The following arbitration decisions are available from the NALC Arbitration DVD set. The search engine on that program allows you to retrieve a pdf of the decision by clicking on the DVD search and entering the number listed to the right of C#. You can also open the decisions by clicking on the C#s below. C# 15316 Arbitrator: K. McCaffree Date of Decision: 4/16/1996 Issue: Did Management ' s actions (toward the Grievant ) on March 14 and 15, 1994 violate the National Agreement with regards to mutual respect for the parties as set forth in various Handbooks and Manuals, pursuant to Article 19? If so, what shall the remedy be? Observation: First, the Postmaster intimidated and threatened the Grievant on the workroom floor on the morning of March 15, 1994 when he shook his finger in her face, spoke to her in a loud and brusk voice, and sent her home with out explanation. Not only was the behavior overtly threatening in manner, it bespoke of an attitude of disregard for the dignity of the employee. In addition, the final comment toward the Grievant as she left his office that morning was threatening as well. The Postmaster said that "she would suffer the consequences" but gave no further explanations. The Postmaster's final comment, "I'll talk to your later" on the afternoon of March 14, in the context of the conversation and the Postmaster's belief that the Grievant was not telling the truth, was reasonably interpreted by the Grievant as a threat as well, whatever the intent of the Postmaster.Further, the attitude of the Postmaster was chauvinistic as well as authoritarian. He abruptly turned and left the Grievant talking to him on the afternoon of March 14 after he had interrupted a conversation. Aside from being discourteous with no explanation to the speaker on why he had to leave, the Postmaster's statement at the hearing revealed the chauvinistic implications of his action when he acknowledged, "I turned away and left. I had nothing more to say to her." This represents a complete disregard for the fact that the woman letter carrier may have and did have something to say to him. Also the claim by the Postmaster that the Grievant was "fragile" vibrates as a chauvinistic comment. The Postmaster had no basis upon which to make that statement, except that the Grievant was a woman. The likelihood that a man would be referred to as "fragile" is small, if not nil. Authoritarian power centered management is passe, and can no longer be justified in the industrial setting. Nor can its exercise be longer tolerated, no matter how "right “the behavioral decisions may be. Grievance procedures, arbitration and dispute resolution methods, among current personnel practices, have recognized that how something is done is as important as what is done. The Joint Statement of the parties, as well as the citations from the Handbook and Manuals on mutual respect and the code of conduct indicate that the Postal Service and its Unions have recognized this as well. Supervisors, who fail to change with the times, will contribute to workforce unrest and even to violence in the workplace. Award Management's actions toward the Grievant on March 14 and 15, 1994 over problems related to forwarding a patron's mail violated the National Agreement with regard to mutual respect for the parties as set forth in various Handbooks and Manuals, pursuant to Article 19. The grievance was sustained, and the Employer direct to cease and desist such behavior, to write an apology to the Grievant for the behavior, and to restore 48 hours of the sick leave balance of the Grievant. C# 15551 Arbitrator: R. Jacobs Date of Decision: 5/15/1996 Issue Whether or not Supervisor John Mike Zenuch verbally and physically assaulted the Grievant Edward Bianoski? If so, what shall be the remedy? Findings The Arbitrator is persuaded that the Union is correct in arguing that a "private apology from Zenuch to Bianoski for a very painful public humiliation and assault is not sufficient." ...In the operation of the Postal Service, Management has a fixed obligation to control and direct the work force in a manner which will maintain an atmosphere between employer and employee which assures mutual respect toward the work force in general and employees engaged in legitimate Union business. What is especially disturbing here is that the assault was by a Supervisor on a craft employee. Supervisors should be held to an even higher standard and act as an example to the rank and file. The Joint Statement on Violence and Behavior in the Workplace is intended for Supervisors as well, and Supervisors should speak to fellow employees as they desire to be spoken to themselves, i.e. in a respectful and positive manner, as assaults do not necessarily involve only physical contact. Few occurrences are considered more fraught with danger and hazardous consequences than verbal and/or physical abuse. Award The Postal Service violated the National Agreement, Article 