The Late Archaic-Early Woodland Transition In Southeastern Minnesota ADissertation Submittedtothe FacultyoftheGraduate School OfTheUniversityofMinnesota By BradleyEdwardPerkl In PartialFulfillmentoftheRequirementsfortheDegreeof Doctorof Philosophy (InterdisciplinaryArchaeologicalStudies) GuyE. Gibbon,Advisor December2009 TABLE OFCONTENTS ListofTables ii ListofFigures v Chapter1. Introduction 1 Chapter2. EnvironmentalBackground 4 Chapter3. CultureHistory 40 Chapter4. TheArchaeologicalRecord 62 Chapter5. Relationships 92 Chapter6. Conclusions 129 ReferencesCited 159 AppendixACulturalandEnvironmentalCharacteristicsof LateArchaicSitesintheStudyRegion 188 AppendixB.CulturalandEnvironmentalCharacteristicsof EarlyWoodlandSitesintheStudyRegion 191 i LISTOFTABLES Table2.1. ModernClimaticCharacteristicsofSoutheastern MinnesotaSub-Regions. 8 Table2.2. PrincipalEnvironmentalDifferencesofSoutheastern MinnesotaSub-regions. 19 Table2.3. ComparisonofModernMeanAnnualandMCMMeanAnnual PrecipitationandTemperaturefortheSub-BorealIII,Sub-AtlanticI andSub-AtlanticIIClimaticEpisodes atRochester,WinonaandCaledonia. 30 Table2.4. MeanAnnualDischargeHistoriesfortheZumbroRiverat ZumbroFalls,theMississippiRiveratLockandDam5AandtheSouth ForkoftheRootRiverNearHouston. 31 Table3.1. ProposedLateArchaic-EarlyWoodlandSequencein theStudyRegion. 43 Table4.1. LateArchaicandEarlyWoodlandDiagnosticArtifacts. 64 Table4.2. Archaic,LateArchaic,Woodland,EarlyWoodlandandTotal NumberofSitesRecordedintheStudyRegion. 67 Table4.3. Two-LetterCountyCodesfortheStudyRegion. 68 Table5.1. LandformDefinitions. 95 Table5.2. PrincipalVegetationCommunities. 96 Table5.3. TotalNumberofSites,ArchaicSitesandLateArchaicSites IdentifiedintheStudyRegion. 98 Table5.4. TotalNumberofLateArchaicSitesbySub-region. 99 Table5.5. LateArchaicSiteTypesbySub-Regions. 100 Table5.6. LateArchaicLandformsbySub-Regions. 100 Table5.7. LateArchaicSiteTypesbyLandform. 100 Table5.8. LateArchaicSiteFunctionsbySub-Regions. 101 Table5.9. LateArchaicSiteFunctionsbyLandforms. 101 Table5.10. LateArchaicSoilTypesbySub-Region. 101 Table5.11. LateArchaicSiteSoilCharacteristics. 102 ii LISTOFTABLES,Continued Table5.12. LateArchaicLandformsbySoilTypes. 103 Table5.13. LateArchaicSiteFunctionbySoilTypes. 104 Table5.14. LateArchaicSiteFunctionbySoilDrainage. 104 Table5.15. LateArchaicSiteFunctionandSoilFertility. 105 Table5.16. LateArchaicSiteFunctionbySlopePercentage. 105 Table5.17. LateArchaicSiteVegetationbySub-Region. 106 Table5.18. LateArchaicSiteLandformbyVegetation. 106 Table5.19. LateArchaicSiteVegetationbySiteFunction. 106 Table5.20. LateArchaicSiteAspectbySiteFunction. 107 Table5.21. LateArchaicProximitytoBedrockbySiteFunction. 107 Table5.22. LateArchaicWatershedsbySiteFunction. 107 Table5.23.TotalNumberofSites,WoodlandSitesandEarlyWoodlandSites IdentifiedintheStudyRegion. 108 Table5.24. TotalnumberofEarlyWoodlandSitesbySub-Region. 108 Table5.25. EarlyWoodlandSiteTypesbySub-Regions. 109 Table5.26. EarlyWoodlandLandformsbySub-Regions. 110 Table5.27. EarlyWoodlandLandformsbySiteType. 110 Table5.28. EarlyWoodlandSiteFunctionsbySub-Regions. 111 Table5.29. EarlyWoodlandLandformsbySiteFunction. 111 Table5.30. EarlyWoodlandSoilTypesbySub-Region. 111 Table5.31. EarlyWoodlandSiteSoilCharacteristics. 112 Table5.32. EarlyWoodlandLandformsbySoilTypes. 113 Table5.33 EarlyWoodlandSiteFunctionbySoilTypes. 114 Table5.34. EarlyWoodlandSiteFunctionbySoilDrainage. 114 Table5.35. EarlyWoodlandSiteFunctionandSoilFertility. 115 iii LISTOFTABLES,Continued Table5.36. EarlyWoodlandSitesFunctionbySlopePercentage. 115 Table5.37. EarlyWoodlandSiteVegetationbySub-Region. 116 Table5.38. EarlyWoodlandSite LandformbyVegetation. 116 Table5.39. EarlyWoodlandSiteVegetationbySiteFunction. 116 Table5.40. EarlyWoodlandSiteAspectbySiteFunction. 117 Table5.41. EarlyWoodlandSiteProximitytoBedrockbySiteFunction. 117 Table5.42. LateArchaicWatershedsbySiteFunction. 117 Table5.43. LateArchaicandEarlyWoodlandSiteswithRecorded SubsistenceRemains. 119 Table5.44. IdentifiedSubsistenceRemainsatSiteswithLateArchaic andEarlyWoodlandComponentswithintheStudyRegion. 121 Table5.45. EnvironmentalCharacteristicsofLateArchaicand EarlyWoodlandSiteswithSubsistenceRemains. 122 Table5.46. ApproximatePercentageofDominantVegetationCommunities bySub-Region. 