THE FIRST EIGENVALUE OF THE DIRAC OPERATOR ON COMPACT SPIN SYMMETRIC SPACES 5 0 0 2 JEAN-LOUISMILHORAT n a Abstract. We give a formula for the first eigenvalue of the Dirac operator J actingonspinorfieldsofaspincompactirreduciblesymmetricspaceG/K. 4 2 ] G D 1. Introduction . It is well-known that symmetric spaces provide examples where detailed infor- h t mation on the spectrum of Laplace or Dirac operators can be obtained. Indeed, a for those manifolds, the computation of the spectrum can be (theoretically) done m using group theoretical methods. However the explicit computation is far from [ being simple in general and only few examples are known. On the other hand, 1 many results require some information about the first (nonzero) eigenvalue, so it v seems interesting to get this eigenvalue without computing all the spectrum. In 0 that direction, the aim of this paper is to prove the following formula for the first 1 eigenvalue of the Dirac operator: 4 1 Theorem1.1. LetG/K beacompact,simply-connected, n-dimensionalirreducible 0 5 symmetricspacewithGcompactandsimply-connected, endowedwiththemetricin- 0 ducedbytheKilling form ofGsign-changed. AssumethatGandK have samerank / andthatG/K hasaspinstructure. Letβ ,k =1,...,p,betheK-dominantweights h k t occurring in the decomposition into irreducible components of the spin representa- a tion under the action of K. Then the square of the first eigenvalue of the Dirac m operator is : v i (1) 2 min kβkk2+n/8, X 1≤k≤p r a where k·k is the norm associated to the scalar product <, > induced by the Killing form of G sign-changed. Remark1.2. TheproofusesalemmaofR.Parthasarathyin[Par71], whichallows to express (1) in the following way. Let T be a fixed common maximal torus of G and K. Let Φ be the set of non-zero roots of G with respect to T. Let δ , (resp. G δ ) be the half-sum of the positive roots of G, (resp. K), with respect to a fixed K lexicographic ordering in Φ. Then the square of the first eigenvalue of the Dirac operator is given by (2) 2kδ k2+2kδ k2−4 max <w·δ ,δ >+n/8, G K G K w∈W where W is a certain (well-defined) subset of the Weyl group of G. 1 2 JEAN-LOUISMILHORAT 2. The Dirac Operator on a Spin Compact Symmetric Space We first review some results about the Dirac operator on a spin symmetric space,cf.forinstance[CFG89]or[B¨ar91]. Adetailedsurveyonthesubjectmaybe found, among other topics, in the reference [BHMM]. Let G/K be a spin compact symmetric space. We assume that G/K is simply connected, so G may be chosen to be compact and simply connected and K is the connected subgroup formed by the fixed elements of an involution σ of G, cf. [Hel78]. This involution induces the Cartan decomposition of the Lie algebra G of G into G=K⊕P, where K is the Lie algebraof K and P is the vector space {X ∈G; σ ·X =−X}. ∗ ThisspacePiscanonicallyidentifiedwiththetangentspacetoG/K atthepointo, o being the class of the neutral element of G. We also assume that the symmetric space G/K is irreducible, so all the G-invariant scalar products on P, hence all the G-invariant Riemannian metrics on G/K are proportional. We consider the metricinducedbytheKillingformofGsign-changed. Withthismetric,G/K isan EinsteinspacewithscalarcurvatureScal=n/2. Thespinconditionimpliesthatthe homomorphism α : K → SO(P) ≃ SO , k 7→ Ad (k) lifts to a homomorphism n G |P α:K →Spinn,cf.