THE HUMANS WHO WENT EXTINCT Clive Finlayson is Director of the Gibraltar Museum and adjunct professor at the University of Toronto. He is an evolutionary ecologist with a DPhil from the University of Oxford. For the past fifteen years he has combined his ecological work with birds with leading an international multidisciplinary project that has focused on excavations of the Pleistocene caves in Gibraltar, especially Gorham’s Cave, recently confirmed as the site of the last Neanderthals on the planet. Clive is a leading exponent of the relationship between climate change, ecological change, and human evolution. His views have been summarised in his book Neanderthals and Modern Humans: An Ecological and Evolutionary Perspective (CUP, 2004) and numerous research papers. THE HUMANS WHO WENT EXTINCT WHY NEANDERTHALS DIED OUT AND WE SURVIVED Clive Finlayson Great Clarendon Street, Oxford OX2 6DP Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offices in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York © Clive Finlayson 2009 The moral rights of the author have been asserted Database right Oxford University Press (maker) First published 2009 First published in paperback 2010 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer British Library Cataloguing in Publication Data Data available Library of Congress Cataloging-in-Publication Data Finlayson, Clive, 1955– The humans who went extinct: why neanderthals died out and we survived / Clive Finlayson. p. cm. Includes bibliographical references. ISBN 978–0–19–923918–4 (hardback) 1. Neanderthals. 2. Human evolution. 3. Social evolution. I. Title. GN285.F54 2009 303.4—dc22 2009020070 Typeset by SPI Publisher Services, Pondicherry, India Printed in Great Britain by Clays Ltd., St Ives plc ISBN 978–0–19–923918–4 (Hbk.) ISBN 978–0–19–923919–1 (Pbk.) 1 3 5 7 9 10 8 6 4 2 Contents List of Illustrations Preface Note for the paperback edition Prologue: When Climate Changed the Course of History 1. The Road to Extinction Is Paved with Good Intentions 2. Once We Were Not Alone 3. Failed Experiments 4. Stick to What You Know Best 5. Being in the Right Place at the Right Time 6. If Only…. 7. Africa in Europe—A Mediterranean Serengeti 8. One Small Step for Man … 9. Forever Opportunists 10. The Pawn Turned Player Epilogue: Children of Chance Endnotes Index List of Illustrations 1. Time frame covered in this book 2. Planet of the Apes 3. Pit of the Bones (Sima de los Huesos) 4. Savannahstan 5. Lake and dunes at Doñana 6. Mid-latitude belt 7. Branches of human evolution 8. Niah in Sarawak 9. Mammoth steppe 10. Forbes quarry skull 11. Gorham’s today and Gorham’s reconstruction 12. Dolni Vĕstonice Preface WHY did the Neanderthals go extinct? I often get asked this question when I give a public lecture. The answer most people expect is that our own kind, those referred to as Modern Humans by palaeoanthropologists and simply as Ancestors, or Homo sapiens, in this book, wiped them out; it could have been overt aggression or a more subtle competition but eliminate them we did. Behind these assertions is the perception that ‘our people’ were cleverer than ‘the others’, those ape-like Neanderthals. So it is obvious that when we both met there could only have been one outcome. We are here after all and they are not. I started to question this dogma almost a decade ago now and I have become increasingly dissatisfied with this simplistic explanation. I started by chasing the evidence and found that there was none. When I challenged the defenders of this view at conferences the best answer that I got was that in all archaeological sites that had been studied H. sapiens remains and artefacts always appeared above, and therefore later than, Neanderthal (Homo neanderthalensis) ones so it was clear that H. sapiens had come in and kicked H. neanderthalensis out. When I suggested that the same evidence could be interpreted to mean that H. sapiens were only able to enter these caves once the Neanderthals had gone, and by implication that the Neanderthals had actually kept them out, there was silence. The point is that sometimes one piece of evidence can be interpreted in more than one way, in the process raising doubts about uncorroborated assertions. The staunch crusaders of the idea that H. sapiens actively replaced H. neanderthalensis continue to cling onto this idea in the face of increasing evidence against it. But that is part of the process that is science. Who were the Neanderthals? They were humans who separated from our lineage around half-a-million years or so ago (the precise time is uncertain). In this book I will treat the two, for convenience, as separate species (Neanderthals, H. neanderthalensis and Ancestors, H. sapiens) since they reperesent two distinct lineages that appear to have been geographically isolated—H. neanderthalensis in Eurasia and H. sapiens in Africa—for a considerable time. But this should not be taken to mean that I am convinced that the degree of distinctiveness between the two merits giving them such a status. Other authors consider them subspecies of H. sapiens (H. sapiens neanderthalensis and H. sapiens sapiens) but the acid test—did they interbreed and therefore behave as a single biological species?—is hard to show from fossils. Since the separation of the two lineages, our people and the Neanderthals developed differences that probably had to do with their lifestyles. The Neanderthals became a tough, well-built, people. They had large brains, even bigger than ours, and they lived across Europe and northern Asia as far as eastern Siberia and perhaps even into Mongolia and China. They could probably speak and they were highly adaptable; in some places they ambushed deer and even larger animals while in others they beachcombed or gathered pine nuts. Rarely would they have taken on the largest animals—the image of the Neanderthal taking on a woolly mammoth is probably false. They probably scavenged these giants instead, chasing off wolves and hyaenas in the process. The Neanderthal lifestyle worked for tens of thousand of years. Our ancestors came from Africa but the routes that they followed, now much clearer since genetic markers have been used to trace the pathways, were not straightforward; we will look at these in this book. There are enigmas waiting to be resolved along the way: why did these people reach Australia almost 15 thousand years before they got into Europe which is much closer to Africa? Were the Neanderthals keeping them out? It is now quite clear that the big entry of H. sapiens into Europe and across Siberia started off in Central Asia: most Europeans, Native Americans, and eastern Asians come from this stock. There are also tantalizing glimpses that suggest increasingly that other people may also have been around. Why should it only have been Neanderthals and our ancestors? As we begin to understand the complex panorama of prehistoric humans in greater detail we may be surprised to find that the diversity of peoples, from populations to species, was much greater than the simple H. sapiens–neanderthalensis dichotomy which we have inherited. The discovery of the Hobbits, H. floresiensis, on Flores is the tip of the iceberg. But we still have to answer the question ‘Why are we here and not the Neanderthals?’ I am afraid that my answer is not as simple as ‘we clubbed them on the head.’ The answer is actually a series of answers and, even though we are much closer today than we have ever been to resolving the question, these answers are incomplete. At one level the drastic climate changes that hit the parts of the world where the Neanderthals lived after 70 thousand years ago decimated and fragmented their world. Because the stocky body of the Neanderthal had been interpreted as an adaptation to cold climate, the idea that the cold had a negative impact on them was not given serious consideration. But body proportions are not only linked to climate: in the case of the Neanderthals it had more to do with their hunting style and, in any case, when conditions were really cold in northern Eurasia the Neanderthals were simply not there anyway. For over 40 thousand years constant attrition by cold environments took its toll and it is to their credit that the Neanderthals held on for so long. In comparison, our people never had it so rough for such a length of time. The last Neanderthal populations, scattered in southern Iberia, Crimea, the Caucasus, and other remote haunts, were like endangered populations of giant pandas or tigers of today. They slowly vanished, one by one. By then they had become ‘living dead’ and the stories of the disappearance of each nucleus were probably very different: disease, inbreeding, competition, random fluctuations in their numbers. Huge progress has been made in recent years, particularly in the field of genetics and the study of ancient DNA. We know now that Neanderthals were
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