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The Marxist Conception of the State: A Contribution to the Differentiation of the Sociological and the Juristic Method PDF

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TheMarxistConceptionoftheState Historical Materialism Book Series EditorialBoard SébastienBudgen(Paris) DavidBroder(Rome) SteveEdwards(London) JuanGrigera(London) MarcelvanderLinden(Amsterdam) PeterThomas(London) volume 192 Thetitlespublishedinthisseriesarelistedatbrill.com/hm The Marxist Conception of the State AContributiontotheDifferentiationof theSociological andtheJuristicMethod By MaxAdler EditedandwithaPrefaceby MarkE.Blum LEIDEN | BOSTON TheLibraryofCongressCataloging-in-PublicationDataisavailableonlineathttp://catalog.loc.gov LCrecordavailableathttp://lccn.loc.gov/2019023312 TypefacefortheLatin,Greek,andCyrillicscripts:“Brill”.Seeanddownload:brill.com/brill‑typeface. ISSN1570-1522 ISBN978-90-04-29782-1(hardback) ISBN978-90-04-40997-2(e-book) Copyright2019byKoninklijkeBrillNV,Leiden,TheNetherlands. KoninklijkeBrillNVincorporatestheimprintsBrill,BrillHes&DeGraaf,BrillNijhoff,BrillRodopi, BrillSense,HoteiPublishing,mentisVerlag,VerlagFerdinandSchöninghandWilhelmFinkVerlag. Allrightsreserved.Nopartofthispublicationmaybereproduced,translated,storedinaretrievalsystem, ortransmittedinanyformorbyanymeans,electronic,mechanical,photocopying,recordingorotherwise, withoutpriorwrittenpermissionfromthepublisher. AuthorizationtophotocopyitemsforinternalorpersonaluseisgrantedbyKoninklijkeBrillNVprovided thattheappropriatefeesarepaiddirectlytoTheCopyrightClearanceCenter,222RosewoodDrive, Suite910,Danvers,MA01923,USA.Feesaresubjecttochange. Thisbookisprintedonacid-freepaperandproducedinasustainablemanner. Contents Preface vii MarkE.Blum Foreword 1 1 PoliticsandSociology 6 2 TheSociologicalUnityofStateandSociety 17 3 TheDevelopmentoftheConceptofSociety 22 4 TheFurtherDevelopmentoftheConceptofSocietybyMarx 32 5 TheFormalLogicofLawinKelsen 43 6 WhatIsEssentialinMarx’sConceptoftheState 50 7 WhatIsaClass? 60 8 ClassandParty 76 9 PoliticalandSocialDemocracy 83 10 DemocracyandFreedom 95 11 RevolutionorEvolution? 105 12 DemocracyandItsOrganisation 121 13 Dictatorship 136 14 GovernmentandAdministration 149 15 ExcursusonAnarchism 159 1 TheDenialofForce,Law,andAuthority 159 2 TheLegalOrderandtheConventionalOrder 171 3 TheRealDifferencebetweenAnarchismandSocialism 175 4 SocialismandIndividualism 183 vi contents 16 ApparentAnarchisminMarxism 190 1 TheIdeaofLiberation 190 2 PoliticalandSocialForces.The‘PoliticalState’ 193 3 TheDestructionoftheMachineryoftheState 200 4 TheWitheringAwayoftheState 204 17 The‘Marvel’oftheStatelessOrganisation 205 18 UtopianisminMarxandEngels 214 19 WhyWeAreNotUnderstood! 228 Afterword 231 Bibliography 233 Index 240 Preface MaxAdler(1873–1937)wasoneoftheAustro-Marxists,agenerationofMarxist theoristsborninthe1870sand1880swhowerealsopoliticallyengagedmem- bersoftheAustrianSocialDemocraticPartyfromitspre-WorldWarIdecades intothe1930s.1HisbookTheMarxistConceptionoftheState[DieStaatsauffas- sung des Marxismus] was published in 1922, a study that took up the hotly debatedconceptionofthecharacterandfutureofanynationalstatefromthe pointof viewof Marxisttheory.Thetimelinessof thisbook,whichconsiders the idea of a centralised state and possible alternatives for societal control, wasgeneratedbytheimmediatestateofaffairsinpost-WorldWarIAustria,as wellasintheothernewlyformedstatesofCentralEuropethathadoncebeen integratedintotheAustrian-HungarianEmpire.TheTreatyofSt.Germainhad compelled the Austrians to dissolve the Austrian–Hungarian Empire in 1919, and how it would be reconstructed in the dwarf section of German-Austria engagedconstitutionalthoughtfromtheleft-wingsocialiststhroughtheright- wingChristianSocialparty–whichcomprehendedthepoliticalspectrumin Austriaintheyears1918throughthelate1920s.Austriahadbeenanationof 78million,comprisingoveradozendifferentnationalities,inaterritorythat extendedfromwhatistodaysouthernPoland(Galizia)andareasoftheWest- ernUkraine(Bukowina)intotheBalkans.AftertheTreatyofSt.German,ithad butsixmillioncitizens,inanareareducedinterritorybyalmost90percent. ButWorldWarIhadnotonlyledtoeventsthatendedtheAustrianHun- garian Empire. Germany had been compelled by the Treaty of Versailles to reconstructitsstateandformofgovernment.And,asanaddedproblemincon- ceivingandactingtowardstheformingofaMarxist,proletarianstate–which seemed a possibility in the chaotic political realities of 1918–19 throughout Central Europe – Russia had become the Soviet Union, and Lenin and the BolshevikpartychallengedCentralEuropeanMarxistswithadistinctiveinter- pretationofthedictatorshipoftheproletariat.MaxAdler’sbookontheMarxist conceptionof thestatewouldchallengetheLeninistunderstandingjustasit challenged the bourgeois understanding that – even as he was finishing his text–suppliedthebasisforthestructureoftheAustrianstate. How would Austria reconstruct its state? As early as November 1918 the newly-appointedStateChancellor,theAustrianSocial-DemocratKarlRenner, whowouldbeaguideintheadministrativereconstructionofthenewly-formed 