THE DERIVATIONAL RESIDUE IN PHONOLOGICAL OPTIMALITY THEORY la.28.vw.p65 1 02/11/99, 1:53 PM LINGUISTIK AKTUELL/LINGUISTICS TODAY Linguistik Aktuell/Linguistics Today (LA) provides a platform for original monograph studies into synchronic and diachronic linguistics. Studies in LA confront empirical and theoretical problems as these are currently discussed in syntax, semantics, morphology, phonology, and systematic pragmatics with the aim to establish robust empirical generalizations within a universalistic perspective. Series Editor Werner Abraham Germanistisch Instituut Rijksuniversiteit Groningen Oude Kijk in ’t Jatstraat 26 9712 EK Groningen The Netherlands E-mail: [email protected] Advisory Editorial Board Guglielmo Cinque (University of Venice) Günther Grewendorf (J.W. Goethe-University, Frankfurt) Liliane Haegeman (University of Lille, France) Hubert Haider (University of Salzburg) Christer Platzack (University of Lund) Ian Roberts (University of Stuttgart) Ken Safir (Rutgers University, New Brunswick NJ) Höskuldur Thráinsson (University of Iceland, Reykjavik) Lisa deMena Travis (McGill University) Sten Vikner (University of Stuttgart) C. Jan-Wouter Zwart (University of Groningen) Volume 28 Ben Hermans and Marc van Oostendorp (eds.) The Derivational Residue in Phonological Optimality Theory THE DERIVATIONAL RESIDUE IN PHONOLOGICAL OPTIMALITY THEORY BEN HERMANS Tilburg University MARC VAN OOSTENDORP Meertens Institute, Royal Netherlands Academy of Arts and Sciences JOHN BENJAMINS PUBLISHING COMPANY AMSTERDAM / PHILADELPHIA la.28.vw.p65 3 02/11/99, 1:53 PM TM The paper used in this publication meets the minimum requirements of 8 American National Standard for Information Sciences — Permanence of Paper for Printed Library Materials, ANSI Z39.48-1984. Library of Congress Cataloging-in-Publication Data The derivational residue in phonological optimality theory / [edited by] Ben Hermans, Marc van Oostendorp. p. cm. -- (Linguistik aktuell / Linguistics today, ISSN 0166-0829; v. 28) Includes bibliographical references and indexes. 1. Grammar, Comparative and general--Phonology. 2. Optimality theory (Linguistics) 3. Grammar, Comparative and general--Morphology. I. Hermans, Ben. II. Oostendorp, Marc van, 1967- III. Series: Linguistik aktuell ; Bd. 28. P217.3.D47 1999 414--dc21 99-39779 isbn 90 272 2749 7 (eur) / 1 55619 912 0 (us) (Hb; alk. paper) CIP © 1999 – John Benjamins B.V. No part of this book may be reproduced in any form, by print, photoprint, microfilm, or any other means, without written permission from the publisher. John Benjamins Publishing Co. · P.O.Box 75577 · 1070 an Amsterdam · The Netherlands John Benjamins North America · P.O.Box 27519 · Philadelphia PA 19118-0519 · USA la.28.vw.p65 4 02/11/99, 1:53 PM Table of Contents List of Contributors vii Introduction: Optimality Theory and Derivational Effects 1 MarcvanOostendorpandBenHermans Head Dependence in Stress-Epenthesis Interaction 29 JohnAlderete Unrecoverable Origins 51 MaryM.Bradshaw Uniformity in Extended Paradigms 81 EugeneBuckley Directionality Constraints on Derivation? 105 MatthewY.Chen Alignment and the Cycle are Different 129 SanDuanmu Stricture is Structure 153 ChrisGolstonandHarryvanderHulst Phonological Restructuring in Yidi\ and its Theoretical Consequences 175 BruceP.Hayes Surface Opacity of Metrical Structure in Optimality Theory 207 RenéKager vi TABLEOFCONTENTS Sign-Based Morphology: A Declarative Theory of Phonology-Morphology interleaving 247 CemilOrhanOrgun Derivationalism in Kikamba Vowel Hiatus Phenomena 269 R.RuthRoberts-Kohno References 295 Language Index 313 Name Index 315 Subject Index 319 List of Contributors John Alderete City University of Hong Kong Department of Linguistics Tat Chee Ave. Faculty of Arts Kowloon, Hong Kong Buchanan E270–1866 Main Mall People’s Republic of China Vancouver, B.C. Canada V6T 1Z1 [email protected] [email protected] San Duanmu Mary Bradshaw Program in Linguistics Linguistics Department University of Michigan Ohio State University 1076 Frieze Building 222 Oxley Hall Ann Arbor, MI 48109–1285 1712 Neil Avenue USA Columbus, OH 43210–1298 [email protected] USA [email protected] Chris Golston Department of Linguistics, PB 92 Gene Buckley California State University Fresno Department of Linguistics Fresno CA 93740 619 Williams Hall USA University of Pennsylvania [email protected] Philadelphia, PA 19104–6305 USA Bruce P. Hayes [email protected] Department of Linguistics University of California, Los Matthew Y. Chen Angeles Professor of Linguistics Los Angeles CA 90095–1543 Univ. of California, San Diego USA and [email protected] Dean, Faculty of Humanities and Social Sciences viii LISTOFCONTRIBUTORS Harry van der Hulst Marc van Oostendorp Department of Linguistics Meertens Institute Leiden University Joan Muyskenweg 25 PO Box 9515 1096 CJ Amsterdam 2300 RA Leiden The Netherlands The Netherlands [email protected] [email protected] Orhan Orgun Ben Hermans Department of Linguistics Department of Linguistics University of California, Davis Tilburg University Davis, CA 95616 POBox 90153 USA 5000 LE Tilburg [email protected] The Netherlands [email protected] Rosalind Ruth Roberts-Kohno Linguistics Department René Kager Ohio State University Utrecht Institute of 222 Oxley Hall Linguistics/OTS 1712 Neil Avenue Trans 10 Columbus, OH 43210–1298 3512 JK Utrecht USA The Netherlands [email protected] [email protected] Introduction ff Optimality Theory and Derivational E ects Marc van Oostendorp Ben Hermans 1. OptimalityTheoryandPhonologicalDerivations The articles collected in this volume provide an overview of the status of derivational theory within one of the most popular frameworks in present-day phonology, Optimality Theory. According to Anderson (1985), the history of phonology in the twentieth century can be seen as a sequence of periods in which the emphasis is on the structure of phonological representations, alternat- ingwithperiodsinwhichtheemphasisisonphonologicalderivations.Inperiods in which representations are the focus of interest, most scholars are concerned with the internal structure of units such as segments, words and phonological phrases. In periods in which derivations are more central, people study the way in which words are phonologically related to one another. According to Ander- son, taking an interest in representation is often connected to the study of languages; taking an interest in derivations is connected to the study of gram- mars. Of course, this does not mean that either of these topics have been completely ignored in any period of time. It is impossible to purely concentrate on one of these aspects: In fact, theories of rules and theories of representations deal with intimately interrelatedandindisolubleaspectsofthesamelinguisticstructure.Inorderto understandthatstructure,however,bothaspectsmustbeappreciated,andthis hascertainly notalwaysbeen thebasison whichinquiryinto soundstructure hasproceeded. (Anderson1985:9–10) One may wonder how the 1990s are to be evaluated in this light. Whether we likeitornot,thisdecadewillundoubtedlybeseeninfuturehistoricaloverviews