Contents Acknowledgments xiii List of Abbreviations xv Introduction I Part One: The Old Learning I Two Models of Carolingian Education 21 Ecclesiastical disciplinaeh 21 2I Court Education: Civiles mores/aulicae disciplinae 27 27 2 Court and School in Ottoman Times 36 A New Model: Disciplina Brunonis 36 The Imperial Church 43 Court and Cathedral 44 Courtier Bishops 44 Cathedral Schools 46 Humanist Learning at the Schools 48 Letters and Manners 49 3 The New Education Institutionalized: Schools of Manners 53 Cologne 53 Liege 54 Rheims 56 Chartres 62 Speyer 62 Bamberg 63 Wurzburg 64 x Contents 4 Cultus Virtutum 76 Part I: Teaching Virtue 76 Charismatic Pedagogy 76 Part 2: Embodying Virtue 83 The Civil Life as Productivity: Disciplina vivendi 83 The Statesman 85 Part 3: Two Views of Bishop Licinius 87 Natural Talent 92 Elegance of Manners 94 Part 4: The Virtues of G's Father 96 Humanitas 97 Lepor and hilaritas 102 Friendship: amicitia 103 Virtue made Visible: decor 106 Gestures, Gait, Bearing, and Carriage 111 5 Ethics Colonizing the Liberal Arts 118 Philosophy and Ethics 118 Logic and Ethics in the Regensburg Letters 120 Ritualized Learning 124 Style and Substance 126 The Trivium 128 Grammar 128 Rhetoric 131 Poetry 139 The Quadrivium 164 Music 165 Cosmology 172 6 Conclusion to Part I: Outbidding the Gods 180 A Ridiculous Mouse? 180 Sigeberfs Passion of the Theban Legion 181 Vivacia, tempora nostre vite 182 Mind over Nature 184 Conquering Fate 186 Founding the Arts 188 Restless, Fervid Hearts 188 "Who Needs Examples? You Are the Example" 189 Contents xi Charismatic Body—Charismatic Text 190 Peace and Friendship 193 Classicism 193 Part Two: The Decline of the Old Learning 7 Two Crises 199 Henry III 200 First Crisis: Wazo of Liege 202 Second Crisis: Bishop Azelinus Reforms Hildesheim 210 8 Old Learning Against New 217 Teacher Insulting 217 Magisterial Authority and Its Mood Music 219 Early Retirement and the Collapse of Discipline: The Letter of Goswin of Mainz 221 Guibert of Nogent 226 Peter Abelard 229 Part Three: The Twelfth Century: Seeking New Homes Introduction to Part 3 239 9 Humanism and Ethics at the School of St. Victor 244 Schola Virtutum: Venustas morum as Curriculum 244 The Liber ordinis Sancti Victoris and Other Rules 247 Hugh of St. Victor 254 De institutione novitiorum and Cathedral School Traditions 262 Discipline as Crisis Control 264 10 Bernard of Clairvaux 269 Beauty of Soul 269 Authority and Human Greatness 272 Charismatic Bodies and Charismatic Texts 275 xii Contents II Twelfth-Century Humanism 278 Compendia of the Arts 278 The Cult of Friendship 279 The Ideal Man 280 Bernard Silvester's Cosmographia 281 Alan of Lille's Anticlaudianus 284 12 Court Society 292 Court and School 292 Court Education 294 Moral Philosophy in the Lives of Thomas Becket 297 Courtly Love 310 Conclusion 325 Appendix A: Moral Discipline and Gothic Sculpture: The Wise and Foolish Virgins of the Strassburg Cathedral 331 Appendix B: The Letter of Goswin of Mainz to His Student Walcher 349 Notes 377 Bibliography 479 Index 507 Introduction The humanist strain in twelfth-century culture represented by figures like Bernard Silvester, John of Salisbury, and Alan of Lille has its roots in the late tenth and eleventh centuries. C. H. Haskins knew very well that the move- ment he called the "Renaissance of the twelfth century53 grew out of de- velopments in the preceding age, and he called the eleventh century "that obscure period of origins which holds the secret of the new movement.5'1 What especially favors that obscurity and guards that secret is the apparent poverty of intellectual and artistic achievement in the centers of worldly learning, the cathedral schools. Those schools produced no great works of philosophy or imaginative fiction, very little poetry worth reading, no autobiography or personal reminiscences, and no compendia of learning like those of Hugh of St. Victor and Thierry of Chartres from the twelfth century. The scholarship on education in the earlier Middle Ages has drawn a picture of the arts curriculum based largely on the seven liberal arts2 and scriptural studies in monastic learning.3 The logic of looking for something where there is light even when you have lost it in the dark has turned monasteries and continuing Carolingian traditions into the measure for cathedral schools in the era of their rise, 950-1100. The scholarship on education in the period does not distinguish clearly between monastic and secular learning, or between the learning of the eleventh century and its Carolingian predecessors, or for that matter between the eleventh and the twelfth centuries. In terms of availability of sources, the eleventh-century cathedral schools are hemmed in on all sides by comparatively well documented institutions, and in the middle is a blank. There are critics of whatever was in that blank: Peter Damian and Otloh of St. Emmeram in the eleventh century, and Peter Abelard in the twelfth. A number of young men at monastic schools in the late tenth century left them to go off to study in that blank space, and they emerged again as prominent bishops, as advisors to kings, as saints. 