[CG88]. Letρ:Spinn →HomC(Σ,Σ)bethespinrepresentation. The composition ρ◦α defines a “spin” representation of K which is denoted ρ . e K The spinor bundle is then isomorphic to the vector bundle e Σ:=G× Σ. ρK Spinor fields on G/K are then viewed as K-equivariant functions G → Σ, i.e. functions: Ψ:G→Σ s.t. ∀g ∈G, ∀k ∈K , Ψ(gk)=ρ (k−1)·Ψ(g). K Let L2 (G,Σ) be the Hilbert space of L2 K-equivariant functions G → Σ. The K Dirac operator D extends to a self-adjoint operator on L2 (G,Σ). Since it is an K elliptic operator, it has a (real) discrete spectrum. Now if the spinor field Ψ is an eigenvector of D for the eigenvalue λ, then the spinor field σ∗·Ψ is an eigenvector for the eigenvalue −λ, hence the spectrum of the Dirac operatoris symmetric with respect to the origin. Thus the spectrum of D may be deduced from the spectrum ofits squareD2. Bythe Peter-Weyltheorem,the naturalunitary representationof G on the Hilbert space L2 (G,Σ) decomposes into the Hilbert sum K ⊕ V ⊗Hom (V ,Σ), γ K γ γ∈G b where G is the set of equivalence classes of irreducible unitary complex represen- tationsbof G, (ρ ,V ) represents an element γ ∈G and Hom (V ,Σ) is the vector γ γ K γ space of K-equivariant homomorphisms Vγ →Σ,bi.e. Hom (V ,Σ)={A∈Hom(V ,Σ)s.t.∀k ∈K,A◦ρ (k)=ρ (k)◦A}. K γ γ γ K The injection V ⊗Hom (V ,Σ)֒→L2 (G,Σ) is given by γ K γ K v⊗A7→ g 7→(A◦ρ (g−1))·v . (cid:16) γ (cid:17) NotethatV ⊗Hom (V ,Σ)consistsofC∞spinorfieldstowhichtheDiracoperator γ K γ can be applied. The restriction of D2 to the space V ⊗Hom (V ,Σ) is given by γ K γ THE FIRST EIGENVALUE OF THE DIRAC OPERATOR... 3 the Parthasaratyformula, [Par71]: Scal (3) D2(v⊗A)=v⊗(A◦C )+ v⊗A, γ 8 where C is the Casimir operator of the representation (ρ ,V ). Now since the γ γ γ representation is irreducible, the Casimir operator is a scalar multiple of identity, C =c id,wheretheeigenvaluec onlydependsofγ ∈G. HenceifHom (V ,Σ)6= γ γ γ K γ {0}, cγ +n/16 belongs to the spectrum of D2. Let ρKb= ⊕ρK,k be the decompo- sition of the spin representation K → Σ into irreducible components. Denote by m(ρ ,ρ ) the multiplicity of the irreducible K-representation ρ in the rep- γ|K K,k K,k resentation ρ restricted to K. Then γ dim Hom (V ,Σ)= m(ρ ,ρ ). K γ X γ|K K,k k So the spectrum of the square of the Dirac operator is (4) Spec(D2)={c +n/16; γ ∈Gs.t.∃k s.t.m(ρ ,ρ )6=0}. γ γ|K K,k b 3. Proof of the result We assume that G and K have same rank. Let T be a fixed common maximal torus. Let Φ be the set of non-zero roots of the group G with respect to T. Ac- cording to a classical terminology, a root θ is called compact if the corresponding rootspace is containedin KC (that is, θ is a rootof K with respect to T)and non- compactifthe rootspaceis containedinPC. LetΦ+G be the setofpositiverootsof G, Φ+ be the set of positive roots of K, andΦ+ be the set of positive noncompact K n roots with respect to a fixed lexicographic ordering in Φ. The half-sums of the positive roots of G and K are respectively denoted δ and δ and the half-sum G K of noncompact positive roots is denoted by δ . The Weyl group of G is denoted n W . The space of weights is endowed with the W -invariant scalar product <, > G G induced by the Killing form of G sign-changed. Let (5) W :={w∈W ; w·Φ+ ⊃Φ+}. G G K ByaresultofR.Parthasaraty,cf.lemma2.2in[Par71],thespinrepresentationρ K of K decomposes into the irreducible sum (6) ρ = ρ , K M K,w w∈W where ρ has for dominant weight K,w (7) β :=w·δ −δ . w G K Now define w0 ∈W such that (8) kβ k2 = min kβ k2, w0 w w∈W and (9) if there exists a w1 6=w0 ∈W such that kβw1k2 = min kβwk2, then βw1 ≺βw0, w∈W where ≺ is the usual ordering on weights. 