THE LYSENKO AFFAIR TheLlseoko Allair David]o ravsky The University of Chicago Press Chicago & London For Esther 1923-1962 The University of Chicago Press, Chicago 60637 The University of Chicago Press, Ltd., London ©1970 by David Joravsky All rights reserved. Published 1970 University of Chicago Press edition 1986 Printed in the United States of America 95 94 93 92 91 90 89 88 87 86 54321 Originally published by Harvard University Press in their Russian Research Center Studies series. Library of Congress Cataloging in Publication Data Joravsky, David. The Lysenko affair. Reprint. Originally published: Cambridge, Mass.: Harvard University Press, 1970 (Russian Research Center studies; 61) Bibliography: p. Includes index. 1. Agriculture and state-Soviet Union. 2. Science and state-Soviet Union. 3. Lysenko, Trofim Denisovich, 1898-1976. I. Title. HDl993.J67 1986 338.1'847 86-11303 ISBN 0-226-41031-5 (pbk.) Contents PREFACE vii 1 SOVIET IDEOLOGY AS A PROBLEM 1 2 A CRISIS OF FAITH IN SCIENCE 18 3 HARMLESS CRANKS 39 Michunn 40 Lysenko and Other Peasant Scientists 54 4 RAISING STALIN'S HAND 63 The First Clashes 63 Systematic Conflict 76 5 STALINIST SELF-DEFEAT, 1936-1950 97 ''Discussion'' 97 Terror 112 The Final "Discussion" 130 6 SELF-CONQUEST, 1950-1965 144 Under Stalin 145 Under Khrushchev 157 Against Khrushchev 173 7 ACADEMIC ISSUES: SCIENCE 187 Plant Physiology 187 Genetics 202 The Autonomy of Scientists 217 8 ACADEMIC ISSUES: MARXISM 228 Philosophy 229 The Human Animal 253 9 THE CRITERION OF PRACTICE 271 Potatoes 271 Com 282 Land 293 v Contents 10 IDEOLOGIES AND REALITIES 306 APPENDIX A. REPRESSED SPECIALISTS 317 APPENDIX B. FOR THE KREMLINOLOGISTS 329 BIBLIOGRAPHY 337 NOTES 357 INDEX 441 vi Preface Mean motives will probably be ascribed to me, for I am presenting a history of scandal. I am even dispelling the romantic myth of the scandal, which has been common in the West ever since T. D. Ly senko won the highest Communist support for an effort to abolish the science of genetics. The Marxist theoretical heritage has usually been pictured as the cause. According to this myth genetics was de nounced because it subverted faith in the malleability of human nature, and the dying Lamarckist tradition in biology was revived to prove that new conditions will create new men. Thus the Lysenko affair has been pictured as a latter-day version of Galileo versus the Church, or Darwin versus the churches: new science denounced to save old theology. The historical reality was far less high-minded, far more serious. Lysenko's school did not derive from a moribund tradition in science; it rebelled against science altogether. Farming was the basic problem, not theoretical ideology. Not only genetics but all the sciences that impinge on agriculture were tyranically abused by quacks and time-servers for about thirty-five years. The basic motivation was not a dream of human perfectibility but a self deceiving arrogance among political bosses, a conviction that they knew better than scientists how to increase farm yields. The Lysenko affair, in short, was thirty-five years of brutal irrationality in the cam paign for improved farming, with severe convulsions resulting in the academic disciplines that touch on agriculture. A Soviet historian of this protracted disorder may reasonably ex pect widespread understanding of his 'motives: he is bravely trying to set his own house in order. An American historian will be suspected of Schadenfreude, and no doubt people who derive satisfaction from tales of Soviet woe will take up this book with expectation of per- vii Preface verse pleasure. At the least I will be suspected of trying to bolster the American self-esteem that rests on disdain for the Soviet Union. My conscious motives have been quite different. I began with the as sumption that Lysenko's school must have boosted farm yields why else would commissars of agriculture repeatedly say so? And I was inclined to make the corollary assumption: however crude, the Lysenkoites must have grasped some truth invisible to academic science. Even now that I have discovered both assumptions to be wrong, I feel embarrassed sympathy with enthusiasm for a willful leap out of agricultural backwardness, the enthusiasm that Bertolt Brecht cap tured in his paean to Lysenkoism:1 Lasst uns so mit immer neuen Kiinsten Andern dieser Erde Wirkung and Gestalt Frolich messend tausend jahrige Weisheit J An der neuen Weisheit, ein ahr alt. Traumel Goldnes Wenn! Lass die schOne Flut der Ahren steigen! Saer, nenn Was du morgen schaffst, schon heut dein Eigenl ~ Of course my chief sympathies have been with the scientists who suffered persecution because their analysis of the real world sub verted the dream of a great leap forward. But the instinctive con tempt that their persecutors arouse in me is diluted by the realiza tion that most of the persecutors were ignorant brutes; they only dimly understood the world they were trying to beat into modernity. Indeed, the reader who is quite innocent of biological and agricul tural knowledge may share the Soviet leaders' incomprehension as he follows them from faith in autonomous science to authoritarian pseudoscience and back again to faith in science. (If such a reader wishes to replace faith by understanding, he will find in Chapters .. In pedestrian, literal English: Let us thus with ever newer arts Change this earth's form and operation, Gladly measure thousand-year-old wisdom By new wisdom one year old. Dreams! Golden If! Let the lovely flood of grain rise higher! Sower, what You will create tomorrow, call it yours today! viii Preface 7 and 9 simplified explanations of the scientific and technical issues that the Soviet leaders stumbled over.) I hope the reader will move with me beyond idle sympathies to serious engagement with two difficult problems. By what mechanisms of institutional development was the Soviet campaign for modem farming plunged into tyrannical irrationality and then extricated from it? Can this process be objectively analyzed by a foreigner, or is he merely capable of pitting one ideology against another, con trasting "their" wicked blundering with "our" good sense? A sensible first response is to imagine oneself discussing these problems with Soviet scholars, hoping to provoke illuminating disagreement, anxious to avoid rancorous quarrels. In fact imagination can sometimes pro duce reality. One of the encouragements that kept me at my task was the achievement of such discussions, in 1962 and again in 1965, with a number of Soviet scholars who are gratefully named at the end of this Preface. They differed strongly among themselves, and none of them agreed with all of my interpretations, but we could and did discuss acutely sensitive issues without strife. We argued our cases as scholars should, by constant reference to an abundant stock of factual material. Many American scholars are surprised to hear that there is abundant factual material presently available for the study of Soviet history. They know that high politics has been effectively screened from public view, except for the first five or at most ten years of the Soviet regime. Since then the locked archives seem to preclude serious inquiry. That is a mistake. I had no access to Soviet archives, and I have concentrated on the years from 1929 to 1965, which in clude the most secretive period of Stalinist politics and twelve dimly lit years of the spasmodic "return to Leninist norms." I have never theless found much factual material bearing on important questions, because I have postponed the conventional first question of historical inquiry: Exactly which high-placed men got together with which others to effect this and that policy? That traditional method of be ginning historical inquiry must wait for the opening of the archives, which may not happen until the state begins to wither away. In the meantime we can learn a great deal about the history of the Soviet Union, if we will concern ourselves with other processes than maneuverings at the apex of the political hierarchy. High politics is hidden, but the public record contains much evidence of changing policies, and of the realities they have been designed to master and ix
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