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The Design of Competition Law Institutions: Global Norms, Local Choices PDF

518 Pages·2013·2.797 MB·English
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THE DESIGN OF COMPETITION LAW INSTITUTIONS LAW AND GLOBAL GOVERNANCE SERIES Editors: AndrewHurrell,BenedictKingsbury,andRichardB.Stewart Global governance involves the exercise of power, beyond a single state, to influ- ence behaviour, to generate resources, or to allocate authority. Regulatory struc- tures, and law of all kinds, increasingly shape the nature, use, and effects of such power. These dynamic processes of ordering and governance blend the extra- nationalwiththenational,thepublicwiththeprivate,thepoliticalandeconomic withthesocialandcultural.Issuesofeffectiveness,justice,voice,andinequalityin theseprocessesaregrowinginimportance.Thisseriesfeaturesexceptionalworksof original research and theory—both sector-specific and conceptual—that carry forward the serious understanding and evaluation of these processes of global governance and the role of law and institutions within them. Contributions from all disciplines are welcomed. The series aims especially to deepen scholarship and thinking in international law, international politics, comparative law and politics, and public and private global regulation. A major goal is to study governance globally, and to enrich the literature on law and the nature and effects of global governancebeyondtheNorthAtlanticregion. alsopublishedintheseries GovernancebyIndicators GlobalPowerthroughQuantificationandRankings Edited by Kevin E. Davis, Angelina Fisher, Benedict Kingsbury, and Sally Engle Merry The Design of Competition Law Institutions Global Norms, Local Choices Editedby ELEANOR M. FOX and MICHAEL J. TREBILCOCK 1 3 GreatClarendonStreet,Oxford,OX26DP, UnitedKingdom OxfordUniversityPressisadepartmentoftheUniversityofOxford. ItfurtherstheUniversity’sobjectiveofexcellenceinresearch,scholarship, andeducationbypublishingworldwide.Oxfordisaregisteredtrademarkof OxfordUniversityPressintheUKandincertainothercountries #Thevariouscontributors2013 Themoralrightsoftheauthorshavebeenasserted FirstEditionpublishedin2013 Impression:1 Allrightsreserved.Nopartofthispublicationmaybereproduced,storedin aretrievalsystem,ortransmitted,inanyformorbyanymeans,withoutthe priorpermissioninwritingofOxfordUniversityPress,orasexpresslypermitted bylaw,bylicenceorundertermsagreedwiththeappropriatereprographics rightsorganization.Enquiriesconcerningreproductionoutsidethescopeofthe aboveshouldbesenttotheRightsDepartment,OxfordUniversityPress,atthe addressabove Youmustnotcirculatethisworkinanyotherform andyoumustimposethissameconditiononanyacquirer CrowncopyrightmaterialisreproducedunderClassLicence NumberC01P0000148withthepermissionofOPSI andtheQueen’sPrinterforScotland BritishLibraryCataloguinginPublicationData Dataavailable ISBN 978–0–19–967004–8 PrintedandboundinGreatBritainby CPIGroup(UK)Ltd,Croydon,CR04YY Acknowledgments We acknowledge with much gratitude the generous financial assistance of the International Development Research Centre of Ottawa, Canada, and the special helpandadviceofSusanJoekes,SeniorProgramSpecialistatIDRC. Weacknowledge,also,thesummerresearchsupportoftheFilomenD’Agostino andMaxE.GreenbergFoundation. We owe many personal debts. Many thanks to Professors Richard Stewart and Benedict Kingsbury, founders of the project on Global Administrative Law, for sparking the GAL competition project and giving us inspiration and guidance throughout; to Megan Donaldson of NYU’s Institute for International Law and Justiceforheradministrationoftheproject;toNYULawgraduatestudentsMarcos Exposto Jr., Kojiro