The Green Apple Research Project: Health Outcomes of a Green Housing Retrofit for Older Adults in Phoenix, Arizona Final Report: August 2013 Arizona State University with University of Florida and Lawrence Berkeley National Laboratories Health Outcomes of a Green Housing Retrofit for Older Adults in Phoenix, Arizona i Arizona State University Acknowledgements The Design School HUD Office of Healthy Homes and Lead Hazard Control Principal Investigators: Sherry Ahrentzen, Ph.D. / University of Florida Arizona State University Michael Underhill / Arizona State University graduate students, undergraduate students, faculty and staff: Submitted to: Sharzhad Badivour, Ryan Brotman, HUD Office of Healthy Homes and Charlotte Brown, Lisa Dwyer, James Erickson, Lead Hazard Control Justin Holloway, Janet Holston, Jillian Ioerger, Lisa Jackson, Don Livingston, Joshua Menigoz, Grant Number: AZLHH0200-09 Krista Moring, Janelle Musco, Lyric Peate, Julieta Paulsec, Lisa Peña, Angela Sinclair, 31 August 2013 Elif Tural Authors Arizona State University, Institute of Social Sherry Ahrentzen (PI) Science Research John Ball Hugo Destaillats (Co-PI) City of Phoenix Housing Department Sarah Dwyer Ideal Energy, LLC James Erickson Lawrence Berkeley National Laboratories Ernesto Fonseca (Co-PI) University of Florida: Sarah Dwyer, Matthew Fraser (Co-PI) Siva Srinivasan t Sarah Frey c e William Johnson (Co-PI) And the delightful residents of j Mookesh Patel (Co-PI) Sunnyslope Manor o Kimberly Shea (Co-PI) r P Primary Editor h c Sherry Ahrentzen r a Graphic Design e s Mookesh Patel e R e l p p A n e e r G e h T ii t c e j o r P h c r a e s e R e l p p A n e e r G e h T Table of Contents Executive Summary 0xi Chapter 1: Background 001 1.1 The Conundrum of “Green = Healthy?” 003 1:2 Research Questions 003 1.3 The Green Apple Project (GAP) 004 iii 1.4 Brief Overview of Housing and Health Issues of Seniors 004 1.5 The Research Site: Sunnyslope Menor, Phoenix, Arizona 006 Chapter 2: Methodology 009 2.1 Research Aim and Hypotheses 011 2.2 Research Design 012 2.3 Recruitment and Description of Study Participants 012 2.4 Procedures for Data Collection 014 2.5 Intervention: Green Retrofit of Sunnyslope Manor 015 2.5.1 Systems 017 2.5.2 Kitchens 019 2.5.3. Bathroom 021 2.5.4. Bedroom/Living Room 022 2.5.5. Miscellaneous Sealants and Adhesives 022 2.5.6. ADA Units 022 2.6 Measuring Environmental Quality 024 2.7 Measuring Residential Health 026 2.8 Measuring Environmental Perceptions 027 2.9 Moderating and Mediating Factors 028 2.10 Proxy Measures 030 2.11 Measuring for Benefit Cost Analysis 031 2.12 Procedure for Development and Assessment of t Resident Education Booklet 031 c e 2.13 Other Meaningful Community Engagement 035 j 2.14 Quality Assurance 038 o r 2.15 Data Management and Archiving 040 P 2.16 Data Analyses Procedures 040 h c Chapter 3: r Did the Retrofit Result in Decreased Utility Consumption? a e Energy and Water Efficiency at Sunnyslope Manor 43 s e Chapter 4: R Did Indoor Air Quality Improve after the Retrofit? 49 s et 4.1 Particulate Matter 52 n l 4.1.1 Short Term Effects 52 pe 4.1.2 Long-Term Effects 53 pt An 4.1.3 Conclusions of PM Results 53 o 4.2 Aldehydes 54 nC 4.2.1 Short-Term Effects 57 e ef 4.2.2 Long-Term Effects 59 o r 4.2.3 Conclusions of Aldehyde Results 60 Ge l eb Chapter 5: ha Did Temperature, Relative Humidity and Air Exchange TT Improve After the Retrofit? Indoor Climate at Sunnyslope Manor 61 5.1 Temperature 63 5.1.1 Short Term Effects 63 5.1.1.1 Conclusions 65 5.1.2 Long Term Effects 66 5.1.2.1 Conclusions 67 5.2 Relative Humidity 68 5.2.1 Short Term Effects 69 5.2.2 Long Term Effects 69 5.2.3 Conclusions 69 5.3 Air Infiltration 70 5.3.1 Short and Long Term Effects 70 5.3.2 Conclusions 71 iv Chapter 6: Did Reported Health Conditions Change After the Retrofit? 