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SpringerSeries in MATERIALS SCIENCE 48 Springer-Verlag Berlin Heidelberg GmbH ONUNEL1BRARY Physics andAstronomy L...J http://www.springer.de/phys/ SpringerSeries in MATERIALS SCIENCE Editors: R.HuB R.M.Osgood,Jr. H.Sakaki A.Zunger The Springer Series in Materials Science covers the complete spectrum of materials physics, includingfundamentalprinciples,physicalproperties,materialstheoryanddesign.Recognizing theincreasingimportanceofmaterialsscienceinfuturedevicetechnologies,thebooktitlesinthis series reflectthe state-of-the-artinunderstandingand controllingthestructureandproperties ofallimportantclassesofmaterials. 27 PhysicsofNewMaterials 39 SemiconductingSilicides Editor:F.E.Fujita znd Edition Editor:V.E.Borisenko 28 LaserAblation 40 ReferenceMaterials PrinciplesandApplications inAnalyticalChemistry Editor:].C.Miller AGuideforSelectionandUse Editor: A.Zschunke 29 ElementsofRapidSolidification FundamentalsandApplications 41 OrganicElectronicMaterials Editor:M.A.Otooni ConjugatedPolymers and Low- Molecular-WeightOrganicSolids 30 ProcessTechnology Editors: R.Farchioniand G.Grosso forSemiconductorLasers CrystalGrowth andMicroprocesses 42 RamanScatteringinMaterialsScience ByK.IgaandS.Kinoshita Editors: W.H.WeberandR.Merlin 31 NanostructuresandQuantumEffects 43 TheAtomisticNatureofCrystalGrowth ByH.SakakiandH.Noge ByB.Mutaftschiev 32 NitrideSemiconductorsandDevices 44 ThermodynamicBasisofCrystalGrowth ByHiMorkoc P-T-XPhaseEquilibrium andNonstoichiometry 33 Supercarbon By].H. Greenberg Synthesis, PropertiesandApplications Editors:S.YoshimuraandR.P.H.Chang 45 PrinciplesofThermoelectrics Basicsand NewMaterials Developments 34 ComputationalMaterialsDesign ByG.S.Nolas,I,Sharp,andH.].Goldsmid Editor:T.Saito 46 FundamentalAspects 35 MacromolecularScience ofSiliconOxidation andEngineering Editor:Y.]. Chabal NewAspects Editor:Y.Tanabe 47 DisorderandOrderinStrongly Non-StoichiometricCompounds 36 Ceramies TransitionMetalCarbides,Nitrides MechanicalProperties,Failure and Oxides Behaviour,MaterialsSelection ByA.l.Gusev,A.A.Rempel, ByD.MunzandT.Fett andA.].Mager! 37 TechnologyandApplications 48 TheGlassTransition ofAmorphousSilicon RelaxationDynamics Editor:R.A.Street inLiquidsand DisorderedMaterials 38 FullerenePolymers ByE.Donth andFullerenePolymerComposites Editors: P.C.EklundandA.M.Rao Serieshomepage- http://www.springer.de/physlbooks/ssms/ Volumes1-26arelisted atthe end ofthebook. E. Donth The Glass Transition Relaxation Dynamics in Liquids and Disordered Materials With56Figures and11Tables , Springer Prof. Ernst-IoachimDonth UniversityofHalle DepartmentofPhysics 06099Halle (Saale) Germany SeriesEditors: Prof. AlexZunger Prof. RobertHull NREL UniversityofVirginia NationalRenewableEnergyLaboratory Dept. ofMaterialsScienceandEngineering 1617ColeBoulevard ThorntonHall GoldenColorado80401-3393.USA Charlottesville,VA22903-2442,USA Prof. R.M.Osgood,Jr. Prof. H.Sakaki MicroelectronicsScience Laboratory InstituteofIndustrialScience DepartmentofElectricalEngineering UniversityofTokyo ColumbiaUniversity 7-22-1 Roppongi,Minato-ku SeeleyW.MuddBuilding Tokyo106, Japan NewYork,NY10027,USA ISSN0933-033X LibraryofCongressCataloging-in-PublicationDataappliedfor. DieDeutscheBibliothek-CIP-Einheitsaufnahme Donth,Ernst-Joachim: Theglasstransition:relaxationdynamicsinliquids anddisorderedmaterials1Ernst-]oachimDonth. Berlin:Heidelberg;NewYork;Barcelona;HongKong;London;Milan;Paris;Singapore;Tokyo:Springer,2001 (Springerseriesinmaterialsscience;Vol.48) (Physicsandastronomyonlinelibrary) This work is subject to copyright.All rights are reserved, whether the whole or part ofthe material is concerned,specificallythe rights oftranslation,reprinting,reuse ofillustrations,recitation,broadcasting, reproductiononmicrofilmorinanyotherway,andstorageindatabanks.Duplicationofthispublicationor partsthereofispermittedonlyundertheprovisionsoftheGermanCopyrightLawofSeptember9,1965,inits currentversion,andpermissionforusemust a1waysbeobtainedfromSpringer-Verlag.Violationsareliable forprosecutionundertheGermanCopyrightLaw. http://www.springer.de ISBN978-3-642-07519-3 ISBN978-3-662-04365-3(eBook) DOI10.1007/978-3-662-04365-3 ClSpringer-VerlagBerlinHeidelberg2001 Originallypublishedby Springer-VerlagBerlinHeidelbergNewYorkin2001. Softcoverreprintofthehardcover Istedition200I Theuseofgeneraldescriptivenames, registerednames, trademarks,etc.inthispublicationdoes notimply, evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevantprotectivelawsand regulationsandthereforefreeforgeneral