RE-IMAGINING LOCAL GOVERNANCE: THE LANDSCAPE OF “LOCAL” IN TORONTO Alexandra Flynn A dissertation submitted to the Faculty of Graduate Studies in partial fulfillment of the requirements for the degree of Doctor of Philosophy Osgoode Hall Law School York University Toronto, Ontario July 2017 Ó Alexandra Flynn 2017 Abstract In 1997, the Province of Ontario formed the City of Toronto, amalgamating one regional and six small municipalities into a single city government. This action altered the formal institutions of local governance, replacing what was once regional with a City Council meant to represent “city-wide” issues, and without providing a clear model for local or smaller-than-city decision-making. The purpose of this dissertation is to conceptualize the meaning of “local governance” within the City of Toronto as a result of the overlap of wards (as represented by councillors), community councils, business improvement areas and neighbourhood associations, each of which claim geographical boundaries as justification for the representation of locally-based populations, and claim to be open to participation to some degree. This research asks whether the overlap of these bodies has unrecognized consequences, in particular, the effect on historically marginalized residents. This dissertation offers a theoretical conceptualization of “local governance” grounded in legal pluralism and legal geography that presents the city as a set of uneven and overlapping local legal spaces operating on multiple scales. Using a mixed methods approach that includes doctrinal review, case studies, and semi-structured interviews, the dissertation finds that wards dominate the law and practice of local decision-making, and do not represent an inclusive local governance model in Toronto. BIAs and neighbourhood associations are unevenly distributed across and the city, exist mainly in the socio-economically privileged areas and have grown in number and broadened their mandates since Toronto’s 1997 amalgamation. Toronto’s community councils, which were initially conceived by the province as a means to provide “local” access to municipal decision-making, have failed to achieve their legislative potential. The dissertation concludes that reimagined community councils, grounded within a normative understanding of the urban commons, serve as a means to create a more inclusive and participatory local governance model in Toronto. ii Acknowledgements I am ridiculously grateful for the many people who have helped, inspired and cared for me on this bumpy, zig-zaggy road. I would not have started or finished this project without my many mentors and colleagues at Osgoode Hall Law School, and especially my outstanding doctoral committee. Stepan Wood was a perfect supervisor, calmly talking me down from the proverbial ledge, correcting passive voices and incoherent arguments, and nudging (shoving?) me farther, always with kindness. I cannot thank him enough for taking on this exhausting role amidst his many other activities. Dayna Nadine Scott and Lorne Sossin were invaluable chapter analysts, editors and sages, with each bringing wisdom and clarity to this project (and life generally), and with good humour, too. I am also grateful to Liora Salter, who at pivotal moments challenged me to think deeper, better and with more bravery, and to Peer Zumbansen, who is the reason I began this degree. The classrooms and halls of Osgoode provided a safe and warm community as I slowly shifted my lens from practice to theory – thanks to the staff, students and faculty, and especially to Signa Daum Shanks, Sara Ross, Ghuna Bdiwi, Roxanne Mykitiuk and Janet Mosher. This journey was enormously enriched by the friends and colleagues that I made along the way. To Estair van Wagner, for Skype calls across the ocean, crazy adventures in Denmark, and heaps of wisdom. Roza Tchoukaleyska, for crucial geography translations and for introducing me to the best writing group an unrooted Ph.D. student could ask for. To Ronit Levine-Schnur, who politely but firmly urged me to get this written and then to move on. To the property law grrrls: how fun to do this together - when and where are we celebrating? Thanks, too, to my new colleagues at the University of Toronto, who have warmly welcomed me into the fold, providing advice and support as I finished this dissertation (mercifully with cake at regular intervals). And a humble appreciation to Mariana Valverde, Nick Blomley and Doug Harris – who provided critical feedback on portions of this work at conferences and over coffee. iii DRAFT (5/11/17) – PLEASE DO NOT CIRCULATE I am deeply grateful to those who agreed to be interviewed, many of whom I met during my years working at the City of Toronto. This dissertation could not have been written without their thoughtful perspectives and their commitment to the City of Toronto. Thanks especially to Lynda Taschereau and the late Peter Notaro, who provided support as I juggled meetings and classes during the crucial first two years of this degree. The staff at Toronto Archives deserve a medal for their patient explanations. And many thanks to Sara Levy and Jeff Allen for their GIS know-how, and to Jennifer Code for interview transcription. My friends and family provided encouragement, celebration, and love at all the right moments. A huge tribute and big hugs especially to my ever-cheerleading mom Florence Flynn and my dear friend Cassandra Atherton, as well as to Jennifer Orange, Judy Taylor, Dagmar Timmer, Maia Kareda, Alex Dosman, Fiona Koza, Shona McGlashan, Laura Tamblyn Watts, Ummni Khan, Ygal Leibu, Judith Leibu, Myra Leibu, Jennifer Code, Naomi Lightman, and Marika Samson. And to the late Sheila Moore, whose passion for politics continues to make me smile, even though I miss her terribly. Thank you all so very much for believing in me, even when I struggled and doubted. But, there are three people – the lights of my life – whose love propelled me to push through this project, to wake up before the sun to get words written, and who overlooked heaps of family time in favour of my finishing this beast. To my boys, Jonah and Simon: their sweet voices, encouraging drawings, and invigorating energy motivated me to say something meaningful and to try, however small, to make a better world. Now, I promise: backyard camp-out, Minecraft, and a much more fun mom. And to Daniel, my love and my rock, who knows more about this project than anyone else in the world (poor him!). All the best clichés come to mind when I think of how much amazing he is and always has been, in big and small ways, in good times and hard ones (see, there I go). So, I’ll just say this: elephant shoe. iv Table of Contents ABSTRACT ...................................................................................................................... II ACKNOWLEDGEMENTS ........................................................................................... III TABLE OF CONTENTS ................................................................................................ V LIST OF TABLES ....................................................................................................... VIII LIST OF FIGURES ........................................................................................................ IX LIST OF ILLUSTRATIONS .......................................................................................... X INTRODUCTION ............................................................................................................ 