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The Palgrave Macmillan The History and Practice of Humanitarian Intervention and Aid in Africa Bronwen Everill and Josiah Kaplan The History and Practice of Humanitarian Intervention and Aid in Africa This page intentionally left blank The History and Practice of Humanitarian Intervention and Aid in Africa Editedby Bronwen Everill UniversityofWarwick,UK and Josiah Kaplan UniversityofOxford,UK Editorialmatter,selection,introductionandconclusion©Bronwen EverillandJosiahKaplan2013 Foreword©JenniferWelsh2013 Individualchapters©Respectiveauthors2013 Softcover reprint of the hardcover 1st edition 2013 978-1-137-27001-6 Allrightsreserved.Noreproduction,copyortransmissionofthis publicationmaybemadewithoutwrittenpermission. Noportionofthispublicationmaybereproduced,copiedortransmitted savewithwrittenpermissionorinaccordancewiththeprovisionsofthe Copyright,DesignsandPatentsAct1988,orunderthetermsofanylicence permittinglimitedcopyingissuedbytheCopyrightLicensingAgency, SaffronHouse,6–10KirbyStreet,LondonEC1N8TS. Anypersonwhodoesanyunauthorizedactinrelationtothispublication maybeliabletocriminalprosecutionandcivilclaimsfordamages. Theauthorshaveassertedtheirrightstobeidentifiedastheauthorsofthis workinaccordancewiththeCopyright,DesignsandPatentsAct1988. Firstpublished2013by PALGRAVEMACMILLAN PalgraveMacmillanintheUKisanimprintofMacmillanPublishersLimited, registeredinEngland,companynumber785998,ofHoundmills,Basingstoke, HampshireRG216XS. PalgraveMacmillanintheUSisadivisionofStMartin’sPressLLC, 175FifthAvenue,NewYork,NY10010. PalgraveMacmillanistheglobalacademicimprintoftheabovecompanies andhascompaniesandrepresentativesthroughouttheworld. Palgrave®andMacmillan®areregisteredtrademarksintheUnitedStates, theUnitedKingdom,Europeandothercountries. ISBN 978-1-349-44419-9 ISBN 978-1-137-27002-3 (eBook) DOI 10.1057/9781137270023 Thisbookisprintedonpapersuitableforrecyclingandmadefromfully managedandsustainedforestsources.Logging,pulpingandmanufacturing processesareexpectedtoconformtotheenvironmentalregulationsofthe countryoforigin. AcataloguerecordforthisbookisavailablefromtheBritishLibrary. AcatalogrecordforthisbookisavailablefromtheLibraryofCongress. Contents ForewordbyJenniferWelsh vii Acknowledgements xiii NotesonContributors xiv Introduction:EnduringHumanitarianismsinAfrica 1 BronwenEverillandJosiahKaplan 1 Freetown,FrereTownandtheKatRiverSettlement: Nineteenth-CenturyHumanitarianInterventionand PrecursorstoModernRefugeeCamps 23 BronwenEverill 2 PublicHealthorPublicGood?HumanitarianAgendasand theTreatmentofLeprosyinUganda 43 KathleenVongsathorn 3 ContrabandCharity:GermanHumanitarianismin ContemporaryKenya 67 NinaBerman 4 ‘Reading’BritishArmedHumanitarianInterventionin SierraLeone,2000–2 93 JosiahKaplan 5 HumanitarianInterventionintheHornofAfrica 120 ChristopherClapham 6 TheDemocraticRepublicofCongo:TheLandof HumanitarianInterventions 140 ClaudeKabemba 7 HumanitarianAspectsofInterventionsbytheUnited NationsinSouthernAfrica 158 ChristopherSaunders 8 TheNigerianCivilWarand‘HumanitarianIntervention’ 176 MichaelAaronson v vi Contents 9 BuildingStateEffectiveness:EvolvingDonorApproaches toGoodGovernanceinSub-SaharanAfrica 197 ClaireLeigh 10 BeyondHumanitarianImperialism:TheDubiousOrigins of‘HumanitarianIntervention’andSomeRulesforits Future 217 RichardDrayton Conclusion 232 BronwenEverillandJosiahKaplan SelectBibliography 239 Index 244 Foreword Jennifer Welsh Itisagreatpleasuretoprovideanintroductiontothisinterdisciplinary work. I am, indeed, very admiring of the interdisciplinary attempt. Several years ago, in collaboration with an international lawyer and a philosopher, I decided to create the Oxford Institute for Ethics, Law and Armed Conflict, where we live interdisciplinarity every day. And whileitisfantastictogetthemomentumtohavediscussionslikethis, it does require time and a willingness to listen to how different things areconceived. My comments come with the health warning that I am a political scientist, so I come at the issue of humanitarian intervention from that perspective. In my own work, however, I have always been very interestedinthehistoricalrootsofcurrentnorms–andinsomecases, law – and also the intersection with law. In my own work on classical thinkers and intervention, my colleagues and I have considered Mill, Kant,Mazzini,Burke,Grotius,andanumberofotherthinkerswhohave grappled with ideas of intervention from a moral, political and legal perspective. It is thus interesting that while the phrase ‘humanitarian intervention’ may not appear in their works, and while we all need to beawareoftheSkinneredicttonotreadbackmeaning,Vitorianonethe- lessdiscusses‘rescueofinnocents’,orinGrotius’case,actionstoprotect persecutedpopulations. In the discipline of international relations, the period of the nine- teenth century is interesting from two perspectives. First, this was the erainwhichaveryparticularpracticeofsavingforeignnationalsarose, and which took on the narrow legal term ‘humanitarian intervention’ for much of the late nineteenth century and early twentieth century. Bythesametoken,however,thissameerasawthepracticedevelopingof whatwemighttodayrecognizeasamoretwenty-firstcenturyconceptu- alizationofhumanitarianintervention–asactionstoprotectpersecuted minorities, predominantly, but not exclusively, Christian. Several texts from political science explore this point, including, somewhat contro- versially, Gary Bass’s Freedom’s Battle, in which the author