use, Typesetting:Camera-readycopyproducedbytheauthorusingaSpringerTeXmacropackage Coverconcept:eStudio CalamarSteinen Coverproduction:design&produetionGmbH,Heidelberg Printedonacid-freepaper SPIN:10797900 57/3141/göh 543210 Preface The glass transition is well known to glass makers or from the common ex perience of drying a used chewing gum. A liquid melt or a rubber becomes a solid glass when its temperature is lowered or a solvent is extracted without crystallization. There are also dynamic effects. The viscosity of a liquid is small at high temperatures but increases dramatically as cooling proceeds down to the glass temperature Tg• The increase is continuous and amounts to about fifteen orders of magnitude! The technical importance of the glass transition cannot be overestimated. A few examples will be presented in the Introduction. Most practical knowledge of the glass transition needed for glass or plastic technologies and applications is now readily available. Where then isthe problem? Inthe last fewyears, glass transition research has enormously intensified. We now have several hundred papers a year in expensive, top scientific journals. In a 1995 Science magazine ranking, the glass transition belongs to the six major physical quests, along with broken charges, physical input for low-dimensional geometry, measurement philoso phy in quantum mechanics, coherent X-ray radiation for materials research, and applications of superconductivity. On the other hand, interested people outsidetheglass transitioncommunityhave difficulty seeing exactlywhat the glass transition problems are. Inaddition, even insiders split into groupsover which questioncould be themostimportantforslowdynamicsin cold liquids. There is much misunderstanding and sometimes intolerance,even within the glass transition community itself. Some theorists think it may be impossible to invent a general theory of liquid dynamics because liquid structures are too varied - compare a metallic glass with a polymer such as polyvinylac etate - and because no small parameter for a Taylor series expansion could be detected. In spite of the multifarious structural peculiarities in liquids and disordered materials, we do observe a general relaxation dynamics, i.e., a general scenario for the glass transition. I would not expect anybody to find one single decisive experiment or idea that could solve the problem. A good counterexample from 20th century physics, in which this is not the case, is superconductivity. There were two basic experiments: that of Kamerlingh and annes which found zero conduc tivity in 1904, and that of Meissner and Ochsenfeld which found zero induc tion in 1933;and there was one decisive idea,the Cooper pairs ofthe elegant VI Preface BCS theory 1956. Research has never ceased since that time, of course, but the basic problem was solved. The history of the glass transition is quite different. In 1970 everything seemedclear.Viscosityincreaseswith theshortageoffreevolume, and molec ular cooperativity must help to save fluidity at lowtemperatures.The essen tial problems evolved later because it was not only details that were left to be solved, but an unexpected and previously hidden complexity. (i) There is a mysterious crossover region of dynamic glass transition at medium viscosity. (ii) The two processes separated there are distinct and independent: a non trivial high-temperature process above and a cooperative process below the crossover. The molecular dynamics differs in warm and cold liquids. (iii) Two fast picosecond processes were discovered in the angstrom and ten angstrom scales, together with an ultraslow megasecond process in the thousand angstrom scale. These may be connected with the dynamic glass transition. (iv) Despite much progress over the last decade, long-running issues have survived from glass and polymer physics that may depend on essentials of the glass transition:tunneling systems at temperatures near 1 kelvin, the mixed alkali effect in silicate glasses, the flowtransition of polymers, and others. The glass transition problem acquires a 'biological' level of complexity, wherebywecombine poorly understood elementsinto a better understanding ofa less wellunderstood whole.Will this perhaps be a feature of21st century physics, without elegant breakthroughs? The central question was mentioned above: How can we get a general liquid dynamics, with a clear architecture in the Arrhenius diagram, from the multifarious liquid structures of the different substance classes? Is there any