The Lived Experience of Professional Identity: A Year-Long Study with Newly Qualified Social Workers Bernadette Josephine Moorhead Bachelor of Social Work (Honours) (Charles Sturt University) A thesis submitted in fulfilment of the requirements for the degree of Doctor of Philosophy Faculty of Arts and Education School of Humanities and Social Sciences Charles Sturt University Wagga Wagga, Australia July 2017 Table of Contents Table of Contents ................................................................................................... iii List of Figures…. ................................................................................................. viii List of Tables……………..………………………..……………………..……..viii Certificate of Authorship ........................................................................................ xi Acknowledgements ............................................................................................... xii Professional Editorial Assistance ......................................................................... xiii Ethics Approval .................................................................................................... xiv Publications….. ..................................................................................................... xv Abstract……………………………….……...….………………………………xvi Terminology and Abbreviations ....................................................................... xviii Chapter 1 Introduction ............................................................................................ .1 Background to the Study ....................................................................................... 1 What Is Professional Identity? .............................................................................. 9 Identity. .......................................................................................................... 9 Professional identity. ..................................................................................... 11 Impetus for the Study: Researcher Foregrounding .............................................. 13 Thesis Structure .................................................................................................. 19 Chapter 2 Experiences of Newly Qualified Social Worker .s................................ 21 The Literature Review Process ........................................................................... 21 Transition and Development ............................................................................... 22 Transition. ....................................................................................................... 23 Learning and development. ............................................................................. 25 Challenges ................................................................................................. 26 Supervision experiences and needs. .......................................................... 28 Preparedness for Practice ...................................................................................... 30 Sense of preparation. ....................................................................................... 30 Gaps in preparation. ........................................................................................ 31 Tensions about preparation. ............................................................................ 32 Perspectives of line managers and employers. ................................................ 33 Induction and Graduate Programs ......................................................................... 33 Initial induction. .............................................................................................. 34 Longer programs. ............................................................................................ 34 Job Satisfaction and Retention .............................................................................. 35 iii Themes and Gaps in the Literature ....................................................................... 38 Chapter Summary ................................................................................................. 41 Chapter 3 Professional Identity of Students and Newly Qualified Social Workers ................................ ................................ .............................. 43 Development of Social Work Identity in Students ................................ ............... 43 Professional Identity of Newly Qualified Social Workers ................................ .... 48 Themes and Gaps in the Literature ................................ ................................ ....... 52 Chapter Summary ................................ ................................ ................................ . 54 Chapter 4 Theoretical Framework: Ontology and Epistemology ........................ 55 History and Development of Phenomenology ................................ ...................... 55 Hermeneutic phenomenology. ................................ ................................ ........ 56 Critical Social Work Theory ................................................................................. 58 Theoretical Framework for My Study .................................................................. 61 Chapter Summary ................................................................................................. 63 Chapter 5 Methodology and Research Process ...................................................... 65 Research Aims and Questions............................................................................... 65 Participant Selection and Recruitment .................................................................. 66 Ethical Considerations .......................................................................................... 68 Methodology……………………………………………………………………..69 Method: Collecting rich descriptions of lived experience. ............................. 70 Context of the first interview. ................................................................... 71 Context of the second interview. ............................................................... 72 Context of the final interview. .................................................................. 72 Method: Analysis of participants’ lived experience. ...................................... 73 Initial note-taking. ..................................................................................... 73 Topic coding. ............................................................................................. 75 Analytic coding. ................................ ................................ ........................ 78 Thematic coding. ................................ ................................ ....................... 78 Foregrounding through Field Notes ................................ ................................ ...... 80 Chapter Summary ................................ ................................ ................................ . 81 Chapter 6 Overview of Participants ................................ ................................ ........ 82 Vignettes………………………………………………………………………… 82 Participant Demographics and Backgrounds ................................ ...................... 103 Employment details. ................................ ................................ ...................... 105 Job satisfaction and employment goals. ................................ ........................ 108 iv Discussion……………. ...................................................................................... 109 Chapter Summary ................................................................................................ 110 Chapter 7 Lived Experience of Transition and Adjustment ............................... 111 Transition and Adjustment from University ....................................................... 111 Transition and Adjustment to Practice ................................................................ 114 Orientation/induction. ................................................................................... 114 Reality, expectations and culture shock. ....................................................... 116 Preparedness for practice. ............................................................................. 117 Transition and Adjustment to Professional Identity ............................................ 118 Consolidating a social work identity. ............................................................ 