attempts to develop an argument in favour of humanitarian intervention, and MarthaFinnamore’swork,whichexplorestheriseofhumanitarianideas andrationale. vii viii Foreword In my own work, particularlyin the introductionto my edited book on humanitarian intervention and IR, I have grappled with a particu- lardefinitionofhumanitarianinterventionwhichhasariseninlawand practice during the post-1945 period. On the one hand, international lawyershaveattemptedtonarrowthisphenomenontosomethingvery, veryspecific:namely,actionwithouttheconsentofthehoststate,firstly, of a military nature, secondly, unilateral. By unilateral, I mean that it necessarily has to be only one state engaging in it, but not authorized bytheUNSecurityCouncil.Thisrationaleforunilateralismis,inturn, rootedinthefactthatactionswhichareauthorizedbytheUNSecurity Council under Chapter 7 are considered by lawyers to be acts of col- lective security. They may have a rationale that humanitarian crises or threats to civilians constitute a threat to international peace and secu- rity,buttheyareconceivedbyinternationallawyersasactsofcollective security. In my view, this conceptualization, while very helpful from a legal standpoint, is of limited utility in providing us, as analysts, in understandingafarbroadercategoryofactivity.Ithereforedivergefrom thatdefinitioninacoupleofways. One, I recognize that the non-consent of the host state is some- thing very tricky to demand. In certain cases, consent will exist, but it willbecoercedinsomesignificantways.Ormissionsmayevolvefrom peacekeepingmissionswhichoriginallypossessedconsentfortheorig- inalplacingofforces–asinBosnia–butwhichhavelostthatconsent atalaterstage.Isuggestthat,whileplayingaroundwiththenotionof whether there is consent or not is incredibly important analytically, if we want to examine a body of cases, we may want to recognize that strictrequirementofnohost-nationconsentisactuallyquiteadifficult preconditiontodemand. At the time of this writing, the debate surrounding humanitarian intervention in Libya’s ongoing civil war represents a very interesting footnote, because in my reading this is actually the very first time the Security Council has authorized the use of force for humanitarian pur- poses without the consent of the host state. This development differs from previous issues of consent surrounding military intervention in Somalia,East TimorandRwandaina numberofways. Inthefirst case in Somalia, there is a very good argument to be made that there was not actually a coherent agent that that could give consent. And in the latter two cases, consent was technically achieved, but under implicit coercion.InthecaseofEastTimor,theIndonesiangovernmentdidcon- sent to Australian-led action in 1999, although I would argue that it washeavilycoercedbythethreatofrenegingonIMFloans.Andinthe Foreword ix caseofOperationTurquoise,aUNpeacekeepingoperationwasalready operating on the ground. With this context in mind, Libya is actually quitesignificantbecauseitisarguablythefirsttimethecouncil’sactions mightbeconceivedasnothingotherthanexplicitlycoercive. Consentisonlyonepieceofthedefinitionofhumanitarianinterven- tionwhich,Isuggest,wemaywishtorelax.Thesecondisthatwemay notwanttoonlyconsiderhumanitarianinterventionintermsofthose that do not have Security Council authorization, or the authorization of a regional body that then gets Security Council authorization. This isbecause,again,Ibelievethisencouragestheriskofoverlookingcases where humanitarian justifications, or humanitarian motives, were the primary justificationofthemission.Suchoperationsaredifferentthan, forinstance,aninterventionforthepurposesofeliminatingthreatsto peace and security which are related to civil war, or even arguably the possessionofweaponsofmassdestruction. This point brings up the thorny issue of motives. Can we only call humanitarian interventions those which have a pure humanitarian motive? Two points here are worth raising. One is that there will be many cases where more than one motive may be at work. And of course,thatisarealityinpolitics.Casesexist–IwouldargueAustralia’s impetus in East Timor is a good example – where a mix of humanitar- ian rationales and particular reputational and economic interests drive internationalinvolvement.Somalia,Iwouldargue,isconverselyoneof thehardestcasestosaytherewerestrongcompetingnationalinterests– here,Ithinkhumanitarianmotives,whetherornottheywererealisticor carriedoutappropriately,werenonethelessprimary.Anothercasewhere humanitarianmotivesareverydominantistheinterventionattheend ofthefirstGulfWarin1991,toprotectKurdsinNorthernIraq.Here,a seriesofconsiderationsabouttheendofthatconflictclearlydrovethe US calculus. But there was also good evidence to suggest that the first Bush administration was highly influenced by humanitarian concerns. Thesewerepartlyreputational,tiedtothefactthattheUShadjustgone to war to remove a regime, and now faced massive humanitarian suf- fering which compelled responsible action. But these motives are very difficulttodisentangle. Ifinditinterestingthatwhenpoliticalscientistsspeaktophilosophers aboutthisphenomenonofmixedmotives,theyareoftenverypuzzled as to why we tie ourselves in knots about this question. Philosophers oftensaytome,‘well,inmoralphilosophy,weacceptthephenomenon of mixed motives, that individuals act for a variety of reasons. So why are you so worried about having only one motive?’ I think it is an

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