73 6.1 A Note on Reformatting Health Questions Across Interview Panels 75 6.2 SSM Residents’ Health Compared to State and National Samples 75 6.2.1 Chronic Health Conditions and General Health 76 6.2.2 Emotional Distress 78 6.2.3 General Health and Sleep 79 6.2.4 Functional Assessment and Pain 81 6.2.5 Summary of Comparison 82 6.3 Key Health Conditions 83 6.3.1 Short Term Changes 85 6.3.2 Long Term Changes 85 6.4 Correspondence Between Changed Health and Changed IEQ 88 6.5 Summary and Explanation of Results 89 Chapter 7: Did Resident Perceptions and Behaviors Change After the Retrofit? 91 7.1 Liked and Disliked Features of the Renovated Apartments 93 7.2 Changed Perceptions of Environmental Quality 95 7.3 Changes in Cleaning Behaviors and Use of Cleaning Products 96 7.4 Correspondence between Resident Perceptions of and t c Objective IEQ Changes 97 e 7.4.1 Correspondence Between Thermal Measures and j o Resident Perceptions 97 r 7.4.2 Correspondence Between PM and Aldehyde Measures and P Resident Perceptions of Air Qualit 98 h 7.5 Conclusions 99 c r a Chapter 8: e Benefit Cost Analysis 101 s 8.1 Research Design and Methodology 103 e R 8.1.1 Perspective 103 8.1.2 Costs 104 e 8.1.3 Duration 104 l p 8.1.4 Discount Rate 104 p 8.2 Benefits 104 A 8.2.1 Falls 105 n 8.3 Results 107 e 8.3.1 Costs 107 e 8.3.2 Potential Benefits 108 r 8.3.3 Benefit-Cost Estimates 109 G 8.4 Conclusions 110 e h References 111 T Appendices 117 Table of Figures Chapter 1: Figure 1.1 Aerial View of the Project 006 Figure 1.2 Overall Vicinity, Site, and Building Configuration 007 Figure 1.3 View of the Project from Ruth Street 008 Figure 1.4 Typical SSM Apartment Floor Plan 008 Chapter 2: v Figure 2.1 Menu Card 015 Figure 2.2 Typical PTAC Unit in Resident’s Home 018 Figures 2.3a through 2.3e Kitchen Before (a) and After (b-e) Retrofit 019 Figure 2.4 New Flooring in Kitchen (left) and Living Room (right) 021 Figure 2.5 Remodeled Bathroom 021 Figures 2.6a − 2.6d ADA Kitchen 022 Figures 2.7a − 2.7c ADA Bathroom 023 Figure 2.9 Test Equipment Location Plan 024 Figure 2.10 HOBO Logger for Measuring Temperature, RH 025 Figure 2.11 Resident Education Booklet for Sunnyslope Manor 032 Figures 2.12a − 2.12d Kick-Off Event for Green Apple Project 035 Figures 2.13a − 2.13d Final Event for Green Apple Project 036 Chapter 3: Figure 3.1 Mean Monthly Temperature and Metered Energy Consumption 045 Figure 3.2 Mean Monthly Temperature and Metered Water Consumption 046 Figure 3.3 Mean Monthly Temperature and Metered Energy Consumption for Four Years of Peak Summer Months July – September 047 t Figure 3.4 Mean Monthly Temperature and Metered Water Consumption c e for Four Years of Peak Summer Months July – September 048 j o r Chapter 4: P Figure 4.1 Cumulative Frequency of Unit Formaldehyde Concentrations h for Each Panel 054 c Figure 4.2 Cumulative Frequency of Unit Acetone Concentrations r for Each Panel 055 a e Figure 4.3 Cumulative Frequency of Unit Acetaldehyde Concentrations s for Each Panel 056 e R Chapter 5: e Figure 5.1 Box Plot of EXCEED 81 Data in Each Panel (n = 47) 064 s le Figure 5.2 Change between Panels in number of temperature data p r p points exceeding 81°F (n = 47) 065 u A Figure 5.3 Box Plot of RH Data for Units Participating in g i All Three Panels (n = 47) 069 nF Figure 5.4 Air Exchange (CFM50) for Units Participating in e ef All Three Panels (n = 47) 070 o r Ge Chapter 6: l eb Figure 6.1 Extent Home Environment Contributed to Fall, ha as Reported by Residents Who Had Fallen in TT Home at Panel 3 088 Chapter 7: Figure 7.1 Word Cloud of Home Features Most Liked 094 Figure 7.2 Word Cloud of Home Features Most Disliked 094 Chapter 8: Figure 8.1 Rate of Nonfatal, Medically Consulted Fall Injury Episodes, by Age Group — National Health Interview Survey, United States, 2010 106 vi t c e j o r P h c r a e s e R e l p p A n e e r G e h T Table of Tables Chapter 2: Table 2.1 Study Hypotheses 011 Table 2.2 Sample Sizes at Each Data Collection Panel, and Combination of Panels 013 Table 2.3 Demographic Profile of Participating Residents, As Measured at Panel 1 014 Table 2.4 Building Location of Residential Units at Panel 3 014 vii Table 2.5 Renovation Specifications of Sunnyslope Manor