1 I. WHY LOCAL GOVERNANCE? ......................................................................................... 2 II. MAPPING TORONTO: COMPETING TALES OF PROSPERITY AND INEQUALITY ............... 5 III. THEORETICAL CONSIDERATIONS ................................................................................ 8 IV. CASE STUDIES: EXPLORING “LOCAL GOVERNANCE” IN “CITY-WIDE” DECISIONS ... 10 V. STRUCTURE OF THE ARGUMENT ................................................................................ 12 VI. THE NORMATIVE ASPIRATION ................................................................................. 15 CHAPTER 1 – A THEORETICAL MAP-MAKING OF “LOCAL GOVERNANCE” ............................................................................................................ 17 I. LEGAL GEOGRAPHY: INTERLEGALITY AND THE SIGNIFICANCE OF SPACE .................... 18 II. CONCEPTUALIZING LOCAL GOVERNANCE .................................................................. 36 1. A pluralist conception of local governance .......................................................... 37 2. State iterations of local governance ..................................................................... 38 III. CHARACTERIZING LOCAL GOVERNANCE AS AN URBAN COMMONS ........................... 57 1. The meaning of the urban commons ..................................................................... 58 2. Connecting the urban commons and local governance ........................................ 62 3. The urban commons as a normative framework for local governance ................ 66 IV. CONCLUSION ............................................................................................................ 69 CHAPTER 2 – THE METHODOLOGICAL PUZZLE ............................................. 71 I. DOCTRINAL ANALYSIS: TEXTUAL REVIEW OF CASE LAW AND LEGISLATION ............... 75 II. CASE STUDIES ............................................................................................................ 80 III. EMPIRICAL RESEARCH METHODS .............................................................................. 83 1. Semi-structured interviews .................................................................................... 83 2. GIS data and Quantitative methods ...................................................................... 87 3. Participant observation ........................................................................................ 89 4. Archival research .................................................................................................. 91 5. Media analysis ...................................................................................................... 94 CHAPTER 3 – DEMYSTIFYING TORONTO’S MESSY LOCAL GOVERNANCE MODEL ........................................................................................................................... 96 I. GOVERNING TORONTO ................................................................................................ 98 1. A brief history of Toronto’s boundaries ............................................................. 100 2. Toronto’s decision-making authority .................................................................. 109 3. Authority for local governance ........................................................................... 116 4. The community council: Toronto’s “local” governance body? ......................... 120 v DRAFT (5/11/17) – PLEASE DO NOT CIRCULATE II. THE GOVERNANCE OF TORONTO’S LOCAL LEGAL SPACES ....................................... 133 1. Formal spaces: wards and community councils ................................................. 134 2. BIAs and Neighbourhood Associations as competing spaces of local governance ................................................................................................................................. 138 III. CONCLUSION .......................................................................................................... 167 CHAPTER 4 – THE LOCAL CLAIMS AND COMPETING FORUMS OF TORONTO’S CASINO DECISIONS ......................................................................... 171 I. THE 2012-2013 CASINO DECISION ............................................................................ 172 1. The legal context and history of gambling law in Toronto ................................. 173 2. Genesis of the debate .......................................................................................... 176 3. Distinction between a “city-wide” and “local” process .................................... 178 4. BIAs, neighbourhood associations and other iterations of “local” ................... 191 5. The Final Report and Executive Committee’s Decision ..................................... 197 II. THE 2015 CASINO DECISION ................................................................................ 202 1. Resurgence of the debate .................................................................................... 203 2. The “local” in a “city-wide” decision ................................................................ 205 3. BIAs and neighbourhood associations ................................................................ 209 III. CONCLUSION .......................................................................................................... 213 CHAPTER 5 – THE SPACES OF LOCAL IN TORONTO’S WARD BOUNDARY REVIEW ........................................................................................................................ 218 I. CONTEXT FOR THE WARD BOUNDARY REVIEW .......................................................... 219 1. Disparity in ward population size across Toronto ............................................. 219 2. Federal and provincial electoral reviews ........................................................... 221 3. A complex legal arena ........................................................................................ 