THE MAKING OF MODERN RUSSIA Also by Lionel Kochan RUSSIA AND THE WEIMAR REPUBLIC ACTON ON HISTORY THE STRUGGLE FOR GERMANY, 1914-1945 RUSSIA IN REVOLUTION, 1890-1918 THE JEWS IN SOVIET RUSSIA SINCE 1917 (editor) THE JEW AND HIS HISTORY THE MAKING OF MODERN RUSSIA LIONEL KOCHAN AND RICHARD ABRAHAM Second Edition Palgrave Macmillan ISBN 978-1-349-17055-5 ISBN 978-1-349-17053-1 (eBook) DOI 10.1007/978-1-349-17053-1 © Lionel Kochan 1962 © Lionel Kochan and Richard Abraham 1983 Softcover reprint of the hardcover 2nd edition 1983 978-0-333-35189-5 All rights reserved. For information write: st. Martin's Press, Inc., 175 Fifth Avenue, New York, NY 10010 First published in the United States of America in 1983 First published by Jonathan Cape 1962 Published in Pelican Books 1963 Reprinted 1965, 1967, 1968, 1970, 1971, 1973, 1974, 1975, 1977, 1978, 1979, 1981, 1982 Second edition published by St. Martin's Press 1983 ISBN 978-0-312-50703-9 Library of Congress Cataloging in Publication Data Kochan, Lionel. The making of modern Russia Bibliography: p. Includes index. 1. Soviet Union - History. I. Abraham, Richard. II. Title DK41.K68 1983 947 82-23079 ISBN 978-0-312-50703-9 TO NICK, ANNA AND BENJAMIN AND TO SHARON, JULIA, CLAIRE AND MARK Contents Foreword to the Second Edition 9 The Rise and Fall of Kiev Rus 11 2 The Mongol Conquest and the Rise of Muscovy 22 3 The Formation of a National State 29 4 Ivan the Terrible and the Birth of Russian Autocracy 41 5 The Time of Troubles 60 6 The Growth of Absolutism: The Early Romanovs 73 7 Expansion and Bureaucracy: The Age of Peter the Great 101 8 The Age of the Nobility 126 9 Liberators and Gendarmes 148 10 Reform and Assassination 180 II Dress Rehearsal for Revolution 220 12 Forebodings, 1881-1917 256 13 From Revolution to War 264 14 The Collapse of the Tsarist Order 281 15 The Bolsheviks Conquer Power 305 16 New Economic Policy, Nomenklatura and the Rise of Stalin 338 17 The Second Revolution: 1928-33 351 18 The Great Retreat and the Great Terror 375 19 The Revolution and the World 385 20 The War and the Cold War 423 21 Leaders and Dissidents 441 22 Mature Socialism: Promise and Reality 455 23 'The Stronghold Sure' 479 Epilogue: The Eternal Flame 503 Further Reading 513 Index 527 Maps 1 Waterways of Eastern Europe 13 2 Kiev Rus at its Height, and its Chief Enemies 23 3 The Growth of Muscovy, 1300-1584 35 4 Russian Westward and South-Westward Expansion in the Reign of Catherine the Great 139 5 The Russian Empire in 1914 252-3 6 The Soviet Union 1930-50 424-5 Foreword to the Second Edition This book was first published more than twenty years ago. For this new edition the original text has been revised and several entirely new chapters added to bring the book up to date. This has very largely been the work of Richard Abraham, a former pupil of mine whom I am happy to welcome as co-author. The text, as revised, has been edited by us jointly. New times bring new interests. A number of themes that seemed dormant in the Russia of 1960 have acquired a new urgency. This applies in particular to the national minorities and Russia's relations with Islam. The Chinese cultural revolution and Soviet imports of western technology during the 1970s have led to a reconsideration of precedents in earlier Soviet history. World-wide interest in the history of women has begun to alter our perceptions of Russian social history, though this process is still far from complete. Greater international contact has led to much greater awareness of the details of Russian political culture since the 1930s and has prompted a reconsideration of the sources of that culture in the Russian past and in Marxism. Historians have had to face the demands of sociologists for greater conceptual rigour. The teaching of history in Britain has also followed the American precedent in introducing historiographical controversy at a some what earlier stage: These are some of the factors which have affected our revision of this book. We would like to thank John Biggart of the University of East Anglia for his criticisms of the final chapters of the book; he is not to be blamed for such faults as remain. We are also deeply indebted to Wendy Abraham for making this work possible and for pro ducing most of the final typescript. LIONEL KOCHAN CHAPTER 1 The Rise and Fall of Kiev Rus The formative centuries of Russian history had their setting in a vast exposed plain, stretching from Eastern Europe to central Siberia. To the north and north-east, the White Sea and the Arctic Ocean formed the boundary. To the south lay the Black Sea, the Caspian, and the Caucasus mountains. The Urals are no kind of climatic or even physical barrier. Nowhere does their altitude exceed 6,000 feet. They rise from gradual foothills to a mean altitude of some 1,500 feet. Numerous valleys and passes make transit easy, both eastwards and westwards. Where does Europe end? Where does Asia begin? It is impossible to say. It is this geographical indeterminacy that helps to account for the perennial question: does Russia belong to Europe or to Asia, or does it form some complex world of its own? The distinctive features of the plain are the uplands that form the watersheds of the area's river system. The Valdai Hills, for example, some 200 miles north-west of Moscow, are nowhere more than a thousand feet above sea-level. Yet they are the source of such major rivers as the Western Dvina, flowing into the Baltic; the Dnieper, flowing into the Black Sea; and the Volga, the greatest of all, which empties into the Caspian. These rivers and their tributaries linked the territory they watered to the countries beyond the seas. Portages connected one system with the next. It was at strategic points on these interlocking routes that the first Slav towns developed - Kiev, Novgorod, Polotsk, Chernigov, Smolensk. In the fourth century B.C., Herodotus already knew the Dnieper as 'the most productive river ... in the whole world, excepting only the Nile ... It has upon its banks the loveliest and most excellent pasturage for cattle; it contains abundance of the most delicious fish ... the richest harvests spring up along its course and, where the ground is not sown, the heaviest crops of grass .. .' This describes, of course, the fertile southern reaches of the