123 Table5.47. CompilationofLateArchaicandEarlyWoodlandSubsistence RemainsatKingCoulee(21WB56). 128 Table6.1 TotalNumberofSitesandComponentsRepresentedwithin theStudyRegion. 131 Table6.2. SummaryCharacteristicsofLateArchaicandEarlyWoodland CulturesintheStudyRegion. 157 iv LISTOFFIGURES Figure1.1 LocationofStudyRegionintheUpperMidwest. 3 Figure2.1. CountiesIncludedintheStudyRegion. 5 Figure2.2. PhysiographicSub-RegionsoftheStudyRegion. 6 Figure2.3. ModernTemperature,PrecipitationandGrowingDaysof theStudyRegion. 8 Figure2.4. BedrockGeologyoftheStudyRegion. 10 Figure2.5. TopographicReliefoftheStudyRegion. 12 Figure2.6. MajorWatershedswithintheStudyRegion. 14 Figure2.7. SoilsintheStudyRegion. 16 Figure2.8. PrecontactVegetationoftheStudyRegion. 17 Figure2.9. StudyRegionMCMLocations. 22 Figure2.10. MCMPrecipitationatRochester,MN. 24 Figure2.11. MCMTemperatureatRochester,MN. 24 Figure2.12. MCMEvapotranspirationforRochester,MN. 25 Figure2.13. MCMDischargefortheZumbroRiveratZumbroFalls,MN. 27 Figure2.14. MCMPrecipitationforWinona,MN. 28 Figure2.15. MCMTemperatureforWinona,MN. 28 Figure2.16. MCMPrecipitationforCaledonia,MN. 29 Figure2.17. MCMTemperatureforCaledonia,MN. 29 Figure2.18. MCMDischargefortheMississippiRiverat LockandDam5A,Winona,MN. 31 Figure2.19. MCMDischargefortheSouthForkoftheRootRiver NearHouston,MN. 32 Figure2.20. StudyRegionPaleoecologicalsites. 38 Figure3.1 LocationsofCultureAreasandSitesMentionedintheText. 44 Figure3.2. DiagnosticArchaicandWoodlandProjectilePoints. 46 v LISTOFFIGURES,Continued Figure3.3. DiagnosticWoodlandCeramics. 55 Figure4.1. LateArchaicandEarlyWoodlandSiteLocationsin theStudyRegion. 67 Figure4.2. DodgeCountySiteLocations. 69 Figure4.3. FillmoreCountySiteLocations. 71 Figure4.4. GoodhueCountySiteLocations. 75 Figure4.5. HoustonCountySiteLocations. 77 Figure4.6. MowerCountySiteLocations. 83 Figure4.7. OlmstedCountySiteLocations. 84 Figure4.8. WabashaCountySiteLocations. 86 Figure4.9. WinonaCountySiteLocations. 90 Figure5.1 LateArchaicSiteLocations. 99 Figure5.2. EarlyWoodlandSiteLocations. 109 Figure5.1. SitesintheStudyRegionwithRecordedSubsistenceRemains. 120 Figure6.1. TotalNumberofSitesbySub-Regions. 133 Figure6.2. LateArchaicandEarlyWoodlandSitesbyMajorWatersheds 133 Figure6.3. LateArchaicandEarlyWoodlandSiteTypes. 134 Figure6.4. LateArchaicandEarlyWoodlandSiteFunctions. 134 Figure6.5. LateArchaicandEarlyWoodlandLandforms. 135 Figure6.6. LateArchaicandEarlyWoodlandGrossLandforms. 135 Figure6.7. LateArchaicandEarlyWoodlandLandformsandSiteFunctions. 136 Figure6.8. LateArchaicandEarlyWoodlandAspect. 137 Figure6.9. LateArchaicandEarlyWoodlandProximitytoBedrock. 137 Figure6.10. LateArchaicandEarlyWoodland SoilTextures. 138 Figure6.11. LateArchaicandEarlyWoodlandSoilDrainage. 139 vi LISTOFFIGURES,Continued Figure6.12. LateArchaicandEarlyWoodlandNaturalSoilFertility. 139 Figure6.13. LateArchaicandEarlyWoodlandSlopeGradient. 140 Figure6.14. LateArchaicandEarlyWoodlandVegetation. 141 Figure6.15. CompilationofLateArchaicandEarlyWoodlandSubsistence RemainsatKingCoulee(21WB56). 142 Figure6.16. SourceAreasofExoticandNon-LocalandMaterials. 150 Figure6.17 SiteLocationswithBothLateArchaicand EarlyWoodlandComponents. 151 vii Chapter1 Introduction Between approximately 3,500 and 1,800 years before present, indigenous societies inhabiting southeastern Minnesotaexperienced a profound cultural transformation. During this time period a combination of environmental changes, technological innovations and socio-cultural shifts stimulated lifeway alterations among people of the Archaic Tradition to those of the Woodland Tradition. In eastern North America the classic criteria delineating Archaic from Woodland include the use of ceramics and domesticated plants and construction of burial mounds by Woodland peoples and the lack of these traits by Archaic peoples. The occurrence and elaboration of these traits represent major changes in technology, economy and social organization. However, in southeastern Minnesota, reliance on the classic tripartite criteria to distinguish Archaic and Woodland cultural signatures from the existing data is problematic. For example, Late Archaic groups in southeastern Minnesota used domesticated plants while ceramics and burial