The dynamical evolution of massive black hole binaries - I. Hardening in a fixed stellar background. Gerald D. Quinlan LickObservatory, Universityof California, Santa Cruz CA 95060 Dept. of Physicsand Astronomy, Rutgers University,PO Box 849, Piscataway NJ 08855∗ ∗Present address 6 9 17January1996 9 1 n ABSTRACT a The stellar ejection rate and the rates of change of the binary semimajor axis and J eccentricity are derived from scattering experiments for the restricted three-body 7 problem.They areusedto study the evolutionofbinariesinsimple models for galac- 1 tic nuclei, starting soon after the black holes become bound and continuing until the evolutionisdominatedbythe emissionofgravitationalradiation,oruntil the ejected 1 mass is too large for the galaxy to be considered fixed. The eccentricity growth is v 2 found to be unimportant unless the binary forms with a large eccentricity. The scat- 9 teringresultsarecomparedwithpredictionsfromChandrasekhar’sdynamical-friction 0 formulaandwithpreviousworkonthecaptureandscatteringofcometsbyplanetary 1 systems. They suggest that a binary with masses m1 ≥m2 should not be considered 0 hard until its orbital velocity exceeds the background velocity dispersion by a factor 6 that scales as (1+m1/m2)1/2. 9 / 1 INTRODUCTION galacticnuclei,firstproposedbyBBR.Andtheywouldtell h uswhat toexpect ifthreeor moreBHs enterthecore of a p - The existence of massive black hole (BH) binaries follows galaxy, which can happen if the BHs are dragged in from o fromtwowidely-acceptedassumptions:thatgalaxiesmerge thegalaxy’shaloorifthegalaxyundergoesmultiplemerg- r with other galaxies, and that many galaxies contain mas- ers with other galaxies containing BHs. If the first binary t s siveBHs.ForiftwoBHsenterthecoreofamergedgalaxy, mergesfastitcanformabinarywithathirdBH,andonce a dynamical friction drags them to the center where they that merges it canform abinarywith afourth,andso on, : v form abinary.Thesubsequentevolutionwas firstoutlined leadingtoamassivecentralBH;butifthefirstbinarystill i byBegelman, Blandford, and Rees(1980, hereafter BBR). exists when a third BH enters then one or all three of the X Initiallythebinaryhardens(i.e.itsseparationshrinks)be- BHs can be ejected in a sling-shot interaction. Arguments r a cause of the interaction between theBHs and all thestars like these can set limits on massive BHs as dark-matter inthegalaxycore.ButthatisineffectiveoncetheBHsbe- candidates for galactic halos (see Hut and Rees 1992, Xu come close because distant stars perturb the binary’s cen- and Ostriker1994 for conflicting limits for our Galaxy). ter of mass but not its semimajor axis. The binary then Anotherquestion is what a binarymerger does tothe hardens by giving kinetic energy to stars that pass in its surroundinggalaxy,i.e.whatobservablesignatureitleaves. immediate vicinity; a hard binary can eject stars out of Massejectionduringtheevolutionshouldreduceagalaxy’s the core at high velocity. If there are enough stars for the central density and expand its core (BBR). Ebisuzaki, hardeningtocontinue(andgasaccretionontotheBHscan Makino,andOkumura(1991)haveproposedthisasanex- help), eventually the BHs merge through the emission of planationforwhylargeellipticalgalaxieshavelowercentral gravitational radiation; otherwise thehardeningstalls and densities and weaker density cusps than small ellipticals thebinary survives for thelifetime of thegalaxy. (e.g. Kormendy et al. 1994). Whether a binary merges or survives and how long it Wearefarfromhavingpreciseanswerstoanyofthese spends in each stage of the evolution are questions rele- questions.BBRgavearangeofmergertimesforonetypical vant to a number of problems in extragalactic astronomy. examplethatspannedthreeordersofmagnitudebecauseof Their answers would help us predict the total BH merger theuncertaininfluencethatmassejectionhasonthehard- rate and whether it is high enough for us to detect the ening rate. Fukushige, Ebisuzaki and Makino (1992) have resulting gravitational waves (e.g. Thorne 1992, Haehnelt argued that dynamical friction causes a binary to become 1994).TheywouldhelpusassessBH-binarymodelsforthe highly eccentric and that this greatly reduces the merger bending and apparent precession of radio jets from active time because gravitational radiation then becomes impor- 2 Gerald D. Quinlan tant early in the evolution. Although their arguments are are used tostudycometary dynamics(see Fernandez1993 not convincing, they have called attention to the eccen- for a review) they are not of much help for our questions tricity growth and ourignorance of its correct description. aboutBHbinaries,partlybecausetheyoftenconsideronly Thereareuncertaintiesinhowthehardeningratedepends one mass ratio (for the Sun-Jupiter system), but mostly ontheratioofthetwoBHmasses,inwhenabinarymakes because they are used to answer different questions, such thetransitionfromsofttohard,andeveninwhatthewords as the cross section for the capture of interstellar comets, softandhardshouldmeaninthiscontext.Andourknowl- orfortheconversionoflong-periodcometstoshort-period edge of how a binary merger changes a galaxy is based on comets, the survival probability of comets once they are back-of-the-envelope estimates and simple N-body experi- captured,andhowallthesedependonthecomet’sinclina- mentswith unrealistic galaxy models. tion. There