THE GRAMMAR OF FOCUS LINGUISTIK AKTUELL This series provides a platform for studies in the syntax, semantics, and pragmatics of the Germanic languages and their historical developments. The focus of the series is represented by its German title Linguistik Aktuell (Linguistics Today). Texts in the series are in English. Series Editor Werner Abraham Germanistisch Instituut Rijksuniversiteit Groningen Oude Kijk in ’t Jatstraat 26 9712 EK Groningen The Netherlands E-mail: [email protected] Advisory Editorial Board Guglielmo Cinque (University of Venice) Günther Grewendorf (University of Stuttgart) Liliane Haegeman (University of Geneva) Hubert Haider (University of Salzburg) Christer Platzack (University of Lund) Ian Roberts (University of Stuttgart) Ken Safir (Rutgers University, New Brunswick NJ) Höskuldur Thráinsson (University of Iceland, Reykjavik) Lisa deMena Travis (McGill University) Sten Vikner (University of Stuttgart) C. Jan-Wouter Zwart (University of Groningen) Volume 24 Georges Rebuschi and Laurice Tuller (eds) The Grammar of Focus THE GRAMMAR OF FOCUS Edited by GEORGES REBUSCHI University of Paris III - Sorbonne nouvelle LAURICE TULLER University of Tours JOHN BENJAMINS PUBLISHING COMPANY AMSTERDAM / PHILADELPHIA TM The paper used in this publication meets the minimum requirements of 8 American National Standard for Information Sciences — Permanence of Paper for Printed Library Materials, ANSI Z39.48-1984. Library of Congress Cataloging-in-Publication Data The Grammar of Focus / edited by Georges Rebuschi, Laurice Tuller. p. cm. -- (Linguistik aktuell / Linguistics today, ISSN 0166-0829; v. 24) Includes bibliographical references and index. 1. Rebuschi, Georges. II. Tuller, Laurice. III. Series: Linguistik aktuell ; Bd. 24. P299.F63673 1999 415--dc21 99-22380 isbn 90 272 2745 4 (eur) / 1 55619 908 2 (us) (Hb; alk. paper) CIP © 1999 – John Benjamins B.V. 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John Benjamins Publishing Co. · P.O.Box 75577 · 1070 AN Amsterdam · The Netherlands John Benjamins North America · P.O.Box 27519 · Philadelphia PA 19118-0519 · USA Table of Contents The Grammar of Focus: An Introduction 1 GeorgesRebuschiandLauriceTuller Aspects of the Syntax of Focus in Portuguese 23 ManuelaAmbar Bound Focus or How can Association with Focus be Achieved without Going Semantically Astray? 55 JosefBayer Are There Cleft Sentences in French? 83 AnneClech-Darbon,GeorgesRebuschi&AnnieRialland Focus Structure and Scope 119 NomiErteschik-Shir The Interaction between Focus and Tone in Bantu 151 LarryHyman The Syntax of the P-Focus Position in Turkish 179 SarahD.Kennelly Word Order and Focus Positions in Universal Grammar 213 AyeshaKidwai Focus in Wolof: A Study of What Morphology May Do to Syntax 245 AlainKihm Focus in Somali 275 JacquelineLecarme Focus in Basque 311 JonOrtizdeUrbina vi TABLEOFCONTENTS Focus and Arabic Clefts 335 JamalOuhalla Index 361 List of Contributors 365 The Grammar of Focus An Introduction* Georges Rebuschi Laurice Tuller UniversityofParisIII University ofTours “Thereisnoreasontosupposethatasatisfactorycharacterizationoffocusand presupposition can be given in purely grammatical terms, but there is little doubt that grammatical structure plays a part in specifying them.” Chomsky (1970:footnote22) 1. PreliminaryRemarks The grammar of focus has been studied in generative grammar from its incep- tion. It has been the subject of intense, detailed cross-linguistic investigation for over 20 years, particularly within the Principles and Parameters framework, resulting in a large body of empirical and theoretical contributions which cover a wide variety of languages and types of focus. It is appropriate at this point, therefore, to take stock. Appraisal at this particular point is all the more legiti- mate because it comes at a time of general evaluation of the results of the profoundactivitythathascharacterizedthePrinciplesandParametersframework. This general assessment has produced a radical new direction within that framework. How does this bear on our understanding of the grammar of focus? Howdoesthegrammaroffocushelpusdeterminethevalidityofthisnewvision of syntactic theory? What, old or new, focus problems remain to be solved? Thecoreinnovationofthereformulationofsyntactictheoryproposedbythe Minimalist Program is that, aside from economy principles, syntactic structures areentirelydeterminedbyconstraintsonthetwointerfacelevelsPFandLF.The 2 GEORGESREBUSCHIANDLAURICETULLER number of levels of syntactic representation is reduced to this minimal number because this is what is imposed by the interaction between the language faculty andothercognitivesystems:the‘articulatory-perceptual’systemontheonehand and the ‘conceptual-intentional’ system on the other. The constraints themselves are