mounds appear in Late Archaic contexts in various areas across the upper Midwest. Although Early Woodland ceramics are present, albeit with uncertain timing of their appearance, there is no firm evidence that Early Woodland groups constructed burial mounds or used domesticated plants in southeastern Minnesota. However, in adjacent regions, Early Woodland mounds and domestic plant use are documented. In southeastern Minnesota, it is not until approximately 1,800 years before present, during the Middle Woodland, that evidence for the full tripartite criteria ismanifest. Howthen, is thetransformation fromArchaic toWoodland discerned in the archaeological record of southeastern Minnesota? What factors stimulated Late Archaic inhabitants to transform their lifeways? What is the nature of Early Woodland in southeastern Minnesota? How was the transition achieved? These questions frame basic researchproblemsthatthisstudywillattempttoexplain. Numerous studies across eastern North America and in the upper Midwest have contemplated Late Archaic and Early Woodland problems. For example, in the adjacent areas of northeastern Iowa and southwestern Wisconsin, as well as at the American Bottom in west-central Illinois, understanding of the Late Archaic and Early Woodland archaeological record is more complete, with well defined chronologies, diagnostic materials, settlement and subsistence patterns and social organization. With some exceptions, such as the American Bottom and western Illinois, the mechanisms and impacts of culture change are less well understood. However, various 1 aspects of Late Archaic, Early Woodland, and the transition period remain under debate, as illustrated by contending models explaining differences in, and causes for, culture change. For instance, inadditiontothetripartitemodel, othermodelsinclude: gradual in-situincorporationof newtraitswithminoradjustments;punctuatedreplacementofLateArchaicgroupsbyimmigrants or intrusive groups with superior technology and different cultural habits with radical lifeway alterations; climate change with its various ramifications; and population expansion causing the collapseofcrucialresourcesandleadingtowarfare. Despite a long history of archaeological investigations in southeastern Minnesota, few studies have explored aspects of the Late Archaic or Early Woodland and the transition has remained vague. Some factors responsible for this situation include a dearth of archaeological sites with Late Archaic and Early Woodland components that have been excavated and researched, a preponderance of traditional presumptions defining Late Archaic and Early Woodland cultures, uncertain conceptual underpinnings ofwhat constitutes EarlyWoodland, andthe timing of when Woodland traits appear in southeastern Minnesotaand generally across Minnesota. Notably, an indistinctnotionofEarlyWoodlandholdsandsomeresearchersquestionifEarlyWoodland,asa concept,appliestoMinnesotaatall. This study examines the Late Archaic-Early Woodland transition period in southeastern Minnesota (Figure 1.1). This portion of the stateis defined by political boundaries that roughly coincide with an area not covered by ice during the Wisconsin glaciation. The study reviews existingarchaeological andenvironmental data. Itpresents arevisedperspectiveof Late Archaic and Early Woodland societies in southeastern Minnesota and the transformation of the one into the other through a comparative analysis that highlights regional environmental and cultural variability. The fundamental goals of this research are to define the Late Archaic and Early Woodland temporally, materially, and culturally, and to formulate a model characterizing the LateArchaic-EarlyWoodlandtransitioninsoutheasternMinnesota. It is hoped that this research will illuminate relationships, diminish vagaries, and change the perceived dichotomy between the Late Archaic and Early Woodland societies in southeastern Minnesota. Chapter 2discusses theenvironmental background ofthe studyregion to includethe Late Holocene environment and presents macrophysical climate models constructed by the author. Chapter3 reviewstheculturehistoryofthestudyregion andcomparesthe evidencewith 2
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