the human context publishes work in English, French, Spanîsh, German and Italian, and first, authorized translations rrom these and other languages. Its aims are twofold: ta explore the conceptual and methodological links be tween the Sciences of Mao such as Psychology, Psychoanalysis, Anthropology and Sodology in their implicit philosophical assumptions; ilS model is trans-cultural. from a mainly European vantage-point. Dr. Jean Gui/hot, Neuropsych. et Docteur es-Lettreset Editorial Board: Sciences Humaines, Att. Maison Nat. de St. Maurice Dr. J"hn B. O'Mal/ey, Dept. of Social Sciences, Univer (1).9 Rue Franquet, Paris 15e, France sity of Liverpool, Liverpool 7, England Prof DolI. Mara Stlvini Paumo/i, Vie Vittorio Veneto 12, CelKSl Gross, Dept. of Humanities, Chelsea College Milan, Italy ofScience and Technology, University of Landon, Dr. JOSt Mo. Gal14rt Capdevila, Jefe Clinica del Patronato landon, England National de Asistencia Psiquiatrica, Dante 63, Bar Dr. Salman Raschid, England celona, Spain Praf Dt. Dieftr !anBen, Director. UniversitaUkliniken Prof Eusene T. Cendlin, Dept. of Psychology, Univer Mainz, 6500 Mainz, Langenbeckstrasse 1, Fed. Rep. sity of Chicago, Chicago, III. 60637, U.s.A. of Germany wren R. Mosher, Chief, Center for Studies of Schi Erau Doz. Dr. Christa Kohler, Abteilung fur Psychothe zophrenia, National Institute of Mental Health, 5<45<4 rapie und Neurosenforschung. Karl-Marx-Univer Wisconsin Ave., Chevy Chase. Md. 20203, U.s.A. sitat, 701 Leipzig, Karl-Tauchnitz-Strasse 25, Prof Bernard G. Rosen/hal, Dept. of Sociology, Illinois German Dem. Rep. Institute of Technology, Chicago, III. 60616, U.S.A. Responsible Editor: Paul A. Senfi, 17 Platt's Lane, London N.W. 3, England Each volume of the review will contain about 500 pages yearly, in three or four issues ! Chaque volume de la revue comportera environ 500 pages par an, en trois ou quatre fascicules. Subscription rate per volume (postage included) / Abonnement par volume (port inclus) H. 45.- (L 5/5/-, U.S. $ 12.50, DMW. 49.50, FrJ.6\.20) Single issues (postage included) / Le fascicule (port inclus) H. 12.50 (,h 29/2, U.S. $ 3.50, DMW. 13.75, Fr.f. 17.-) Subscriptions should be sent to the publisher / Abonnements doivent etre adresses il la maison d'edition Springer-Science+Business Media, B. V. .1 ar ta any bookseller ou il une librairie t>e AII contributions, correspondence an editorial matters and books for review should adressed to: Priere d'adresser les contributions, toute correspondance relative il la redaction ainsi que les livres pour compte rendu il: The Responsible Editor, Dr. Paul A. Senft, 17 Platt's iane, London N.W. 3, England (Tel. 01-4.359266) ISBN 978-94-015-1618-1 ISBN 978-94-015-2747-7 (eBook) DOI 10.1007/978-94-015-2747-7 "THE HUMAN CONTEXT" Summer I968 Uncertainty Violence and Hope * J I. Aiming at the certainty of Knowledge in interdisciplinary science or Groping for insight into being: - finding the ultima ratio in the use of "mighty force." To join the host of periodicals that compete for contributors, readers, and their own survival, will not in itself establish a claim to attention. Nor can such a claim be reinforced by a title to corporate representation: the HUMAN CONTEXT is not the institutionalized voice of a professional grouping discussing its scientific subject matter and promoting its own interests. Individual initiative has brought it into existence, independence must safeguard its life, and a global perspective will remain its arduous objective. Its concern is with the human sciences as such, though seen from the vantage-point of its originators whose field is psychotherapy, philosophy, psychoanalysis, sociology. The scientific universe is expanding with increasing speed into galaxies of self enclosed specialities, leaving all human vision of past totalities in fragments. The specifically human sciences, so recently born and still at the very beginning of their operational efficacy, often appear already beyond the reach of unifying insight. Specialization overgrowth is ofter blamed for it. But who can dispute that special ization is an instrumental necessity, that it differentiates areas and "isolates factors" in the selective concretization of the means to achieve the self-contained rationality of ends? The emphasis on wholeness and Humanity does not always meet with rejection by a "narrow empiricism" when the scientist suspects the nebulous vastness of all-embracing "totalizations" and listens unmoved by an eloquence which obscures the scrutiny of means. "Concentration on facts," the basic postulate of positivism, is indeed the daily bread of all sciences, always provided that it does not pour con tempt on the search for the hidden epistemology of assumptions implicit jn such concentration, and refrains from damning such a search as "obscurantist meta physics," or simply "meaningless" in its linguistic illogic. "Concentration on facts" is dependent on "concentration on meaning" and both must remain open to the a * Une traduction fran;;:aise de cet essai sera publiee - cause des evenements des derniers mois en France - dans la prochaine edition. 