Green Retrofit 016 Table 2.6 Moderating and Mediating Variables Used in the Analyses 028 Table 2.7 Significant Relationships Between Person/Behavior/Building Characteristics Used as Mediating/Moderating Factors 029 Chapter 4: Table 4.1 Particulate Matter and Aldehyde Measures Used in Analyses 051 Table 4.2 Descriptive Statistics for PM 052 Table 4.3 Descriptive Statistics for Aldehydes 056 Table 4.4 P1P2 Changes in Indoor Acetone Concentrations, and After Controlling for Mediating Factors 057 Table 4.5 P1P2 Changes in Indoor Acetaldehyde Concentrations, and After Controlling for Mediating Factors 058 Table 4.6 P1P3 Changes in Indoor Formaldehyde Concentrations, and After Controlling for Mediating Factors 059 Table 4.7 P1P3 Changes in Indoor/Outdoor Ratio of Acetone, and After Controlling for Mediating Factors 060 Chapter 5: Table 5.1 Descriptive Statistics of Four Temperature Measures, and P1P2 Regression 063 Table 5.2 EXCEED 81 at Panels 1 and 2 064 Table 5.3 Resident’s Length of Stay at SSM on Temperature Variables 065 t Table 5.4 Descriptive Statistics of Four Temperature Variables, and c e P1P3 Regression 066 j Table 5.5 EXCEED 81 at Panel 1 and Panel 3 067 o r Table 5.6 RH Descriptives for Units Participating in Panels 1 and 2 068 P Table 5.7 RH Descriptives for Units Participating in Panels 1 and 3 068 h c Chapter 6: r Table 6.1 Sample Size and Gender Counts of SSM, NHIS and a e BRFSS Survey Respondents 076 s Table 6.2 Binominal Analysis of Percentage of Respondents Reporting e Chronic Health Conditions, Between SSM Sample and R NHIS/BRFSS Survey Respondents for 2010 and 2011 077 e Table 6.3 Chronic Conditions That Developed During Study and ls Final Percentage of SSM Residents With Condition at p e p The Completion of The Study 078 l Ab Table 6.4 Comparison of SSM and National (NHIS) Respondents on a Prevalence of Feelings in Emotional Distress Subscales, n T for 2010 and 2011 079 e ef Table 6.5 Comparison of SSM and Arizona (BFRSS) Respondents on o r Reported General Health, 2010, 2011 080 Ge Table 6.6 Comparison of SSM and Arizona (BFRSS) Respondents on l eb Prevalence of Reported Feeling Healthy and Full of ha Energy, 2010 and 2011 80 TT Table 6.7 Comparison of SSM and Arizona (BFRSS) Respondents for Satisfaction with Life, 2010 and 2011 80 Table 6.8 Comparison of SSM and Arizona (BFRSS) Respondents on Number of Days of Poor Physical Health in Last Month, and Number of Days of Unintentional Sleep in Last Month, for 2010 and 2011 81 Table 6.9 Comparison of SSM and National (NHIS) Respondents on Functional Assessments, 2010 82 Table 6.10 Binomial Analysis Comparing SSM and National (NHIS) Samples on Reported Pain in Last 3 Months, in 2010 and 2011 82 viii Table 6.11 Key Health Measures Constructed from Individual Questionnaire Items 84 Table 6.12 Descriptive Statistics of Emotional Distress, and P1P3 Regression 86 Table 6.13 Correlations of Emotional Distress (LowLife) with Functional Limitations and Environmental Perceptions in Panel 3 87 Table 6.14 Linear Regression of Four Perceived Lighting Items on Resident’s Emotional Distress, at Each Panel 87 Table 6.15 Rooms Where Falls Occurred, as Reported at Panel 3 88 Table 6.16 Regression of IEQ Change on Change in Reported Health, for P1P2 and P1P3 89 Chapter 7: Table 7.1 Short-term (P1P2) and Long-term (P1P3) Changes in Residents’ Perceptions of Air Quality of Their Apartments 95 Table 7.2 Changes in Resident Beliefs of Effect of Air Quality on Health Following Renovation (P2P3) 96 Table 7.3 Percentage of Residents Using Type of Products When Cleaning Their Homes, Asked at Panel 3 97 Table 7.4 Effects of Temperature Conditions on Resident Thermal Perceptions, at P1P2 98 Table 7.5 Effects of RH Variability on Resident Thermal Perceptions, at P1P3 98 t c Table 7.6 Effects of Formaldehyde Concentrations on Resident e Perceptions of Home Environment Contributing to j o Health Problems, at P1P2 99 r P h c r a e s e R e l p p A n e e r G e h T
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