The effects of nanomaterials in the physiology and ecology of the freshwater crustacean Daphnia magna Kai Benjamin Paul Submitted for the degree of Doctor of Philosophy Heriot-Watt University School of Life Sciences November 2015 The copyright in this thesis is owned by the author. Any quotation from the thesis or use of any of the information contained in it must acknowledge this thesis as the source of the quotation or information. Abstract This research studied 3 differently coated silver nanomaterials (Ag NMs) and their ionic counterpart, dissolved Ag, focussing on their fate and toxicity in the aquatic environment. Silver is one of the most used nanomaterials with Ag NMs degradation potentially resulting in ionic silver release, which is well known to be highly toxic to aquatic organisms. The organism studied here was the aquatic model species, Daphnia magna, chosen for their non-selective particle feeding behaviour, sensitivity and importance in the aquatic food chain (Chapter 1). In Chapter 3 the Ag NMs physicochemical properties were characterised within the appropriate aquatic matrices (i.e. Mill-Q water and environmental medium) using DLS, TEM-EDX, hyperspectral imaging, UV/Vis spectroscopy, centrifugal filtration and ICP- MS. Hyperspectral imaging was a novel technique but, highlighted is its potential usefulness within this discipline. Chapter 4 explores the acute and chronic toxicity of Ag NMs and dissolved Ag to D. magna. The research here is one of the first to demonstrate that direct conversions of acute data for chronic predictions of hazard in D. magna may not be possible and that Ag NM toxicity cannot be fully explained by Ag+ release. Critical modelling values were derived (biotic ligand modelling, BLM and biodynamic model, BDM) and the best predictors of toxicity established for use in silico models (Chapter 5). Using biochemical techniques (Chapter 6) it was shown that Ag+ and Ag NM toxicity differed in their modes of action (MOA). The study is the first to derive possible schematic Ag NM MOA using multiple biochemical endpoints, with Ag+ affecting body cations and all Ag NMs causing perturbations to mitochondrial function and oxidative stress levels. Within this thesis there are the first SEM images of Ag NMs trapped within the organism filtering apparatus. The study is the first to take an in depth look at ligand binding characteristics as they concern to Ag NMs and highlight any differences with Ag+. In conclusion; Ag NMs are currently still one of the most toxic of all studied NMs current levels in the environment may not cause immediate impact on D. magna populations. However sub-lethal and long term effects under continuous exposure may still be of concern. ii Acknowledgements I would like to thank my supervisors Prof. Teresa Fernandes and Prof. Vicki Stone firstly for giving me the opportunity to partake in the project and Ph.D, and secondly for their ongoing support, kind words and encouragement as well as the invaluable insights and expertise they gave. Not only this, but also creating opportunities and experiences which I will never forget, and those which were key to my success. I would truly not have been the researcher and scientist I am today without you help and guidance. I would also like to thank the two post-docs I was lucky enough to have on the project toward the latter stages of my Ph.D. Dr. Farhan Khan was indispensable to my development within the body burden of toxicants and modelling arena, and my Ph.D. Thanks for being there to listen, being a friend and accelerating what I thought was possible. Dr. Judit Kalman thank you for your patience, expertise (particularly, again in the modelling of body burdens) and unparalleled hard work, I know the project would not have been able to get through such a body of work at our institute without you over the last 6 months. It would be remise of me to not finally thank the others within Heriot-Watt University and the NanoSafety Group. Dr. David Brown and Dr. Birgit Gaiser thank you for your help and guidance throughout my PhD, and all our “quick chats”. Dr. John Kinross for always making sure we had a sound