THE LIVED EXPERIENCE OF RISK FOR A PERSON WITH A RECENT DIAGNOSIS OF DEMENTIA (Alzheimer’s type): A LONGITUDINAL PHENOMENOLOGICAL STUDY Submitted by Sally Osborne BA (Social Science), Grad.Dip. Nursing (Gerontics) Grad.Dip. (Aged Services Management) MHlthSc. (Aged Services) Submitted in fulfilment of the requirements of the degree of Doctor of Philosophy College of Arts Victoria University, Melbourne, Australia November 2016 i ABSTRACT This longitudinal qualitative study explored the lived experience of risk for people with a recent diagnosis of dementia (Alzheimer’s type). Risk is a concept used in dementia research when examining choice and decision-making, and is primarily a negative phenomenon associated with danger and hazard. In this study, risk is used as an exemplar of autonomy and rights—rights to independent action taken with free will and choice. These rights are entwined with key principles we live by: personal autonomy—the right to act independently—to take a risk. A hermeneutic phenomenological framework informed by the concepts and understandings of its key thinkers Husserl, Heidegger, Gadamer and van Manen was utilised in this study to uncover the meanings associated with risk for the participants following a recent diagnosis of dementia. A purposive sample of ten (10) participants engaged in four (4) conversations conducted every six (6) months over a period of two years offered scope to monitor change within those meanings. The findings indicate that risk was a normal part of life—indeed it was life. A diagnosis of dementia however, was a portent for change whereby the upheaval and uncertainty of everyday life precluded the desire to embrace risk. Paradoxically, risk was also withheld from the participants by significant others, resulting in feelings of impotency and distress. The lived experience of risk was explored at a time when participants were harnessing their personal resources in order to tackle the transient effects of living with dementia. ii STUDENT DECLARATION iii ACKNOWLEDGEMENTS This journey has been undertaken in the pursuit of a fulfilled life for people living with dementia. This vision was shared by my supervisor Associate Professor Jocelyn Angus who was a tower of strength and inspiration throughout the five years of this thesis. Thanks for your wisdom and your motivation to do justice to the stories told by the participants. My study acknowledges the wonderful support from the staff at Victoria University, including the City Flinders Campus library staff especially Meg Weller. Thanks to Max van Manen for occasional help via email. To the participants and their families and friends who provided the data for this study. They were generous and supportive and I will never forget them. My husband John has been a source of strength and immeasurable support and understanding throughout. I simply cannot thank him enough, and I am certain that I could not have done this without him. His meals were prepared with love and our daily gin and tonics together were a salvation! To my family who have all lived alongside this thesis and provided support and encouragement. My message to my beloved grandchildren is that age is no barrier to achieving your goals. I dedicate this thesis to the memory of my dear mother Madge who taught her four girls the importance of education. Her unstinting loyalty and belief knew no bounds. My thesis richly acknowledges her and it is to her that I owe my greatest thanks. iv ABBREVIATIONS AA Alzheimer’s Australia CDAMS Cognitive Dementia and Memory Service CDC Consumer Directed Care DSM Diagnostic and Statistical Manual of Mental Disorders GP General Practitioner ICT Information and Communication Technology NEAF National Ethics Application Form NOK Next of Kin WHO World Health Organisation v CONVENTIONS The data from the study’s conversations have been transcribed literally. This allowed for the natural flow of a narrative between two people, and highlighted colloquialisms, slang and jargon which were foot noted for explanation. Brackets were inserted to indicate accents, body language and props which were used in the telling of a story. Language inconsistencies or difficulties associated with having a diagnosis of dementia were also highlighted. The following conventions within the transcripts facilitated understanding and meaning. Italics the words used by the study participants themselves ... material edited out within a conversation or a pause, contained in original material [ ] comments added by the researcher to provide explanation or clarity CAPITAL words or phrases emphasised by the study participants LETTERS Sic linguistic inconsistencies The conversations were denoted as follows (1: 19-20, p. 3) where: the interview number (1:) the line numbers (1: 19-12,) the page number (1: 19-20, p. 3) Where more than one interview was included it was denoted by the use of a colon (1:19-20, p. 3; 2: 34, p.11) The use of the word wholistic is attributed to van Manen who incorporates the term into the wholistic reading approach which refers to the text as a whole (see section 4.1.7). The word ‘holistic’ is used in reference to care and also to view a person ‘holistically’. The meaning is that the whole person is considered—their body, their mind, their spirit including emotions. vi Within the conduct of this study, the term ‘conversation’ referred to the intimate discussions which were held between the participants and myself. They were referred to as interviews within the analysis which facilitated the discussion in which there were often multiple references. vii LIST OF PUBLICATIONS AND AWARDS ‘A self-narrative of life-long disability: A reflection on resilience and living with dementia’. J. Angus & S. Bowen-Osborne. Dementia, 13(2), 147-159. Quiet, please, there's a lady on stage. Centering the person with dementia in a life story narrative. Angus, J. & Bowen, S. Journal of Aging Studies, 25(2)110-117. . Dementia Nursing. A Guide to Practice. R. Hudson (Ed.). Ausmed Publications (2003) Chapter 21- Leisure-S. Bowen (author) Chapter 22- Creative Care-S. Bowen (author and editor). Speaker: Hammond Care Dementia Conference, Sydney (June, 2012). ‘There’s a life for us—if we risk it!’ Is a diagnosis of dementia a risky business? - Speaker: Alzheimer’s Australia National Conference, Hobart (May, 2013). ‘Engaging in research: a risky business?’ Speaker: Alzheimer Europe Conference, Malta (November/2013). ‘There’s a life for us, if we risk it!’ Is a diagnosis of dementia a risky business? viii TABLE OF CONTENTS ABSTRACT ................................................................................................................ i STUDENT DECLARATION ........................................................................................ ii ACKNOWLEDGEMENTS .......................................................................................... iii ABBREVIATIONS...................................................................................................... iv CONVENTIONS ......................................................................................................... v LIST OF PUBLICATIONS AND AWARDS ............................................................... vii LIST OF FIGURES................................................................................................... xiv LIST OF TABLES ..................................................................................................... xv CHAPTER 1 ............................................................................................................... 1 INTRODUCTION ........................................................................................................ 1 1.1. The paradox of ageing ................................................................................ 2 1.2. Dementia: a global health issue ................................................................. 3 1.3. Setting the context of this study ................................................................ 5 1.4. Aims of the study ........................................................................................ 5 1.5. Design of the study ..................................................................................... 6 1.6. Implications of the study ............................................................................ 6 1.7. Background to the study ............................................................................ 7 1.8. Philosophical approach to the study: situating phenomenology ........... 8 1.9. Understandings of dementia .................................................................... 10 1.9.1. Defining dementia ............................................................................................. 11 1.9.2. Dementia: the public discourse .......................................................................... 12 1.9.3. Centring the person in research and practice .................................................... 12 1.10. Understandings of risk ............................................................................. 13 1.10.1. Risk: a social construct ...................................................................................... 14 1.10.2. The embodiment of risk: a contemporary construct ........................................... 15 1.10.3. Constructs of ‘dementia’ and ‘risk’: can they co-exist? ....................................... 15 1.10.4. The reconciliation of social constructionism and hermeneutics .......................... 16 1.11. Positioning this thesis in context ............................................................ 16 1.12. Structure of the study ............................................................................... 18 CHAPTER 2 ............................................................................................................. 20 LITERATURE REVIEW ........................................................................................... 20 ix 2.1. Dementia: perspectives, constructs and manifestations ...................... 21 2.1.1. Dementia: a brief history .................................................................................... 21 2.1.2. Dementia: a critique of its biomedical construction ............................................ 22 2.1.3. Dementia: a multi-dimensional and contingent view .......................................... 23 2.1.4. Personhood: a legacy of Kitwood ...................................................................... 25 2.1.5. Person-centred care: a relational approach ....................................................... 26 2.1.6. Models of person-centred practice..................................................................... 27 2.1.7. Personhood: A relational form of autonomy ....................................................... 29 2.1.8. Personhood and the role of citizenship .............................................................. 30 2.2. Risk: perspectives, constructs and manifestations ............................... 32 2.2.1. Risk: an ordinary part of life ............................................................................... 34 2.2.2. The framing of good and bad risk ...................................................................... 35 2.2.3. Risk and professional practice ........................................................................... 37 2.3. Core tensions between constructs of risk and dementia ...................... 38 2.3.1. Risk enablement ................................................................................................ 39 2.3.2. The risk conundrum following a diagnosis ......................................................... 40 2.4. Situating the constructs of risk and dementia within this study .......... 41 CHAPTER 3 ............................................................................................................. 43 PHILOSOPHICAL UNDERPINNINGS ..................................................................... 43 3.1. Searching for a methodology ................................................................... 44 3.2 Qualitative perspectives ........................................................................... 45 3.3 Qualitative/quantitative perspectives and phenomenology .................. 46 3.4 Phenomenology and its underpinnings .................................................. 48 3.4.1. The seminal contribution of Husserl ................................................................... 48 3.4.2. Heidegger and Gadamer: a hermeneutic turn .................................................... 50 3.4.3. Heidegger’s conceptual vision ........................................................................... 51 3.4.4. Gadamer: a broadening of the vision ................................................................. 52 3.4.5. The foundational contribution of van Manen ...................................................... 54 3.5. Metaphors of understanding .................................................................... 56 3.5.1. Lifeworld ............................................................................................................ 56 3.5.2. Lived experience ............................................................................................... 57 3.5.3. Essence ............................................................................................................ 58 3.5.4. Phenomenological attitude ................................................................................ 58 3.6. Phenomenology: divergences and tensions .......................................... 59 3.6.1. Bracketing ......................................................................................................... 59