˇBo . (45) 00 Bo 0 Bo Bo A Bo Bo UndertheusualasymptoticconditionsonνBo andνBo onehas(see,e.g.,[7,12]) A 0 2M(xA ) gBo = 1+ Bo +O(r−2), (46) 00 − r Bo Bo 6 and the Bondi mass is then defined as 1 m = Mdµ . (47) TB s 4π ZS2 In Bondi coordinates (28) becomes ˇAνBo (gBo)rr ζBo =2 ∇ A , (48) (cid:16) ν0Bo − rBo (cid:17) which allows us to express (gBo)rr in terms of ζBo, leading eventually to gBo = (gBo)ABνBoνBo (νBo)2(gBo)rr 00 A B − 0 = 1+ ζ2Bo−2∇˚A(νABo)0 +O(r−2), (49) − 2r Bo Bo where ˚ is the Levi-Civita connection of the metric s dxAdxB, and (νBo) ∇ AB A 0 is the r-independent coefficient in an asymptotic expansion of νBo. Comparing A with (46), we conclude that 1 m = ζBodµ . (50) TB 16π ZS2 2 s To finish the calculation we need to relate ζBo to the characteristic data. In 2 Bondi coordinates we have 2 τ = , Bo r Bo and the Raychaudhuri equation implies that σBo 2+8πT κBo =r | | rr . Bo 2 The equation κ Γr = 0 together with the usual transformation law for ≡ rr connection coefficients gives the equation ∂r ∂r ∂ Bo +κBo Bo =0 rBo ∂r ∂r (cid:16) (cid:17) = ∂r =e−Rr∞BoκBo =1+O(r−2), ⇒ ∂r Bo Bo where we have used the asymptotic condition limr→∞ ∂r∂Bro =1. Hence r = rBoe−Rr∞BoκBo Z 0 ∞ = rBo+Z e−Rr∞BoκBo −1 +O(rB−o1). 0 (cid:0) (cid:1) =:−(rBo)0 | {z } To continue, we note that xA =xA and Bo gBo (r ,xA)=g r(r ,xA),xA , AB Bo AB Bo (cid:0) (cid:1) 7 which implies 2 2 τ = τBo =τ∂ r = + 2 +O(r−3) 1+O(r−2) r rBo r r2 Bo (cid:0) (cid:1)(cid:0) (cid:1) 2 τ = + 2 +O(r−3), r r2 equivalently τ τ r =r 2 +O(r−1) = (r ) = 2 . (51) Bo Bo 0 − 2 ⇒ − 2 We are ready now to transform ζ as given by (28) to the new coordinate system: ζBo = 2(gBo)AB(ΓBo)rBo +τBo(gBo)rBorBo AB ∂r ∂xi ∂xj ∂r ∂2r = 2(gBo)AB Bo Γk + Bo (cid:16) ∂xk ∂xABo∂xBBo ij ∂r ∂xABo∂xBBo(cid:17) ∂r ∂r ∂r +τ Bo Bogij ∂r ∂xi ∂xj Bo ∂r ∂r = Boζ+2 Bo∆ r+O(r−3), ∂r ∂r gˇ Bo where ∆ is the Laplace operator of the two-dimensional metric gˇ dxAdxB. gˇ AB From this one easily obtains ζBo =ζ +τ +∆ τ . (52) 2 2 2 s 2 Inserting (52) into (50) one obtains (37), which completes the proof. In fact, the calculations just made show that the integral (37) is invariant under changes of the coordinate r of the form r r+r (xA)+O(r−1). 0 LetS be a sectionofI+ arisingfromasmoo7→thlight-cone asabove,andlet S′ be any section of I+ contained entirely in the past of S. The Trautman- ′ Bondi mass loss formula shows that m (S ) will be larger than or equal to TB m (S) [9, Section 8.1]. So, our formula (31) establishes positivity of m for TB TB ′ all such sections S . Inmanycasesthepastlimitofm istheADMmass,andoneexpectsthisto TB be true quite generally for asymptotically Minkowskianspace-times. Whenever thisand(31)hold,weobtainanelementaryproofofnon-negativityoftheADM mass. It is tempting to use a density argument to remove the hypothesis of non- existence of conjugate point precisely at I+ along some generators; such gen- erators will be referred to as asymptotically singular. For this one could first rewrite (31) as ∞ 1 1 m = ξ 2+S TB 16π Z0 ZS2(cid:18)2| | +(σ 2+8πTrr N)eRr∞ r˜τ2−r˜2dr˜ r2e−Rr∞ r˜τr˜−2dr˜dµsdr, (53) | | | (cid:19) where we have used (44). One might then consider an increasing sequence of tensors σ which converge to σ as i so that σ 2 converges to σ 2 from i i → ∞ | | | | below, and such that for each i the associated solution τ of the Raychaudhuri i 8 equation leads to a metric satisfying (12). It is easy to see that τ is then i decrasing to zero along the asymptotically singular generators as i tends to infinity, monotonically in i, which leads to an infinite integral ∞ r˜τ−2dr˜on − r r˜ those generators. It is however far from clear if and when this diRvergence leads to a finite volume integral after integrating over the generators, and we have not been able to conclude along those lines. Suppose, finally, that instead of a complete light-cone we have a smooth characteristic hypersurface N with an interior boundary S diffeomorphic to 0 S2, and intersecting I+ transversally in a smooth cross-section S as before. Let r be an affine parameter on