is nevertheless some overlap between the two The first step towards resolving these questions is to problems. understand how a massive binary evolves in fixed stellar Thegoal ofthispaperistopresentaccuratemeasure- background. Consider a binary with masses m1 m2 and mentsofH,J,andKovertherangeofparametersofinter- ≥ semimajor axis a in an isotropic background of stars of est for the BH-binary problem, including the dependence mass m∗ m2, density ρ, and one-dimensional velocity on the mass ratio, eccentricity, and degree of hardness of ≪ dispersion σ; let M12 and µ denote the total and reduced thebinary.Otherquantitiestobestudiedincludethecross binary mass: section for a binary to capture stars into bound orbits, for close encounters between stars and the binary mem- M12 =m1+m2, µ=m1m2/M12. (1) bers, and the distribution of velocities with which stars The binary evolution and its effect on the galaxy are de- are expelled from the binary. These add to our under- termined by three dimensionless quantities: the hardening standing of H, J, and K, and are needed by themselves rate for some applications. The results will be presented in a model-independentwaysothattheycanbeappliedtoany σ d 1 H = Gρdt a , (2) problem with m∗ ≪m2 ≤m1. Once H, J, and K have been measured they can be (cid:16) (cid:17) the mass ejection rate (where Mej is the stellar mass that usedtostudytheevolutionofbinariesinfixedgalaxymod- thebinary has ejected from thegalaxy core) els. That will be done here for some simple models. If the BHsarelargetheywillofcourseejecttoomuchmassfrom J = 1 dMej , (3) thegalaxycoreforittobeconsideredfixed.Buttheresults M12 dln(1/a) will still be valid during the early stages of the evolution. and theeccentricity growth rate And they will be helpful even in the later stages, because wecanimagineatanyinstantthatthebinaryisembedded de K = . (4) in a fixed background whose properties are those of the dln(1/a) galaxy at that instant. The self-consistent evolution of a The quantities H, J, and K can be found from scattering massivebinaryinarealisticgalaxymodelandthechanges experimentsthattreatthestar-binaryencountersoneat a thisinducesinthemodelarebeststudiedbylargeN-body time.Analyticapproximationssuchastheimpulseapprox- experiments. That will bedeferred topaper II,along with imationarehelpfulduringtheearlystagesoftheevolution a discussion of what both papers imply for theastronomi- (Gould 1991), but not once thebinary becomes hard. cal questionsmentioned above(Quinlan and Hernquist,in Most publishedscatteringexperimentsassumethebi- preparation). naries and stars to have equal or nearly equal masses (see Heggie1988forareview).Therearesomeexceptions.Roos (1981) performed scattering experimentsfor therestricted three-bodyproblemtostudytheevolutionofhard,massive 2 COMPUTATIONAL METHOD BHbinaries,andusedthemtocorrectamisplacedfactorof 2.1 Derivation of results from the restricted m1/m2 intheBBRhardeningrate.HetriedtomeasureK three-body problem buthisstatisticsweretoopoortogivedefiniteconclusions (only 500 orbits per measurement). Hills (1983a) used the Wetreat thestar asa massless test particle movingin the general three-body problem to study interactions between potential of the two BHs. From the changes in the star’s a massive binary and low-mass intruders(m∗/m2 =0.01). energy and angular momentum per unit mass, ∆E∗ and He gave results for the hardening rate for a wide range of ∆L∗,weinferthecorrespondingchanges∆E and∆Lthat massratios(m1/m2 =1–300),butlikeRoosheconsidered the binary would have suffered if the star had been given onlyveryhardbinaries.MikkolaandValtonen(1992)used a small but nonzero mass. The threebodies are treated as therestrictedthree-bodyproblemtomeasureH andK for point masses and gravitational radiation is ignored. equal-mass BH binaries with varying degrees of hardness. Inarealgalaxystarsapproachthebinarywithawide Theirmeasurementsareaccurateforhardbinariesbuthave distribution of velocities at any given time. But the scat- large error bars for binaries that are not hard. tering experiments are easiest to perform if the stars all Ifm1 m2 thentheinteraction betweenastaranda start from the same velocity v at a large separation from ≫ BHbinaryissimilartotheinteractionbetweenacometand the binary (the initial velocity, or the velocity at infinity). a planet orbiting a star. Although scattering experiments In that case we write Massive Black Hole Binaries 3 d 1 Gρ 2.2 The scattering experiments = H1, (5) dt a v (cid:16) (cid:17) Each scattering experiment requires five uniformly- where the “1” indicates that the stars all have a single distributedrandomnumbers(fourifthebinaryiscircular): velocity v. The hardening rate for a Maxwellian velocity oneforthesquareoftheimpact parameter(insomerange distribution is then [0,b2 ]),andfourtofixthebinary’sorientationandphase: max ∞ σ the cosine of the inclination ([-1,1]), the longitude of as- H(σ)= dv 4πv2f(v,σ) v H1(v), (6) cending node ([0,2π]), the argument of pericenter ([0,2π]), Z0 and the mean anomaly at some fixed time ([0,2π]). The where numbersare chosen with thequasi-random numbergener- 1 ator sobseq of Press et al. (1992). f(v,σ)= exp( v2/2σ2). (7) (2πσ2)3/2 − The range [0,bmax] for impact parameters is split into five intervals corresponding to ranges in scaled pericenter Thehardeningrateisderivedfromtheaverageenergy