14 - Safety and Health, and Section 115.4 of the M-39 Handbook by failing to maintain an atmosphere of mutual respect between the Supervisor Mike Zenuch and the Grievant Edward Bianoski on September 9, 1994. As an for a remedy Management is hereby directed (1) to cease and desist from such actions in the future ; (2) to re-evaluate whether Mr. Zenuch should continue to perform supervisory duties in the Carrier section ; (3) to instruct Mike Zenuch to draft and send to Ed Bianoski a formal letter of apology, witnessed in writing by the Postmaster, with a copy placed in the Supervisor's personnel file ; (4) to fully retrain the Supervisor in Management duties in accordance with the directives outlined in its handbooks and manuals; ( 5) to note in the Supervisor ' s employment file the recommendations of the Arbitrator that he be dealt with more harshly should similar conduct be repeated at any time in the future ; and, ( 6) to prominently post this Award and a copy of the letter of apology for 30 days on the bulletin board of the subject Post office unobstructed by any other material. C# 16459 Arbitrator: K. McCaffree Date of Decision: 1/28/1997 Issue Did the Employer, through the actions of Supervisor Jackie Bugarin toward the Grievant on January 6, 1995, violate Articles 14 or 19, specifically M-39 Section 115.4 or ELM Section 666.2, or the Joint Statement on Violence and Behavior in the Workplace? If so what is an appropriate remedy? Analysis of Evidence The arbitrator is aware of a "fine line” between what constitutes “warning" an employee that continuation of present or described conduct may or will lead to discharge and a "threat" of discharge or discipline. But I concluded in this case that Bugarin overstepped that line and issued a threat to the Grievant rather than issuing a warning of impending discipline from continued poor work performance. In this sense, I sustained the grievance. The following considerations led to this conclusion First, I believed the Grievant that he was threatened, not warned by Bugarin. The prior and current relationship of the Grievant to Bugarin provided a basis for the statement by Bugarin. The continuing conflict between the supervisor and the employee over the 18 minutes above the eight hour per day standard was an irritant to the supervisor, and a circumstance where the Grievant could be considered to be messing with, and in the view of the supervisor, needlessly bothering her or causing her a "problem " daily. Further the Grievant's alleged refusal to respond when the supervisor questioned him about the reading of a magazine at his case could be considered an aspect of insubordination and put the supervisor in an attitude of exasperation. These and similar prior activities, alleged by Bugarin, were sufficient to raise the supervisor's level of reaction to one of threat rather than a calm dissertation on the fact that these matters could lead to removal. According to Bugarin, this counseling constituted the tenth or eleventh such session in the preceding year. The supervisor does have authority to discipline and an ability to discharge an employee. Here the issue constituted only an incident on one occasion in which that authority was flaunted in the face of an employee. It was an act of harassment and intimidation in violation of the Joint Statement. Further, the arbitrator concluded that the supervisor crossed over the line from a warning to a threat in an attempt to get the Grievant to perform as the supervisor believed was proper. Clearly supervision must supervise and seek to attain its goals of efficiency and productivity. The method of achieving those goals must be consistent with the provisions of the Joint Statement. A nominal variation from the methods of supervision indicated in the Joint Statement, as occurred in the incident before the arbitrator, must be corrected. Award I. The Employer did violate the Joint Statement on Violence and Behavior in the Workplace through the actions of Supervisor J Bugarin on January 6, 1995. The Supervisor threatened the Grievant, Ralph Pitts by stating "Don't you [f-bomb] with me or I'll have you fired." In this respect the grievance was sustained. II. Because of the violation in I above, the Employer is directed to admonish Supervisor J Bugarin verbally for the threat on January 6, 1995 to have the Grievant fired and otherwise instruct her to cease and desist from such practice in lieu of advising employees that poor performance may lead to discipline and even removal. III. A copy of Page 20 of this Opinion, Decision and Award with the award set forth thereon shall be posted by the Employer on an official bulletin board at the current locations both of the Grievant and of Supervisor Bugarin for a period of five work days following receipt of this Opinion, Decision and Award. C# 16961 Arbitrator: L. Bajork Date of Decision: 6/23/1997 Issue Did the Employer violate Articles 2, 14 and 19 of the