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THE HIGHER EDUCATION MANAGERIAL REVOLUTION? HIGHER EDUCATION DYNAMICS VOLUME 3 Series Editor Peter Maassen, University of Oslo, Norway, and University ofTwente, Enschede, The Netherlands Editorial Board Alberto Amaral, Universidade do Porto, Portugal Akira Arimoto, Hiroshima University, Japan Nico Cloete, CHET, Pretoria, South Africa David Dill, University of North Carolina at Chapel Hill, USA Jfugen Enders, University ofTwente, Enschede, The Netherlands Oliver Fulton, University of Lancaster, United Kingdom Patricia Gumport, Stanford University, USA Glenn Jones, University of Toronto, Canada SCOPE OF THE SERIES Higher Education Dynamics is a bookseries intending to study adaptation processes and their outcomes in higher education at all relevant levels. In addition it wants to examine the way interactions between these levels affect adaptation processes. It aims at applying general social science concepts and theories as well as testing theories in the field of higher education research. It wants to do so in a manner that is of relevance to all those professionally involved in higher education, be it as ministers, policy-makers, politicians, institutional leaders or administrators, higher education researchers, members of the academic staff of universities and colleges, or students. It will include both mature and developing systems of higher education, covering public as well as private institutions. The titles published in this series are listed at the end of this volume. THE HIGHER EDUCATION MANAGERIAL REVOLUTION? Edited by ALBERTO AMARAL Center for Higher Education Policy Studies, Matosinhos, Portugal V. LYNNMEEK University of New England, Armidale, Australia and INGVILD M. LARSEN Norwegian Institute for Studies in Research in Higher Education, Oslo, Norway Springer-Science+Business Media, B.V. A CI.P. Catalogue record for this book is available from the Library of Congress. ISBN 978-1-4020-1586-1 ISBN 978-94-010-0072-7 (eBook) DOI 10.1007/978-94-010-0072-7 Printed an acid-free paper AU Rights Reserved © 2003 Springer Science+Business Media Dordrecht Originally published by Kluwer Academic Publishers in 2003 Softcover reprint of the hardcover Ist edition 2003 No part of this work may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording or otherwise, without written permission from the Publisher, with the exception of any material supplied specifically for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser of the work. TABLE OF CONTENTS List of Contributors vii Preface ALBERTO AMARAL AND PETER MAASSEN Xl Introduction v. LYNN MEEK 1 Shifts in Governance Arrangements: An Interpretation of the Introduction of New Management Structures in Higher Education PETER MAASSEN 31 New Public Management and Finnish Public Sector Organisations: The Case of Universities ARI SALMINEN 55 Departmental Leadership in Norwegian Universities - In Between Two Models of Governance? INGVILD MARHEIM LARSEN 71 Who's Afraid of Red, Yellow and Blue? The Colourful World of Management Reforms HARRY DE BOER 89 In Search of a New Profession: Transformation of Academic Management in Austrian Universities HANSPECHAR 109 The Rise of Academic Managerialism in Portugal ALBERTO AMARAL, ANT6NIO MAGALHAEs AND RUI SANTIAGO 131 Managerialism in UK Universities: Unstable Hybridity and the Complications of Implementation OLIVER FULTON 155 v VI TABLE OF CONTENTS Governance and Management of Australian Higher Education: Enemies Within and Without V. LYNN MEEK 179 Contested Intellectual Property: The Role of the Institution in United States Higher Education SHEILA SLAUGHTER AND GARY RHOADES 203 Managerialism Within a Framework of Cooperative Governance? NICO CLOETE AND TEMBILE KULATI 229 Institutional Evaluation, Management Practices and Capitalist Redesign of the University: A Case Study DENISE LEITE 253 A Managerial Revolution? ALBERTO AMARAL, OLIVER FULTON AND INGVILD M. LARSEN 275 LIST OF CONTRIBUTORS ALBERTO AMARAL is professor at the University of Porto and director of CIPES. He is chair of the Board of CHER, vice-chair of EUA's steering committee on institutional evaluation, life member of IAUP, and a member of EAIR and IHME. Recent publications include articles in Quality Assurance in Education, Higher Education Quarterly, Higher Education Policy, Higher Education in Europe and European Journal of Education. He is editor and co-editor of several books, including Governing Higher Education: National Perspectives on Institutional Governance, the first volume in this series. NICO CLOETE is the director of the Centre for Higher Education Transformation. He was research director of the National Commission of Higher Education appointed by the government after 1994 and served on the Minister's Advisory Council for Universities and Technikons. His research interests are in system and institutional reform in higher education. His most recent books are Transformation in Higher Education: Global Pressures and Local Realities in South Africa. Cape Town: Juta, 2002 (with R. Fehnel, P. Maassen, T. Moja, H. Perold and T. Gibbon); Challenges of Globalisation: South African Debates with Manuel Castells. Cape Town: Maskew Miller Longman, 2001 (with J. Muller and S. Badat); and Higher Education Transformation: Assessing Peiformance in South Africa. Pretoria: CHET, 2000 (with I. Bunting). HARRY F. DE BOER is a senior research associate at