distancer /aof[0,1],[1,2],[2,4],[4,8],and[8,16].Eachout- p change for stars that scatter off the binary. We define a putquantityismeasuredinanumberofsteps.Onthefirst dimensionless energy change C by (Hills 1983a) step the program spends short but equal amounts of cpu C = M12 ∆E = a∆E∗. (8) time picking orbits from the five intervals. On each suc- 2m∗ E Gµ cessivestep theprogram doublesthecputimeandadjusts its strategy so that the time it spends on each interval is Thismustbeaveragedoverallangularvariablesdescribing proportionaltotheuncertaintythatintervalcontributesto the binary’s orientation and phase, to give C , and then h i the quantity being measured. Once the uncertainty is re- integrated over all impact parameters. The averaging and ducedtoanacceptablelevel,orthecputimeexceedssome integrating are done in a Monte Carlo fashion by picking maximum allowed value, the results from all five intervals orbits from suitable distributions. We sometimes describe are combined with appropriate weights for a distribution anorbitbyitsimpactparameterb,thedistanceatwhichit uniform in b2. For H, J, and K the last three intervals wouldpassthebinaryifitfeltnoattraction,andsometimes contributelittlebecausethechangesinenergyandangular by its pericenter distance r , thedistance if it is attracted p momentumfalloffrapidlywithincreasingimpact parame- byapoint massM12.Thetwoarerelated bygravitational ter. focusing: The coordinates are chosen so that the binary’s cen- ter of mass is at the origin and the star starts at infinity b2 =rp2 1+ 2GrpMv212 . (9) with (x,y,z) = (b,0,∞) and (vx,vy,vz) = (0,0,−v). The (cid:18) (cid:19) star is moved from r = to r = 50a along a Keplerian ∞ Wealso definea dimensionless impact parameter x by orbitaboutapointmassM12 attheorigin.Thenumerical integration starts at r=50a. x=b/b0, b20 =2GM12a/v2; (10) The orbits are integrated in double precision with an b0 is approximately the impact parameter corresponding explicit,embeddedRunge-Kuttamethodoforder(7)8:the to r =a if gravitational focusing is important. With this program dopri8 of Hairer, Norsett, and Wanner (1987). p notation we can write The program adjusts the integration stepsize to keep the fractional errorperstepintheposition andvelocitybelow ∞ H1=8πIx(C)=8π dx x C , (11) some level ǫ, which was set to 10−9. With this choice the Z0 h i change in a star’s Jacobi constant for a circular binary is where thesecond equality definesthe operator I . at most 10−6GM12/a and often much smaller. The forces x from theBHs are not softened. The derivation of the eccentricity growth rate is sim- Someintegrationsaretimeconsumingbecausethestar ilar. The change to the binary’s eccentricity from a single gets captured into a weakly-bound orbit and makes many scattering event is, if the change is small and the binary’s revolutionsbeforeitisexpelled.Theintegrationstepsizeis orbital angular momentum points in the z direction, a small fraction of the binary’s period even if the period ∆e = (1−e2) 2 ∆Lz E 1 . (12) of thestar about thebinary is much longer. Thefollowing ∆ln(1/a) 2e − Lz ∆E − approximation expedites those experiments. If a captured h (cid:16) (cid:17)(cid:16) (cid:17) i star moves further than rk = a(1010m2/m1)1/4 from the Wedefineadimensionlessangular-momentumchangeBby binary,thebinaryisreplacedbyapointmassM12 andthe B= M12∆Lz = M12 ∆L∗,z , (13) starismovedalongaKeplerianellipseuntilitreturnsinside − m∗ Lz µ [GM12a(1−e2)]1/2 rthk,ewcohrernecttheorfboirtcaelspfhroamse.tTheheBH(ms2a/rme1r)e1i/n4trmodauscsedscawliinthg and can then write makes the quadrupole force from the binary at r about k (1 e2) I (B C) 10−10GM12/a2, independentof m2/m1. K1 = − x − , (14) Orbits that get captured for long times tend to be 2e I (C) x (cid:20) (cid:21) highly chaotic. The integration for any particular orbit of wherethe“1”hasthesamemeaningasbefore.Thederiva- that type is difficult to justify because a small change to tion of K from K1 will bedescribed later. theintegrationprocedurecanmakeabigchangetotheout- 4 Gerald D. Quinlan come.Buttheaverageresultsderivedfromalargenumber m1/m2 H0 w/Vbin of integrations can be correct even if the individual inte- grations are not; that is suggested by shadowing lemmas 1 17.97 0.5675 that havebeen provedfor simple chaotic systems.The av- 4 20.54 0.4263 erage results presented here do not change noticeably if ǫ 16 21.87 0.2228 64 22.78 0.1043 is raised or lowered by a factor of 100, even though some 256 22.57 0.0573 orbits undergobig changes. An integration is stopped when the star leaves the sphere r = 50a with positive energy. The average results Table1.ParametersforfitstoH1(eq.16)foracircularbinary. arenotsensitivetothelocationofthissphereprovidedthat it is at least 10–15 times larger than a. Once the integra- tion stops the program records the changes to the star’s 3 RESULTS FROM THE SCATTERING energy and angular momentum, the minimum separations EXPERIMENTS between the star and the two BHs, and between the star and the binary’s center of mass, the integration time, the 3.1 Hardening number of integration steps, and the number of times the 3.1.1 Hardening rate star’s radius passed through a minimum (which, if greater than one, gives the number of revolutions that a captured ThehardeningrateH1(5)hasbeenmeasuredasafunction orbitmade).Anorbitthatdoesnotget capturedtypically of the