2 Introduction The obscurity of the cathedral schools is hard to dispel given the dearth of sources. Writings from the monasteries are abundant, and writings from the cathedrals are scarce. From the late tenth to the late eleventh century, some very vital schools produced remarkably few written documents. We have letters and letter collections, some lists of auctores^ some library cata- logues,4 schematizations of studies, and discussions of them. There are some descriptions of education in history and biography, and a handful of mediocre commentaries and tracts. There is also a body of learned poetry, generally in a Latin so obscure as to thwart interest rather than reward it. That is the best we can do for primary documentation of the cathedral schools in the period roughly from 950 to 1070. Given the privilege that modern historians of culture grant to the "monuments" an age creates for itself, the period appears extremely threadbare. But that privilege directs us where there is no path and blocks the one that is open. In odd contrast to the dearth of monuments is the enthusiastic praise by contemporary observers of whatever was happening in the blank. The centers of learning are regularly referred to as "a second Athens," "a second Rome"; the masters are called "our Plato" "our Socrates," "a second Cicero." There are many expressions of fervent love of student for master and master for student. We hear about great crowds of students and a flourishing school life, and we can observe keen competition between schools (see below, Chapter 3). Something was going on at the early cathedral schools that is not transmitted clearly by the sources or set in intelligible structures by current frames of explanation. The result of this unfavorable array of sources is that the school life of the period often seems like an enclosed garden protected from exploration, and the would-be-explorer stands before it like an Alice in Wonderland, who fits through none of the available doors and can only get oblique looks through undersized and inconveniently placed windows into a vivid and alluring world. And there are no documents labeled "eat me," or "digest me," or "include me in the discussion." "Eat Me": Letters and Manners For this study the entry into the world of the schools is the phrase "letters and manners." What essentially happened at cathedral schools has its for- mula in that phrase. Students acquired mores along with letters. I translate litterae throughout as "letters," though "literature" would be an appropriate rendering, a field of meaning still held firm in our phrases "letters and Introduction 3 sciences" or "humane letters." The meaning of the word mores, and the way they were taught and studied, are the subject of most of what follows. The quotations at the beginning of the introduction are good idealizing state- ments of the conception and goal of this learning. Goswin of Mainz (Gozechinus) used the image of the teacher as potter, forming students "by artist's hand from wet and malleable clay into vessels of glory on the wheel of discipline."5 The discipline of mores turned them into living works of art by teaching them conduct. The mode of behavior cultivated was based largely on classical models: on Cicero and Seneca, on the Roman orator and statesman. This educational model privileged eloquence and "wisdom," the former the concern of letters, the latter of mores. But as we will see, the two assimilated so closely to each other that sharp distinctions are not possible. Essentially a student's and teacher's time was spent in the discipline of conduct and the study of prose and verse composition based on classical models. The liberal arts likewise assimilated to mores, which was also called ethica^ momlis discipline, momlis philosophic or momlitas.6 Given this orientation of studies an inventory of the books read and the intellectual goals pursued has only a secondary value. We have to put aside the conception of school learning as primarily the transmission of knowledge: lecturing, note-taking, book-learning, the generating of under- standing, the cultivation of critical thought. Studying the "scholarly," "in- tellectual" side of