The Influence of Safety Culture on Safety Performance in Saudi Arabian Construction Industry Nayef Saad The University of Salford The School of the Built Environment Submitted in Partial Fulfilment of the Requirements of Degree of PhD July 2016 Table of Contents Table of Contents ....................................................................................................................... I Acknowledgments..................................................................................................................... X Declaration ............................................................................................................................... XI Abstract .................................................................................................................................. XII 1. CHAPTER ONE- INTRODUCTION ................................................................................ 1 1.1 Background ................................................................................................................. 1 1.2 Culture and the Safety Performance of an Organisation ............................................. 3 1.3 Research Problem ........................................................................................................ 8 1.4 Justification for the Research ...................................................................................... 9 1.5 Aim and Objectives ................................................................................................... 12 1.6 Research Questions ................................................................................................... 13 1.7 Scope of work............................................................................................................ 13 1.8 Overview on Research Methodology ........................................................................ 14 1.9 Contribution to Knowledge ....................................................................................... 15 1.10 Thesis Structure ......................................................................................................... 16 1.11 Summary & Way Forward ........................................................................................ 18 2. CHAPTER TWO- LITERATURE REVIEW .................................................................. 19 2.1 Introduction ............................................................................................................... 19 2.2 Culture ....................................................................................................................... 20 2.2.1 Culture Model .................................................................................................... 21 2.2.2 Middle East Culture ........................................................................................... 24 2.3 Organisational Culture .............................................................................................. 28 2.3.1 Organisation Culture and Performance .............................................................. 31 2.4 Types of Organisational Culture ............................................................................... 34 2.5 Organisation Culture in Construction Industry ......................................................... 39 2.6 Organisational Culture in Saudi Arabian Construction industry .............................. 42 2.7 Safety as a Factor in Organisations ........................................................................... 45 2.7.1 Safety Culture Values ........................................................................................ 46 2.7.2 Value for Safety ................................................................................................. 47 2.8 Safety Culture in Construction Industry.................................................................... 48 2.8.1 Safety Culture in Construction Organisations ................................................... 53 2.8.2 Safety Culture in Saudi Construction Organisations ......................................... 54 I 2.9 Components of Safety Culture in Construction ........................................................ 55 2.9.1 Safety Culture and Leadership ........................................................................... 55 2.9.2 Safety Culture and Employee Behaviours ......................................................... 57 2.9.3 Safety Culture and Injury/Accident Rate ........................................................... 58 2.10 Safety Performance ................................................................................................... 59 2.11 Safety Performance in Construction Industry ........................................................... 61 2.11.1 Statistics on the Construction Safety ................................................................. 65 2.11.2 Safety Records in Saudi Arabian Construction Industry ................................... 69 2.12 Impact of Organisational Culture on Safety in the Construction Industry ................ 74 2.12.1 Safety Outcome Variables ................................................................................. 82 2.13 Safety Policies ........................................................................................................... 84 2.13.1 Safety Policies in Construction Industry............................................................ 85 2.13.2 Policies in Saudi Arabian Construction Industry ............................................... 90 2.14 Implementation Challenges in ensuring a culture of safety in the Saudi Arabian construction industry ............................................................................................................ 94 2.15 Factors Affecting Implementation of Safety Policy .................................................. 96 2.15.1 Management Strategy and Commitment ........................................................... 97 2.15.2 Training, Adjustment and Technical Competence ............................................. 98 2.15.3 Commitment to Best practice and Safety Culture............................................ 100 2.15.4 Proficient and Timely Planning ....................................................................... 101 2.16 A Theoretical Framework on Safety Culture for this Research .............................. 104 2.16.1 Behavioural-Based Safety ................................................................................ 107 2.16.2 Supervisory and Managerial Behaviours ......................................................... 108 2.16. Summary ................................................................................................................... 109 3. CHAPTER THREE: RESEARCH METHODOLOGY ................................................. 111 3.1 Introduction ............................................................................................................. 111 3.2 Methodological Frameworks................................................................................... 112 3.3 Research Philosophy ............................................................................................... 114 3.3.1 Positivism ......................................................................................................... 115 3.3.2 Realism ............................................................................................................ 116 3.3.3 Interpretivism ................................................................................................... 117 3.3.4 Pragmatism ...................................................................................................... 117 3.3.5 Adopted Interpretivism philosophy with justification ..................................... 118 3.4 Research Approaches .............................................................................................. 119 II 3.4.1 Inductive Approach .......................................................................................... 120 3.4.2 Deductive Approach ........................................................................................ 121 3.4.3 Qualitative Approach ....................................................................................... 123 3.4.4 Quantitative Approach ..................................................................................... 123 3.4.5 Justification for Using Deductive Reasoning on this research ........................ 