THE IMPACT OF MEANING-MAKING COPING ON •(cid:9) PSYCHOLOGICAL ADJUSTMENT TO CANCER Virginia Lee Faculty of Medicine, School of Nursing McGill University, Montreal April, 2005 A thesis submitted to the Faculty of Graduate Studies and Research in partial fulfillment of the requirements of the degree of Doctor of Philosophy © Virginia Lee 2005 11 • Abstract The diagnosis and management of cancer evokes profound questions about one's understanding of the self, the world, and one's purpose in life. The stress and coping literature suggest that the process of meaning-making provides a suitable framework to study such existential questions, as well as an ideal method of intervention. Through a series of manuscripts, this thesis examines the construct of meaning-making within the specific domain of cancer, describes the development of a meaning-making intervention, and assesses the impact of meaning-making coping on psychological adjustment to cancer. The recent proliferation of studies on the concept of meaning that includes the adult cancer experience has been conceptualized and operationalized in a variety of ways. To better understand and use the meaning-making concept within the cancer experience, a systematic review of the literature was conducted to synthesize the current level of knowledge and determine where research should be directed. This review of the empirical and qualitative findings suggested that the successful ability to construct a sense of meaning in illness may lead to positive psychological outcomes. Thus a novel meaning-making intervention (MMI) for cancer patients was developed, and its applicability as well as its effects on psychological adjustment to cancer were explored in a pilot study with a heterogeneous group of patients. Significant improvements in self- esteem and self-efficacy were reported in a small, uncontrolled sample and encouraged the need for further confirmatory testing. 111 Guided by the pilot study results, a randomized controlled trial tested the effect of the MMI on levels of self-esteem, optimism, and self-efficacy in a homogeneous sample of newly diagnosed breast or colorectal cancer patients. After controlling for baseline differences on each outcome variable, participants in the experimental group (n=35) who received the MMI were found to have significantly improved perceptions of self-esteem, optimism, and self-efficacy immediately following receipt of the MMI compared to the control group (n=39) who received usual care. Although the generalizability of the results warrants further examination, the MMI is proposed as a feasible and beneficial approach to address the existential concerns of patients during the cancer experience. iv Résumé Le diagnostic du cancer et la gestion de cette maladie suscitent des interrogations profondes sur soi, la vie et le sens de sa propre vie. La litterature sur les sujets du stress et de l'adaptation a cette situation suggêre que le processus du « faire-sens » (meaning- making) fournit a la fois un cadre pertinent a l' etude des questions existentielles lièes cette experience ainsi qu'une methode ideale d'intervention. A travers une serie de textes sur le sujet, cette thêse examine le construit du « faire-sens » a l'interieur du domaine specifique du cancer, decrit le developpement d'une intervention 'Das& sur le processus du «faire-sens» et evalue l' impact du mecanisme d' adaptation du «faire-sens» sur l'ajustement psychologique au cancer. La recente proliferation d' etudes sur le concept de « sens » chez l'adulte atteint d'un cancer a conceptualise et mesure le «faire-sens» de diverses fawns. Afin de mieux comprendre et de mieux utiliser le concept du « faire-sens » dans le cadre d'un cancer, une revue systematique de la litterature a ete effectuee pour faire la synthêse du niveau actuel des connaissances et pour determiner dans quelle direction la recherche devrait etre dirigee. Cette revue des resultats qualitatifs et empiriques suggeraient que la faculte de reussir a trouver un sens a la suite d'un diagnostic de cancer peut conduire a des resultats psychologiques positifs. Une intervention originate de « faire-sens » chez des patients atteints d'un cancer a ete developpee et sa possible application a la population cancereuse ainsi que ses effets sur l'ajustement psychologique au cancer ant ete explores dans une etude pilote. Des ameliorations significatives de l'estime de soi et de la confiance en ses propres capacites a gerer la situation ont ete rapportees dans un petit echantillon non contrOle, resultats qui encourageaient la poursuite de recherches ulterieures pour en confirmer les resultats. A la lumiêre des resultats de l'etude pilote, un essai contrede randomise a ete concu pour examiner l'effet de l'intervention de « faire-sens » sur les