working environment and making sure I always had what I needed. Finally thanks to the entire group and those people within DB 2.65 who made my working days what they were, and the friends I have made on the way. Thank you Clemson University ENTOX and thank you Prof. Stephen Klaine for letting me be part of your group, for your expertise and providing exactly what I needed without a second thought. I also have to thank those colleagues and friends I made in my time in the United States of America. You guys were great, and I can’t thank you enough for your time, the rides to work and help. I feel lucky to have met you all. I would like to thank everyone for listening to my incessant ramblings and your patience during such times and keeping me straight; it has been a pleasure. Thank you to Penicuik rugby club for making me feel like I had a home from home, and providing me with a “creative outlet”. Thanks to my now fiancé Kerry for giving me the support, love and belief I needed when times were tough, when I was stressed or down, and pulling me out the other side. iii Thanks to Jack for keeping me young and sane. I am lucky to have not only studied for my Ph.D but also found my own little loving family along the way. Finally thanks to my caring and loving family, for whom it doesn’t matter how far away I get I can always feel their support. I would not have been where I am today, let alone able to complete a Ph.D, without you all. Thanks for believing in me and always telling me everything is possible, thanks for always being proud and being there for me no matter what path I chose. Thank you, Mum, Dad, Karina, Senara and my Grandparents for always believing in me, loving and caring. To all, my achievements and successes are yours as well as my own. Ehaz ha sowenath whath tho why ha tho goz henath, Onen hag Oll. iv ACADEMIC REGISTRY Research Thesis Submission Name: Kai Benjamin Paul School/PGI: School of Life Sciences Version: (i.e. First, Final Degree Sought Ph.D Resubmission, Final) (Award and Subject area) Declaration In accordance with the appropriate regulations I hereby submit my thesis and I declare that: 1) the thesis embodies the results of my own work and has been composed by myself 2) where appropriate, I have made acknowledgement of the work of others and have made reference to work carried out in collaboration with other persons 3) the thesis is the correct version of the thesis for submission and is the same version as any electronic versions submitted*. 4) my thesis for the award referred to, deposited in the Heriot-Watt University Library, should be made available for loan or photocopying and be available via the Institutional Repository, subject to such conditions as the Librarian may require 5) I understand that as a student of the University I am required to abide by the Regulations of the University and to conform to its discipline. * Please note that it is the responsibility of the candidate to ensure that the correct version of the thesis is submitted. Signature of Date: 10/2015 Candidate: Submission Submitted By (name in capitals): KAI B. PAUL Signature of Individual Submitting: Date Submitted: For Completion in the Student Service Centre (SSC) Received in the SSC by (name in capitals): Method of Submission (Handed in to SSC; posted through internal/external mail): E-thesis Submitted (mandatory for final theses) Signature: Date: v Table of contents Chapter 1 Introduction……………………………………….…………………….1-22 1.1 NanoBEE project aims and vision………………………………………..2-3 1.2 Nanomaterials and manufactured nanomaterials in the environment…...3-10 1.3 Daphnia magna.......................................................................................10-14 1.4 Toxicity of Silver Nanoparticles with focus on the Aquatic Environment…………………………………………………………....14-18 1.5 Toxicological Modelling within the Environment ………………….....18-21 1.6 Aims……………………………………………………………………21-22 Chapter 2 Generic methodologies for nanomaterial testing, and organism testing, culturing and maintenance……………………….