binary’s eccentricity and hardness for a wide range takes a few hundred to a few thousand integration steps. ofmassratios.ItisplottedinFigure1versusthehardness Captured orbits can take much longer. If an integration asgivenbytheratiooftheinitialstellarvelocityvandthe lastsformorethan106 stepsitisabandoned.Thefraction binary’s orbital velocity V (the relative velocity of the bin of abandoned integrations is the largest for hard binaries two BHsif thebinary is circular): with m1/m2 1, but even for those it is less than 0.1%. ≫ Vbin = GM12/a. (15) The error in any average quantity has a systematic component and a statistical component. Systematic errors The errpor bars show the statistical-error estimates; if not arise, for example, because of errors in the numerical in- visible then theyare smaller than thesize of the points. tegration, because integrations are abandoned if theytake ThevelocitydependenceofH1isfitbyafunctionwith toolong,becausetheprogramimposesamaximumimpact two free parameters (whose values are given in Table 1): parameter bmax, and because the orbits start and end at tro=tal50syasitnesmteaatdicoefrraotrris=u∞sua.lBlyutmnuocnhesomfatlhleersethisanlatrhgee:stthae- H1 = [1+(vH/w0)4]1/2. (16) tisticalerror.Thestatisticalerrorsareestimatedbytaking thedifferencebetweenresultsfoundwithN orbits(thefinal Ttohedefcurnecatsieonashvasaappcroonascthaenstwv,alaunedHd0ecarteavses≪asw1,/svt2aratst number)andN/2orbits,orsometimes—ifthatdifference v w. This fits the data well at high and low veloc- looks suspiciously small — onehalf thedifferencebetween ≫ N orbits and N/4 orbits. That gives a rough estimate of ities. It does not fit so well when H1 first starts to de- crease;thosedatapointsweregivenlittleweightinthefit- theerrorlevel.ThestatisticalerrorsdecreaseatlargeN as (lnN)d/N when quasi-random numbers are used, where d tingprocedure.Athree-parameterfunction wasalso tried, isthenumberofnumberspickedforeachexperiment(5in H1 = H0/[1+(v/w)κ]2/κ, but the exponent κ never dif- fered bymuch from 4. general, 4ifthebinaryis circular).That is fasterthan the N−1/2 decrease that occurs with random numbers (Press Foran equal-mass binary theconstant hardeningrate et al. 1992). at low velocity, H0 ≃ 18.0, agrees well with Mikkola and Valtonen’s (1992) πR 18.2, and also with the a ≃ The number of orbits needed to reduce the statistical results of Hills (1983a, 1992). At high velocity H1 errors to an acceptable level varies widely with the binary H0(w/v)2 5.8(Vbin/v)2, which can be compared wit≈h ≃ andthemeasurement.Measurementsaremoredifficultfor Gould’s (1991) analysis using the impulse approximation, K1 than for H1 because of cancellation. Cancellation is a H1,Gould =(8π/3)(Vbin/v)2. The agreement is satisfactory problemforH1tooathighvvalues.Andregardlessofwhat considering that the error bars are large at high veloc- is being measured, binaries with m1 m2 require many ity and that the impulse approximation is justified only ≫ more orbits than equal-mass binaries because of the rare if v/Vbin 1. In fact it is surprising how well theimpulse ≫ close encounters with the mass m2. When the results are approximation works when v/Vbin 1. ≃ presented the number of orbits used will not be given be- Panel (a) shows that the hardening rate for an equal- causeitisdifferentforeachmeasurement;someestimateof mass binary does not vary much with the eccentricity. thestatistical errorwillbegiveninstead.Thenumbersare MikkolaandValtonen(1992)reachedthesameconclusion, about 104–105 orbits per measurement for H1 (sometimes which remains true for all mass ratios. For later applica- more at high v values) and 105–106 for K1. The complete tions the hardening rate for a circular binary will be used set of experiments took about four monthsof cpu time on foralleccentricitiesbecausethevariationofH0andwwith an IBM 580 RISCworkstation. eccentricity is too small to matter. Massive Black Hole Binaries 5 Figure 1.Binaryhardening rateversus theinitial stellarvelocity v: (a) shows threeeccentricities form1/m2 =1;(b) and (c) show fivemassratiosfore=0,onlinearandlogarithmicscales.Thelinesarethefitstoeq.(16). Roos (1981) and Hills (1983a) showed that the low- For an equal-mass binary the coefficients of the log terms velocity hardening rate H0 does not vary much with the differ by about 30%, which is satisfactory considering massratio. Butthevelocitywdoes.Thevariationisfitby the uncertainties mentioned above. For non-equal masses Gould’s log term does not have the correct mass depen- w 0.85 m2 V =0.85 Gm2. (17) dence (Gould did not attempt to compute the log term ≃ rM12 bin r a accurately). The hardening rate for a massive BH binary is some- The physical significance of this mass dependence is the timesderivedfromChandrasekhar’sdynamical-frictionfor- following: if v<w thebinary can easily capturestars into mula(e.g.Fukushigeetal.1992).Theerrorinthathasbeen boundorbits; if v>w it cannot. known for many years (Chandrasekhar 1944, Hills 1983a): Theintegral(6)foraMaxwelliandistributionwaseval- the distant encounters included in the friction formula do uated numerically. The relation between H and H1 is fit not perturb the binary’s semimajor axis — they only per- closely by theformula turb its center of mass. It is an accident that the deriva- tion gives a result like Gould’s for a Maxwellian distribu- H(σ) 2 σ β +ln 