WALTER WATSON is professor emeritus of philosophy at Stony Brook University, State University of New York. His previous book was The Architectonics of Meaning: Foundations of the New Pluralism. The University of Chicago Press, Chicago 60637 The University of Chicago Press, Ltd., London © 2012 by The University of Chicago All rights reserved. Published 2012. Printed in the United States of America 21 20 19 18 17 16 15 14 13 1 2 3 4 5 ISBN-13: 978-0-226-87508-8 (cloth) ISBN-10: 0-226-87508-3 (cloth) Library of Congress Cataloging-in-Publication Data Watson, Walter, 1925– The lost second book of Aristotle’s Poetics/Walter Watson. p. cm. Includes bibliographical references and index. ISBN-13: 978-0-226-87508-8 (hardcover : alkaline paper) ISBN-10: 0-226-87508-3 (hardcover : alkaline paper) ISBN-13: 978-0-226-87510-1 (ebook) 1. Aristotle. Poetics. 2. Poetry—History and criticism. I. Title. PN1040.A753W38 2012 808.2—dc23 2011034675 This paper meets the requirements of ANSI/NISO Z39.48–1992 (Permanence of Paper). The LOST SECOND BOOK of ARISTOTLE’S POETICS WALTER WATSON The UNIVERSITY of CHICAGO PRESS CHICAGO and LONDON IN MEMORY OF Richard McKeon, WITH ENDURING GRATITUDE FOR HIS HAVING TAUGHT ME SO MUCH THAT I COULD NEVER HAVE LEARNED BUT FOR THE GREAT GOOD FORTUNE OF FINDING SUCH A MENTOR. CONTENTS Acknowledgments Introduction 1. The Lost Second Book of Aristotle’s Poetics 2. Aims of the Present Book 3. Method to Be Followed 4. Prospective Readers PART I. GROUNDWORK Chapter 1. ARISTOTLE’S ARTS AND SCIENCES 1. The Organon 2. Preface to the Theoretical Sciences 3. Mathematics 4. The Physical Sciences 5. The Biological Sciences 6. First Philosophy 7. The Order of the Arts and Sciences 8. The Practical Sciences 9. The Productive Sciences: Poetics 10. Rhetoric 11. Scientific Rationality as a Guiding Idea Chapter 2. CAUSES PART II. THE SYMBOLON ARGUMENT Chapter 3. CAUSES IN THE POETICS Chapter 4. POETIC IMITATION 1. The Analysis of Poetic Imitation 2. The Scope of Poetic Imitation 3. The Evolution of Poetic Imitation Chapter 5. EXPECTATIONS OF POETICS II Chapter 6. THE EPITOME OF POETICS II Chapter 7. COMPARISON OF THE EPITOME WITH OUR EXPECTATIONS PART III. THE KINDS OF POETRY Chapter 8. IMITATIVE POETRY 1. The Autonomy of Imitative Poetry 2. The Autonomy of Aristotelian Disciplines 3. Autonomy of Art in the Aristotelian Tradition Chapter 9. HISTORICAL, EDUCATIONAL, AND IMITATIVE POETRY Chapter 10. HISTORICAL POETRY 1. History of the Problem 2. Historical Poetry and History 3. Historical Poetry and Imitative Poetry 4. Historical Poetry and Rhetoric Chapter 11. EDUCATIONAL POETRY 1. Poetry and Philosophy 2. Poetry and Education Chapter 12. TRANSITION TO THE SPECIFIC ENDS OF IMITATIVE POETRY PART IV. THE END OF TRAGEDY Chapter 13. THE END OF TRAGEDY AS CATHARSIS Chapter 14. THE FEARFUL EMOTIONS Chapter 15. THE REMOVAL OF EMOTIONS BY EMOTIONS Chapter 16. THE AIM OF TRAGEDY: SYMMETRY Chapter 17. THE MOTHER OF TRAGEDY: PAIN Chapter 18. POETRY AND THE PRACTICAL SCIENCES 1. Poetic and Therapeutic Catharsis 2. Is Catharsis in the Poem or in the Audience? 3. Is Catharsis Educative? 4. The Practical Ends of Poetry PART V. COMEDY Chapter 19. THE DEFINITION OF COMEDY Chapter 20. THE MOTHER OF COMEDY: LAUGHTER Chapter 21. THE LAUGHABLE 1. The Definition of the Laughable 2. Accounts of the Laughable 3. The Causes of the Laughable 4. Laughter from the Diction 5. Laughter from the Incidents 6. Cicero’s Account of Laughter 7. The Science of the Laughable Chapter 22. THE EMBODIMENT OF THE LAUGHABLE IN COMEDY 1. The Matter and Parts of Comedy 2. Old, New, and Middle Comedy Conclusion Appendix: The Order and Provenance of the Aristotelian Corpus Notes Bibliography Index ACKNOWLEDGMENTS Without Richard Janko’s book Aristotle on Comedy, the present book would not have been written. Seeing his text of the so-called Tractatus Coislinianus, with what appeared to be four-cause analyses of both catharsis and the laughable, I thought, “We know the lion by his paw,” as Johann Bernoulli is said to have remarked of Newton’s anonymous solution to the brachistochrone problem Bernoulli had proposed. I have since consulted Janko’s book a thousand times, but I am grateful to him for more than his book. He encouraged my work at an early stage and read a later draft of the entire manuscript. His many corrections have saved me from embarrassing errors, and his many suggestions have greatly improved the book. Many of my Stony Brook colleagues have also read the manuscript of the book, or portions