ABSTRACT Title of Dissertation: THE LIVED EXPERIENCE OF BEGINNING TEACHERS DEFINING THEIR PEDAGOGICAL WAY OF BEING Nathan Frank, Doctor of Philosophy 2013 Dissertation directed by: Professor Francine H. Hultgren Department of Teaching and Learning, Policy and Leadership This hermeneutic phenomenological study explores the lived experience of beginning teachers defining their pedagogical way of being. Many beginning teachers have found frustration and disillusionment during their first year in the classroom, leading to high levels of attrition. Those beginning teachers who remain in the classroom may develop a way of being that opposes how they are as an individual and that pulls them further from the students in their care. How do the individuals who experience this phenomenon make meaning of that experience? What insights about the preparation and support of beginning teachers can be drawn from these experiences? This research is conducted in the tradition of hermeneutic phenomenology, grounded in the work of philosophers such as Heidegger (1962), Gadamer (2006/1975), and Merleau-Ponty (1962). Drawing from these philosophers, van Manen (1997) provides a detailed process used to conduct this form of research. This methodology serves to uncover the essences of this phenomenon, eliciting lived experience through hermeneutic conversation. To uncover the nature of the lived experience of beginning teachers defining their pedagogical way of being, six participants were recruited from urban, suburban, and rural secondary public schools in a south central county in Pennsylvania. The phenomenological text from this study not only reiterates the often noted “challenges” inherent in the first year experience, but also identifies a language of beginning. I seek to understand this language by connecting it to the three Buddhist ways of being, which guides my questioning of the “basics” of the beginning teaching experience, offering a new way of being in the flowing language of becoming. The experiences shared by the participants in this study uncovered many insights that may assist those charged with the care of beginning teachers during the periods of pre-service “formation” and in-service “orientation.” I suggest the importance of “reflective conversations” to elicit the language of beginning, facilitated by a caring mentor. As the languages of “blockheadedness” and “splitheadedness” emerge, varying supports may be implemented to permit reflection and growth. THE LIVED EXPERIENCE OF BEGINNING TEACHERS DEFINING THEIR PEDAGOGICAL WAY OF BEING By Nathan Frank Dissertation submitted to the Faculty of the Graduate School of the University of Maryland, College Park in fulfillment Of the requirements for the degree of Doctor of Philosophy 2013 Advisory Committee: Dr. Francine H. Hultgren, Chair and Advisor Dr. Steven Selden Dr. Linda Valli Dr. Wayne Slater Dr. Jennifer Turner © Copyright by Nathan Frank 2013 DEDICATION To my selfless wife, Emily, the first Dr. in our family. You inspire me each day to be a better husband, father, educator, and person. To my children, Joshua, Grace, and Madelyn, blessings from above who have brought a meaning and purpose to my life. You are with me each moment as I seek to care more thoughtfully for the children of the others in my community. To my parents, Paul and Ruth. For 37 years you have ministered to my growth as a person and taught me the transformative power of education and public service. ii ACKNOWLEDGEMENTS My advisor and mentor, Dr. Hultgren, for seeing beyond my low reading and math scores when she first welcomed me to the University of Maryland family. Thank you for your “teaching in the margins,” from suggested readings, to split infinitives, to incorrect APA citations, to profound questioning. For your guidance and care, I am grateful. My professor and committee member, Dr. Selden, who inspired me in five courses of curriculum studies. I was invigorated by the path you created through experimental courses of study, and I was challenged each day to serve those too often marginalized by our free and public education system. My committee members, Dr. Valli, Dr. Turner, and Dr. Slater, for agreeing to join me on this journey to understanding. The light of questioning and guidance that you shined brought clarity through an often murky terrain. To my educational dwelling place of fifteen years, for not only paying for this first class experience, but also for employing such exemplary supervisors, including Dr. Lombardo, Dr. Renaut, and Dr. Cugliari. Your leadership is greatly appreciated. To the exceptional participants who joined me in this journey, as we together sought meaning in this first year pedagogical experience. You gave so much of yourselves during our brief time together, and for that, I am forever indebted. iii TABLE OF CONTENTS Page CHAPTER 1 TURNING TO THE PHENOMENON…….……………… 1 A Teacher Emerges……………………………………….……….……………… 1 The Educator in Society…………………………………………………. 1 The Dream Profession…………………….………..……….…………… 3 A Time of Great Change……………………………..……….……….. 6 The Beginning Teacher: A River Forms…………………………. 9 The Call of the Sea…………………….…………………… ……. 11 Lived Experience………………………………………………….. 15 The First Year: Water Cutting Through Rock……………………….......... 16 Empowered Educator……………………………………………… 16 The Threatening Educational Environment………………………. 19 The Effective Educator……………………………………………. 22 Survival…………..………………………………………………… 24 Pedagogy…………………….…………………………..………… 26 The Journey to Becoming………………………………………………...... 30 In the Beginning………………………………………….………… 30 The Language of Change……………………………………...…… 32 A Home Within Myself……………………………………………. 35 CHAPTER 2 EXISTENTIAL INVESTIGATION……………………. 39 Lived Body: The Corporality of Pedagogy………………………………. 40 In the Presence of Others…………………………………………. 40 Pedagogical Artistry………………………………………………. 