The Pennsylvania State University The Graduate School College of the Liberal Arts THE INCLUDED MIDDLE: LOGOS IN ARISTOTLE’S PHILOSOPHY A Thesis in Philosophy by Omer Orhan Aygun Copyright 2007 Omer Orhan Aygun Submitted in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy May 2007 The thesis of Omer Orhan Aygun was reviewed and approved* by the following: John Russon Professor of Philosophy Thesis Co-Adviser Co-Chair of Committee Special Member Daniel W. Conway Professor of Philosophy Thesis Co-Adviser Co-Chair of Committee Veronique Fotí Professor of Philosophy Christopher E. Long Associate Professor of Philosophy Mark Munn Professor of History Shannon Sullivan Associate Professor of Philosophy Head of the Department of Philosophy * Signatures are on file in the Graduate School. ii ABSTRACT Our dissertation is a research of the various meanings of logos in Aristotle’s philosophy and the conceptual relation between them. Our method is dialectic, bringing a survey of Aristotle’s philosophy together the argumentation of our thesis. We started from the very beginning of the Aristotelian corpus, we devoted our first two chapters to Aristotle’s logic, chapters III and IV to his philosophy of nature, and our last chapters V and VI to his ethical political philosophy. Thus, we have worked on four fundamental meanings of logos respectively: “standard”, “proportion”, “reason” and “discourse”. Our thesis is the following. In its four fundamental meanings in Aristotle’s philosophy, logos each time refers back to a focal meaning: a relation between terms that preserves them together in their difference instead of collapsing one term to the other or holding them in indifference. Thus “standard”, “proportion”, “reason” and “discourse” as well as their synonyms and derivatives all refer back to a relation between formerly contrary or mutually exclusive terms. Thus the term logos in Aristotle provides the inclusive counterpart to what could appear as a simply exclusive principle of non-contradiction or of the excluded middle. Most significantly, the sense of logos which defines human beings refers to their ability to understand and express both experiences made first hand and experiences they have not had and may or will never have first hand. It is this sense of logos that sheds light on the specifically human character of education, science, historiography, politics, psychology, sophistry and philosophy. iii TABLE OF CONTENTS Acknowledgements.....................................................................................................vii INTRODUCTION.........................................................................................................1 A. THE QUESTION.........................................................................................3 B. ARISTOTLE’S METHOD..........................................................................7 1. Dialectic...........................................................................................7 2. Aristotle on method and diaclectic................................................12 3. Dialectic as a way toward nature...................................................14 4. The modality of dialectic...............................................................18 5. Dialectic as maieutics....................................................................21 C. METHOD OF THE DISSERTATION......................................................23 1. Two impasses: Inductive method...................................................23 2. Two impasses: Deductive method.................................................28 3. Method of the dissertation.............................................................32 4. Outline of the dissertation..............................................................36 5. Further perspectives.......................................................................41 Chapter 1. BEING: LOGOS IN THE CATEGORIES..................................................48 A. HOMONYMY...........................................................................................49 1. Aspect............................................................................................50 2. A kind of somnolence....................................................................54 3. An exclusive version of the principle of non-contradiction...........55 4. “Underlying thing”.........................................................................56 5. An example....................................................................................57 B. SYNONYMY............................................................................................61 1. Logos of being................................................................................62 2. A kind of waking...........................................................................65 3. An inclusive version of the principle of non-contradiction...........67 4. Another sense of “underlying thing” ............................................71 5. Return to the example....................................................................73 C. RECAPITULATION AND REORIENTATION......................................78 Chapter 2. POTENCY: LOGOS IN ON INTERPRETATION.....................................86 A. THE INHERENCE OF LOGOS................................................................87 1. The problem...................................................................................88 2. Revision of the project...................................................................91 3. Return to Aristotle’s example........................................................94 4. Return to logos...............................................................................98 5. Return of logos.............................................................................100 B. POTENCY...............................................................................................103 1. A trivial concept of potency.........................................................104 2. A temporal concept of potency....................................................105 3. Motion..........................................................................................109 4. Action...........................................................................................112 iv 5. Potency and logos........................................................................114 C. RECAPITULATION AND REORIENTATION....................................118 Chapter 3. NATURAL MOTION: LOGOS IN THE PHYSICS................................121 A. THE NATURAL......................................................................................122 1. The definition of nature...............................................................124 2. Undoing conceptions of early modern physics............................126 3. Everyday “physics” .....................................................................133 4. Nature as being-at-work...............................................................136 5. Logos and nature..........................................................................139 B. THE ORGANIC.......................................................................................142 1. The soul as eidos..........................................................................144 2. The soul as entelekheia................................................................147 3. The organic..................................................................................151 4. Nutrition.......................................................................................153 5. Reproduction................................................................................158 C. RECAPITULATION AND REORIENTATION....................................162 Chapter 4. ANIMAL MOTION: LOGOS IN ON THE SOUL...................................169 A. SENSATION...........................................................................................171 1. Affection......................................................................................172 2. The fire example..........................................................................176 3. Alteration.....................................................................................177 4. The wax example.........................................................................180 5. The lyre example..........................................................................183 B. LOCOMOTION.......................................................................................189 1. “Transperception” .......................................................................189 2. Locomotion..................................................................................192 3. The “practical