THE INHIBITION OF FAT OXIDATION PROCESSES N.M.EMANUEL and YU. N. LYASKOVSKA YA Translated by K.A. ALLEN P E R G A M ON PRESS OXFORD · LONDON · EDINBURGH · NEW YORK TORONTO · SYDNEY · PARIS · BRAUNSCHWEIG Pergamon Press Ltd., Headington Hill Hall, Oxford 4 & 5 Fitzroy Square, London W. 1 Pergamon Press (Scotland) Ltd., 2 & 3 Teviot Place, Edinburgh 1 Pergamon Press Inc., 44-01 21st Street, Long Island City, New York 11101 Pergamon Press (Aust.) Pty. Ltd., 20-22 Margaret Street, Sydney, N.S.W. Pergamon of Canada, Ltd., 6 Adelaide Street East, Toronto, Ontario Pergamon Press S.A.R.L., 24 rue des Ιcoles , Paris 5® Vieweg & Sohn GbmH, Burgplatz 1, Braunschweig Copyright © 1967 Pergamon Press Ltd. First English edition 1967 This is a translation of the original Russian TOPMOMEHHE nPOIfECCOB OKHCJIEHHH MMPOB published by Pishcheprom, Izdat., 1961 Library of Congress Catalog Card No. 66-25838 P R E F A CE THIS book, The Inhibition of Fat Oxidation Processes, by Prof. N.M.Emanuel, corresponding member of the Academy of Sciences USSR, and Yu. N. Lyaskovskaya, candidate of technology, is a complete survey intended for workers in the field of industrial food science, and its pubUcation was received with great acclaim. The book is outstanding owing to its world-wide collection of the results of theoretical and experimental work. As a result of the work of Academician N. N. Semenov and his pupils, the USSR has become a principal source of the well- known chain reaction theory. It is therefore natural that the col lation and examination of fat oxidation processes, and of their inhibitions, should be carried out by our scientists and specialists in the hght of the chain reaction theory, and that this work is of considerable scientific and practical value. The book is concerned mainly with the special problem of re tarding the oxidation of animal fats, but this in no way detracts from its more general value. Animal fats in particular are the least stable in the presence of oxygen, while fat-containing substances are particularly unstable during processing and storage. Because of these "defects" in animal fats (especially lard), and since it is essential to use the whole output of high-quahty animal fats for food purposes, there has been an intensive development of a new branch of chemical industry which specialized in the production of a wide range of synthetic, oxidation-inhibiting compounds, the antioxidants, for protecting the fats and fat-containing products from decay. The authors of this book have not made it their task to deal with the whole range of oxidation kinetics of all types of fats pro cessed by various industries, and with the protection of diflferent fat-containing food products. However, the fundamental principles necessary for understanding these are presented, and some of the details are also dealt with in subsequent chapters. vil vii i Preface Consequently the theoretical principles given in this book throw light on many oxidation phenomena encountered in industrial production and storage of complex fat-containing food products. What are the main aims in the development of the theory and practice of the inhibition of oxidation processes? The authors out line these as follows. Firstly, all principles based on the modern concept of slow, branched (degenerate) chain reactions can and must be used when studying fat oxidation and the oxidative decay of fat-containing food products, and also in the discovery of effective means to inhibit these processes. Secondly, the problems of the rational use of unstable fats for human consumption, especially of animal fats such as lard, and of the production of high quahty fat-containing, storable food pro ducts can be partly solved at present in some cases by using natural and synthetic antioxidants. Thirdly, there is a distinct tendency to obtain greater resistance to decay of fats and fat-containing food products by using not only the different types of antioxidants with ''universal" activity, but also mixtures of these and other suitable additives, to obtain the best protective effect, i.e. synergism. The range of fat-containing pro ducts is very wide and they represent a complex, multi-component, colloidal, dispersed system. It is therefore very difficult (although desirable) to select a single, universally active and specific anti oxidant. For example, when comparing the technological anti oxidant mixtures, one must consider the need for heat resistance in cases where they are used in food products exposed to heat during processing. Fourthly, it is qxwte obvious that special attention must be paid to the compounding of high efficiency antioxidants so as to obtain a high degree of synergism. The latter is a very interesting and promising phenomenon, and its use has already had a significant effect on development in all fields of modern science and technology. There is thus a whole series of composite mixtures of different antioxidants, natural and synthetic (sometimes with other suitable additives) which have a much greater effect together than each of them individually, or a mixture prepared from only some of the components. The preparation of a mixture thus ensures the use of a product with more synergic and effective properties. On the basis of these considerations cotton-seed oil containing a considerable Preface ix amount of an effective natural inhibitor, tocopherol, is often used in such mixtures. Fifthly, one must not forget the most frequently used synthetic antioxidants such as butylhydroxyanisole, butylhydroxytoluene, esters of gallic acid (higher and lower), and the other additives such as phosphoric and citric acid in use today. It is thus obvious that reports of analytical methods for the various types of antioxidants, given by the authors in this book, will be most useful. Specialists interested in problems of protecting edible fats and fat-containing products from decay will find much valuable ma terial in this book. One aspect of this problem has been fairly thoroughly worked out and a single answer may be expected. In other cases, however, some experiments have yet to be made, some decisions taken and a hypothesis formed. All this is discussed in this book and the characteristics of this rapidly developing branch of modern science and technology are described. Much still remains to be clarified in this new field and much is of an empirical nature. Discussion of any problems presented in this book is therefore desirable and would be useful to the authors as well as to the discovery, development, and wider use of effective methods for the protection of edible fats and fat-containing food products from decay. The rapid growth of our national fatstock production, the pro cessing of vast quantities of meat and the consequent growth of animal fat production, including lard, presents us with the need to accelerate the development of the industrial production and apphca- tion of all types of effective antioxidants. Our socialist code requires that the variety, quality and property of synthetic antioxidants produced and introduced into the food industry must be approved by the appropriate medical authority, i.e. all theoretical work in this field, as well as the practical use of antioxidants, should be carried out under the supervision of the appropriate branch of the Ministry of Health of the USSR N. A. PETROV Cand. techn. sei. F ٢ R B W ٢ R ٢ THE PROBLEM of inhibiting the oxidative decay of fats is one of the main problems of the food industry. Fat oxidation is a degenerate branching reaction. The theory of these processes was explained by Academician N.N. Semenov in 1931. The solution of the problem of retarding the oxidative decay of edible fats can be based on a valuable theoretical foundation. Even before the discovery of chemical chain reactions a con siderable quantity of material on the effect of very small amounts of various compounds, the so-called inhibitors of chemical processes, had been collected. Since the discovery of chain reactions, chemists have correctly understood and interpreted the considerable sensitiv ity of reactions to the addition of small quantities of chemical compounds. This sensitivity (strong inhibition or acceleration) has in some cases become characteristic of the chain reaction mechanism. Additives accelerate the chain process if they cause an increase in the rate of chain initiation by some means (formation of free radi cals). Inhibitors retard chain reactions by eliminating the free radicals propagating the chain, i.e. by terminating it. When chain processes, such as oxidation, decomposition, halogen- ation, and polymerization are undesirable, the reactions may be terminated by the appropriate inhibitors. It is therefore quite clear what path is to be followed so as to solve the problem of increasing the resistance of edible fats to oxidation. One can also see the inmiense practical importance of an economical selection and syn thesis of inhibitors, their study, and the conditions of use under which they will be most effective. That the retardation of oxidation processes has interested a large number of research workers has been very helpful in the solution of this problem, and the needs of industry have also stim ulated work on it. There was a need to stabilize lubricants, and the products of petroleum cracking, and to prevent the ageing of plastics and rub- xii Foreword ber, which is caused by the development of oxidative processes, and also to avoid the oxidative decay of fats and other products. There is, however, a major difference between the food industry and ordinary technical usage in the properties required of an anti oxidant or inhibitor. Inhibitors required by the food industry must be non-toxic. One of the authors of this monograph has recently established another field for the use of non-toxic inhibitors of free radical reactions. It was found that this class of compounds is very suitable for the efficient retardation of biological processes. These inhibitors will find wider application, especially in the fields of technology, chemistry, food industry, and biochemistry as knowledge in these disciplines increases. It is hoped that the publication of this monograph will be of interest to the workers in various branches of science and technology. The decision to write this book has been taken by the authors as a result of their participation in work on problems of increasing the resistance of edible fats to oxidation, which was undertaken on behalf of the All-Union Scientific Research Institute of Meat Production and the Institute of Chemical Physics of the USSR Academy of Science. This work was started in 1953. It is only na tural that there are a few gaps in this book. The authors know this and would be grateful to readers for pointing out any short comings. They will endeavour to cover these in their subsequent work on non-toxic inhibitors of free radical reactions. The authors wish to thank N. A. Petrov for his valuable advice during the editing of this book, and also L. S. Vartanyan, G. N. Bog- danov, L.G.Bulavin, and E.B. Burlakova for their cooperation in the work, selection of the