11 The Human Context renewed scrutiny of both meaning and fact. They both result from the analysis of two structures: that of human experience, and that of language in which experience is embedded and transformed; this dual scrutiny forms the epistemology which has to be held in check by its own genesis. The HUMAN CONTEXT will aim at an orien tation which could be called an "open phenomenology," a fundamental analysis of the process of human experience, which on its pages shall itself become a dia-Iogous experience of intellection. Its openness is best described in the words of Husserl's Cartesian Meditations: "Every attempt of the historically developed sciences to attain a better grounding or a better understanding of their own sense and per formance is a bit of self-investigation on the part of the scientist. But there is only one radical self-investigation, and it is phenomenological." It is a freely evolving direction, but its freedom should not be mistaken for neutrality or interdisciplinary eclecticism. "Neutrality" in the human sciences is a particularly dubious claim. The employ ment of strictly scientific methods is supposed to exclude all objectives containing value-decisions. It is also held that the a posteriori nature of scientific findings is incompatible with the "subjective" choice of a pre-set purpose which will influence the application of methods. This double denial is today under attack even from many "exact" natural scientists, who face the ever-present challenge of values in their own fields. And it proves altogether pretentious in the case of the human sciences, the necessarily "conjectural character" of which is often contrasted with the natural sciences. As to the practical attainments of "interdisciplinary" research, they lead into blind alleys if they merely co-ordinate "findings" which are not transformed into totalized insights or give rise at least to concepts of "multi-causative wholes." Each science struggles with the twofold problem of - first - how to define its single vari ables statistically, operationally, or in qualitative meaning-contexts and - second - how to establish the interdependence of these variables so that in the special field of the particular science a model of one-way causation can become acceptable. "Inter disciplinary" links among several sciences demand, moreover, supervening criteria for the interrelatedness of models which are not only heterogeneous to each other but have been constructed, to begin with, from heteronomous constituent variables. The concept of "multi-causative wholes" depends, it seems, on a methodological ground work which goes far beyond "interdisciplinary" co-ordination of data; these always require an analytical comparison of their conceptual categorization and such a confrontation inevitably leads into basic problems of epistemology. Thus the call for "interdisciplinary" collation of expertise may well hide the discomfort about the scientifically inaccessible nature of "totalized insight" and a resistance to ac knowledge it as a transcendent act of cognition on the phenomenological model. "Totalized insight" has in some scientific ears the ring of "speculative metaphy sics," worthless as "Knowledge" by any degree of certainty. But if "certainty of Knowledge" is the true scientific ambition, it is still pursued against the background Uncertainty, Violence and Hope iii of queries which are today no longer even discussed. Science offers increasing certain ty of Object-Knowledge in the sense of more and more precise operations with things in the World. Strangely enough, the Knowledge of certainty in the human experience of Being decreases to the same extent at which objects become accessible to operations by men and men themselves are transformed into objects similarly operable by other men. Certainty of Knowledge has in modern European history become sharply divorced from the certainty of Being. It is the gulf between the two (un-)certainties that brought about the urgency which seems to drive on scientific object-knowledge to multiply and specialize - as if to cover up the collapse of all existential certainty. In spite of Heidegger's well-nigh incomprehensible call to heed our "oblivion of Being" and return to the queries of the Pre-Socratics, his philosophy-poetry seems to survive more insistently than some other contemporary schools. But Parmenides confronts Being and Thought only to show that this is what human mortals do as they uproot themselves in the