National Agreement and the parties ' Joint Statement by Mr. Armando Cuevas' abusive and intolerant behavior? If so, what is the proper remedy? Discussion and Findings There is just too much evidence, involving too many carriers within too many varying circumstances to conclude that Mr. Cuevas did not exhibit the described abusive and intolerant behaviors as a result of a "bullying" attitude. Because so many individuals have been affected by Mr. Cuevas, abusive behavior, I find that a mere apology from him would be far short of an appropriate remedy, if not entirely impracticable. Most significant, it should be noted that Mr. Cuevas has had more than one opportunity to correct his behavior. I find that his repeated failure is either evidence of his unwillingness or his'inability to do so and is, therefore, basis for the remedy which I direct. Award As remedy, Mr. Armando Cuevas will be restricted from performing the duties of any position which includes the core activity of dealing or working with carrier employees. The purpose of this restriction is to avoid a recurrence of hostility between Mr. Cuevas and employees of the Letter Carrier Craft, San Antonio postal facility. C#17420 Arbitrator: N. Hutt Date of Decision: 10/7/1997 Issue Is the grievance arbitrable? Whether the Postal Service violated the National Agreement or the Joint Statement on Violence in the Workplace? If so, what is the appropriate remedy? Discussion When an employee is verbally confronted by a personal and somewhat vicious attack by a supervisor, that in and of itself, may place the employees' health at risk. Based on the record, there is substantial evidence the Supervisor bullied and intimidated the Grievant to such a degree that Grievant's working conditions on the day in question were unsafe. This is also a violation of the Joint statement on Violence and Behavior in the Workplace and Section 115.4 of the M-39 Handbook which assures mutual respect in the workplace. The grievance is sustained. Award 1. The grievance is arbitrable. 2. The Postal Service is ordered to cease and desist all violations of the Joint statement on Violence and Behavior in the Workplace and the mutual respect provision of the M-39 Handbook. 3. Supervisor Jones is directed to cease and desist from all violations of the Joint Statement on Violence and Behavior in the Workplace and the mutual respect provision of the M-39 Handbook. 3. The Postal Service is directed to send a written apology to Grievant for the abusive comments, bullying, and harassment which were made to her on April 13, 1995. A copy of the letter shall be posted on the NALC bulletin board for 30 days at the Bixby Station and the Main Post Office. 4. The Postal Service is directed to restore the hours lost by Grievant on April 13, 1995, when she left work early. 5. The grievance is sustained. C#17542 Arbitrator: C. Rehmus Date of Decision: 11/3/1997 Issue 1. Was the grievance properly filed at Step 2? 2. May a violation.of the Joint Statement constitute a violation of Article 14 of the National Agreement? 3. Was the Joint Agreement violated? 4. If the answers to 1-3, above, are affirmative, what, if any, shall be the remedy? Was the Joint Statement Violated? London's words at his initial stand-up.with.employees are, for the most part, stipulated. He spoke of the need to listen to three voices--those of employees, customers, and the Postal Service. He also spoke of the need to reward good performance. Bad performers, London testified he said, "would be improved." The sole contradiction comes here, where four witnesses stated London said ; "Bad performers will be fired" or "gotten rid of." This statement was developed further in his make-up stand-up three days later, where London apparently told those present he would fire bad performers ; he was not afraid to have trouble with anyone because he would retire in two years. In this context I note the. Joint Statement italicized this sentence, "Making the numbers' is not an excuse for the abuse of anyone." It is undenied that in the original stand-up London reacted with outspoken hostility to a deputy steward who was taking notes of his remarks. It is also agreed that London, when a suggestion was made he thought he had already responded to repeatedly struck his forehead with the palm of his hand as if to say "duh" or "stupid." This action was considered so egregious by some present that the longtime carrier whose suggestion was. treated in this manner was apologized to by both Union and Management representatives after the stand- up. There is no need to continue employees' and.the Union ' s litany of complaints' against this archaic management style. The Joint Statement concludes, " But let there be no mistake that we mean what we 'say and will enforce our commitment to a workplace where dignity, respect and fairness are basic human rights, and where those who do not respect those rights are not tolerated." : I conclude that