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The Interactive Stance : Meaning for Conversation PDF

431 Pages·2012·1.903 MB·English
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The Interactive Stance This page intentionally left blank The Interactive Stance Meaning for Conversation JONATHAN GINZBURG 1 3 GreatClarendonStreet,Oxfordox26dp OxfordUniversityPressisadepartmentoftheUniversityofOxford. ItfurtherstheUniversity’sobjectiveofexcellenceinresearch,scholarship, andeducationbypublishingworldwidein Oxford NewYork Auckland CapeTown DaresSalaam HongKong Karachi KualaLumpur Madrid Melbourne MexicoCity Nairobi NewDelhi Shanghai Taipei Toronto Withofficesin Argentina Austria Brazil Chile CzechRepublic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore SouthKorea Switzerland Thailand Turkey Ukraine Vietnam OxfordisaregisteredtrademarkofOxfordUniversityPress intheUKandincertainothercountries PublishedintheUnitedStates byOxfordUniversityPressInc.,NewYork ©JonathanGinzburg Themoralrightsoftheauthorhavebeenasserted DatabaserightOxfordUniversityPress(maker) Firstpublished Allrightsreserved.Nopartofthispublicationmaybereproduced, storedinaretrievalsystem,ortransmitted,inanyformorbyanymeans, withoutthepriorpermissioninwritingofOxfordUniversityPress, orasexpresslypermittedbylaw,orundertermsagreedwiththeappropriate reprographicsrightsorganization.Enquiriesconcerningreproduction outsidethescopeoftheaboveshouldbesenttotheRightsDepartment, OxfordUniversityPress,attheaddressabove Youmustnotcirculatethisbookinanyotherbindingorcover andyoumustimposethesameconditiononanyacquirer BritishLibraryCataloguinginPublicationData Dataavailable LibraryofCongressCataloginginPublicationData Dataavailable TypesetbySPIPublisherServices,Pondicherry,India PrintedinGreatBritain onacid-freepaperby MPGBooksGroup,BodminandKing’sLynn ISBN ––––           Contents Acknowledgements viii ListofFigures x ListofTables xi ListofAcronyms xii  Interaction,Grammar,andtheBehaviouralSciences  . Introduction  . WhyaTheoryofDialogueContextisImportantfor BehaviouralScientists  . ATheoryofDialogueContext:AntecedentsandPay-off  . ARoadMapforthisBook   FromCommunitariantoInteractiveSemantics  . ContextinDialogue:anInitialSketch  . CommunitarianSemanticsBumpsintoConversation  . IntegratingSemanticsandMetacommunication   ASemanticOntologyforDialogue  . Introduction  . TheType-TheoreticWorld:BasicNotions  . ConstructingEntitiesintheType-TheoreticWorld  . Summary   BasicInteractioninDialogue  . Introduction  . PublicvsPrivateContextinInteraction  . PublicContextinInteraction  . BasicInteraction:theEvolutionoftheDGB  . ScalingDowntoMonologue  . ConversationalGenres  . Summary   AGrammarforDialogue  . Introduction  . TTR-BasedGrammar:Motivation  . ATTR-BasedFragment  . KeepingTrackofConstituents  . RootUtterances  . Summary  vi Contents  GroundingandCRification  . Introduction  . ClarificationRequests:FormandContent  . GroundingandCRification:TwoVerySimpleSystems  . InteractingoverGrammaticallyGovernedContent: InformalPicture  . SuccessfulGrounding  . ClarificationContextUpdateRules  . AProtocolCombiningGroundingandCRification  . RepetitionClarificationRequests  . Summary   Non-SententialUtterancesinConversation  . Introduction  . DataandBasicTheoreticalPicture  . AnalysingNSUs:SomeExistingStrategies  . TowardsaTheoryofNSUConstructions  . PropositionalLexemes  . Focus-EstablishingConstituents  . DeclarativeFragments:ShortAnswers  . Sluicing  . RepriseFragmentsandRepriseSluices  . InitiatingNSUs  . Summary   Extensions  . DuologueandMultilogue  . UnifyingSelf-andOther-Correction  . ADeeperViewofGroundingandCRification  . DevelopmentalEvidenceonNSUs  . QuantificationandAnaphorainDialogue   AnInteraction-OrientedTheoryofMeaning  . TheInteractiveStance  . LinkinguptheWorld,Grammar,andInteraction  . Results:anOverview  . EmbeddingGrammarinInteraction  . WhatEveryTheoryofMeaningforSpokenLanguageMust Embrace  AppendixA TheExternalDomain  A. TheType-TheoreticUniverse  A. Propositions,Questions,Outcomes  Contents vii AppendixB TheInteractionDomain  B. InformationStatesandDialogueGameboards  B. ConversationalRules  B. MoveUpdateRules  B. QUD/FACTUp/Downdates  B. TotalInformationStateRules  B. Pending-BasedRules  B. Multilogue-Orientedrules  AppendixC TheGrammaticalDomain  C. GeneralNotions  C. Lexicon  C. PhrasalTypes  References  Index  Acknowledgements Thatthisbookwasconceivedanddespitearatherlonggestationperiod(longereven than that of the frilled shark (Chlamydoselachus anguineus)) reached some sort of termination is due to many people. I would like to thank those who contributed directlytotheworkreportedhereandwhoseencouragementhasbeenanimportant sourceofsupport.DuringourfirstlunchmeetingasIwasstartingmypost-docin Edinburgh, Robin Cooper suggested to me that dialogue would be an interesting area to go into. His influence on the work reported here is pretty evident. I would like to thank him for many productive interactions and for his patient correction ofmyvarioustype-theoreticalerrorsandmisdemeanours.ShalomLappinhasbeen mycollaboratoronanumberofdialogueprojectsandmuchelseinLondon—flour andtheoryinvaryingmeasures,meetingbySappho’sstatueatthebackentrance,in goodtimesandotherwise.PatHealeyandIstartedcollaboratinginareadinggroup ondialogueinEdinburghcalledDIRTIESTandresumedthecollaborationinLon- donwithROSSINIandDieT.My(ex-)Ph.D.studentsatKing’s,MattPurver,Raquel Fernández,andZoranMacura,allcontributedsignificantlytothiswork,takingitin variousdirectionsIcouldnothavedonemyself. StaffanLarssonimplementedandfurtherdevelopedanearlierversionofthetheory presented here—an important inspiration to subsequent work. The NLP group at King’s,whichalsoincludedChristianEbert,LeifArdaNielsen,YoSato,andAdam Wyner was a friendly environment for us all. Until one day...(computational, but notonly)linguisticswasdeemedbyadministrativefiattobepersonanon-particularly grata.Why?PickanarbitrarypageofLifeandFate(orreadmycolleagueNathanV. Grubznig’shilariousBehindtheAcademicIronCurtain(forthcomingfromReaction Publishers).Luckilythedecreewasrescinded,afteravigorouscampaignbyourcol- leaguesthroughouttheworld,forwhichallinvolvedremaineternallygrateful. TheseriesofworkshopswithintheLeverhulmeFoundation-fundedDialogueMat- ters network, initiated and fronted by Ruth Kempson and Eleni Gregoromichelaki, was a forum where Ruth and Eleni gave me the opportunityto present many half- andoccasionallyevenlesswell-bakedideas—theaudiencesatpatientlythroughmy invariablyramblingpresentations.AcollaborationwithIvanSag,whichresultedin ourbookInterrogativeInvestigations,hasinfluencedthecurrentoneinanumberof