the Center for Higher Education Policy Studies (CHEPS) of the University of Twente in the Netherlands. His research interests include university-government relations, steering models, institutional governance, management styles, leadership, strategic planning and models of decision-making. He has been a frequent contributor to the literature on these topics during the last few years, including recent articles in Higher Education Policy, European Journal of Education and Tertiary Education and Management. He has also been lecturing and tutoring in courses in higher education management. OLIVER FULTON is professor of higher education at the Centre for the Study of Education and Training at Lancaster University, where he is also dean for the Associated Institutions. He has researched and published on many aspects of higher education policy and practice, including admissions and access, the academic profession and the organisation of academic work, implementing curriculum change, and policy formation and implementation at both governmental and institutional levels. From 1996-97 he was chair of the Society for Research into Higher Education and from 1998-2001 he was chair of the Board of the Consortium for Higher Education Researchers (CHER). vii Vlll LIST OF CONTRIBUTORS TEMBILE KULA TI is the former Higher Education Policy Adviser to the Minister of Education in South Africa. Prior to that, Tembile worked as a Programme Manager at the Centre for Higher Education Transformation where he coordinated various research and capacity development projects on higher education management and leadership. He has been involved in several studies on the transformation of the South African higher education system, and his research interests and contributions have been in the area of higher education governance and leadership, the management of institutional change, and more recently on knowledge utilisation in higher education policy making. His most recent article is "From Protest to Challenge: Leadership and Higher Education Change in South Africa." Tertiary Education and Management 9.1 (2003): 13-17. INGVILD MARHEIM LARSEN is a senior researcher at the Norwegian Institute for Studies in Research and Higher Education. Her main research interests are reform and change processes in higher education, more specifically, steering and organisation of the higher education system, leadership and management of higher education institutions, institutional response and adaptation to change, the role of the governing body in higher education institutions and the relationship between academic and administrative staff. Among her publications are "Between Control, Rituals and Politics: The Governing Board in Higher Education Institutions in Norway." In Amaral, A., G. Jones and B. Karseth (eds). Governing Higher Education: National Perspectives on Institutional Governance. Dordrecht: Kluwer Academic Publishers, 2002, 99-119; "Research Policy at Universities - Walking the Tightrope Between Internal and External Interests." European Journal of Education, 35.4 (2000): 385--402; and "The Bureaucratisation of Universities." Minerva 36.1 (1998): 21--47 (with A. Gornitzka and S. Kyvik). DENISE LEITE is professor at the Graduate Program on Education of the Federal University of Rio Grande do SuI, UFRGS, Brazil. She is a senior researcher, levell, CNPq (National Research Council) and of the University Study Group of UFRGS, in charge of coordinating inter-institutional and international research projects about innovation, evaluation and university pedagogy in the public universities of Brazil, Uruguay, Argentina and Portugal. She is a member of the editorial board of Evaluation a reputed Brazilian journal edited by Unicamp and RAIES, the institutional evaluation net. Recently (2002) she took a post-doctoral degree at the Center of Social Studies at the University of Coimbra, Portugal. Among her publications are "Evaluation and Democracy: Counter-hegemonic Possibilities to the Capitalist Redesign of Universities." In Mollis, M. (ed.). Latin American Universities: Reformed or Altered? Argentina: Clacso, 2003; "The Evaluation Systems of Higher Education Institutions in Brazil." In Soares, S. (ed.). Higher Education in Brazil. UNESCO, 2002; "The Evaluation of Higher Education Systems in Latin America." In Cowen, R. (ed.). World Yearbook of Education, 1996. London: Kogan Page, 1996 (with Figueiredo, M.). LIST OF CONTRffiUTORS ix PETER MAASSEN is a senior researcher at the Faculty of Education, University of Oslo, where he is also the director of Hedda, a consortium of European centres on higher education research. He specialises in the public governance of higher education. In addition, he is a senior fellow at the Center for Higher Education Policy Studies (CHEPS), University of Twente, the Netherlands. He was the director of CHEPS from January 1997 to March 2000. He has published numerous books, book chapters and articles (in six languages) in journals of higher education, political science, management studies and policy analysis. ANT6NIO MAGALHAES is assistant professor at the University of Porto and a senior researcher at CIPES. His main research interests are the regulation mechanisms of higher education and the relationships between the state and higher education. His recent publications include "The Emergent Role of External Stakeholders in European Higher Education Governance." In