London ' s remarks were abusive and hostile and apparently were made without cause or reason. His remarks and actions did not demonstrate the mutual respect and dignity between supervisors, and employees expected.in modern personnel systems and commanded by the Joint Statement. They certainly did not reflect the values set forth in the Joint Statement. Because stress and threats are! linked to invidious workplace behaviors in the Joint Statement, London's statements and actions also violate Article 14, the Health and Safety article, of the National Agreement as well. Award 1. The former Officer-in--Charge, Yucaipa, CA, Charles London, shall cease and desist from violating Article 14 of the National Agreement and the Joint Statement on Violence and Behavior in the Workplace ; and, 2. Charles London shall return to the Yucaipa Post Office and hold a stand- up apologizing for his remarks during the September 20, 1996, stand-up ; or, as alternative to 2, 3. Charles London shall write a letter to Yucaipa ' Postal employees including the apology ordered in 2. above ; such letter to be posted on the Yucaipa, CA,'Post Office employee bulletin board for 120 days. C#17559 Arbitrator: E. Hales Date of Decision: 11/10/1997 Issues 1. Did the filing of the grievance in this case at Step 2 of the Grievance Procedure, as an Article 14 violation, render the grievance procedurally defective and not arbitrable? 2. Does the evidence presented in this case establish a violation of the Joint Statement and Article 19'with the applicable provisions of the. "Methods Handbook, Series M-39" ("M-39") ? Discussion and Findings In considering this grievance on its merits,..the evidence does reveal, without significant dispute from the Service, that the manner in which Seiss confronted the Grievant concerning his work performance was unacceptable. The fact that Seiss' conduct towards the Grievant was unacceptable appears to be supported by the testimony of Service witness John Watson, Manager of Customer Service. Watson stated that it was inappropriate for the supervisor to point his finger in the Grievant ' s face or to be sarcastic to an employee when dealing with work problems. Thus, the evidence in this matter does reveal that the manner in which Seiss confronted the Grievant about walking too slow on his route and spelling "S.L.O.W." in the manner that he did was a sarcastic and demeaning act, which cannot be condoned. Finally ; Watson testified that the tactics reportedly used by Seiss were not acceptable under any circumstances. Award It is found that the supervisor's conduct on October 1,1996 towards the Grievant was a violation of the Joint Statement and that local management be required to fully and fairly investigate employee complaints of violations of the. Joint Statement. Further, local management shall be required to take appropriate corrective action when violations of the Joint Statement are found to have occurred. C# 17586 Arbitrator: K. McCaffree Date of Decision: 12/8/1997 Issue Did the Employer violate the Agreement at Articles 3, 5, 14, or 19 including Section 115.4 of the M-39 or the "Joint Statement on Violence and Behavior in the work place" by the behavior of Supervisor Richard Bernal toward Letter Carrier Cheryl Turpin on June 3, 1996? If so, what is an appropriate remedy? Discussion As the Employer proposed, three issues arose potentially in this grievance. What happened. Was what happened a violation of the Joint Statement or Articles of the Agreement? If what happened was a violation of the Agreement or associated documents, what is the proper remedy? The latter would involve the issue of the extent of the jurisdiction and authority of the arbitrator. What Happened? The central issue of fact on what happened on the dock and in the parking lot between Turpin and Bernal on June 3 was whether the latter made an obscene gesture toward Turpin. As a finding of fact, I concluded for the following reasons that the supervisor more likely than not did make the gesture. First, Battaglia gave positive and affirmative testimony as to what she saw, described it in some detail, and was unshaken in examination on what she saw. Although she stood some distance from the dock where Bernal was, the nature of the movement by Bernal, from the hip to above his head, could readily be seen by Battaglia from her, position in the parking lot some forty to fifty feet away. Second, the circumstances at the time were such that the gesture would not have been unexpected. Bernal believed that he arranged for an interview at the end of Turpin's shift, and when Turpin clocked out and left without contacting him, Bernal would reasonably have been "put out," "irritated," "exasperated," or even "angry" with Turpin. These feelings increased reasonably when Turpin's near insubordination occurred in her comments to Bernal from the middle of the parking lot. Even though Turpin had clocked out, she was still on 'Employer