……………………………….23-28 2.1 Daphnia magna culturing and testing conditions……………………....23-25 2.2 Nanomaterials used……………………………………………………..25-26 2.3 Nanoparticle synthesis and stocks ………………………………….......26-27 2.4 Statistical analyses……………………………………………………....27-28 Chapter 3 Characterisation of manufactured Silver Nanoparticles…………...29-57 3.1 Introduction……………………………………………………………..29-33 3.2 Aims……………………………………………..…………………...…33-34 3.3 Methods………………………………………………………………...34-36 3.3.1 Nanoparticles, synthesis and stocks……………………………...34 3.3.2 Characterisation ………………………………………………34-36 3.3.3 Statistical Analysis…………………………………………..…...36 3.4 Results………………………………………………………….…….....36-51 3.5 Discussion……………………………………………………..….….....51-57 3.5.1 Size, agglomeration and aggregation……………………........52-55 3.5.2 Zeta-potential……………………………………………………..55 3.5.3Dissolution…………………………………………………….......56 3.6 Conclusion………………………………………………………………….57 Chapter 4 Silver nanoparticle and silver nitrate acute and chronic toxicity to Daphnia magna: implications for risk assessment and future research……………………………………………………………………….……57-87 vi 4.1 Introduction…………………………………………………………......57-60 4.2 Aims………………………………………………………………………...60 4.3 Methods……………………………………………………………........60-63 4.3.1 Organisms…………………………………………………….......60 4.3.2 Nanoparticle synthesis and stocks……………………………......60 4.3.3 Characterisation…………………………………………………..61 4.3.4 Toxicity tests………………………………………………….61-62 4.3.5 Imaging …………………………………………………….....62-63 4.3.6 Statistical analysis……………………………………………..….63 4.4 Results………………………………………………………………......64-77 4.4.1 Toxicity tests………………………………………………….64-72 4.4.2 Imaging…………………………………………………...…..72-74 4.5 Discussion……………………………………………………………....77-86 4.5.1 Particle size and toxicity………………………………….......79-81 4.5.2 Zeta-potential and toxicity…..…………………………………....81 4.5.3 Dissolution and toxicity……………………………………….81-82 4.5.4 Potential toxicological modes of action…………………........82-86 4.6 Conclusion…………………………………………………………........86-87 Chapter 5 The Application and suitability of biodynamic and biotic ligand modelling in silver nanoparticle and silver nitrate toxicity assessment…………………………………………………………………...……87-115 5.1 Introduction……………………………………………………………..87-91 5.2 Aims…………………………………………………………………….91-92 5.3 Methods ………………………………………………………….……..92-98 5.3.1 Organisms………………………………………………………...92 5.3.2 Nanoparticle synthesis and stocks………………………...….…..92 5.3.3 Characterisation ………………………………………….............92 5.3.4 Toxicity tests………………………………………………...…....92 5.3.5 Waterborne exposure: uptake and efflux ………………...............93 5.3.6 Foodborne exposure: assimilation efficiency and efflux...……….94 5.3.7 Sample analysis………………………………………………......95 5.3.8 Biodynamic modelling and membrane transporter characteristics……………………………………….………............95-97 vii 5.3.9 Statistical analysis………………………………………….....97-98 5.4 Results……………………………………………….………………...98-108 5.4.1 Toxicity tests…………………………………………………......98 5.4.2 Waterborne uptake of silver nanoparticles and silver nitrate. ……………………………………………………………………....98-99 5.4.3 Loss of waterborne accumulated silver nanoparticles and silver nitrate……………………………………………………………..100-101 5.4.4 Relationship between the waterborne modelled parameters and waterborne silver nanoparticles and silver nitrate toxicity.............101-103 5.4.5 Foodborne silver nanoparticle and silver nitrate loss dynamics and assimilation efficiencies………………………………………….103-106 5.4.6 Biodynamic modelling of silver nanoparticle and silver nitrate burdens from food and water in a representative freshwater environment....……………………………………………............106-108 5.5 Discussion……………………………………………………………108-113 5.6 Conclusion…………………………………………….………...........113-115 Chapter 6 Molecular mechanisms of silver nanoparticle and silver nitrate toxicity……………………………………………………………………...........115-158 6.1 Introduction…………………………………………………..………115-126 6.1.1 Ionoregulation in response to silver nanoparticle and silver nitrate exposure………………………………………………….....................118 6.1.2 Energy metabolism & antioxidant defences in response to silver nanoparticles and silver nitrate exposure………………...............119-126 6.1.2.1 Adenosine triphosphate (ATP)…………...............119-121 6.1.2.2 Lactate dehydrogenase (LDH)…………………...121-123 6.1.2.3 Mitochondria……………………………..............123-124 6.1.2.4 Oxidative stress…………………………..............124-126 6.2 Aims…………………………………………………………...