42 A Space Between Art and Science………………………………… 44 To Be or Not To Be: Teacher as Actor…………………………… 49 Lived Space: Thriving in a Desert, a Mountain, or a Gulf………………… 52 A Space to Grow………………………………………..………… 52 Isolation…………………………………………………………… 52 A Positive Space………………………………………………….. 54 Teacher Training…………………………………………………… 57 The Language of Training…………………………………………. 60 Lived Human Relations: Shared Light…….………………………………. 63 Growth to Benefit All…………………………………………….. 63 Guidance and Support…………………………………………….. 67 Who is the Teacher?…………………………………………………........ 71 Lived Time: The Journey from Beginning to Ending................................... 73 Time to Grow……….…………………………………………….. 74 Time to Develop…………………………………………………………. 76 iv CHAPTER 3 PHILOSOPHICAL GROUNDING……………………………. 79 Finding a Home in Hermeneutic Phenomenology………………………… 79 What I Had Been Waiting For……………………………………... 79 The Essence of the Things Themselves…..………………………... 80 The Beginning Teacher Flowing Toward Being….……………….. 84 The Essence of Rivers, the Essence of Teachers…...……................ 85 The Flow of Time…...……………………………………………………... 88 The Presentation of Being…………………………………………. 89 Sartre’s Existential Being and Gadamer’s Bildung.……………….. 91 Care………………………………………………………………… 92 From Becoming to Being………………………………………….. 95 The Dwelling Space of the School House………………………………… 97 Gestell……………..………………………………………………. 97 Pedagogical Tact…….…………………………………………….. 99 The Art-ful Presentation of Being…………………………………. 100 The Artistry of Perception…………………………………………. 103 Pedagogical Experience……………………………………………. 104 The Hermeneutic Circle……………………………………………. 106 Captivated by a Question………………………………………….. 110 Staying on the Illuminated Path…………………………………………… 110 Turning Toward the Phenomenon………………………………… 111 Investigating Lived Experience: Process of Engagement …………. 113 The Beginning Teachers Emerge………………………………….. 115 Individual Conversations………………….………………………. 122 Thematic Reflection: The Teacher Researcher ……………………. 126 The Never-ending Process of Writing and Rewriting…………….. 128 A Pedagogue and a Researcher Seeking Understanding…... …….. 129 Seeking Balance………………………….………………… ……... 130 CHAPTER 4 FINDING FLOW DURING THE FIRST YEAR……..…… 133 Seeking Authenticity in a New Place……………………………………… 133 The Teacher In-Between…………………………………………… 133 Place-Panic………………………………………………… 135 The First Place-“Meant”…………………………………… 138 Encountering Others, Encountering Self.………………………….. 140 Practices of the Self………………………………………………... 144 Inhabiting a Lived Space with Children…………………………… 148 Making Room for Authenticity…………………………….. ……... 152 The Inauthentic Emerges – Playing a Role…………................................... 154 Forming Oneself While In-Forming Others………………….……………. 159 The Corporality of Classroom Non-Compliance………………….. 159 The Change Begins………………………………………… ……... 164 The Unnecessary Battle for Control……………………………….. 167 The Anxiety of the Unknown……………………………………… 171 Building a Classroom Learning Community………………………. 173 v Learning to Flow…………………………………………………………… 177 Developing as a Teacher…………………………………………… 177 Learning to Listen to Students…………………………………….. 181 How a Beginning Teacher Develops………………………………. 186 Experience Flow Without Seeking to Control……………………... 190 Seeking Authenticity………………………………………………. 195 A Two-Way Street of Caring………………………………. 197 Listening to Self…………………………………………… 199 Making Contact……………………………………………………. 202 Connecting the Language of Flow to the Related Themes of the Study………………………………………………………………. 206 CHAPTER 5 A LANGUAGE OF BEGINNING EMERGES…………... 207 The Journey Toward a New Way of Being………………………………... 207 A New Language Emerges………………………………………………… 210 A Way of Being Like Running Water……………………………... 210 A Way of Being Like Letters Written in Sand…………….. ……... 212 A Way of Being Like Letters Carved in Stone…………….. ……... 214 Reinvigorating the Language of Beginning Teacher Preparation and Support…………………………………… 216 The Wisdom of Stories…………………………………………………….. 219 The Riddle of the Beginning Teacher Experience………………… 220 Listening to the Language of Beginning…………………… ……... 222 The Formation Begins………………………………………………………224 Planning for Authenticity………………………………………….. 224 Deconstructing the Notion of Teacher……………............... 226 (Un)Becoming a Teacher…………………………............... 229 Pedagogical Interactions / Interruptions…………………................ 232 Encountering a “Blockheaded” Policy……………………………...235 Being Measured for Quality……………………………………….. 238 Moving Forward…………………………………………………… 241 Orientating Beginning Teachers……………………………………............ 242 Determining One’s Being………………………………….. ……... 242 Care for Being……………………………………………… ……... 245 Understanding the Needs of Beginners.……………….................... 247 Common Readings to Elicit Common Language…………………. 251 The Vocation and Calling of Teaching…………………….. 252 Deconstructing Teaching……………………………………252 Seeking Understanding and Acceptance as Challenges Emerge……………………………………... ……... 253 Finding Humor and Beauty in Teaching Stories…………... 253 Seeking to Understand and Care for Others……….. …….. 253 A Guide to a New Dwelling Place…………………………. ……... 254 Support Adjusting to a New Place…………………………. ……... 258 vi Learning How to Learn……………………………………………. 260 Reflective Conversations on Pedagogical Interactions………..…… ……... 263 Avoiding the “Fix-it” Response……………………………. ……... 269 “Educative Mentoring”……………………………………………. 270 Questions Emerge……………..…………………………………… 273 Conversation Starters………………………………………………. 275 What is My Teacher Identity?.............................................. 276 “Arrogance Reduction”…………………………………….. 277 Beliefs about Pedagogy……………………………………. 279 The Language of Development……………………………………………. 280 A New Way of Being a Beginning Teacher and a Mentor………… 284 APPENDIX A: LETTER OF INVITATION……………………………… 287 APPENDIX B: CONSENT FORM………………………………………... 288 REFERENCES…………………………………………………………….. 291 vii