119 Clarifying a distinct social work identity. ..................................................... 121 Settling into a social work identity. ............................................................... 122 Discussion………………………………………………………………………124 Chapter Summary ................................................................................................ 127 Chapter 8 Lived Experience of Social Work Identity .......................................... 129 Being a Social Worker ........................................................................................ 129 The social work mindset. .............................................................................. 129 Personal and professional fit. ........................................................................ 132 Perceptions of professionalism. ..................................................................... 134 Social work qualification as part of professionalism. ............................. 135 Critical reflection as part of professionalism. ......................................... 137 Knowing/Thinking as a Social Worker ............................................................... 138 Doing as a Social Worker .................................................................................... 140 Discussion…………………. .............................................................................. 142 Chapter Summary ................................................................................................ 145 Chapter 9 Lived Experience that Fosters and Erodes Professional Identity at the Individual (Micro) Level ........................................................... 147 Impacts of Education ........................................................................................... 148 Lived Time and Experience (Temporality) ......................................................... 151 Confidence in Social Work Identity .................................................................... 155 Learning as part of building confidence. ....................................................... 157 Personal growth and development as part of building confidence. ............... 162 Expressing professional identity as part of building confidence. .................. 165 Affirmations. ........................................................................................... 165 Role identity versus social work identity. ............................................... 166 v Discussion………………………………………………………………………169 Chapter Summary ............................................................................................... 171 Chapter 10 Lived Experience That Fosters and Erodes Professional Identity at the Relational and Organisational (Meso) Level .......................... 173 Collective Identity ............................................................................................... 174 Meaningful Relationships ................................................................................... 178 Managers. ...................................................................................................... 178 Supervision.................................................................................................... 181 Personal relationships. .................................................................................. 185 Networks. ...................................................................................................... 185 Role models................................................................................................... 187 Mentors. ........................................................................................................ 188 Lecturers........................................................................................................ 189 Team and Organisational Culture ....................................................................... 189 Organisational culture. .................................................................................. 192 Discussion…………… ....................................................................................... 196 Chapter Summary ............................................................................................... 200 Chapter 11 Lived Experience That Fosters and Erodes Professional Identity at the Environmental (Macro) Level .................................................. 201 Physical Environment ......................................................................................... 202 Socio-Cultural Environment ............................................................................... 205 Neo-conservative and managerial discourses. .............................................. 205 Positivist science discourse. .......................................................................... 207 Gender discourse. .......................................................................................... 211 Support and Development Needs ........................................................................ 214 Nurturing environments. ............................................................................... 214 Being valued. ........................................................................................... 216 Autonomy. ............................................................................................... 217 Professional development. ...................................................................... 218 Professional self-care. ............................................................................. 220 Discussion………….. ......................................................................................... 224 Chapter Summary ............................................................................................... 226 Chapter 12 Consolidating the First Year Post-Qualification.............................. 229 Motivations to Participate in the Study ............................................................... 229 Identity development as motivation to participate. ....................................... 229 vi Helping others. .............................................................................................. 231 Mutual help between participant and researcher. .......................................... 233 Other reasons for participation. ..................................................................... 234 Impacts of Participation in the Study .................................................................. 235 Opportunities for reflection as a benefit of study participation..................... 235 Clarification about identity. ........................................................................... 237 Therapeutic and emotional impacts. .............................................................. 240 Advice from Participants ..................................................................................... 242 Advice for emerging newly qualified social workers and students............... 242 Advice to self. ............................................................................................... 243 Advice for educators. .................................................................................... 245 Advice for employers. ................................................................................... 247 Advice for wider society and the profession. ................................................ 250 Discussion…………… ....................................................................................... 251 Chapter Summary ................................................................................................ 253 Chapter 13 Conclusion ............................................................................................ 255 Summary of Main Findings................................................................................. 255 Main findings in the first interview phase. .................................................... 257 Main findings in the second interview phase. ............................................... 259 Main findings in the final interview phase. ................................................... 261 Discussion………….. ......................................................................................... 263 Study Credibility and Limitations ....................................................................... 270 Pathways for Further Research and Dialogue ..................................................... 275 Pathways for further research and dialogue with the field. ........................... 