4 JEAN-LOUISMILHORAT Lemma 3.1. The weight βG :=w−1·β =δ −w−1·δ , w0 0 w0 G 0 K is G-dominant. Proof. Let ΠG = {θ1,...,θr} ⊂ Φ+G be the set of simple roots. It is sufficient to prove that 2<βwG0,θi> is a non-negative integer for any simple root θ . Since T is <θi,θi> i a maximal common torus of G and K, β , which is an integral weight for K is w0 alsoanintegralweightforG. Nowsincethe WeylgroupW permutestheweights, G βG = w−1·β is also a integral weight for G, hence 2<βwG0,θi> is an integer for w0 0 w0 <θi,θi> any simple root θ . So we only have to prove that this integer is non-negative. i Let θ be a simple root. Since 2<δG,θi> = 1, (see for instance § 10.2 in [Hum72]) i <θi,θi> and since the scalar product <·,·> is W -invariant, one gets G (10) 2<βwG0,θi > =1−2<δK,w0·θi >. <θ ,θ > <θ ,θ > i i i i Suppose first that w0·θi ∈ΦK. If w0·θi is positive then w0·θi is necessarilya K- simple root. Indeed let Π ={θ′,...,θ′}⊂Φ+ be the set of K-simple roots. One K 1 l K hasw0·θi =Plj=1bijθj′,wherethebij arenon-negativeintegers. Butsincew0 ∈W, there are l positive roots α1,...,αl in Φ+G such that w0·αj = θj′, j = 1,...,l. So l r θ = b α . Now each α is a sum of simple roots a θ , where the i Pj=1 ij j j Pk=1 jk k a are non-negative integers. So θ = b a θ . By the linear independence jk i Pj,k ij jk k of simple roots, one gets b a = 0 if k 6= i, and b a = 1. Hence Pj ij jk Pj ij ji there exists a j0 such that bij0 = aj0i = 1, the other coefficients being zero. So w0 ·θi = θj′0 is a K-simple root. Now since 2<δ<Kθ,iw,θ0i·>θi> = 2<<wδ0K·θ,iw,w0·0θ·iθ>i> = 1, one gets 2<βwG0,θi> = 0, hence 2<βwG0,θi> ≥ 0. Now, the same conclusion holds if <θi,θi> <θi,θi> w0 ·θi is a negative root of K, since 2<δ<Kθ,iw,θ0i·>θi> = −2<δK<,θ−i,wθi0>·θi> = −1, hence 2<βwG0,θi> =2. <θi,θi> Suppose now that w0·θi ∈/ ΦK, that is w0·θi is a noncompact root. This implies that w0σi, where σi is the reflectionacrossthe hyperplane θi⊥, is an element of W. Let α1,...,αm be the positive roots in Φ+G such that w0·αj = α′j, where the α′j, j =1,...,marethepositiverootsofK. Sinceσ permutesthepositiverootsother i than θ , (cf. for instance Lemma B, § 10.2 in [Hum72]), and since θ can not be i i one of the roots α1,...,αm (otherwise w0·θi ∈ Φ+K), each root σi·αj is positive. So w0σi ∈W since w0σi·(σi·αj)=α′j, j =1,...,m. We now claim that 2<βwG0,θi> < 0, which is equivalent to 2<δK,w0·θi> > 1, is <θi,θi> <θi,θi> impossible. Suppose that <δK,w0·θi > (11) 2 >1. <θ ,θ > i i Since δ can be expressed as δ = l c θ′, where the c are nonnegative, there exists aKK-simple root θj′ suchKthatP<i=θ1j′,wi 0i·θi > 0, andisince 2<<θj′θ,′w,θ0·′θ>i> is an j j THE FIRST EIGENVALUE OF THE DIRAC OPERATOR... 