…………..127 6.3 Methods………………………………………………………............127-134 6.3.1 Organisms…………………………………………..............127-128 6.3.2 Nanoparticle synthesis and stocks……………………………....128 6.3.3 Characterisation………………………………………………....128 6.3.4 Ionoregulation assessment………………………………….128-129 viii 6.3.5 Adenosine triphosphate (ATP), Super Oxide Dismutase (SOD) and Catalase (CAT) extraction…………………………………….........…129 6.3.6 Adenosine triphosphate (ATP) assay……………................129-130 6.3.7 Lactate dehydrogenase (LDH) assay…………….................130-131 6.3.8 Catalase (CAT) assay……………………………………....131-132 6.3.9 Super oxide dismutase (SOD) assay…………………………….132 6.3.10 Mitochondrial membrane potential (MMP) assessment………………………………………………………..132-133 6.3.11 Protein analysis………………………………………….……..133 6.3.12 Statistical analysis……………………………..…..……...133-134 6.4 Results……………………………………………………………......134-144 6.4.1 Ionoregulation assessment……………………….................134-136 6.4.2 Adenosine triphosphate (ATP) assay……………………....136-137 6.4.3 Lactate dehydrogenase (LDH) assay……...………………..138-140 6.4.4 Super oxide dismutase (SOD) and catalase (CAT) assay………………………………………………….…………...140-142 6.4.5 Mitochondrial Membrane potential (MMP) assessment……………………………………………..................142-144 6.5 Discussion…………………………………………………………....144-155 6.5.1 Ionoregualtion…………………………………...................144-147 6.5.2 Adenosine triphosphate (ATP)……………………………..147-148 6.5.3 Lactate dehydrogenase (LDH)………………......................148-150 6.5.4 Super oxide dismutase (SOD) and catalase (CAT)……………………………………………..……….……...150-154 6.5.5 Mitochondrial membrane potential (MMP)…………..........154-155 6.6 Conclusion………………………………………………....................155-158 Chapter 7 Overall Discussion……………………………………......................158-174 7.1 Overall discussion introduction……………………………………....158-172 7.2 Final conclusions from the thesis and future researh……...................172-174 Appendix A Tables & Figures ...…………………………………….................175-181 Published Paper A…………………………………………….………………...182-206 Published Paper B………………………………………………………………207-234 Thesis References…………………………………………….............................235-259 ix List of Tables: Table 1.1: Current studies conducted on the toxicity of Ag NPs to Daphnia magna and persisting knowledge gaps. Table 2.1: Standard endpoints measured during D. magna toxicological assessment. Table 3.1: Popular methods used in the physicochemical characteristic determination of nanomaterials. Table 3.2: Mean physicochemical characteristics of pristine (as manufactured) Ag NPs in Milli-Q water adapted from Tejemaya et al. (2012) with the addition of ζ -potential obtained at Heriot-Watt University (Kai B. Paul) (n = 3). Table 3.3: Physicochemical characteristics of Ag NPs in aM7 medium and Milli-Q water physicochemical characteristics. Table 3.4: UV/ Vis Spectra of three Ag NPs from traditional methods (i.e. UV/ vis spectrophotometer; abosorbance λ) at 0 and 24 hours in aM7 medium at 0 and 24 hours. Table 4.1: Acute EC of Daphnia magna in varying silver exposures conducted on < 50 24hour old neonates and 5-6 day old juveniles. Table 4.2: NOEC and LOEC of Daphnia magna in varying silver exposures conducted on < 24hour old neonates and 5-6 day old juveniles. Table 4.3 Effects of AgNO , Ag NPs and food rationing to D. magna after the 21 day D. 3 magna reproduction test. Table 5.1: Biodynamic parameters (± 95% C.I.) metal binding characteristics (± S.E.) and lethality for D. magna exposed to Ag NO , and PVP-, PEG- and Cit-Ag NPs. 3 Table 5.2: EC correlations (Kendall’s Tau test (W statistic)) with biodynamic and 50 biotic ligand model derived parameters. Table 5.3: Biodynamic modelling of body burdens based on environmentally relevant total silver concentrations obtained from San Francisco Bay and Monterey Bay (Griscom, Fisher and Luoma, 2002). Table 6.1. List of references used to determine the common MOA/AOP of silver Ag NPs. Full references can be found in Chapter 8 x
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