of it, at various stages of completion, and have provided valuable comments. They include Bruce Bashford, Homer Goldberg, and the late Richard Levin of the Department of English; and Robert Crease and David Dilworth of the Department of Philosophy. Richard Levin in particular I consulted many times on questions relating to Shakespeare and to poetic theory, and his understanding of the Poetics enabled him to express unqualified agreement with the key point of the book, the interpretation of the distinction between imitative and nonimitative poetry, long before the full argument was worked out. Robert Watson of the UCLA Department of English, Richard Brooks of the Vermont Law School, and the late Richard Wynne contributed helpful comments at an early stage. I am indebted to Eugene Gendlin not only for specific suggestions, but for many enlightening and enjoyable e-mail exchanges on problems of Aristotelian interpretation and for the magnificent example of his Line by Line Commentary on Aristotle’s “De Anima.” I am grateful to my Stony Brook friend and colleague Bill Godfrey for teaching me Latin and for being a never-failing source of jokes and of information on all recondite subjects. The late Kenneth Telford was my friend from graduate school days, and we were colleagues for a while at the New School during the 1960s. I am grateful to him for the discussions that we had on his translation and interpretation of the Poetics as well as on countless other matters. The encouragement and steadfast support of my work by Douglas Mitchell of the University of Chicago Press has been invaluable to me. Finally, I am grateful to my wife, Norma, formerly a professional editor, for securing for me uninterrupted mornings in which to work and for her unfailing willingness to interrupt her many civic and musical activities to provide editorial and scholarly assistance. INTRODUCTION 1. THE LOST SECOND BOOK OF ARISTOTLE’S POETICS The surviving manuscripts of Aristotle’s Poetics consist of a single book. In this book, Aristotle says that he will speak of comedy, but this he does not do in the surviving book. This book concludes with the problem of whether tragedy or epic is more achieving of their common end, but this problem is left unresolved. In the Politics, when Aristotle uses the word “catharsis,” he says that he will say more clearly what the word means when he comes to speak of it in the Poetics, but this he does not do in the surviving book. These things give us reason to think that there was a second book in which the expectations they raise were met. There is also evidence that a second book actually existed. In the Rhetoric, Aristotle says that he has distinguished the forms of the laughable in the Poetics, and has said what homonyms and synonyms are, neither of which is done in the surviving book. A lexicographer of the second or third century CE known as the Anti-Atticist lists as used in Aristotle’s Poetics the word kuntotaton (an alteration of kuntaton, “most doglike” or “most shameless”), and this word is not in the surviving book. Simplicius in the sixth century quotes Porphyry in the third as quoting a definition of synonymy from the Poetics that is not in the surviving book (Janko 1984, 172). A two-book Poetics is listed among Aristotle’s works by Diogenes Laertius in the third century, by Ptolemy al garíb (the unknown) in the fourth century, and by Hesychius of Miletus in the middle of the sixth century (ibid., 65). After this, we have no references to a second book as existing. The Poetics was the final work in the series of manuscripts that, as published by Andronicus of Rhodes in the first century , constitute what has come to be BCE known as the Aristotelian corpus. The second book of the Poetics would have been the last scroll in the corpus or the last pages of a manuscript volume and in either case would have been particularly vulnerable to loss. It is reasonable to conclude that there was in fact a second book, and that it probably became lost sometime after the middle of the sixth century. In 1839, three manuscript pages that appeared to be an abstract or epitome of the missing book came to light. They were discovered by J. A. Cramer in the De Coislin collection in the Bibliothèque Nationale in Paris. They have been called the “Tractatus Coislinianus” from the collection in which they were found. The earliest known location of the manuscript is the monastery of the Great Lavra on
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