ways,notleastinprovidingitwithgrammaticalfoundations.Itwasinspiringtovisit Gothenburg, as a guest of the INDI project, where I also interacted with Elisabet Engdahl.IwasfortunatetobeaVisitorontheEUFPMarieCurieDEAWUproject basedatPotsdamUniversity,whereManfredStedewasagreathost.Duringmytime thereIbenefittedmuchfrominteractionswithDavidSchlangenandmembershipin Acknowledgements ix theGreifhagenerkreis(andtheBoheateashopinNiederbarnimstraße.).Manythanks alsotoAlexChengyuFangforarrangingaveryproductivevisittotheCityUniversity ofHongKong.IhavelearntalotovertheyearsfromTimFernando,MassimoPoesio, andDavidTraum,andmuchappreciatetheirfriendship. Iamalsogratefultovariousfriendsandcolleagueswhohaveread,listenedto,or commented on portions of the work that ultimately made it into this book—Jens Allwood, Alex Alsina, Nicholas Asher, Philippe Blache, Patrick Blackburn, Olivier Bonami,PeterBosch,SusanBrennan,TedBriscoe,JustineCassell,EveClark,Herb Clark, Arik Cohen, Anne Copestake, Francis Corblin, Paul Dekker, Mariapaola D’Imperio,EditDoron,JanvanEijck,ChrisFox,Hans-MartinGärtner,SimonGar- rod,HowardGregory,JeroenGroenendijk,GerdJäger,JacquesJayez,KatjaJasinskaya, GrahamKatz,Rodger Kibble, AliKnott,FredrikKronlid,IvanaKruijff-Korbayova, Fred Landmann, Alex Lascarides, Oliver Lemon, Peter Ljunglöf, Louise McNally, Wilfried Meyer-Viol, Greg Mills, Anita Mittwoch, Stanley Peters, Martin Picker- ing, Chris Piñón, Paul Piwek, Laurent Prévot, Steve Pulman, Aarne Ranta, Hannes Rieser,VerenaRieser,KepaRodríguez,EmanuelSchegloff,JonShaheen,MandySim- mons, Rob Stainton, Mark Steedman, Matthew Stone, the late Joe Taglicht, Alice ter Meulen, Ray Turner, Carla Umbach, Enric Vallduvì, Carl Vogel, Pauline Welby, AndrzejWiśniewski,AdamWyner,HenkZeevat,andYaelZiv. Manythankstofouranonymousreviewerswhoreadthebookandprovidedmany detailedcomments,whichhelpedimprovethebooksignificantly.JuliaSteeratOUP hasbeenavitalentityinthebook’semergence—I’mreallygratefulforherhelpand enthusiasmthroughout.ThanksalsotoJennyLunsfordandElmandiDuToitwhosaw thebooktopresswithgreatcareandprofessionalismandtoJessSmithandGeoffrey Sampsonforgreatcopyediting. ThisbookwasfinishedafterImovedtoParis,toUniversitéParis–Diderot(Paris ).AnearlyversionofpartsofthisbookappearedinmyHabilitationthesisinFrench (fromParis)—fortheirhelpwiththis,aswellasinterestingdiscussions,thanksto AnneAbeillé,ClaireBeyssade,DanièleGodard,andJean-MarieMarandin.Justabout thefinalversionofthisbookwaspresentedintwocoursesgiveninmydepartment, theUFRd’Étudesanglophones,andattheUFRdeLinguistique.Iwouldliketothank alltheparticipantsfortheirfeedbackandeveryonewhohashelpedmakemyarrival heresopleasant,inparticularPhilipMiller. Lastandprobablyaboveall—mynuclearfamilies.Myparentshavepatientlyand, forthemostpart,tactfully(‘Yourbook,umwhenuh...’)followedmyprogressonthis. Bookshavebeenknowntoeitherseparateorbringcouplestogether.Itwasnotmy bookalonethatdidforDimitraKolliakouandmethelatter.WhileIwasburrowing alongwiththisone,shebegandevelopingherliterarycareer,producingherfirstthree novelsinGreek,aswellascollaboratingwithmeonseveralchildlanguageprojects. Ourkids,DinaandMaya,arealwaystheretoremindoneofanalternativetakeon what’sinteresting/funinlife.Itistothesewomeninmylifethatthisbookisdedicated.

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