276 Pathways for further research and dialogue with social work educators. ..... 276 Conclusion……… ............................................................................................... 277 References…….. ...................................................................................................... 279 Appendices……… ................................................................................................... 305 Appendix A – Advertisement, Information Sheet, Consent Form and Draft Interview Schedule ..................................................................... 305 Appendix B – Interview Schedules, Context Setting Form and Focus Group Schedule...................................................................................... 313 Appendix C – Topic Codes ................................................................................. 329 Appendix D – Field Note Template .................................................................... 336 Appendix E – Participant Journeys ..................................................................... 337 vii List of Figures Figure 1 Phases of role transition ........................................................................... 24 Figure 2 Coding process. ........................................................................................ 75 Figure 3 Isabella’s artefacts (several personal artefacts). ....................................... 84 Figure 4 Geraldine’s artefact (self-care package). .................................................. 86 Figure 5 Claire’s artefact (dolphin figurine). .......................................................... 92 Figure 6 Rueben’s artefact (picture of people walking together). .......................... 95 Figure 7 Maggie’s artefact (rock with indentations). ............................................. 99 Figure 8 Belinda’s artefact (wilted flower with new leaf). ................................... 102 Figure 9 Employment arrangements at first interview. ........................................ 106 Figure 10 Dimensions of transition and adjustment from university. .................... 111 Figure 11 Dimensions of transition and adjustment to practice. ............................ 114 Figure 12 Dimensions of transition and adjustment to professional identity. ........ 119 Figure 13 Being a social worker. ............................................................................ 129 Figure 14 Micro dimensions which foster and/or erode professional identity. ...... 147 Figure 15 Dimensions of building confidence. ...................................................... 157 Figure 16 Meso dimensions which foster and/or erode professional identity. ....... 173 Figure 17 Macro dimensions which foster and/or erode professional identity. ..... 201 Figure 18 Features of a nurturing environment. ..................................................... 214 List of Tables Table 1 Australian social work education and accreditation standards, first graduate attribute ...................................................................................... 48 Table 2 Theoretical framework for my study ........................................................ 62 Table 3 Location of interviews .............................................................................. 71 Table 4 Template for initial note-taking ............................................................... 74 Table 5 Approach to topic coding ......................................................................... 76 Table 6 Isabella ..................................................................................................... 83 Table 7 Geraldine .................................................................................................. 85 Table 8 Michael ..................................................................................................... 87 Table 9 Gary .......................................................................................................... 88 Table 10 Vivienne ................................................................................................... 89 viii Table 11 Cass .......................................................................................................... 90 Table 12 Claire ........................................................................................................ 91 Table 13 James ................................ ................................ ................................ ........ 92 Table 14 Damon ................................ ................................ ................................ ...... 93 Table 15 Rueben ................................ ................................ ................................ ...... 94 Table 16 Julia ................................ ................................ ................................ .......... 96 Table 17 Nina ................................ ................................ ................................ .......... 97 Table 18 Chelsea ................................ ................................ ................................ ..... 98 Table 19 Maggie ................................ ................................ ................................ ...... 98 Table 20 Jessica ................................ ................................ ................................ ..... 100 Table 21 Belinda ................................ ................................ ................................ .... 101 Table 22 Catherine ................................ ................................ ................................ 102 Table 23 Participant demographic and background details ................................ ... 103 Table 24 Employment type and field over the first year post -qualification .......... 105 Table 25 Timeframes for transition and adjustment ................................ .............. 124 Table 26 Frequency of formal supervision sessions ................................ .............. 181 Table 27 Examples of “good” and “bad” manager behaviours that impact on professional identity ................................ ................................ ............... 198 Table 28 Most prevalent thematic codes ................................ ............................... 256 Table B1 Development of the interview schedules ................................ ................ 313 Table C1 Thematic codes with analytic codes ................................ ....................... 332 Table E1 Isabella ................................ ................................ ................................ .... 337 Table E2 Geraldine ................................ ................................ ................................ 342 Table E3 Michael ................................ ................................ ................................ ... 346 Table E4 Gary ................................ ................................ ................................ ........ 350 Table E5 Vivienne ................................ ................................ ................................ . 354 Table E6 Cass ................................ ................................ ................................ ........ 359 Table E7 Claire ................................ ................................ ................................ ...... 364 Table E8 James ................................ ................................ ................................ ...... 368 Table E9 Damon ................................ ................................ ................................ .... 372 Table E10 Rueben ................................ ................................ ................................ .... 376 Table E11 Julia ................................ ................................ ................................ ........ 380 Table E12 Nina ................................ ................................ ................................ ........ 385 Table E13 Chelsea ................................ ................................ ................................ ... 389 Table E14 Maggie ................................ ................................ ................................ .... 393 ix Table E15 Jessica ..................................................................................................... 398 Table E16 Belinda ................................................................................................... 402 Table E17 Catherine ................................................................................................ 406 x