1 SeeBottomoreandGoode(eds.)1978,pp.1–2;andBlum1985,pp.1–2,19–30. viii preface Austrian state, appointed a committee to write a new Constitution.2 Renner namedHansKelsen,bythenconsideredanauthorityinConstitutionalLaw.3 Kelsen’sconstitutionalworkbetween1918and1920transformedAustriastruc- turallyfromaconstitutionalmonarchyintoademocraticrepublic,whosemod- elswereamongtheWesternnationsof theUnitedStates,France,andothers, wherelawwasmadelegislatively,andtheexecutiveauthorityofthePresident and his administration, along with a judiciary with a Supreme Court, com- pletedtheauthorityof thestate.Kelsenwaschallengedfromtheleftandthe right.Ontheleft,in1918and1919,theideaof aCouncilRepublic,generated fromthegroundupoutofcouncilgroupsthroughoutthenation,thrived.The ideahadguidedtheestablishmentoftheSovietRepublicatitsonset.MaxAdler was not only a theorist of this approach,4 but served as the Workers Coun- cilRepresentativeforthe8thdistrictof Viennain1918–19.5Aswewillseein Adler’sDieStaatsauffassungdesMarxismus,theextremeleftwingofsocialism favoured the council idea of a form of state that was generated democratic- allythroughextremelylocal councils,with representativeschosen torepres- ent them at the higher district and regional levels, culminating in national representation. Adler’s stress in his understanding of the council movement wasontheinterdependenceofassociationsfromthelocalityupwards,which imparted the idea of what he termed ‘sociation’ [Vergesellschaftung], that is, societal forms conscious of the interdependence of all individuals and their cooperative actions that are necessary in order to make a society.This chal- lengedthepremiseof individualismthatmarkedthedemocraticideaof the bourgeoisstate–whichwasKelsen’sbasicpremise.Writingofthisdifference in his monograph DemokratieundRätesystem (1919), Adler characterises the present need fulfilled by the council idea as one which counters the idea of bourgeoisindividualism:anindividualismthatactuallytearsapartrealdemo- cracy,whichcanonlybeachievedthroughinterestsandoutcomesheldincom- mon.6 Adler will attack the Bolshevist solution as neglecting this ground-up democraticorganisationofinterdependent,equalvoicesusingthesameargu- mentthathedeploysagainstthebourgeoisformof thedemocraticrepublic, thatis,governancebyonlyasmallsegmentof decision-makersfromthetop- down.7 2 SeeKelsen2011,pp.688–90. 3 Ibid,pp.622–7. 4 SeeAdler1919a. 5 Pfabigan1982,p.161. 6 Adler1919a,p.5. 7 Ibid,pp.24–5. preface ix From the right wing, Kelsen was challenged by the desire of many of his peers and others still in power to incorporate the monarchy back into Aus- trian law and governance. As the acting President of Austria, Karl Seitz, and the Chancellor, Karl Renner, were both Austrian Social-Democrats, and the winningpowerswerehostiletosuchasolution,thisdreamoftheclassicexec- utiveauthorityofRomanLawwouldnotemergeagaininAustriauntilthe1929 changeintheConstitutionmanagedbythethenChancellorofAustria,Ignaz Seipel. Kelsen, having completed the moiety of the constitutional structure of Austriaby1920,turnedtothechief oppositionalideafromtheleft,Marx- ism,andespeciallyitsideaof astatethatwould‘witheraway’asdemocracy equalised the populace politically. He wrote the book SozialismusundStaat, EineUntersuchungderpolitischenTheoriedesMarxismus, which he believed showedtheessentialnonsenseof theideathatthestatecouldbe‘putaside’ asdemocracytrulyflourished.8Hismajorthesiswasthatanysocietyrequires the‘compulsion’oflawsthatdemanduniversalcompliance.A‘state’cannever ‘witheraway’.Marxistsocialism,forKelsen,hadaninherentcontradiction,for therecouldneverbeeconomicequalitywithoutapoliticalstatewhichoversaw themeansofin-commonproductionandthedistributionoftheproductsand benefitsofthatactivity. MaxAdlerhadmanyreasonstorebutthisbook,amongthemhisdeeplyheld commitmenttoakindof democracythatwasnotbaseduponindividualism andthatwaspractisedwithaconsciousvisionofinterdependence.Inamore pragmatic sense, Kelsen had to be rebutted by Austrian Social-Democracy, for the Marxist idea of the transition from the bourgeois state to a prolet- arian state, and thence to a true socialist state of full equality, required a learnedexplanation–onethatcouldcounterthelegalauthorityof aKelsen, who was deeply respected throughout the young Austrian Republic. Adler’s book The Marxist Conception of the State [Die Staatsauffassung des Marxis- mus] is subtitled A Contribution to the Differentiation of the Sociological and Juristic Method [Ein Beitrag zur Unterscheidung von Soziologischer und Jur- istischer Methode], a direct reference to Kelsen’s book attacking the Marxist conception of the state, and indeed to Kelsen’s entire approach to the issue, which Adler characterises as merely juristic, rather than sociological, think- ing. Adlerincludedhisrebuttalof Kelsenasafull-lengthbookintheseriesof Marx-Studienthatappearedbetween1904and1923infiveseparatevolumes. TheMarx-Studienweredevotedtothesocialscientificpremisesofthethought 8 Kelsen1920.

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