123 3.5 Philosophy of Knowledge ....................................................................................... 124 3.5.1 Epistemology ................................................................................................... 125 3.5.2 Ontology .......................................................................................................... 126 3.5.3 Axiology .......................................................................................................... 127 3.5.4 Influence of knowledge Philosophy on the Research Process ......................... 128 3.6 Research Strategy .................................................................................................... 128 3.6.1. Action Research .................................................................................................... 129 3.6.2. Grounded Theory Research .................................................................................. 130 3.6.3. Ethnographic Research ......................................................................................... 132 3.6.4. Experimental Method ........................................................................................... 134 3.6.5. Survey Method ..................................................................................................... 134 3.6.6. Case Studies .......................................................................................................... 135 3.6.7. Justification or using multiple Research Strategies .............................................. 140 3.7 Methodological Choices .......................................................................................... 141 3.7.1 Quantitative Research ...................................................................................... 142 3.7.2 Qualitative Methodology ................................................................................. 143 3.7.3 Mixed Research Methodology ......................................................................... 144 3.7.4 Justification for using Mixed Methodology ..................................................... 144 3.8 Time Horizons ......................................................................................................... 145 3.8.1 Cross Sectional................................................................................................. 145 3.8.2 Longitudinal ..................................................................................................... 145 3.9 Research Technique (Methods) ............................................................................... 145 3.9.1 Interviews .............................................................................................................. 146 3.9.2 Questionnaire Survey ....................................................................................... 150 3.10 Data Analysis .......................................................................................................... 153 3.10.1 Qualitative Data Analysis ................................................................................ 154 3.10.2 Quantitative Data Analysis .............................................................................. 155 3.8.3. Mixed Methods Analysis ...................................................................................... 156 III 3.11 Reliability ................................................................................................................ 158 3.12 Internal Validity ...................................................................................................... 160 3.13 External Validity ..................................................................................................... 160 3.14 Ethical Considerations............................................................................................. 161 3.14.1 Considerations for Confidentiality ................................................................... 164 3.15 Chapter Summary .................................................................................................... 164 4. CHAPTER FOUR: RESULTS ....................................................................................... 168 4.1 Introduction ............................................................................................................. 168 4.2 Questionnaire Analysis based on research objectives ............................................. 169 4.2.1 Factors Affecting Implementation of Safety Culture within the Construction Industry of Saudi Arabia ................................................................................................. 169 4.2.2 Extracted Factors Affecting the Implementation of Safety Culture ................ 172 4.2.3. Descriptive Statistics Factors Affecting the Implementation of Safety Culture .. 178 4.2.4 Distribution of Factors Affecting the Implementation of Safety Culture .............. 185 4.2.5. Inferential Statistics for Questionnaire Survey Results ........................................ 189 4.2.6. Relationship between the experience of the respondent and factors affecting safety implementation: .............................................................................................................. 194 4.3 Interviews Analysis ................................................................................................. 197 4.3.1 Participants ............................................................................................................ 197 4.3.2. Themes on factors affecting implementation of safety polices ............................ 198 4.4 Case Study ............................................................................................................... 213 4.4.1. Participants ........................................................................................................... 213 4.4.2. Themes.................................................................................................................. 213 4.5 Summary ................................................................................................................. 222 5. CHAPTER FIVE: DISCUSSION ............................................................................... 228 5.1. Introduction ................................................................................................................. 228 5.2. Overview of the problem............................................................................................. 229 5.3. Overview of the Findings ............................................................................................ 229 5.4. Research Question One ............................................................................................... 230 5.6. Research Question Three ............................................................................................ 233 5.7. Research Question Four .............................................................................................. 235 5.8. Research Question Five ............................................................................................... 236 5.9. Chapter Summary ........................................................................................................ 238 6. CHAPTER SIX: CONCLUSION AND RECOMMENDATIONS ............................... 240 IV 6.1 Introduction ............................................................................................................. 240 6.2 Conclusion ............................................................................................................... 240 6.3 Research objectives which were set out to be answered by this research ............... 247 6.3.1. Objective one: To investigate the type of organisational culture prevailing in the construction industry in Saudi Arabia. ........................................................................... 247 6.3.2. Objective two: To explore the impact of the safety culture on safety performance. ........................................................................................................................................ 248 6.3.3. Objective three: To discuss the safety policies practiced in the construction industry of Saudi Arabia ................................................................................................. 248 6.3.4. Objective four: To explore factors affecting the implementation of safety policies in the construction industry of Saudi Arabia .................................................................. 