cathedral school learning is like writing history of the theater from lists of plays performed and from theoretical treatises by actors. If in a particular period the repertoire does not change much and there are no theoretical treatises (and there never are —actors do not ordinarily theorize), then we might conclude that that period was not original or productive. And if from the same period that we have just judged unoriginal and unproductive we have many rave reviews from critics, then we might say that given the lack of originality and productivity in the theater, such reviews must be taken as an indication of the low expectations and bad taste of the period. Of course, that interpretation is based on a fundamental misunder- standing of what a theater is and what it does. This is the predicament of historians of education for the eleventh century. There is a great deal of talk about flourishing schools and great teachers. But there are no intellectual achievements, and therefore the schools are judged to "show little vitality from within."7 The apparent poverty of the age is misleading. The vitality and con- tinuity in secular learning in the period 950-1100 are not to be found in 4 Introduction texts and artifacts, but in personalities and in the cultivation of personal qualities. Its real accomplishment was what came off the "wheel of disci- pline.35 Its works of art are men whose "manners" are "composed." This composition, the well-tempered man, was a major contribution of the eleventh century to "philosophy" (as defined in Chapter 5) and to culture. It is the best answer to the question how the age could have been glorious while inhabiting a blank spot in intellectual history. Our education and intellectual life are based on texts. We do not have a model of learning and philosophy that is not oriented to the written word. The result is that written monuments exercise a jealous tyranny in the writing of intellectual and cultural history, telling us that they are the thing itself and we shall have no other criteria before them. But the culture of the cathedral schools was what I will call a charismatic culture. It cannot be assessed by weighing and measuring its documentation, which by its very nature it tends not to produce; such texts as are produced are only recorded by chance, not because documentation and representation are the media of cultural productivity. I want to sketch in the following comments an explanatory framework that will accommodate the available sources on eleventh-century school culture better than the current model of schools as educators of intellect in a textualized culture. This model will also help us to see the eleventh century in its relation to the twelfth.8 The culture of the early cathedral schools was complex and sophisti- cated. It cultivated the Latin language to the highest degree of complexity it attained in the Middle Ages. A particular kind of intentionally obscure Latin poetry was its dominant literary form. It was a poetry that produced its effect in performance with music, and the written form is a petrified artifact that can give virtually no clues of its vital social function. The culture was highly literate but at the same time more or less indifferent to textuality. To call the cathedral schools "oral" would be misleading, especially in analogy to oral-formulaic literature. The "sacred simplicity of the illiterate" has nothing to do with this culture, and to associate it with the "rusticity" of orality as opposed to the "urbanity" of written Latin is not possible. Charismatic Culture Versus Intellectual Culture The transition from the eleventh to the twelfth century plays out a contest between two stages of culture which is not restricted to one historical Introduction 5 setting but recurs at various points in western history: in fifth- and fourth- century Athens, in Rome from the republic to the empire, in the European Middle Ages from the eleventh to the twelfth centuries, and again from the late Middle Ages to the Renaissance. We can call the two stages charismatic and intellectual. The shifts from the one to the other are not linear; it is possible for charismatic culture to supersede intellectual. The new stage always appears wrapped in the aura of "rebirth,55 "renaissance,55 and renewal, and the older stage always laments the advent of the new with complaints of the collapse of culture and civilization. This model regards the two stages as engaged in a productive, dynamic contest. It allows us to avoid the blinders of a progressive model of histor- ical development. It takes seriously the sense of superiority of the old and its feeling that culture suffers