divinely founded Oneness of Being. Heidegger's notion of Being radically breaks with all traditional metaphysics so abhorred by the scien tism of empirical philosophers who avoid rather than come to grips with traditional metaphysics which continuously shadows them. The "Great Chain of Being," the gradually perfectible Scheme of Cosmic Rationality is not that of Heidegger, nor has it anything to do with contemporary ontological phenomenology. It is surely no coincidence that it was Heidegger, and no other among the twentieth-century phi losophers, who was found to be of direct appeal to at least one group of human scientists. His ontology speaks to psychiatric clinicians on the search for the under standing of some basic facts: the operational concepts of psychogenesis, ofthe becoming of the Person, Self, Identity, the certainty and disintegration of Being as the roots of experience in World and Time - these empiricists brought up in the medical traditions of tangible evidence were no a priori partisans of metaphysical "her meneutics." They were men of the "physis" and remained committed to "praxis." In more than one sense, European psychology and some biological philosophy signifies the reverse direction which natural science has taken since the seventeenth century. John Locke's philosophy of sense experience is the true foundation of the theory of Knowledge on which empiricism based its philosophy. But when his scepticism severely distinguished between the certainty of Knowledge that science can offer as factual truth, from the uncertain Knowledge which sense experience makes possible only in the form of intuitive Knowledge of our own existence, he took his clues from a physician, Sydenham, and the chemist, Boyle. Although he had a great deal to say about "personal identity," such self-knowledge was only possible with the help of the introspective association of ideas in Time. There was no other approach to establish any identity of the person, and he advised men to "employ their minds with variety, delight and satisfaction, if they will not boldly quarrel with their own constitution." They should "not lose our thoughts into the vast ocean of being and should busy themselves with what may be of use to us, for of that they are very capable." His scepticism and pragmatism was opening the door to that kind iv The Human Context of phenomenalism which could link him with Freud and William James. But he also led the way which banished experience from European philosophy and relegated the study of the sources of all human experience, the human Subject, to a negligible place. In an all too summary fashion one could say that there are three sources from which certainty of Knowledge are obtained. r) From axiomatic faith in God's existence and creativity; 2) from Cartesian doubt allayed in logical induction to ontological proof; and 3) from the scientific evidence found by the team of Baconian experimenters. Only axiomatic faith unites certainty of knowledge with a sense of certainty of being. Neither Bacon nor Descartes can convincingly do this. Both offer inference in various ways through science or the inbuilt Cogito. Posterity, insofar as it followed Descartes who eventually "resolved to make my studies within myself," studied the human mind as a mental entity, not the total experience of the human person, and succumbed to an irreconcilable dichotomization between matter and spirit. Not until Kierkegaard, Schopenhauer and eventually Husserl, has "intuition" regained its significance as the search for the synthesis of all human experiential modalities. The great variety of philosophical and psychological conceptions which go under the blanket name of "Existentialism" today signify nothing but a return to the emphasis on and the departure from experience as the only focus in a state of doubt, conflict and an ab sence of all sense of secure being. But what kind of experience can we talk about after man has lost sight of God who - according to Pascal - went into hiding, and after man became uncertain of the truth of his sense-perception, :.:.ccording to Hume. And what kind of answers could be attempted to the sharp split of dichotomized cognition such as Berkeley's doctrine brought to a head? Here was a philosophy which was untrue in fact yet consistent in its logic. It radically denied the existence of matter. To recall James Boswell's famous description of how Dr. Johnson refuted this doctrine has a particular significance today. The answer he offered was the actual behaviour of the objects themselves of which we have total experience. But what in this context is "experience"? If it is sense-per ception then we meet the doubts of the cogito and those of Hume. If it is logical inference reaching the point at which synthetic judgement becomes possible, then it can, as we know today, still be empirically falsified. Dr. Johnson was "striking his foot with mighty force against a large stone, till he rebounded from it. 