1+α , (18) tion if a suitable choice is made for the log term: if the H1(√3σ) ≃rπ (cid:20) (cid:16)w(cid:17) (cid:21) same derivation is used for H1 it gives thenonsense result that (for m1 = m2) H1 is zero at v = 0, rises as H1 v with α = 1.16 and β = 2.40. In the limit of high velocity ∼ for v < V /2, and then drops abruptly back to zero at bin thisgives v=V /2(becauseonlystarsmovingslowerthantheBHs bin H βH0 w2 ln σ2 . (19) cfoorntfurirbtuhteeridnisCcuhsasniodnr.asekhar’s formula). See Gould (1991) ≈ 6 σ2 w2 (cid:18) (cid:19) (cid:18) (cid:19) The velocity dependence of the hardening rate sug- The log term looks like a familiar Coulomb logarithm but gests a new convention for the use of the word hard. A comes from an integral over the velocity distribution, not hard binary is usually defined in one of three ways. The over a range of impact parameters. The limit (19) can be first says that a binary with binding energy Eb is hard if compared with Gould’s (1991) hardening rate, Eb m∗σ2 and soft if Eb m∗σ2 (p. 534 of Binney ≫ ≪ and Tremaine 1987). The second says a binary is hard if 16√2π Gµ σ2 it grows harder through interactions with stars and soft if H = ln . (20) Gould 3 aσ2 V2 it grows softer (Hut 1983). And the third, which is often (cid:16) (cid:17) (cid:18) bin(cid:19) 6 Gerald D. Quinlan stated as a corollary of the first or second rather than as m1/m2 c1 c2 c3 c4 c5 an independent definition, says a hard binary is one that “hardens at a constant rate,” i.e. at a rate H that is inde- 1 17.97 1.0066 3.5745 2.0865 0.6100 pendent of the hardness. The equivalence of the first two 4 20.54 0.7929 4.5326 1.2675 1.2377 definitionsiscalled Heggie’slaw.Butneitherofthosedefi- 16 21.87 0.4122 3.6588 1.2324 0.9754 64 22.78 0.1800 6.1855 0.5562 1.0087 nitionsis useful for amassive BH binary because both are 256 22.57 0.0846 8.1992 0.3856 0.9782 satisfied by almost any pair of massive BHs that is close enough to be called a binary. The third definition gives almost the same result as Table 2. Parameters for fits to Σcap (eq. 22) for a circular bi- the first two when the masses are equal (see Hut 1983, or nary. Figure6.3ofSpitzer1987) andisfarmoreusefulwhenthe binaryismassive.ABHbinarywillthereforebecalledhard literature). They say their cross sections are accurate to ifithardensataconstantrate,i.e.ifσ worequivalently ifVbin/σ (1+m1/m2)1/2.Itistemp≪tingtocallabinary within a factor of 2–3, although that is not clear because ≫ theyadjusttheirformulasinanadhocway—usingHills’s soft if it is not hard, but that is confusing for massive bi- (1983a)resultstoguidethem—forhardbinariesforwhich nariesbecausethereisawidegapforthembetweenahard the impulse approximation does not work. binaryinthesenseusedhereandasoftbinaryinthefamil- The measurements made here improve upon those of iar sense that “soft binaries grow softer.” In later figures Hills byusingareproduciblecapturedefinitionandbyex- the properties of hard binaries are studied with scattering ploringthedependenceonthebinary’sdegreeofhardness. experiments using the lowest initial velocity v in Figure 1 Panels (a) and (b) of Figure 2 show the capture cross sec- foreachmassratio;thosevelocitiesarelog (v)= 2.025, 10 − tion for a circular binary in units of the binary’s geomet- 2.25, 2.6, 2.8,and 3.0form1/m2 =1,4,16,64,and − − − − rical cross section Σ , which includes the correction for 256. bin gravitational focusing: The scattering results and Gould’s (1991) analysis re- futeHills’s (1990) statement that a binary grows harderif Σ =πa2 1+ 2GM12 . (21) V > σ and softer if V < σ regardless of the values of bin av2 bin bin m∗,m1,andm2.Althoughthemeanenergychange C at The velocity(cid:16)dependence(cid:17)is fit by thefunction h i zero impact parameter does change from positive to neg- ative when the stellar velocity is raised from v < Vbin to Σcap =c1 1+ v c3 −c4ln 1+ c2Vbin c5 ; (22) v>V ,thatsignchangedisappearswhen C isaveraged Σbin c2Vbin v bin h i h (cid:16) (cid:17) i h (cid:16) (cid:17) i overimpact parameter. thefiveparametersarelistedinTable2(thefitsshouldnot The reason for the hard/not-hard transition at σ=w beextrapolatedtovelocitiesmuchhigherthanshowninthe is best explained after we have examined the cross sec- figure). At low velocity Σcap/Σbin rises as ln(1/v) because tion for stars to be captured by a binary, to have close the energy change C decreases exponentially with impact encounters with the binary members, and the distribution parameter.AthighvelocityΣcap/Σbindecreasesasapower of velocities with which stars are expelled from a binary. of v, which is clearer for the binaries with m1/m2 1. ≫ Thevelocityatthetransitionbetweenthelogarithmicand power-law behavior,approximately c2Vbin,dependsonthe mass ratio in the same way as w (eq.17). 3.1.2 Capture cross section For most velocities and mass ratios the cross sections We say that a binary captures an incoming star if the inFigure2agreetowithinafactoroftwowiththeapprox- star’s orbital radius passes through more than one mini- imate crosssections ofPineault andDuquet(1993). There mum.Almostallcapturedorbitsareeventuallyexpelledin are some larger differences at high velocity for an equal- the three-body problem (there might be a set of measure mass binary, and at v/Vbin 0.01–0.1 when m1/m2 1. zero that remain bound forever), but the star can survive The(v/Vbin)−4behaviorseen≃whenm1/m2 1alsoag≫rees ≫ for many revolutions before that happens. with that found by Pineault and Duquet. Previousworkhasusedscatteringexperimentsandap- The capturecross section rises with the binary eccen- proximate methods to derive capture cross sections. Hills tricity,butthedependenceis weak.Thedifferencein Σcap has used scattering experiments to study the capture of for circular and highly-eccentric binaries is only 20–30%, orbits by very hard, massive binaries (Hills 1983a, 1983b, too small to matter for most applications. 