premises and subject to the direction and authority of supervision, and her unwillingness to return or even discuss the matter with Turpin was provocative and insubordinate. Since Bernal had no way to restrain or to confront Turpin as she went on her way to her car and home, a gesture of the kind reported by Battaglia would not necessarily be unexpected from a percentage of persons. Because of the conflict between Turpin and Bernal, I concluded that Bernal's incentive to do what Battaglia asserted was high, and thus that he more likely than not succumbed to the temptation to "flip her off." Third, the testimony of Shipp harmed more than assisted in establishing the credibility of Bernal's story on what happened. Shipp admitted that he changed his story between what he told Mr. Ryan of the Union and what he testified at the hearing. Further, under examination by the arbitrator, Shipp could not affirm whether he signed Bernal or Bernal signed him first, even though in a written statement Shipp asserted that Bernal followed him, after Shipp laughed (J 2, p. 49). But Bernal's statement asserts that Bernal made the peace sign first, and Shipp responded (E 1). Also, Shipp admitted that it had been several months since the incident and that he probably had changed what he recalled about the incident. Finally, I have discounted the remaining allegations about disrespectful conduct of Bernal towards Turpin. Clearly this was a two way street, with problems of performance on the part of Turpin, whose conduct in the parking lot was anything but cooperative. Any comments about Turpin being a "bitch," if true, were untimely raised, and even if true fails to demonstrate that Bernal did or did not gesture inappropriately towards Turpin on June 3. Just because a supervisor fails to act exactly as each carrier, and in this case, Turpin and Battaglia, would desire does not mean that a violation of the Joint Statement or of Articles of the Agreement has occurred. Thus, I concluded that the evidence was sufficient to conclude that more likely than not, and thus by a simple preponderance of the evidence, Bernal did make an obscene and inappropriate gesture toward Turpin from the loading dock at the Rose Station on June 3, 1996. This arbitrator examined the concerns of the parties as expressed in the Joint Statement in the North Hollywood decision, as noted above. Relevant here was his observation that "the nature and character of the relationship between and among employees" is a matter of serious concern. The Joint Statement calls for a mutual respect of one for another, a recognition of a sense of dignity of person as aspects of that relationship, and amplification of Section 115.4 of the M-39 on the maintenance of an atmosphere of mutual respect. It follows that the atmosphere of mutual respect in the work place is a preface to and the preventive tool for the absence of violence and threats of violence (emphasis added). The lack of treatment with dignity and respect of one to another is the precedent to violence. In this sense the absence of an atmosphere of mutual respect, a failure to treat one another with dignity, respect and fairness constitutes a serious and consequential deficiency in behavior. The parties recognized this in affirming in the Joint Statement that "those who do not treat other with dignity and respect will not be rewarded or promoted. Those whose unacceptable behavior continues will be removed from their positions." C# 17589 Arbitrator: R. Maher Date of Decision: 12/13/1997 Issue "Whether the USPS violated Article 14 of the National Agreement and the Joint Statement on Violence in the Workplace and District policy? And if so, what shall be the remedy?" Opinion The Arbitrator having heard the testimony of all the witnesses regarding the alleged incident of 11/16/96, finds supervisor Spost did exceed normal and customary instruction to subordinate, carrier Ortner. The Arbitrator is convinced Spost did yell, scream, jump around the Grievant and bang on the outside of the tub the Grievant was pushing at the time of the incident, and that Spost's tirade continued into the facility. This incident was witnessed by craft employees and customers. The Arbitrator finds Spost's actions equate to an unjust and unwarranted exercise of his supervisory powers and were meant to embarrass and degrade the Grievant and resulted in emotional injury and stress to the Grievant. The Arbitrator finds Spost's actions towards the Grievant are violative of Article 14 Section 1 (14.1), "It is the responsibility of management to provide safe working conditions in all present and future installations and to develop a safe working force..." The Arbitrator finds Spost's method in dealing with the Grievant and the resultant stress and harassment the Grievant felt as a result of Spost's actions were unwarranted and thereby created an unsafe working environment.
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