'I refute it thus'." It is not only the observed behaviour of objects in human experience, but also the test of human experience through the behaviour of the objects which consti tutes Dr. Johnson's total experience. If this is the account of the reciprocal related ness between acts of being, - in man's experience - a particular conjunction of these can constitute ontological evidence. But more topically Dr. Johnson's rebounding kick may be seen in the light of a paradigm: it is the ultima ratio of a man who having lost both certainty of knowledge and his assurance of being, has to resort to the experience of an act of violence to re-establish both. It was the advice of a man of the Baroque to "employ our minds with variety, delight and satisfaction," and it was the craftsman of the Baroque who was "to busy Uncertainty, Violence and Hope v himself with what may be of use to us." John Locke's empiricism passed through the wealth of sense-perception to the wealth of objects which can be produced for our enjoyment if we make it serviceable. Baroque art and diligent craftsmanship draws its richness of sense-perception from a Manichaeen division of light and shade. Could it be that the age of Baroque made experience luxuriate before it started on the road towards extinction? Nothing succeeds like anxiety in creating the success of Augustan Reason and the flight into the graceful clarities of mathematics. There are precepts of human experience which seem to re-appear in the most diverse circumstances of history. ThePythagoreans are drawn to the music of the Spheres in mathematical formulas and their mystical sect of puritans have supplied the secrets of the hermetic traditions for two thousand years. Descartes, the physician and mathematician, was drawn to the sect of the Rosicrucians, and Newton was preoccupied with ghosts. Anxiety turns man - man's rationality - into the rationalization of "acting out" - the question is only what. European man seemed particularly prone to exteriorize his split identity in the manufacture and accumulation of things. Before their stark reality human experience recedes into realms of the Subjective, which is the realm of ideas, of imagination and of the "Conceits" as opposed to the impersonality of force and energy. Hobbes' "passions" can be rationalized into a necessary "Social Contract" best regulated by principles of a new, atheistic physiological psychology. God enters the scene transformed into a Universal Engineer and Cosmic Clockmaker. With pathogenic conflicts at her very constitution, Europe had to cross the threshold on which Antiquity had to stop short and decline: to arrive at the pervasive mechani zation of a whole civilization, to establish with the help of science and technology an exterior hold over existence, the interior synthesis of which has failed. Her history is the strangely new spectacle of survival by the sheer capacity of renewing "illness gains". Her recurrent disturbances of the structures of human experience are over come sometimes only by total withdrawal from it and by "projecting" herself into the construction of things ("occupational therapy" is the widespread practice in conventional psychiatry). For much of the end of nineteenth-century thought, human experience no longer represents the concern with appearance that screens Being or Essence; it is the sheer epiphenomenal function of precisely definable realities. These are: Matter in the history of man, Fact in the context of experimentally derived truth, and Motive-power of instinctual Energy. Marx's Political Economy, Mach's Em pirical Positivism, and Freud's Psychoanalysis. Their common postulate is a complete scientific anaesthesia for the dissection of human experience and its reduction to matter, energy and fact. For the metaphysics of the Schoolmen, Being and Essence were beyond and behind all human experience. For the logical positivist of the late nineteenth century, experience was either unverifiable Subjectivity or the verifiable source of objective data. In neither case was there any room left for "metaphysics." What logical posi tivism called protocollary verification was a code of rules which were governing statements on observed facts. Problems about the nature of facts and the procedure vi The Human Context which leads to verification, however, became so contested that linguistic analysis discarded all concern with the relevance of experience altogether and confined itself to the investigation of the possible codes of statements, irrespective of any problem of empirical verification. Experience, World, Reality were not the concern of the phi losopher; what he should