niveaux d'estime de soi, d'optimisme et de la confiance en leurs propres capacites chez un echantillon homogêne de patients qui avaient ete rëcemment diagnostiques avec un cancer du sein ou colorectal. Aprês un contrOle des differences de base, on a decouvert chez les participants du groupe experimental (n=35) qui ont beneficie d'une intervention de « faire-sens » que ces patients avaient une meilleure perception de l'estime de soi, de l'optimisme et de la confiance en leurs propres capacites a gèrer la situation tout de suite apt-6s l'intervention compares au groupe temoin (n=39) qui a beneficie des soins habituels. Bien qu'un examen plus approfondi de la generalisabilite des resultats soit souhaitable, l'intervention de « faire-sens » constitue une approche faisable, bënefique pour traiter les preoccupations existentielles des patients durant leur cancer. vi Table of Contents Abstract(cid:9) ii Résumé(cid:9) iv Acknowledgements(cid:9) xi Preface(cid:9) xiii McGill University Regulations for a Manuscript-Based Thesis (cid:9) xiv Organization of Thesis(cid:9) xvii Contributions of Co-Authors (cid:9) xix Statement of Originality(cid:9) xxi Chapter 1 Introduction(cid:9) 1 • 1.1 Historical Perspective (cid:9) 1 1.2 Prevalence of Cancer-Related Psychological Distress (cid:9) 2 1.3 Cancer-Related Existential Distress(cid:9) 2 1.4 Treatment of Psychological Distress (cid:9) 4 1.5 Overall Research Purpose and Objectives(cid:9) 5 1.6 Ethical Considerations (cid:9) 5 Chapter 2 Hypothesis Development Phase (cid:9) 7 2.1 Preface(cid:9) 7 2.2 Need for Conceptual Clarity (cid:9) 8 2.3 Manuscript One(cid:9) 10 Clarifying "Meaning" in the Context of Cancer Research - A Systematic Literature Review(cid:9) 10 Abstract(cid:9) 11 Introduction(cid:9) 12 Methods(cid:9) (cid:9) 13 Search strategy.(cid:9) 13 Inclusion criteria. (cid:9) 13 Exclusion criteria. (cid:9) 14 Data extraction. (cid:9) 14 Results(cid:9) 15 Methodological aspects.(cid:9) 16 Conceptual aspects.(cid:9) 20 Excluded studies. (cid:9) 25 Discussion(cid:9) 26 vii Conclusion (cid:9) 30 Chapter 3 Methods Development Phase (cid:9) 31 3.1 Preface(cid:9) 31 3.2 Literature Review of Psychological Interventions(cid:9) 31 3.3 Development of a Meaning-Making Intervention for the Cancer Population (cid:9) 36 3.3.1 Appropriateness of Prototype Intervention(cid:9) 36 3.3.2 Rationale for Target Pilot Population (cid:9) 37 3.4 Manuscript Two(cid:9) 40 Meaning-Making and Psychological Adjustment to Cancer: (cid:9) 40 Development of an Intervention and Pilot Results (cid:9) 40 Abstract(cid:9) 41 Introduction(cid:9) 43 Conceptual Framework(cid:9) 43 Meaning-Oriented Clinical Interventions (cid:9) 44 Factors Considered in Developing the Intervention (cid:9) 46 Methods(cid:9) 48 Study population. (cid:9) 48 Intervention. (cid:9) 49 Procedure. (cid:9) 50 Measures. (cid:9) 50 Qualitative analysis.(cid:9) 52 Statistical analysis.(cid:9) 52 Results(cid:9) 53 Sample characteristics(cid:9) 53 Qualitative results: (cid:9) 54 What kind of meaning-making intervention helps cancer patients in their search for meaning?(cid:9) 54 Participant feedback(cid:9) 55 Statistical results (cid:9) 56 Are patients with breast or colorectal cancer, or in a certain phase of the cancer trajectory more likely to benefit from a meaning-making intervention? (cid:9) 56 What outcomes are most sensitive to change following the meaning intervention? (cid:9) 57 What background patient and disease-related characteristics are associated with the changes in outcomes? (cid:9) 57 Discussion(cid:9) 58 Clinical Implications(cid:9) 60 Limitations(cid:9) 60 Conclusion(cid:9) 61 Chapter 4 Controlled Intervention Trial Phase (cid:9) 62 4.1 Preface(cid:9) 62 4.2 Rationale for Methodology (cid:9) 62 viii 4.2.1 Randomized Controlled Trial Design (cid:9) 62 4.2.2 Sample(cid:9) 63 4.2.3 Main Outcome Measures (cid:9) 65 4.2.4 Sample Size Calculations(cid:9) 65 4.3 Rationale for Plan of Analysis (cid:9) 67 4.3.1 Justification for Choice of Analysis of Covariance (ANCOVA) (cid:9) 67 4.3.2 Post-Test Comparisons Between Groups(cid:9) 68 4.3.3 Choice of Covariates(cid:9) 69 4.3.4 Assumptions of ANCOVA (cid:9) 71 4.3.5 Outliers •(cid:9) 72 4.3.6 Missing Values(cid:9) 72 4.4 Manuscript Three(cid:9) 74 Meaning-Making Intervention During Breast or Colorectal Cancer Treatment (cid:9) 74 Improves Self-Esteem, Optimism, and Self-Efficacy(cid:9) 74 Abstract(cid:9) 76 Methods(cid:9) 81 Design. (cid:9) 81 Study population and recruitment. (cid:9) 82 Data collection procedure. (cid:9) 82 Randomization. (cid:9) 83 Meaning-making intervention(cid:9) 84 Usual care control group. (cid:9) 85 Treatment fidelity and integrity. (cid:9) 86 Masking(cid:9) 86 Outcome measures. (cid:9) 87 Demographic data. (cid:9) 88 Sample size. (cid:9) 88 Statistical analysis.(cid:9) 89 Results(cid:9) 89 Participant flow.