1992).Heunfortunatelydefinescapture—orwhathecalls Panels (c) and (d) of Figure 2 show the cross section long-termcapture—inawaythatdependsonhisprogram for a captured orbit to survive for at least N revolutions, (hesaysalong-termcaptureoccursiftheintegrationtakes i.e. for the radius to pass through at least N +1 minima more than 150,000 steps). But he gives helpful informa- before the star is expelled. The results for binaries with tiononhowthecaptureprobabilitydependsontheimpact m1/m2 1 are fit well by Σcap(N)/Σcap N−1/2. Ev- parameter, eccentricity, and binary mass ratio. Pineault erhart (1≫976) noticed this N−1/2 scaling in∼the survival and Duquet (1993) have used the impulse approximation of comets scattered by the Sun-Jupiter system, and inter- to derive approximate capture cross sections for massive, preted it as resulting from a random-walk in the comet’s circular binaries, for arbitrary mass ratios and degrees of energy, as in the gambler’s ruin problem from probability hardness(they give many relevant references tothe comet theory(seeYabushita1979,Quinn,Tremaine,andDuncan Massive Black Hole Binaries 7 Figure 2. The cross-section Σcap fora circular binaryto capture an orbit withinitial velocity v, plotted for five mass ratios on (a) linear and (b) logarithmic scales. The solid lines in (a) and (b) are the fits to eq. (22); the dashed line varies as (v/Vbin)−4. Panels (c) and (d) show the cross section foran orbitto be captured for at leastN revolutions for the samefive mass ratios, plotted in(c) atthelowestv foreachmassratio,andin(d)atv=w.Thedottedlinesin(c)and(d)varyasN−1/2. 1990 for further discussion). The N−1/2 scaling does not were captured; the second allowed as many encounters as work as well if thebinary is not hard or if m1 m2. necessary for thestars to beexpelled. ≃ The cross sections in Figure 2 place no limit on the ThecrosssectionforthelargerBHscalesasΣ/Σ bin ∼ apocenter of the captured orbit. Some of the stars con- r for the single-encounter experiments because of gravi- tributing to Σcap are captured into weakly-bound orbits tational focusing. For the multiple-encounter experiments withapocentersmanyordersofmagnitudelargerthanthe Σ is larger but the increase is important only for r/a < binary’ssemimajoraxis.Inarealgalaxythoseorbitswillbe m2/m1. The reason the increase is unimportant for r/a> perturbedbypassingstarsandthegalacticpotentialbefore m2/m1 is that when a captured star orbits a binary with they return to the binary. But that should not change the m1 m2 thestar’s distance of closest approach tom1 re- ≫ hardeningratemuchbecausethecontributionfromweakly- mainsnearly constantwhileitsenergyundergoes(approx- boundcaptures is small, even when m1 m2. imately) a random walk. This is well known in cometary ≫ dynamics, where comets diffuse in energy at nearly con- stantperihelion(e.g.Duncan,Quinn,andTremaine1987). 3.1.3 Close-encounter cross section Thecrosssectionforacloseencounterwiththesmaller Thecrosssectionforcloseencounterswiththebinarymem- BHisdifferent.Forthesingle-encounterexperimentsgrav- bers is needed for applications to real problems where the itational focusing is important for r/a < m2/m1 but not bodies are not point masses. For a massive BH binary we forr/a>m2/m1,soΣ/Σbin scalesasr orasr2 depending need it to compute the rate at which stars are tidally dis- on whether r/a is smaller or larger than m2/m1. For the ruptedbytheBHs, andto estimate howthose disruptions multiple-encounter experiments the cross section is larger might change the hardeningrate. for all valuesof r,not just for r/a<m2/m1. Figure 3(a) shows the cross section Σ for a star to The distance r/a = m2/m1 has a special importance approach within a distance r of either of the BHs, for a for m2 if m1 m2 because the velocity of a star orbit- ≤ ≫ hard, circular binary with m1/m2 =64. The cross section ing m2 at that distanceequalsVbin.Figure3(b) showsthe isplotted for twosetsof experiments:in thefirst thestars cross section Σ for such encounters as a function of the wereallowedtoencounterthebinaryonlyonce,evenifthey massratio.Forthesingle-encounterexperimentsΣ/Σ bin ∼ 8 Gerald D. Quinlan Figure 3. Close-encounter cross sections fora hard, circularbinary (v equals the lowest value inFig.1 foreach mass ratio). Panel (a)showsthecrosssectionforanorbittoapproachwithin≤rofm1 orm2.Thelinesboundingtheuppershadedregionareform1: thelowerlineresultswhentheorbitsencounter thebinaryonlyonce;theupperwhentheyhaveasmanyencounters asnecessaryfor themtoleavewithpositiveenergy.Thelowershadedregionhasthesamemeaning,butform2.Thedottedlinesvaryasr−1andr−2; thedashedlineisatr/a=m2/m1.Panel(b)showsthecrosssectionforanorbittoapproach withinr≤(m2/m1)aofm2,forboth singleencounters (open circles)and multipleencounters (filledcircles).Panels (c) and(d) show thedifferential