material, and preparation of the manuscript. CHAPTER I KINETICS AND CHEMISTRY OF FAT OXIDATION PROCESSES AND MODEL SYSTEMS A STUDY of the kinetics and chemistry of the autoxidation pro cesses of fats and oils is of considerable practical significance. The development of oxidative processes leads to the appearance of compounds of a peroxide nature, of aldehydes, ketones, low molecular weight acids, oxyacids, etc., in fats and fat-containing products. This results in a loss of nutritional value because the fats become toxic. The fats lose their biological value long before the appearance of any distinct signs of decay; the fat-soluble vita mins are destroyed and the unsaturated fatty acid content and pig ment (in coloured fats), etc., are reduced. Oxidative decay results in the majority of edible fats having to be transferred to the category of "technical" fats or even in becoming completely un usable. A longer storage period for edible products in which quaUty is preserved is one of the major needs of the food industry. It should not only be solved by the use of refrigeration but also by more positive methods such as the retardation and inhibition of oxidative processes by adding various chemicals. This opens up a variety of possibihties connected with the chain mechanism of the oxidation processes of organic material, and of fats in particular. It is well known that chain reactions are very sensitive to even the smallest addition of compounds able to interact with the free radi cals and to terminate the chain. A rational approach to the problem of retarding oxidative decay of fats is possible only after thorough study of the kinetics and chemistry of their reactions. Fats, or triglycerides, are glycerine esters of predominantly higher mono-basic, saturated and unsaturated fatty acids. The general FOP 1 2 The Inhibition of Fat Oxidation Processes formula of fats (triglycerides) can be written as follows CH2—O—C—R II o CH—o—C—Ri II o CH2—o—C—R2 o where R, R^, R2 are fatty acid radicals. Those of animal origin contain mainly the radicals of saturated stearic and palmitic acids and unsaturated oleic acid. One also encounters the radicals of unsaturated linoleic, Hnolenic and arachi- dic (eicosanoic) acids. Animal fats generally contain a fair number of different fatty acids. Natural fats are a mixture of the so-called simple (in which all three acid radicals are identical) and mixed (different acid radicals) triglycerides. They contain in addition a small quantity of phos phatides, sterines, steroids, pigments, and vitamins. Fat oxidation processes are identical with oxidation reactions of paraffinic and olefinic series of hydrocarbons. This is quite natural because radicals R, Ri, and R2 are long hydrocarbon chains with an oxygen-containing group at one end only. A study of the kinetics and chemistry of fat oxidation processes thus makes it possible to apply generally the results of oxidation to other types of com pounds, such as higher fatty acid esters and also paraffinic and olefinic hydrocarbons. l.THE MECHANISM OF CHAIN OXIDATION PROCESSES The basis of present-day theories on the mechanism of the oxi dation of organic compounds is the peroxide theory postulated by Bakh [1] and Engler [2], and the theory of initiation of chain branching of Semenov [3, 4]. A direct proof of the chain character of the oxidation reaction is given by the results of measuring quantum yields during photo chemical oxidations. These are found to be much greater than one Kinetics and Chemistry 3 (when considering the number of molecules of oxygen absorbed per unit absorbed light). In the case of photo-chemical oxidation the following quantum yields F and chain length ν were found for two wave lengths [5]: λλ F V 2537 900 45 3650 21 0 10 As regards chain length one can assess it only as a lower limit from photochemical results. A calculation of chain length does not take into account the reduction of quantum yields due to re- emission of light by the excited molecule (fluorescence). Also, the terminating collisions of excited particles, leading to the conversion of excitation energy into vibrational energy, are not accounted for. Another proof of the chain mechanism is the retardation of oxidation processes by the addition of as little as 0Ό01-0·1% of some compounds. Compounds capable of retarding the chain reaction in trace amounts are called inhibitors. When used in conjunction with oxi dation reactions they are called antioxidants. Phenols and aromatic amines are often effective antioxidants. The inhibitory activity of these compounds can be understood only in the light of the chain reaction theory. The inhibitor reacts with the radicals initiating the oxidation chain. On the basis of the principle of the non-destructibility of free valence, new radicals differing from those initiating the oxidation chain are formed from the inhibitor. The reaction between an inhibitor molecule, InH, and the free radical initiating oxidation (e.g. the hydroperoxide radical RO2) can be illustrated schematically as follows: InH+ RÓ2-^R02H-Mn. The inhibitor radical In is normally of low activity and in capable of taking part in chain propagation. It therefore eventually recombines with any of the radicals and is thus eliminated from the reaction. It is thought that the In radical recombines with another of the same type to form an Inj molecule. If one assumes that chain termination in the presence of an inhibitor (at very low concentrations) occurs due to the reaction between the chain initiating radicals and the inhibitor molecule, one