be doing was the sole search for the meaning of statements which do not cancel each other out through their inner linguistic inconsistency. Only in this way can philosophy clear its table radically from all metaphysical meaning lessness, or the sheer tautology of factual definitions which add nothing to know ledge. Certainly, the demand to confine all philosophy to a therapeutic function, that is to correct the faulty use of language, could have brought all philosophy and not only traditional metaphysics to its final end, at least in the sense in which Whitehead defined its task, "to rationalize mysticism." The tools of therapy are Logic, that is, sym bolic Logic, and pure Mathematics. On the condition, of course, that they change their historical human significance from an ancient status of being the ultimate cognitive structures of ontological essences, - to being systemic links between statements in which human thought can be admitted as fully legitimate in language. Symbolic Logic and Mathematics have in this way no longer a link with the content of human thought either; they are its ultimate terms of reference. In the last resort they are as absolute a body of propositions as any other in the history of philosophy. What is, however, undoubtedly novel about this philosophy is its achievement of certainty - certainty without either knowledge or being. It is a kind of functional autonomy - of Nothing in its linguistic performance. Curiously enough, it is, in a sense, not unlike the concept of Consciousness at which Sartre arrives on ontological grounds. But whilst Sartrian philosophy sometimes commits Consciousness to choice, decision, and even to violence in action, the linguistic analyst is committed to Nothing. 2. The European Self-experience: abandoned in the Universe, striking roots in ethnic groups which condensate and burst into violence. Science, as an interdisciplinary effort, is the modern heir to the liberal open-minded ness of a humanist philosophy. It is methodologically non-committed and forever open to scepticism in matters of truth and evidence. It is the successor of the en cyclopaedic enlightenment. Before the growth of the human sciences as sciences, humanist rationalist philosophy leaned heavily on the classical literary tradition: in descriptive, aesthetic experience there was a force of cohesion which could never be found in schools of philosophy or scientific methodology. The classical tradition had lasted as long as aesthetic experience continued to shape itself in the one mould which gave unity to European history: it was antiquity in mediaeval preservation. When the latent presence of classicism received the impulse of the Renaissance and set Europeans on the road towards discoveries, they found everywhere outside Europe Uncertainty, Violence and Hope vii a plurality of closed worlds beyond their vision, but there to grasp. With the waning of the Middle Ages the same inner plurality, latent within the European world, revealed itself. The vernacular roots of language flowered into the individuality of national existences which disclosed a variety of chthonic cultures. They led to the articulation of an ethnic selfhood which remained submerged from the very beginning of its history. It is this which renders the European situation unique and without comparison or precedent. The consciousness of the European never knew an identity or continuity from these separate chthonic origins of the earliest primary groups to the wider growth of social formations which eventually led to the attempt of a rational synthesis in an all-embracing society. The mythological structures of European past experience were broken off and never evolved into religious system of the same homogeneous order. To begin with, Christianity was trans-ethnic, a religious syncretism from non chthonic, societal and synthetic sources, planfully superimposed as a spjritual and institutional universality on the ethnic Self. European history begins with alienation from its roots; the perceptual organization of the World and its ideatic meaning is divorced from its original phenomenal experience. European history starts with what Kleinian psychoanalysts have discovered in the baby, with broken linkages, knife edged separations, splitting evaluations and antithetic object percepts. The history of European letters is a testimony of the convulsive breakthroughs and revivals of chthonic origins which, in sociology or psychoanalysis, go under the name of "Re gressions." Only recently Jung interpreted the Hitlerian cataclysm as the work of the re-emerged world of Wotan in the Teutonic Collective Unconscious. European political history was for centuries dominated by the struggle of the two sovereignties, the "Two Swords" (the antithesis between Divine and Royal sanction). Its