common medium, such as the spatia-temporal pattern of some dynamic heterogeneity? The central concept used in this book is a dynamic approach to molecular cooperativity for the cold liquid. The field used to combine unknowns is the Arrhenius diagram with traces for the different processes and with one central point, the crossover region. The method in the first half of this book is a verbal description of the phenomena, reflecting history to a certain extent. When we have the choice, thermodynamic or phenomenological arguments will be preferred. Most ex perimental methods for glass transition research (e.g., linear response and dynamic scattering) consist in detecting and evaluating subsystem fluctua tions. To be precise, we start with a definite model: the Glarum-Levy de fect diffusion model. Although we do not have unequivocal evidence for this model, we use it as a vehicle for expressing ideas and speculation. The presentation is inductive, i.e., generalizing from examples. In the present state of such a complex subject as the glass transition, the truth of Preface VII elements increases not only through decisive experiments (these are scarce), theory, and computer simulation, but also through their ability to fit into a consistent scenario. Put simply, I describe the tested pictures. For clarity, repetitions are not always avoided. I describe many aspects of few facts, ratherthantheopposite,and Iwillconcentrateupongeneral features ofglass formers with moderate complexity. The particularities of certain substances, especially exceptional glass formers such as amorphous water, Si02, BeF2, and proteins, will not be considered, apart from a few examples. This book therefore differs from a review. The culmination of the descriptive part is a preliminaryphysical picture ofthe main transition.A deductive scheme for a possible explanation ofthe cooperative process in the cold liquid is indicated in Appendix B. The second half of this book is a compilation of theoretical concepts adapted to the glass transition (Chap. 3) and an attempt to present a theoretical explanation for the slowing down of each of the following pro cesses: the high-temperature process, Johari-Goldstein process, cooperative process,Fischermodes, and structuralrelaxation belowtheglass temperature (Chap. 4). The explanation of the cooperative process and Fischer modes contains elements of nonconventional thermodynamics. I believe it is legitimate to raise the question of nonconventional aspects after such an intensive period of research since 1970. The risk in using such features is that they may pro vide merely ad hoc explanations which, in the end, only explain the partic ular phenomenon in question. Chapter 3 makes a careful analysis of what should be explained before conventional statistical mechanics can be applied. I consider representative thermodynamic subsystems with temperature fluc tuations, here discussed within the framework of the von Laue approach to thermodynamics, and the fluctuation-dissipation theorem, here discussed from the standpoint of the quantum mechanical measuring process. I think that the dynamic glass transition, especially near the crossover, is sensitive to such nonconventional features. This differs from the example provided by superconductivity, where a conventional explanation has been successful. According to the French mathematician and philosopher Poincare, a lim ited number ofexperimental facts can be explained by an unlimited number of theoretical models. But the idea is not to wait until an unlimited number of experimental facts has been collected before seeking the true explanation through one theoretical model. I would like to thank the Deutsche Forschungsgemeinschaft DFG and the Fonds Chemische Industrie FCI for financial support. I had useful and mostly controversial discussions with the following colleagues: H. Rotger (1975), S. Kastner (1977), W. Holzmiiller (1978), D.R. Uhlmann (1982, 1990), C.T. Moynihan (1982, 1997), W. Vogel (Jena) (1983), G.M. Barteniev (1985),O.V.Mazurin (1985),E.W. Fischer (1985ff.), H. Sillescu (1986 ff.), G.H. Michler (1986 ff.), V.P. Privalko (1988, 1998 ff.), VIII Preface J. Kriiger (1988, 1999), J. Jackle (1990, 1997), D. Richter (1990 £1'.), U.Buchenau (1990£1'.),K Binder (1990£1'.), J.M.O'Reilly(1990), LM.Hodge (1990, 1996), C.A. Angell (1990, 1999), H.W. Spiess (1990 £1'.), F. Kremer (1990 £1'.), M. Schulz (1992 £1'.), M.D. Ediger (1994 £1'.), S.R. Nagel (1994), W. Pechhold (1995), G. Heinrich (1995£1'.), G.B. McKenna(1996£1'.),E.A.Di Marzio (1996), D.J. Plazek (1996 £1'.), KL. Ngai (1996), W. Gotze (1996 £1'.), M. Fuchs (1996 £1'.), R. Richert (1996 £1'.), J.M. Hutchinson (1997 £1'.), Y.H. Jeong (1997£1'.), E.Rossler (1997£1'.), SHunklinger (1997£1'.), W. Petry (1998), J. Wuttke (1998), P. Maass (1998), G.P. Johari (1998), R. Bohmer (1999), B. Roling (1999), B.Wunderlich (2000), K Funke (2000), D. Fioretto (2000), N.O. Birge (2000), and A. Heuer (2000). I also thank colleagues from our former group in Merseburg, mainly C. Schick (now in Rostock), A. Schonhals (now in Berlin), and K Schneider (now in Dresden), and from our group in Halle, mainly K Schroter, M. Beiner, F. Garwe, S. Kahle, and Elke Hempel for many discussions that have gone to form the picture pre sented in the book, and K Schroter, M. Beiner, H. Huth, and Elke Hempel for their help with literature, files, and tables. I also thank Springer-Verlag in Heidelberg, especially Angela M. Lahee for her pleasant collaboration, and Stephen Lyle for improving the English. Katrin Herfurt typeset the manuscript, produced thefigures with uncom mon skill, and never complained about my endless additions and revisions. I thank her. My wife, Jutta Donth, provided the love, support, and under standing without which this book would not have been completed. E. Donth Halle (Saale), April 2001 IX Symbols and Names for Traces in Arrhenius Diagrams 14 ...A. b .... ---=--=-======-=--= c ~ C -2 " warm liTe cold liT A Molecular transient Al a:precursor, Andrade process for shear, Nagel wing for dielectrics (f) a High-temperature process, Williams-Cotze process (a:or a:(3 not used) b Boson peak c Cage rattling «(3fast not used) C Crossover region D Diffusion modes G Thermal glass transition, freezing-in T Crossover temperature c T >T; Warm liquid T <T; Cold liquid <p Ultraslow modes (usm), Fischer modes a: Cooperative process {a,a:} Dynamic glass transition, main transition (3 Local mode, Johari-Goldstein process «(3s1ow not used) Gmy shading represents the glass state and white the liquid state. x Quotations from the Classical Age of Glass Transition Research Der isothermeUbergangin einen Ordnungszustand,der dem innerenthermi schen Gleichgewichteiner anderenTemperaturentspricht und dahervom Zu stand kleinster freier Energie nicht durch eine Potentialschwelle getrennt ist, sondern mit ihm durch eine kontinuierliche Folge von stabileren Zustanden zusammenhangt, ist aber offenbar prinzipiell unmoglich. [It is obvious that the isothermal transition into an ordered state, corresponding to an internal thermal equilibrium at another temperature and not, therefore, separated by a potential barrier from the state of minimal free energy, but rather con nected withit via a continuoussuccession ofmore stablestates, isin principle impossible.] F. Simon, 1930 Das Kriterium fur die thermodynamischeUnbestimmtheit einer Phaseist die Feststellung, daf es prinzipiell unrnoglich ist, reversibel in sie iiberzugehen. - Es lage zunachst nahe, als direkteres experimentelles Kriterium die Tat sache der Zeitabhangigkeit des Zustandes der thermodynamisch unbestimm ten Gebilde einzufiihren. Solange man aber nicht zwischen dem Unendlich werden von Zeiten in verschiedenen Grofenordnungen unterscheidet, kann dieses Kriterium leicht mifiverstandlich werden. [The criterion for the ther modynamic uncertainty of a phase is the statement that it is in principle impossible to enter it in a reversible manner. For the moment we could in troduce a more direct experimental criterion, such as the time dependence of the state for the thermodynamically uncertain outcome. Ifone does not discriminate between the way times tend to infinity by different orders of magnitude, this criterion may easily become misleading.] F. Simon, 1930 In einem Transformationsintervall zwischen dem fliissigen und dem Glaszu stande muf also die Molekularrotation auftreten, und dieses Intervall ist aller Wahrscheinlichkeit nach das Erweichungsintervall, in dem etwas Besonderes vor sich geht, was allen Glasern eigentiimlich ist. [Molecular rotation must occur in a transformation interval between the liquid and the glass state, and this interval is probably the softening interval where something particular happens that is characteristic of all glasses.] G. Tammann, 1933 Daher ist es wahrscheinlich, daf bei hinreichender Abkiihlungsgeschwindig keit alle oder doch die meisten Stoffe,wenn auch nur in geringen Mengen,in den Glaszustand iibergefiihrt werden konnen. [Itis therefore probable that,

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