223 II. THE CITY OF TORONTO’S WARD BOUNDARY REVIEW PROCESS ............................... 230 1. Design of the WBR process ................................................................................. 230 2. Role of the Executive Committee and City Council in WBR Design .................. 234 3. The meaning of “local” in the ward boundary review process .......................... 237 4. Engaging communities of interest ....................................................................... 246 5. Contested “Local” Boundaries .......................................................................... 253 III. CONCLUSION .......................................................................................................... 259 CHAPTER 6 – ROAD-MAPPING THE NEW THEORETICAL TERRITORY OF LOCAL GOVERNANCE ............................................................................................ 262 I. CONCEPTUALIZING LOCAL GOVERNANCE: LESSONS LEARNED ............................. 265 1. Understanding local governance in the Toronto context ................................... 266 2. The implications of local exclusion ..................................................................... 271 II. CORE PRINCIPLES IN DESIGNING LOCAL GOVERNANCE ............................................ 281 1. Geographic boundaries: distinguishing spaces of belonging and places of representation ......................................................................................................... 282 2. Accountable representation: accessibility and fair process for local residents and businesses, and to the broader vulnerable public ................................................... 292 3. Localizing “City-Wide”: Rethinking the “Local” and “City-wide” Binary ...... 296 4. Decision-making: participation as deliberation or outcome? ............................ 299 III. CONCLUSION .......................................................................................................... 305 CONCLUSION - RE-IMAGINING LOCAL GOVERNANCE ............................... 307 vi DRAFT (5/11/17) – PLEASE DO NOT CIRCULATE I. SUMMING UP: TORONTO’S LOCAL LEGAL SPACES ..................................................... 308 II. THE LIMITS OF “LOCAL” LITERATURE ...................................................................... 311 REFERENCES .............................................................................................................. 314 A. LEGISLATION ........................................................................................................... 314 Canada .................................................................................................................... 314 United States ........................................................................................................... 315 United Kingdom ...................................................................................................... 315 B. CASE LAW ............................................................................................................... 315 Canada .................................................................................................................... 315 United States ........................................................................................................... 316 C. SECONDARY SOURCES ............................................................................................. 317 APPENDIX A – LIST OF INTERVIEWS ............................................................................. 347 APPENDIX B - TORONTO’S BUSINESS IMPROVEMENT AREAS .................. 348 APPENDIX C - TORONTO’S NEIGHBOURHOOD ASSOCIATIONS ............... 350 APPENDIX D - DATA ON NEIGHBOURHOOD ASSOCIATIONS ..................... 355 APPENDIX E - COMPARISON OF WARD/ELECTORAL BOUNDARY APPROACHES OF OTHER MUNICIPALITIES .................................................... 358 vii List of Tables Table 2.1: Interview participants ...................................................................................... 86 Table 3.1: Population and representation of City of Toronto community councils ........ 125 Table 3.2: Community council activities (2013) ............................................................ 130 Table 4.1: TEYCC Subcommittee reports related to the 2012-13 Casino Debate ......... 190 Table 4.2: Etobicoke councillor votes in 2012-13 casino decision ................................ 201 Table 5.1: Ward Boundary Review Options Presented in the Final Report ................... 233 Table 5.2: Involvement of local actors in the WBR process .......................................... 242 Table 5.3: Public engagement in the ward boundary review .......................................... 248 viii List of Figures Figure 3.1. Inventory of Laws ......................................................................................... 110 Figure 4.1: Organizational Structure of the City of Toronto .......................................... 179 Figure 5.1: Toronto Ward Boundary Review Steps ........................................................ 232 Figure 6.1: Principles of Local Governance Rooted in the “Urban Commons” ............. 281 ix List of Illustrations Illustration 3.1: Map of Pre-amalgamated City of Toronto, 1967-1997 ......................... 104 Illustration 3.2: Map of Toronto’s existing ward boundaries ......................................... 108 Illustration 3.3: Map of City of Toronto wards and community council boundaries ..... 123 Illustration 3.4: “Whose Job is it?” ................................................................................. 142 Illustration 3.5: Locations of BIAs and neighbourhood associations ............................. 155 Illustration 3.6: BIAs and neighbourhood associations, and income levels ................... 156 Illustration 3.7: Map of BIAs, neighbourhood associations and density ........................ 164 Illustration 4.1: Map of Preferred OLG Casino Zones ................................................... 177 Illustration 4.2: Map of Toronto’s Study of Casino Locations ...................................... 183 Illustration 4.3: Map of proposed casino sites, with BIAs and NAs ............................... 210 Illustration 4.4: Map of BIAs and local businesses ........................................................ 212 Illustration 5.1: Map of 2011 Population Differences Among Wards ............................ 220 Illustration 5.2: Map of Federal Electoral Districts and Toronto Ward Boundaries ...... 223 Illustration 5.3: Map of Recommended Wards With Refinements (47 Wards) ............. 237 x
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