syllogism” ...........................................................195 4. A middle term..............................................................................198 5. Beyond locomotion......................................................................201 C. RECAPITULATION AND REORIENTATION....................................205 Chapter 5. HUMAN ACTION: LOGOS IN THE NICOMACHEAN ETHICS..........211 A. ETHOS.....................................................................................................213 1. An unpractical syllogism.............................................................215 2. A tripartite soul............................................................................217 3. A kind of learning........................................................................221 4. A kind of imitation.......................................................................224 5. The limitation of ethos.................................................................226 B. HEXIS......................................................................................................228 1. A new kind of listening................................................................228 2. Hexis............................................................................................231 3. Freedom.......................................................................................233 4. Medicine, architecture and music................................................235 5. Hexis meta logou..........................................................................237 v C. ÊTHOS.....................................................................................................240 1. Hexis kata ton logon....................................................................240 2. Bodily hexis.................................................................................244 3. Moral virtue.................................................................................247 4. Deliberation..................................................................................251 5. The dilemma of character painting..............................................254 D. RECAPITULATION AND REORIENTATION.....................................260 Chapter 6. HUMAN DISCOURSE: LOGOS IN THE POLITICS............................265 A. SOUND AND VOICE.............................................................................267 1. Production of sound.....................................................................270 2. Reception of sound......................................................................272 3. Physiology of voice......................................................................274 4. Semantics of voice.......................................................................275 5. Reception of voice.......................................................................279 B. THE FIRST ARTICULATION OF LOGOS...........................................281 1. Letters..........................................................................................282 2. Articulation..................................................................................289 3. Nouns...........................................................................................292 4. Meaning.......................................................................................300 5. Understanding..............................................................................304 C. THE SECOND ARTICULATION OF LOGOS......................................309 1. Wish.............................................................................................309 2. Autopsy........................................................................................315 3. Three kinds of hearing.................................................................319 4. Human logos................................................................................325 5. Conclusion...................................................................................328 CONCLUSION..........................................................................................................340 A. THESIS....................................................................................................341 1. Back to “logos of being” .............................................................341 2. Thesis and summary of dissertation.............................................342 3. Implications of human logos........................................................346 B. THE HUMAN CONDITION..................................................................351 1. The Cycloptic...............................................................................351 2. Law..............................................................................................354 3. Language......................................................................................356 4. Love.............................................................................................360 5. The Oedipal..................................................................................364 C. NOUS.......................................................................................................370 BIBLIOGRAPHY......................................................................................................375 APPENDIX: LEXICOLOGY OF LOGOS................................................................389 INDEX OF GREEK TERMS………………………………………………………393 vi ACKNOWLEDGEMENTS I would like to express gratitude to Rémi Brague who generously offered me his support, advice and erudition, as well as debt to my friends Katherine Loewy, Eric Sanday, Hakan Yücefer, David Bronstein, Gregory Recco, William Harwood, Erdem Gökyaran and Michael Schleeter who have contributed to my work by their discussions and criticisms. I would also like to thank the Philosophy Department at the Pennsylvania State University for providing me an educational and therefore philosophical setting during four years, and the Fulbright Foundation which granted me optimum work conditions for thesis research in Paris in 2005-2006. None of them is to be held responsible for any shortcoming in the following, but the rest of it could not be written without them. vii Canım annemle babam Güzin ve Birol Aygün’e.1 1 Turkish for “To my dear parents, Güzin and Birol Aygün.” viii INTRODUCTION “They do not understand how that which is disrupted has the same logos as itself: a back-turning harmony as in the bow and the lyre.” Heraclitus.1 In this dissertation, we investigate the various meanings of logos in Aristotle’s philosophy. We argue that they all refer back to one focal meaning: a relation between terms that preserves them together in their difference instead of collapsing one term to the other or holding them in indifference. Thus the term logos in Aristotle provides the inclusive counterpart to what could appear as a simply exclusive principle of non-contradiction or of the excluded middle. In the specific context of human beings, logos refers to their ability to understand and express experiences they have not had and may or will never have first hand. Our dissertation takes the hybrid form of an argumentative research, each of its six chapters focusing on the function of logos in each of the following six Aristotelian texts: the Categories, On Interpretation, Physics, On the Soul, the Nicomachean Ethics and the Politics. Seen retrospectively, our work presents arguments for our thesis, while prospectively it assumes the form of a research offering interpretations of particular central passages from these works. The former aspect of our thesis thus is well-suited to the reader who would approach the text “horizontally” from beginning to end, as indeed we wish each reader to do, while the latter welcomes the reader limiting herself with a “vertical” reading of isolated chapters. Each chapter opens with a compact road-map for the ongoing overall 1 argument, and then with a brief fresh introduction on the specific topic of the chapter for the reader who has just opened the text. To partially avail the reader from having to open the original texts while reading our thesis, the translations from Ancient Greek, all made by us, attempt to be as literal as possible at the risk of not always being eloquent in English, and as consistent as possible in terms of the correspondence between the central Ancient Greek words and their English translations. For the latter purpose we added a short index of Ancient Greek terms at the end of our dissertation. In this introduction, we first present our topic in the context of Aristotle’s work and of his posterity, and then attempt to justify our overall procedure in relation to Aristotle’s own method. 2
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