Fujii, Shashank Gautum, and Tara Kelly for their excellent assistance at the various stages of the project; and of course to the whole GAL competitionprojectteam,theauthorsofthechaptersfromaroundtheworld,with whomweworkedintensivelytobringtheprojectandbooktofruition.Thanksalso toourNYUassistant,LindaSmalls,forhertirelessworkoncoordinatingthemany pieces. EleanorM.Fox NewYork,NewYork MichaelJ.Trebilcock Toronto,Canada May2012 This page intentionally left blank Contents ListofContributors xi ListofAbbreviations xiii 1. Introduction:TheGALCompetitionProject:TheGlobal ConvergenceofProcessNorms 1 EleanorM.FoxandMichaelJ.Trebilcock I. Thebirthandevolutionoftheproject 1 II. Themes—Asynthesis 4 III. Summariesofcountry/jurisdictionalstudies 12 IV. Concludingreflections 44 Appendix:TheTemplate—OutlineofElementsAddressed intheJurisdictionalStudies 47 History 47 Structure 47 Mandateandboundariesofthecompetitionauthority 47 Proceduralcharacteristics 47 Criticalevaluation 48 2. AustraliaandNewZealand:TheirCompetitionLawSystemsandthe Countries’Norms 49 SimonPeart I. Competitionlawenforcementandgovernance:Australia andNewZealand 49 II. Structure 56 III. Mandateandcentralsubstantiveprovisions 66 IV. Proceduralcharacteristics 74 V. Criticalevaluation 105 3. Canada:TheCompetitionLawSystemandtheCountry’sNorms 109 EdwardIacobucciandMichaelJ.Trebilcock I. History 109 II. Structure 112 III. Mandate 119 IV. Proceduralcharacteristics 125 V. CriticalreflectionsoninstitutionaldesignissuesinCanadian competitionpolicy 140 VI. Conclusion 146 viii Contents 4. Chile:TheCompetitionLawSystemandtheCountry’sNorms 149 FranciscoAgüeroandSantiagoMontt I. Introduction 149 II. History 151 III. Structureandprocedure 154 IV. MandateandboundariesoftheCompetitionAuthority 160 V. Proceduralnorms 163 VI. Criticalevaluation 183 Annex 186 Generalmethodologicalaspects 186 Qualitativemethodologytechniques:Interviewsanddocumentanalysis 186 Quantitativemethodologytechnique:Survey 187 NationalEconomicProsecutor’sOffice(NEPO) 188 CompetitionTribunal 190 5. China:TheCompetitionLawSystemandtheCountry’sNorms 194 JessicaSuandXiaoyeWang I. History 194 II. Structure 202 III. MandateandboundariesoftheAnti-Monopoly EnforcementAgencies 211 IV. Proceduralcharacteristics 217 V. Criticalevaluation 227 6. Japan:TheCompetitionLawSystemandtheCountry’sNorms 232 HarryFirstandTadashiShiraishi I. Historyofantitrustenforcement 232 II. Institutionalstructure 236 III. Mandate 237 IV. ProceduralcharacteristicsofJapan’senforcementsystem 240 V. Evaluationandpotentialreforms 262 VI. Conclusion 264 7. SouthAfrica:TheCompetitionLawSystemandtheCountry’sNorms 266 DennisDavisandLaraGranville I. Historyandstructure 266 II. Mandateofthecompetitionauthorities 271 III. Proceduralnorms 281 IV. Criticalevaluation 325 8. TheUnitedStates:TheCompetitionLawSystemandthe Country’sNorms 329 HarryFirst,EleanorM.Fox,andDanielE.Hemli I. Thehistoryofantitrustenforcement 329 II. Institutionalstructure 334 Contents ix III. Competitionmandate 340 IV. ProceduralcharacteristicsoftheUSenforcementsystem 344 V. Evaluation 379 VI. Conclusion 383 9. TheEuropeanUnion:TheCompetitionLawSystemandthe Union’sNorms 384 IoannisLianosandAriannaAndreangeli I. Institutionalstructureandinstitutionalperformancenorms 384 II. Mandate 405 III. Dueprocessnormsincase-by-casedecision-making 407 IV. Administrativeperformancenorms 432 V. Conclusions:suggestionsforreformandimprovement 436 10. TheInternationalInstitutionsofCompetitionLaw: TheSystems’Norms 444 EleanorM.FoxandAmedeoArena I. Introduction 444 II. TheWorldTradeOrganization 447 III. Theotherinternationalinstitutions 476 IV. Findingsandcriticalevaluation 484 Index 489

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