Amaral, A., G. Jones and B. Karseth (eds). Governing Higher Education: National Perspectives and Institutional Governance. Dordrecht: Kluwer Academic Publishers, 2002, 1-21 (with Alberto Amaral); "The Transformation of State Regulation and the Educational Systems." Revista Cr(tica de Ciencias Sociais 59 (2001): 125-143 (in Portuguese); "On Markets, Autonomy and Regulation: The Janus Head Revisited." Higher Education Policy 14 (2001): 7-20 (with Alberto Amaral). v. LYNN MEEK is professor and director of the Centre for Higher Education Management and Policy at the University of New England, Australia. Trained in the sociology of higher education at the University of Cambridge, his specific research interests include governance and management, research management, diversification of higher education institutions and systems, institutional amalgamations, organisational change and comparative study of higher education systems. Professor Meek has published 24 books and monographs and numerous scholarly articles and book chapters. He is on the editorial board of several international journals and book series, and has worked with such international agencies as UNESCO and the OECD. HANS PECHAR is an associate professor at the Institute for Interdisciplinary Studies at Austrian Universities (IFF) and head of the Department for Higher Education Research at the IFF. He currently serves on the Board of the Consortium for Higher Education Researchers (CHER). Recent publications include "Accreditation in Higher Education in Britain and Austria: Two Cultures, Two Time-frames." Tertiary Education and Management 8 (2002): 231-242; "Promoting Innovation and Entrepreneurialism in the Fachhochschulen in Austria." Higher Education Management 13.1 (2001): 47-60 (with Tom Pfeffer and John Pratt); "The Enduring Myth of the Full-time Student: An Exploration of the Reality of Participation Patterns in Austrian Universities." In Schuetze, Hans G. and Maria Slowey (eds). Higher Education and Lifelong Learners. International Perspectives on Change. London: Routledge/Falmer, 2000, 27-47 (with A. Wroblewski). x LIST OF CONTRIBUTORS GARY RHOADES is professor and director of the Center for the Study of Higher Education at the University of Arizona. He is also an editor for the international journal Higher Education. His research focuses on professional labour and the restructuring of higher education. His book, Managed Professionals (SUNY Press, 1998), concentrated on unionised faculty in the US. His forthcoming book is Academic Capitalism and the New Economy. Baltimore: Johns Hopkins University Press (with Sheila Slaughter). ARI SALMINEN is professor of public administration at the Department of Public Management, University of Vaasa, Finland. He is former vice-rector and rector of his university. His special interests are theory and methodology of public administration and comparative administration and management. He is an author of several books, book chapters and articles on the development of the welfare state, market orientation in the public sector, transition theory and public sector ethics. RUI SANTIAGO is assistant professor at the University of Aveiro, and a senior researcher at CIPES and RUDPKETS (Research Unit - Development of Pedagogic Knowledge in Education and Training Systems). He is the coordinator of the Master Program in Policy and Management in Higher Education at the University of Aveiro. Trained in educational psychology, his main research interests are organisation studies in higher education, organisation of academic work, academic success and the social representations of the school. His recent publications include Failure at the First Year in Higher Education. Aveiro: University of Aveiro, 2002 (with Jose Tavares); Higher Education - Success/Failure. Porto: Porto Editora, 2002 (in Portuguese); "Promoting the Academic Success by the Evaluation and the Intervention in the University." Revista Avalia9iio (Brazil) 6.3 (2001): 31-45 (with Jose Tavares); "The School as Organizational Learning System." In Alardio, 1. (ed.). Reflexive School and Supervision. Porto: Porto Editora, 2000, 25-43 (in Portuguese). SHEILA SLAUGHTER is professor of higher education, Center for the Study of Higher Education, College of Education, University of Arizona, Tucson, Arizona. Her research areas are political economy of higher education, science and technology policy, academic freedom and women in higher education. Her recent publications include Academic Capitalism and the New Economy. Baltimore: Johns Hopkins University Press, forthcoming (with Gary Rhoades); "Universities in the Information Age: Changing Work, Organization, and Values in Academic Science and Engineering." Bulletin of Science, Technology and Society 21.2 (2001): 108- 118 (with Jennifer Croissant and Gary Rhoades); "Problems in Comparative Higher Education: Political Economy, Political Sociology, Postmodernism." Higher Education 41 (2001): 389-412. Her most recent National Science Foundation grant, with Jennifer Croissant and Gary Rhoades, is "Universities in the Information Age: Changing Work, Organization and Values in Academic Science and Engineering" (1999-2002). She received the Association for the Study of Higher Education Research Achievement Award in 1998, and the American Educational Research Association Career Research Achievement Award in 2000.

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