249 6.3.5. Objective five: To develop a framework on safety culture leading to better construction safety performance in Saudi Arabia. .......................................................... 250 6.4 Contribution to Knowledge ..................................................................................... 250 6.4.1 A developed Framework .................................................................................. 251 6.4.2 Outcome elements for the First Tier of the Safety Culture Development Framework ...................................................................................................................... 252 6.5 Limitations and Recommendations for Future Research ........................................ 260 6.6 Recommendations for Practice................................................................................ 261 6.7 Recommendations to Theory .................................................................................. 264 6.8 Recommendations to Knowledge............................................................................ 265 6.9 Further Research ..................................................................................................... 265 References .......................................................................................................................... 266 Appendixes ............................................................................................................................ 307 V List of Tables Table 2-2-1 Health and Safety Authority in Europe (Source: Health and Safety Authority, 2014) ........................................................................................................................................ 63 Table 2-2 Summary of earlier studies of safety performance in Saudi Arabia (Source: Alasamri, Chrisp and Bowles 2012, p. 3) ................................................................................ 71 Table 4-1: Sampling adequacy............................................................................................... 170 Table 4-2: The total variances explained by each of the components before and after rotation along with the Eigenvalue for each. ....................................................................................... 171 Table 4-3: Rrotated component matrix for factor 1 with items’ loading ............................... 172 Table 4-4: Rotated component matrix for factor 2 showing items’ loading .......................... 174 Table 4-5: Rotated component matrix for factor 3 showing items’ loading .......................... 175 Table 4-6: Rotated component matrix for factor 4 showing items’ loading .......................... 175 Table 4-7: Rotated component matrix for factor 5 showing items’ loading .......................... 176 Table 4-8: Rotated component matrix for factor 6 showing items’ loading .......................... 176 Table 4-9: Results of Cronbach’s alpha reliability test for each factor ................................. 178 Table 4-10: Descriptive statistics for factor 1 ........................................................................ 179 Table 4-11: descriptive statistics for factor 2 ......................................................................... 182 Table 4-12: descriptive statistics for factor 3 ......................................................................... 183 Table 4-13: Descriptive statistics for factor 4 ........................................................................ 183 Table 4-14: Descriptive statistics for factor 5 ........................................................................ 184 Table 4-15: Descriptive statistics for factor 6 ........................................................................ 185 Table 4-16: Descriptive statistics of the 6 factors .................................................................. 186 Table 4-17: An ANOVA table showing the effect of education on the 6 factors .................. 191 Table 4-18: ANOVA test results for the effect of job type of the six factors ........................ 193 Table 4-19: Pearson’s correlation coefficient and significance levels between experience and factors ..................................................................................................................................... 195 VI List of Figures Figure 1-1: A summary of the key steps taken for the research process (Adapted: Saunders et al., 2009) .................................................................................................................................. 15 Figure 2-1: An abstraction of the Hofstede’s view of Culture and its dimensions (Source: Holt and Wigginton, 2002) .............................................................................................................. 22 Figure 2-2: Contextualisation of organisational culture for companies working in the construction industry (Idea from adapted from: Motawa et al., 2007, Morton and Ross, 2008; Lazarus and Clifton, 2001). ..................................................................................................... 29 Figure 2-3: An abstraction of the meaning of organisational culture to typical construction organisations (Source: Morton and Ross, 2008) ...................................................................... 38 Figure 2-4: Shared Responsibility (Source: Circle of Impact, 2010) ...................................... 41 Figure 2-5: Competing Values Frameworks (Source: Kaarst-Brown et.al, 2004). ................. 43 Figure 2-6: Fatalities per Annum for 2012 (Source: Health and Safety Executive, 2012) ...... 68 Figure 2-7: Different Levels of Safety Culture in Construction Organisations (Source: Bergersen 2003, p. 14). ............................................................................................................ 75 Figure 2-8: A theoretical framework for this Research ......................................................... 106 Figure 3-1: Research Framework based on the onion concept (Saunders et al, 2009) .......... 113 Figure 3-2: Research Onion (Saunders et al., 2012, pp. 143–9) ............................................ 114 Figure 3-3: Example of how inductive reasoning is applied to a research process (Source: Gill and Johnson, 2010) ................................................................................................................ 121 Figure 3-5: Example of how deductive reasoning is applied to a research process (Source: Gill and Johnson, 2010) ......................................................................................................... 122 Figure 3-3: Knowledge philosophical trinity and alignment (Adapted: Durrant-Law, 2005, p16) ........................................................................................................................................ 125 Figure 3-6. A summary of the key steps taken for the research process (Adapted: Saunders et al., 2009) ................................................................................................................................ 165 Figure 6-1: Developed framework for this study ................................................................... 259 VII List of Abbreviations KSA Kingdom of Saudi Arabia OSHA Occupational Safety & Health Administration OHSAS Occupational Health & Safety Assessment Specification HSE Health & Safety Environment ISO International Standard Organisation H&S Health & Safety OHSE Occupational Health & Safety Environment CAPA Corrective & Preventive Action GOSI General Organisation for Social Insurance UK United Kingdome US United States SAQ Safety Attitude Questionnaire GEL General Environment Law EPS Environment Protection Standard PPE Personal Protection Equipment ILO International Labour Organisation EHS Employee Health Scheme NIOSH National Institute for Occupational Safety & Health VIII USA United States of America NEBOSH National Examination Board in Occupational Safety & Health IOSH Institution of Occupational Safety & Health IIRSM International Institute of Risk & Safety Management SIA Safety Institute of Australia APOSH Asia Pacific Occupational Safety & Health NSC National Safety Council PAR Participatory Action Research SPSS Statistical Package for the Social Sciences KMO Kaiser-Meyer-Olkin Measure ANOVA Analysis Of Variance FAD Foundation Associated Degree BSc Bachelor of Science MSc Master of Science IX
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