(cid:9) 89 Sample characteristics(cid:9) (cid:9) 90 Comparability of groups (cid:9) 91 Use of external psychological support.(cid:9) 92 Intervention characteristics. (cid:9) 92 Effect of the MMI on between-group differences. (cid:9) 93 Clinical significance(cid:9) 93 Discussion(cid:9) 95 Limitations and Future Directions (cid:9) 98 Conclusion (cid:9) 101 Chapter 5 Limitations and Directions for Future Research (cid:9) 102 5.1 Meaning-Making and the Disease Trajectory(cid:9) 103 5.2 Meaning-Making and Colorectal Cancer(cid:9) 103 5.3 Meaning-Making and Purpose in Life (cid:9) 104 5.4 Effect of the Meaning-Making Intervention on Cognitive Processing and Emotional Social Support (cid:9) 105 ix •(cid:9) Chapter 6 Conclusion(cid:9) 109 6.1 The Challenge of Integrating Psychosocial Care into Total Cancer Care (cid:9) 110 6.2 Summary(cid:9) 113 References(cid:9) 115 Appendix A. Information to Accompany Systematic Literature Review (cid:9) 144 Appendix Al . Qualitative studies of meaning-making in cancer populations (cid:9) 145 Appendix A2. Quantitative studies related to meaning-making (cid:9) 155 Appendix A3. Assessment of selection and attrition bias in quantitative studies (n=21) (cid:9) 163 Appendix A4. Summary of demographics provided in qualitative studies (n=23) (cid:9) 164 Appendix AS. Summary of demographics provided in quantitative studies (n=21) (cid:9) 166 Appendix A6. Major findings extracted from studies in conceptual review (cid:9) 168 Appendix B. Information to Accompany Pilot Study(cid:9) 169 Appendix Bl. Review of psychological interventions with a meaning-oriented component for cancer patients (cid:9) 170 Appendix B2- Questionnaire packet for pilot study participants (cid:9) 173 Hospital Anxiety and Depression Scale(cid:9) 176 Psychosocial Adjustment to Illness Scale(cid:9) 180 Life Orientation Test(cid:9) 190 Purpose in Life(cid:9) 191 Rosenberg Self-Esteem Scale (cid:9) 195 Karnofsky Performance Status Scale(cid:9) 196 Symptom Distress Scale (cid:9) 197 The Life Experiences Schedule (cid:9) 200 Short Form Social Support Questionnaire (cid:9) 207 Appendix B3- Summary of psychometric properties of background and outcome variables (cid:9) 211 Appendix B4 -Flowchart of procedures to develop and pilot test the meaning-making intervention for cancer patients(cid:9) 216 Appendix B5- Baseline characteristics of sample (N=18)(cid:9) 217 Appendix B6 - Tasks of the Meaning-Making Intervention for cancer patients (cid:9) 218 Appendix B7. Means and standard deviations of main outcome measures(cid:9) 219 at baseline and post-intervention (cid:9) 219 Appendix B8. Correlations among baseline background variables and pre-post test difference scores (cid:9) (cid:9) 220 Appendix C. Information to Accompany Randomized Controlled Trial (cid:9) 221 Appendix Cl. Questionnaire packet for RCT participants (cid:9) 222 Life Orientation Test(cid:9) 224 x • Rosenberg Self Esteem Scale(cid:9) 225 Generalized Self-Efficacy Scale (cid:9) 226 Short Form Social Support Questionnaire(cid:9) 227 Follow-up Questions - Experimental group(cid:9) 231 Follow-up Question - Control Group(cid:9) 232 Appendix C2. Evaluations of the assumptions for ANCOVA (cid:9) 233 C2a. Test of the assumption of independence (cid:9) 233 C2b. Test of the assumption of linearity(cid:9) 234 C2c. Evaluation of the assumption of regression of slopes for self-esteem, optimism, and self-efficacy(cid:9) 235 Appendix C3. Recruitment letter distributed by staff to eligible patients (cid:9) 237 Appendix C4. Standardized script for delayed pre-test questionnaire returns(cid:9) 238 Appendix C5. Standardized script to inform participants about group assignment (cid:9) Appendix C6. Standardized introduction to first session for experimental group (cid:9) 240 Appendix C7. Flow diagram of subject progress through phases of randomized controlled trial(cid:9) 242 Appendix C8. Baseline characteristics for experimental versus control groups (cid:9) 243 Appendix C9. Analysis of covariance: Post-test means and standard deviations (SD) for experimental and control group for each outcome measure (cid:9) 244 Appendix D. Meaning Intervention for Trauma Patients and their Families- (cid:9) 245 Appendix E. A Meaning-Making Intervention (MMI) for Cancer Patients(cid:9) 281 Appendix F. Certificates of Ethical Approval (cid:9) 325 Appendix F 1. Ethical approval for pilot study from the McGill Institutional Review Board and independent hospital sites(cid:9) 326 Appendix F2. Approved consent forms used for pilot study(cid:9) 339 Appendix F3. Ethical approval for randomized controlled trial from the McGill Institutional Review Board and independent hospital sites(cid:9) 351 Appendix F4. Approved consent forms used for RCT (cid:9) 371 •
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