5 integer, this implies that <θj′,w0·θi > (12) 2 ≥1. <θ′,θ′ > j j So θj′ −w0 ·θi is a root (cf. for instance § 9.4 in [Hum72]). Moreover, from the bracketrelation[K,P]⊂P,itisanoncompactroot. Now±(θj′−w0·θi)isapositive noncompact root, so by the description of the weights of the spin representation ρ , (they are of the form: δ −(a sum of distinct positive noncompact roots), cf. K n §2 in [Par71]), (w0·δG−δK)±(θj′ −w0·θi) is a weight of ρK. Now, (w0 ·δG −δK)+(θj′ −w0 ·θi) can not be a weight of ρK. Otherwise since σi ·δG = δG −θi, (w0σi ·δG −δK)+θj′ is a weight of ρK. But since w0σi ∈ W, µ:=w0σi·δG−δK isadominantweightofρK. Soµisadominantweightbutnotthe highestweightofanirreduciblecomponentofρ . Hencethereexistsanirreducible K representation of ρ with dominant weight λ =w·δ −δ , w ∈W, whose set of K G K weightsΠcontainsµ. Furthermoreµ≺λ. Nowsinceµ∈Π,kµ+δ k2 ≤kλ+δ k2, K K with equality only if µ = λ, (cf. for instance Lemma C, §13.4 in [Hum72]). But kµ+δ k2 =kδ k2 =kλ+δ k2, so µ=λ, contradicting the fact that µ≺λ. K G K Thus only (13) µ0 :=(w0·δG−δK)−(θj′ −w0·θi), can be a weight of ρ . Now one has K kµ0k2 = kw0·δG−δK +w0·θik2 −2 <w0·δG−δK +w0·θi,θj′ >+kθj′k2. Since w0·δG−δK is a dominant weight, < w0·δG−δK,θj′ >≥ 0, and from (12), 2 <w0·θi,θj′ >−kθj′k2 ≥0, so kµ0k2 ≤k(w0·δG−δK)+w0·θik2. Now k(w0·δG−δK)+w0·θik2 = kw0·δG−δKk2 +2 <δ −w−1·δ ,θ >+kθ k2. G 0 K i i But, as we supposed 2<βwG0,θi> <0, one has 2<δG−w0−1·δK,θi> ≤−1, so <θi,θi> kθik2 2 <δ −w−1·δ ,θ >+kθ k2 ≤0, hence G 0 K i i k(w0·δG−δK)+w0·θik2 ≤kw0·δG−δKk2, so kµ0k2 ≤kw0·δG−δKk2. Now,beingaweightofρK,µ0isconjugateundertheWeylgroupofKtoadominant weight of ρK, say w1·δG−δK, with w1 ∈W. Note that w1 6=w0, otherwise since µ0 ≺w1·δG−δK,(cf. LemmaA,§13.2in[Hum72]),thenoncompactrootθj′−w0·θi should be a linear combination with integral coefficients of compact simple roots. But, by the bracket relation [K,K]⊂K, that is impossible. Thus, by the definition of w0, cf. (8), kw0·δG−δKk2 ≤kw1·δG−δKk2 =kµ0k2, so kµ0k2 =kw1·δG−δKk2 =kw0·δG−δKk2. But by the condition (9), the last equality is impossible, otherwise since µ0 ≺ w1 ·δG −δK and w1 ·δG −δK ≺ w0 ·δG −δK, the noncompact root θj′ −w0 ·θi 6 JEAN-LOUISMILHORAT should be a linear combination with integral coefficients of compact simple roots. Hence 2<<βθwGi0,θ,θi>i> ≥0 also if w0·θi ∈/ ΦK. (cid:3) Nowlet(ρ0,V0)beanirreduciblerepresentationofGwithdominantweightβwG0. Thefactthatβw0 =w0·βwG0 isaweightofρ0 isanindicationthatρ0|K maycontain the irreducible representationρ . This is actually true: K,w0 Lemma 3.2. With the notations above, m(ρ0|K,ρK,w0)≥1. Proof. Let v0 be the maximal vector in V0, (it is unique up to a nonzero scalar multiple). Let g0 ∈T be a representative of w0. Then g0·v0 is a weight vector for the weight β , since for any X in the Lie algebra T of T: w0 X ·(g0·v0) = ddt(cid:16)(exp(tX)g0)·v0(cid:17)|t=0 = ddt(cid:16)(cid:16)g0g0−1exp(tX)g0(cid:17)·v0(cid:17)|t=0 =g0·(cid:16)(cid:16)Ad(g0−1)·X(cid:17)·v0(cid:17) =βwG0(w0−1·X)(g0·v0) =(w0·βwG0)(X)(g0·v0) =βw0(X)(g0·v0). In order to prove the result, we only have to prove that g0·v0 is a maximal vector (for the action K), hence is killed by root-vectors corresponding to simple roots of K. So let θ′ be a simple root of K and E′ be a root-vector corresponding to i i that simple root. Since w0 ∈ W, there exists a positive root αi ∈ Φ+G such that w0·αi =θi′. Then Ei :=Ad(g0−1)(Ei′) is a root-vectorcorrespondingto the rootαi since for any X in T [X,Ei] =[X,Ad(g0−1)(Ei′)] =Ad(g0−1)·[Ad(g0)(X),Ei′] =Ad(g0−1)·[w0·X,Ei′] =(cid:16)(w0−1·θi′)(X)(cid:17)Ad(g0−1)·Ei′ =α (X)E . i i But since v0 is killed by the action of the root-vectors corresponding to positive roots in Φ+, one gets G Ei′·(g0·v0) = ddt(cid:16)(cid:16)g0g0−1exp(tEi′)g0(cid:17)·v0(cid:17)|t=0 = ddt(cid:16)(cid:16)g0exp(cid:16)tAd(g0−1)·Ei′(cid:17)(cid:17)·v0(cid:17)|t=0 =g0·(cid:16)Ei·v0(cid:17) =0. Hence the result. (cid:3) From the result (4), we may then conclude: Lemma 3.3. 