philosophy which, particularly in the work of the scholastics, was exercised by the query of Being and Thought could no longer be identified as the original problem of Parmenides. It was gravely underpinned by the divisions between original ethnic authenticity and historically imposed aesthetic modes of experience. The dispute on genesis in Europe grows into an unbridgeable axiological rift between idealism and materialism; the Freudian Unconscious, the "seething cauldron of the Id" which erupts into rational Consciousness has its roots in the bipolarity of the Life versus Death forces of Nature. For Marx, culture rises like a rainbow of mystification over an underworld of ex ploited labour surplus-value. But most of these inherently antithetical world views mature into systems only much later. The watershed is the fifteenth century. Two painters tell its story and its meaning. Hieronymus Bosch and Leonardo da Vinci have the traumatically heighten ed self-awareness of this age in common, but otherwise show the two different stages and, maybe, the two different possibilities of evolution which are recognizable to the perception of a psychoanalyst. To Bosch, the "World-Object" undergoes continued splitting and the persecutory evil aspect of it has the upper hand. There is little trace in Bosch's vision of the binding glory of God when the Middle Ages go out in the Vlll The Human Context teeming schizoid twilight of Man's oddly innocent, but devil-possessed greed. Leonardo is the great "Repairer" of guilt. Like Bosch, he is the lonely, self-centred centre of a divine universe; he knows the agony of the autonomy of Man (which is, perhaps, the original sin of Man). But he reconstructs the "World-Object." He is no longer pos sessed and can step back: his advice to the painter is "To look into stains on the walls and see there an infinite number of things". Even the "names in the sound of church bells" become fully autonomous objects that have an open appearance, hidden action, a public present ion of their contents and a submerged form full of latent meaning. This new animism of the Renaissance is not the magic of Bosch's animatistic spirit ualism, but that of human experience, the richness of object percepts, the emancipated rationality of which may still be unpredictable and invisible in their relatedness but in their infinite dimensions have a wealth of possible self-reference. There is here in the making what shall in future become the requirement of "clear and distinct ideas," the striving after certainty at the price of a distance in which affect becomes de tachable from cognition and cool observation, measurement and calculation becomes possible. Galileo already discriminates between the primary and secondary qualities of objects which faith-bound Man, without distance to his own experience, could never have discerned. The Universal Man of the Renaissance could bequeath to the Euro pean future the divorce of art from science, of faith from pure thought, and of sen sation from vision, because he was Universal only through holding the multifarious worlds of his experience together with the imprint of his omnipresent individuality. Autonomous Man was a lonely giant, but it was for the greater glory of God that the Renaissance, far from being anti-Christian, restored ancient polytheism as an allegory of human power. The split between Good and Evil could be healed in Man's endow ments activated in the service of a divine universe; the classical deities were employed as the symbolic personalization of human predicaments and human powers to meet them. The Renaissance humanist notion of "repair" was reconstructive harmony and he expressed it superlatively in real and imaginative projects of city architecture. His design of a city piazza was Ego-centred, that is, perceived, planned, anticipated and judged. Harmony depended on him; its ascendency was that of the ordering intellect, not that of a lived experience, lived then as the mediaeval totality of "Erlebnis" or "Vecu". It was the planned harmony, not the unity of experience as in the early Middle Ages, and which was to return again as the romantic nostalgia of European consciousness, recurring in cycles during rational enlightenment, industri alization and reified mass culture. Harmony redeemed Man by the sheer virtue of proportion and a proportionate existence which led to beauty. The world was to be ruled by Harmony which equated the supremacy of human cognition, not the de humanized centralization of force which will bring "Megalopolis" into existence. The same force which - when accepted as the arbiter of social values held by opposing groups - will turn the modern European city into a power-centre where enlisted violence becomes the criterion of strength and the right of action, as Machiavelli was