hardeningrates with respecttothedistances ofclosestapproachtom1 andm2;thefivelinesareform1/m2=1(dotted), 4,16,64,and256(dashed). (m2/m1)2; for the multiple-encounter experiments cap- at all, which would reduce the cross sections for both m1 turesraise that scaling almost toΣ/Σbin m2/m1. and m2. The two complications tend to cancel for m1. ∼ Panels (c) and (d) of Figure 3 show the differential hardeningrateswithrespecttothedistancesofclosest ap- 3.1.4 Distribution of final velocities proach to m1 and m2, normalized so that the area under the curves is unity. The largest contribution to the hard- Thefinalvelocityisthevelocityofastaratinfinityafterit ening comes from orbits that pass both BHs at a distance hasbeenexpelledbythebinary.Weneedtheirdistribution notmuchsmallerthanthesemimajoraxis.Whenm1 m2 to compute themass ejection rate. ≫ thereisawidetailintheleftofpanel(d),butthecontribu- Everhart’s (1968, 1969) work on the scattering of tion from close encounterswith m2 is still asmall fraction cometsbyplanetarysystemsisrelevanttothedistributions of thetotal hardeningrate. tobeconsideredhere.Everhartusedanapproximateconic- matching procedure to derive the probability h(U)dU for In a real galaxy there will be two complications that the energy change U =∆E∗ to lie in the intervaldU after can change these results. If weakly-bound captured stars a single encounter between the comet and the planet. The areperturbedbynearbystarsorthegalacticpotentialthey distribution has three parts, which Everhart called A, B, will not return to the binary in such a way as to keep and C. Parts A and B are for the small and intermediate their distance of closest approach to m1 nearly constant. energy changesandarefitwell by(A)aGaussian and(B) Thatwouldincreasethedifferencebetweenthesingle-and h(U) 1/U 3. Part C is for the large energy changes re- ∼ | | multiple-encounter cross sections for m1. But if the cap- sultingfromrare,closeencounterswiththeplanet.Inparts tured stars are perturbed too much they might not return A andB, h(U) dependsonly on U , butthat symmetryis | | Massive Black Hole Binaries 9 brokeninpartCwhereenergygainsaremorefrequentthan with a gain to its kinetic energy. The energy gain results energy losses. mainly from the interaction with the smaller BH if m1 ≫ Panel(a)ofFigure4showsthefinal-velocitydistribu- m2 because the larger BH acts as a fixed potential. The tionforahardbinaryfromscatteringexperimentsdonein interactionforceofmagnitudeF Gm2/a2 actsforatime amannersimilartoEverhart’s,sothat“final”meansafter ∆t (a3/GM12)1/2 to produce∼a velocity change ∆v ∼ ∼ a single encounter with the binary. If a star was captured F∆t (m2/M12)Vbin and a corresponding energy change its final velocity was set to − 2|E∗|, with E∗ measured ∆E∗ ∼∼Vbin∆v ∼(m2/M12)Vb2in. That gives C ∼ m2/µ∼ when the star began returning to the binary for a second 1, which is sufficient to give a hardening rate H1 with no p encounter; otherwise the final velocity was set to √2E∗ at dependenceon thehardnessandalmost nodependenceon the end of the integration. The figure shows the cross sec- the mass ratio. tions Σ for the final velocity to be greater than v or less If this same derivation is repeated for a high-velocity f than v for some positive v . star (v > V ) it gives a hardening rate that rises as f f bin F−or the binaries with m1/m2 1 there is a range of H1 v2 instead of falling as H1 1/v2 as it should. ≫ ∼ ∼ velocities for which Σ is symmetric (depends only on v ) That is because the derivation ignores the orbits that lose f and varies as Σ 1/v4. This corresponds to Everha|rt’|s energy, which tend to cancel the ones that gain energy. ∼ f part B. The hardeningrate would benearly zero for these The cancellation removes four powers of v and is the rea- binaries if multiple encounters were not allowed because son the hardening rate is so difficult to measure at large the positive and negative contributions would nearly can- v by the Monte Carlo method. For a hard binary there is cel. The symmetry is not as good for binaries with equal no cancellation because the orbits that lose energy in the massesforwhichthestarismorelikelytogainenergy.That first encounter are captured and eventually expelled with is why the N−1/2 scaling in Figure 2 did not work so well anenergygain.Itisnotsurprisingthenthatthehard/not- forequal-massbinaries.TheasymmetrythatEverhartpre- hard transition occurs at the velocity w where the binary dictedforpartCisnotclearinthefigure,perhapsbecause begins capturingstars effectively. the statistics are poor when m1 m2 for the rare, close ≫ encounters with the mass m2 (the m1/m2 = 256 results come from 106 orbits, but that is still not enough). 