2kβ k2+n/8, w0 is an eigenvalue of the square of the Dirac operator. Proof. By the Freudenthal’s formula, the Casimir eigenvalue c of the representa- γ0 tion (ρ0,V0) is given by kβwG0 +δGk2−kδGk2 =3kδGk2+kδKk2−4 <w0·δG,δK > . On the other hand kβw0k2 =kδGk2+kδKk2−2 <w0·δG,δK > . THE FIRST EIGENVALUE OF THE DIRAC OPERATOR... 7 Hence c =2kβ k2+kδ k2−kδ k2. γ0 w0 G K Now, the Casimir operator of K acts on the spin representation ρ as scalar mul- K tiplication by kδ k2−kδ k2, (cf. lemma 2.2 in [Par71]). Indeed, each dominant G K weight of ρ being of the form w·δ −δ , w ∈W, the eigenvalue of the Casimir K G K operator on each irreducible component is given by: k(w·δ −δ )+δ k2−kδ k2 =kw·δ k2−kδ k2 =kδ k2−kδ k2. G K K K G K G K On the other hand, the proof of the formula (3) shows that the Casimir operator ofK acts on the spin representationρ as scalarmultiplication by Scal =n/16(cf. K 8 [Sul79]), hence (14) kδ k2−kδ k2 =n/16. G K So c +n/16=2kβ k2+n/8. γ0 w0 (cid:3) In order to conclude, we have to prove that Lemma 3.4. 2kβ k2+n/8, w0 is the lowest eigenvalue of the square of the Dirac operator. Proof. Let γ ∈ G such that there exists w ∈ W such that m(ρ ,ρ ) ≥ 1. Let γ|K K,w β be thedominbantweightofρ . First,sincetheWeylgrouppermutestheweights γ γ of ρ , w−1·β =δ −w−1·δ is a weight of ρ . Hence γ w G K γ kβ +δ k2 ≥kw−1·β +δ k2, γ G w G (cf. for instance Lemma C, §13.4 in [Hum72]). So, from the Freudenthal formula, c =kβ +δ k2−kδ k2 ≥kw−1·β +δ k2−kδ k2. γ γ G G w G G But, using (14) kw−1·β +δ k2−kδ k2 =2kβ k2+kδ k2−kδ k2 =2kβ k2+n/16. w G G w G K w Hence by the definition of β , w0 c ≥2kβ k2+n/16≥2kβ k2+n/16. γ w w0 Hence the result. (cid:3) References [Ba¨r91] C.Ba¨r,DasspektrumvonDirac-Operatoren,Dissertation,Universita¨tBonn,1991,Bon- nerMathematischeSchriften217. [BHMM] J P.Bourguignon, O.Hijazi, A. Moroianu, and J-LMilhorat, A Spinorial approach to Riemannian and Conformal Geometry,inpreparation,toappear. [CFG89] M.Cahen,A.Franc,andS.Gutt,SpectrumoftheDiracOperatoronComplexProjective Space P2q−1(C),LettersinMathematical Physics18(1989), 165–176. [CG88] M. Cahen and S. Gutt, Spin Structures on Compact Simply Connected Riemannian Symmetric Spaces, SimonStevin62(1988), 209–242. [Hel78] S.Helgason,DifferentialGeometry, LieGroups, and Symmetric Spaces,PureandAp- pliedmathematics,vol.80,AcademicPress,SanDiego,1978. [Hum72] J. E. Humphreys, Introduction to Lie Algebras and Representation Theory, Springer- Verlag,1972. [Par71] R.Parthasary,Dirac operator and the discrete series,Ann.ofMath.96(1971), 1–30. 8 JEAN-LOUISMILHORAT [Sul79] S.Sulanke,Die Berechnung desSpektrums desQuadrates des Dirac-Operators auf der Sph¨are, Doktorarbeit,Humboldt-Universita¨t,Berlin,1979. Laboratoire Jean Leray, UMRCNRS 6629,D´epartementde Math´ematiques,Univer- sit´ede Nantes, 2,ruede la Houssini`ere, BP92208,F-44322NANTES CEDEX 03 E-mail address: [email protected]