minimal in that they are limited in scope to those imposed by the require- mentsoftheseperformancesystems.Sincetheformoflinguisticrepresentations at the interfaces is relevant only to the performance systems (the cognitive systems which touch the language faculty), the minimal assumption is that the output of the language faculty contains what is relevant to these systems, and nothing else. All syntactic computation is reduced on this basis to checking of features so that the only elements remaining in the interface representations are thosethatareinterpretabletotherelevantcognitivesystem.Allfeaturesthenare either plus or minus interpretable to the performance systems. So, for example, categorical features are presumably used by the ‘conceptual-intentional’ system and thus are LF [+interpretable], whereas Case features are not and thus are LF [−interpretable].Phonologicalfeatures,ontheotherhand,areclearlyPF[+interpret- able], etc. One of the consequences of this (ambitious) research program is therefore thatthepertinencetotheperformancesystemsofvariousfeaturesthathavebeen argued to be part of the language faculty must be carefully (re)evaluated. The feature [+Focus] is one of these. Indeed, the grammatical phenomena related to focusinterpretationconstituteaparticularlyfertiledomainofinvestigation.Focus has a discourse function, but is unquestionably a product of grammar. Its grammaticalmanifestationmaybephonological,morphological,orsyntactic,and thereisevidenceinmanylanguagesthatitisquantificational.Itwouldthusseem to be related to various “components” of grammar. The question of where the processesleading to itsinterpretationtake placeis thuscentral. Focus, fromthis perspective, provides a test case for the proper characterization of the interface levels, whether or not the specific tenets of Minimalism are accepted. An appraisal of the grammar of focus is the purpose of this collection of papers, which grew out of the 1996 Paris workshop of the same name. This introductorychapteraimstoprovideanoutlineforthisassessment.Westartwith an overview of the evolution of the study of focus in generative grammar. The reader will observe that we do not attempt to impose a definition of focus here. Indeed, it is our feeling that the syntactic feature focus may be interpreted diVerently in diVerent languages, and, furthermore that its status is largely dependentontheparticularstateofsyntactictheorywithinwhichitisembedded. THEGRAMMAROFFOCUS 3 Our goal here is to illustrate some of this theory dependent variation by placing the study of focus in its historical context within generative grammar. This overview is followed by a recapitulation of the principal issues associated with focus that have been raised over the years, how they are addressed by the contributorstothisvolume,andwhatwebelievethesecontributionshavehelped to forward. The filling in of this sketch is what the remaining chapters of this book are all about. 2. OverviewoftheEvolutionoftheStudyofFocusintheGenerative Tradition1 2.1 If we momentarily accept to define ‘focus’ as ‘prosodic salience at the sentential level’, we can safely say that, although the word itself was not used, the very notion of focus was already on the agenda in LSLT (Chomsky [1955] 1975:445–448), where examples like (1) were discussed: (1) a. He did/does come b. *He did/does come As Chomsky notes (on p. 446), do “must occur with heavy stress”, a property it does not usually have in other positions (i.e. in interrogative or negative senten- ces),andwhichitdoesnotsharewithotherauxiliaries,whichdonotnormally carry such heavy stress — at least if contrastive stress, whose status is declared “unclear” (ibid., footnote 11) is left aside; hence the introduction of a morpheme“Ac[for]accentuation”amongtheprimes,which,ifselected,willtrigger Do-supportjustasnotwill,forinstance.(InChomsky1957,§7.1,Ac,despitethe wary note cited above, is redefined as “a morpheme A of contrastive stress”.) Sincethemainconcernwasform,andgiventhestateoftheartinlinguistic semantics at that time, it was only too natural not to ask what possible signifie’ A(c) had — obviously, it did not denote anything. However, it is now possible to ask rather, “What is the contribution of A(c) to the overall meaning of the sentence?” — and to answer, “It underscores whatever is in its scope, thereby excluding alternatives” (this is what will later on be known as the Exhaustive List eVect). If a lexical item is in its scope, then other lexical items will be excluded, but if the item in its scope is the (future) functional head I0, then it is thepositivecharacter oftheassertionthat is underlined,herebyexcluding doubt or negation (see Selkirk 1995 for a fairly similar characterization). Hence A(c)
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