3.2 Mass ejection Panel (b) shows the final-velocity distribution when thestarsareallowedtoencounterthebinaryasmanytimes Tomeasuretheejection rateweneedanejection criterion, as necessary for them to be expelled. The Σ 1/v4 scal- i.e. a velocity vej such that a star with initial velocity v is ing from the single-encounter experiments is r∼aisedfto ap- counted as ejected if it is expelled with final velocity vf > proximately Σ 1/v3, but the probability of a star being vej. The conventional escape-velocity choice, vej = 2√3σ, expelled with v∼f Vbfin is still small if m1 m2. leads to a problem for a Maxwellian distribution because Panel (c) sh≃ows the differential harde≫ning rate with 0.7% of the stars have initial velocities v > vej and will respect to the final velocity, normalized so that the area be counted as ejected if they receive any energy from the under the curves is unity. The velocity at the maximum binary, no matter how little. We therefore choose vej = scales with the mass ratio in the same way as w (eq. 17) max 1.5v,2√3σ ;theresultsdonot dependsensitively on { } and is approximately 1.75w. There is a wide tail to the the numbers 1.5 and 2√3. Let Fej(x,v,σ) be the fraction right of the maximum if m1 m2 but the high velocities ofstarsincidentuponthebinarywithimpactparameterx contribute little to the hard≫ening. In fact the hardening andinitialvelocityvthatsatisfythiscriterion.Theejection rate for m1 m2 can be computed quite accurately by rate is then ≫ considering just the positive velocities from panel (a) and 1 ∞ σ ∞ multiplying the result by two, i.e. by assuming that the J = dv 4πv2f(v,σ) 4π dx xFej(x,v,σ). (23) H v captured orbits eventually get expelled with thesame dis- Z0 Z0 tribution of final velocities as for the orbits that are not Theintegraloverthevelocity distributionisevaluatednu- captured (thisworks only for veryhard binaries). merically after the inner integral is determined from final- velocity distributions like those shown in Figure 4. The ejection rate is plotted as a function of σ/V bin for five mass ratios in Figure 5. At low velocity J rises 3.1.5 Discussion as ln(1/σ); at high velocity J falls, first gradually, then We can now explain why a hard binary hardens at a con- precipitously.Thevelocitydependenceisfitbythefunction stant rate that is independent of its mass ratio. The ex- ptwhliaetnhdamtoimo1ningainvmten2cocbnoytmrRiebosuoftsrioo(m1n98too1r)btiihtsseinthhcaoarrtdrheencativn.egItclfioomsrepaleienbscinothuaranyt- J =j1"1+(cid:18)j2Vvbin(cid:19)j3#−j4ln(cid:20)1+(cid:16)j2Vvbin(cid:17)j5(cid:21); (24) ≫ ters with m2 and are expelled with high velocity. But the the five parameters are listed in Table 3. The parameters scattering experiments show that the dominant contribu- giveaclosefittothedatainthefigurebutareerratic.Note tion comes from orbits that do not have close encounters that the velocity at the bend in the curves in panel (b) is withtheBHsandthatareexpelledwithavelocityvf w. not fit well by j2Vbin. ≃ Consideratypicalorbitthatstartswithalowvelocity The ejection rate for a hard binary can be estimated v,passesatadistancer afrom thetwoBHs,andleaves bynotingthatcloseencounterswiththebinarygiveamean ≃ 10 Gerald D. Quinlan Figure 4.Distributionoffinalvelocitiesforahard,circularbinary(v equalsthelowestvalueinFig.1foreachmassratio).Σisthe crosssectionforanorbittoleavewithvelocity ≥vf (solidlines),ortoremainboundwithenergy ≤−vf2/2(dotted lines).In(a)the orbitsencounter the binaryonlyonce; in(b) as manytimes asnecessary forthem toleave withpositive energy. Panel (c) shows the differentialhardeningratefortheexperimentsin(b).Themassratiosm1/m2 in(a)and(b)areasshownin(c),increasingfromright toleft. 3.3 Eccentricity growth m1/m2 j1 j2 j3 j4 j5 1 0.3779 0.9200 2.2572 22.415 0.3437 K1ismoredifficulttomeasurethanH1becauseofthecan- 4 0.1148 0.8815 1.5224 10.521 1.4162 cellationthatoccursinthenumeratorofequation(14).The 16 0.0284 0.6608 0.9404 6.7223 5.6247 B C distribution is wide and nearly centered on the ori- 64 0.0665 0.4438 0.8480 8.1901 2.1824 gin−withamean B C thatis10–100timessmallerthan 256 0.2800 0.0214 3.1294 0.5284 0.8108 h − i thedeviationaboutthemean.Consequentlyweknowmuch lessabouteccentricitygrowththanweknowaboutharden- Table 3.ParametersforfitstoJ (eq. 24)foracircularbinary. ing. Roos (1981) tried tomeasure K1 with only 500 orbits per measurement. He found K1 = 0.2 0.2 for a hard bi- ± narywithe=0.6andconcludedthattheeccentricitycould increase. Mikkola and Valtonen (1992) used 104 orbits per energy change of C 1. It then follows from the defini- tion (8) of C thaht aib≃inary must interact with about its measurementtostudythedependenceofK1 ontheeccen- tricity andhardnessofan equal-massbinary.Theirresults own mass in stars to shrinkby afactor of e.But “interact are accurate for hard binaries, for which they found pos- with”doesnotmean thesameas“eject.” Abinarythat is nothardinteractswithmanystarsbutejects fewofthem. itive growth rates with a maximum of K1 = 0.19±0.04, but havelarge error barsfor v V . And even a hard binary need not eject its own mass to ≃ bin shrink by a factor of e if it gives some stars much more The results derived here use 10 – 100 times more or- energy than others. bitspermeasurementthanMikkolaandValtonenused(105 Figure (4)shows that ahardbinarywith m1/m2 1 per measurement at low stellar velocity,106 at high veloc- ≫ expelsfewstarswithv >V .SowhydoesJ notdecrease ity) and use quasi-random numbers rather than random f bin rapidlywithm1/m2 intheleft halfofFigure(5)?Because numbers to further reduce the statistical errors. The large although thefraction of stars expelled with v >V does number of orbits required has two practical consequences. f bin decrease rapidly with m1/m2, the fraction expelled with First,onlyasmallnumberofvelocitiesandmassratioscan v >wdoesnot,anditisthatfractionthatdeterminesthe beexamined.Second,theresultsshouldbeappliedonlyto f ejection rate when thebinary first becomes hard. problems where m∗ is much smaller than m1 and m2, for