diminution and trivializing from the new, and it is as much concerned with what is lost as with what is gained in historical and cultural change. It makes it possible to deal with the "return55 of charismatic culture, an event that took place, for instance, when Renais- sance humanism confronted scholasticism in the fourteenth and fifteenth centuries. Finally, the model is useful, I believe, in part as an answer to a basic fallacy that hovers around the discussion of the shift from an oral to a literate culture: the idea that growing literacy represents improvement, increasing sophistication, a move from an archaic and primitive to an advanced culture. "Charismatic versus intellectual culture55 is the embracing category that contains the problem, oral versus written. We can define and authenticate this antinomy by starting with Cicero's scheme of the development of Roman philosophy. He had a clear conception of the poles of culture I have called charismatic and intellectual, and presented them as distinct but related contexts of philosophy. He formulated this opposition and gave it a historical framework in the Tusculan Disputations. He observed that philos- ophy was a fairly new discipline in the Rome of his time, although the Greeks had long since developed it to a high level of sophistication. He explains this "deficiency55 to the advantage of his countrymen: it may be, he says, that the philosophy of the early Romans was Pythagorean, and the Pythagoreans were careful to transmit their wisdom secretly, hermetically, in the form of poems and songs.9 The early Romans also used to sing songs at banquets in praise of the merits of illustrious men. Therefore it is clear that they had a culture of poetry, and this may have accommodated some aspects of philosophy. He can point to some written monuments: laws, orations, family traditions. But for the most part the early Romans, either 6 Introduction because of the grand undertakings of state they were caught up in, or because they sought to guard their knowledge from the ignorant, practiced "the most bountiful of all arts, the discipline of living well.5510 They pre- ferred to do this — and here is the main point—in the conduct of life and public affairs rather than in written words (vita magis quam litteris). After this period in which philosophy and life were identical came a period of writings. The first Roman to publish his writings, Cicero says, found many students, in part because the crowd found him "easy to under- stand" (cognitu perfacilis). And soon after, many teachers followed his example and "took Italy by storm," a development of which Cicero disap- proves (cf. Tusc.Disp. 4.3.6-7). Cicero's view of Roman intellectual history is based on a scheme in which a poetic, hermetic, elitist culture, whose "philosophy35 is based on "virtue," personal merit, and physical presence, gives way to one which communicates and teaches numbers of people through writings aimed at generating understanding (cognituperfacilis). This model applies well to the eleventh century and the transition to the twelfth. The example of fifth- and fourth-century Athens is also useful to fill out this model. Socrates is a good representative of a charismatic culture. He wrote nothing. He taught by dialogue and question. He mistrusted the written word, and regarded writing as lethal to the mind's highest faculty, memory. Texts represented the rigidifying of thought, which develops in the living dialogue through assertion, challenge, and response. Writing everything down mummifies thought and threatens the death of the mind.11 The fragmentary nature of pre-Socratic philosophy shows a similar disregard of the written word as the medium of philosophy. The charis- matic teaching central to Greek Stoicism is embedded in the same matrix. Two opposing lines of influence follow from Socrates12: on the one hand there are Aristotle and the peripatetics; on the other Plato, Xenophon, Antisthenes, and Aeschines of Sphettus. The first is a rationalist reaction against the master's doctrine. It speaks a simple language aimed at commu- nicating, not evoking and creating; employs myth and poetry only as objects of study, not as bearers of doctrine, and relocates reality in things and in created nature, not in transcendent ideas. The second commemo- rates the master and continues his traditions in biography, memoirs, di- alogues, histories. A variety of new forms develop around the attempt to reproduce the incomparable presence of Socrates (see n. n above). The first abolishes charisma by demystifying the process of cognition and deper- sonalizing the art of teaching (put everything in writing); the second