the generators chosen so that S = r = r 0 0 { } for some r > 0 and such that (3)-(7) hold. The calculations above give the 0 following formula for m : TB mTB =r.h.s. of (53)+ 1 8πr0+ ζ+(2r−1 τ)eRr∞0 rτ2−r2dr dµgˇ , (54) 16π(cid:16) Zr=r0(cid:0) − (cid:1) (cid:17) with the range r [0, ) replaced by r [r , ) in the first integral symbol 0 ∈ ∞ ∈ ∞ appearing in (53). (For outgoing null hypersurfaces issued from any sphere of symmetry in the domain of outer-communications in Schwarzschild, the term multiplyingtheexponentialin(54)andtheright-handsideof(53)vanish,while the remaining terms add to the usual mass parameter m.) Equation (54) leads to the following interesting inequality for space-times containing white hole regions. We will say that a surface S is smoothly visi- ble from I+ if the null-hypersurface generated by the family of outgoing null geodesics is smooth in the conformally rescaledspace-time. Assume, then, that S is smoothly visible and weakly past outer trapped: ζ 0. (55) S | ≥ Smooth visibility implies that τ > 0 everywhere, in particular on S. By a translation of the affine parameter r of the generators of N we can achieve 2 r = . (56) 0 sup τ S All terms in (54) are non-negative now, leading to the interesting inequality 1 m . (57) TB ≥ sup τ S Further, equality implies that S and T vanish along N , and that we have rr 2 1 ξ =σ =0 along N , ζ =0, τ = . (58) S S | | ≡ r m 0 TB Integrating the Raychaudhuri equation gives 2 τ = , r r . (59) 0 r ≥ The equations τg =2χ =∂ g together with the asymptotic behaviour AB AB r AB of the metric imply g =r2s , r r . (60) AB AB 0 ≥ 9 ItfollowsthattheoutgoingnullhypersurfaceissuedfromS canbeisometrically embeddedintheSchwarzschildspace-timewithm=m asanullhypersurface TB emanatingfromasphericallysymmetriccross-sectionofthe pasteventhorizon. Time-reversal and our result provide, of course, an inequality between the mass of the past directed null hypersurface issuing from a weakly future outer trapped surface S and sup ζ in black hole space-times. S We finish this paper by noting that formulae such as (54), together with monotonicity of mass, might be useful in a stability analysis of black hole solu- tions, by chosing the boundary to lie on the initial data surface, for then one obtainsanaprioriL2-weightedboundon σ 2 and ξ 2 onallcorrespondingnull | | | | hypersurfaces. References [1] L. Andersson and P.T. Chru´sciel, Hyperboloidal Cauchy data for vacuum Einstein equations and obstructions to smoothness of null infinity, Phys. Rev. Lett. 70 (1993), no. 19, 2829–2832. [2] H.Bondi,M.G.J.vanderBurg,andA.W.K.Metzner, Gravitational waves ingeneralrelativityVII:Wavesfromaxi–symmetricisolatedsystems,Proc. Roy. Soc. London A 269 (1962), 21–52. [3] Y. Choquet-Bruhat, P.T. Chru´sciel, and J.M. Mart´ın-Garc´ıa, The light- cone theorem, Class. Quantum Grav. 26 (2009), 135011 (22 pp), arXiv:0905.2133[gr-qc]. [4] , The Cauchy problem on a characteristic cone for the Einstein equations in arbitrary dimensions, Ann. H. Poincar´e 12 (2011), 419–482, arXiv:1006.4467[gr-qc]. [5] P.T.Chru´sciel,The existence theorem for the Cauchy problem on the light- cone for the vacuum Einstein equations, Forum for Mathematics Sigma (2014), in press, arXiv:1209.1971[gr-qc]. [6] P.T. Chru´sciel, J. Jezierski, and S. L ¸eski, The Trautman-Bondi mass of hyperboloidal initial data sets, Adv. Theor. Math. Phys. 8 (2004), 83–139, arXiv:gr-qc/0307109. [7] P.T.Chru´sciel,M.A.H. MacCallum,andD.Singleton, Gravitational waves in general relativity. XIV: Bondi expansions and the “polyhomogeneity” of Scri,Philos.Trans.Roy.Soc.LondonSer.A350(1995),113–141,arXiv:gr- qc/9305021. [8] P.T. Chru´sciel and T.-T. Paetz, Light-cone initial data and smoothness of Scri. I. Formalism and results, Ann. H. Poincar´e (2014), in press, arXiv:1403.3558[gr-qc]. [9] J. Jezierski, Bondi mass in classical field theory, Acta Phys. Polon. B 29 (1998), 667–743. [10] M.LudvigsenandJ.A.G.Vickers,A simple proof of the positivity of Bondi mass, Jour. Phys. 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