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Curve The Shortening Problem © 2001 by Chapman & Hall/CRC Curve The Shortening Problem Kai-Seng Chou Xi-Ping Zhu CHAPMAN & HALL/CRC Boca Raton London New York Washington, D.C. © 2001 by Chapman & Hall/CRC Library of Congress Cataloging-in-Publication Data Chou, Kai Seng. The curve shortening problem / Kai-Seng Chou, Xi-Ping Zhu. p. cm. Includes bibliographical references and index. ISBN 1-58488-213-1 (alk. paper) 1. Curves on surfaces. 2. Flows (Differentiable dynamical systems) 3. Hamiltonian sytems. I. Zhu, Xi-Ping. II. Title. QA643 .C48 2000 516.3′52—dc21 00-048547 This book contains information obtained from authentic and highly regarded sources. Reprinted material is quoted with permission, and sources are indicated. A wide variety of references are listed. Reasonable efforts have been made to publish reliable data and information, but the author and the publisher cannot assume responsibility for the validity of all materials or for the consequences of their use. Neither this book nor any part may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, microfilming, and recording, or by any information storage or retrieval system, without prior permission in writing from the publisher. The consent of CRC Press LLC does not extend to copying for general distribution, for promotion, for creating new works, or for resale. Specific permission must be obtained in writing from CRC Press LLC for such copying. Direct all inquiries to CRC Press LLC, 2000 N.W. Corporate Blvd., Boca Raton, Florida 33431. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation, without intent to infringe. © 2001 by Chapman & Hall/CRC No claim to original U.S. Government works International Standard Book Number 1-5848-213-1 Library of Congress Card Number 00-048547 Printed in the United States of America 1 2 3 4 5 6 7 8 9 0 Printed on acid-free paper © 2001 by Chapman & Hall/CRC v CONTENTS Preface vii 1 Basic Results 1 1.1 Short time existence . . . . . . . . . . . . . . . . . . . 1 1.2 Facts from the parabolic theory . . . . . . . . . . . . . 15 1.3 The evolution of geometric quantities . . . . . . . . . . 19 2 Invariant Solutions for the Curve Shortening Flow 27 2.1 Travelling waves . . . . . . . . . . . . . . . . . . . . . 27 2.2 Spirals . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.3 The support function of a convex curve . . . . . . . . 33 2.4 Self-similar solutions . . . . . . . . . . . . . . . . . . . 35 3 The Curvature-Eikonal Flow for Convex Curves 45 3.1 Blaschke Selection Theorem . . . . . . . . . . . . . . . 45 3.2 Preserving convexity and shrinking to a point . . . . . 47 3.3 Gage-Hamilton Theorem . . . . . . . . . . . . . . . . . 51 3.4 The contracting case of the ACEF . . . . . . . . . . . 59 3.5 The stationary case of the ACEF . . . . . . . . . . . . 73 3.6 The expanding case of the ACEF . . . . . . . . . . . . 80 4 The Convex Generalized Curve Shortening Flow 93 4.1 Results from the Brunn-Minkowski Theory . . . . . . 94 4.2 The AGCSF for (cid:27) in (1/3, 1) . . . . . . . . . . . . . . 97 4.3 The aÆne curve shortening (cid:13)ow . . . . . . . . . . . . . 102 4.4 Uniqueness of self-similar solutions . . . . . . . . . . . 112 5 The Non-convex Curve Shortening Flow 121 5.1 An isoperimetric ratio . . . . . . . . . . . . . . . . . . 121 5.2 Limits of the rescaled (cid:13)ow . . . . . . . . . . . . . . . . 129 © 2001 by Chapman & Hall/CRC vi 5.3 Classi(cid:12)cation of singularities. . . . . . . . . . . . . . . 134 6 A Class of Non-convex Anisotropic Flows 143 6.1 The decrease in total absolute curvature . . . . . . . . 144 6.2 The existence of a limit curve . . . . . . . . . . . . . . 147 6.3 Shrinking to a point . . . . . . . . . . . . . . . . . . . 153 6.4 A whisker lemma . . . . . . . . . . . . . . . . . . . . . 160 6.5 The convexity theorem . . . . . . . . . . . . . . . . . . 164 7 Embedded Closed Geodesics on Surfaces 179 7.1 Basic results. . . . . . . . . . . . . . . . . . . . . . . . 180 7.2 The limit curve . . . . . . . . . . . . . . . . . . . . . . 186 7.3 Shrinking to a point . . . . . . . . . . . . . . . . . . . 188 7.4 Convergence to a geodesic . . . . . . . . . . . . . . . . 196 8 The Non-convex Generalized Curve Shortening Flow 203 8.1 Short time existence . . . . . . . . . . . . . . . . . . . 204 8.2 The number of convex arcs . . . . . . . . . . . . . . . 211 8.3 The limit curve . . . . . . . . . . . . . . . . . . . . . . 218 8.4 Removal of interior singularities . . . . . . . . . . . . . 228 8.5 The almost convexity theorem. . . . . . . . . . . . . . 239 Bibliography 247 © 2001 by Chapman & Hall/CRC vii PREFACE A geometric evolution equation (for plane curves) is of the form @(cid:13) =fn ; ((cid:3)) @t where (cid:13)((cid:1);t) is a family of curves with a choice of continuous unit normal vector n((cid:1);t) and f is a function dependingon the curvature of(cid:13)((cid:1);t)withrespectton((cid:1);t). Anysolutionof((cid:3)) isinvariantunder the Euclidean motion. The simplest geometric evolution equation is the eikonal equation when f is taken to be a non-zero constant. The next one is the curvature-eikonal (cid:13)ow when f is linear in the curvature. It includes the curve shortening (cid:13)ow (CSF) @(cid:13) =kn ; @t as a special case. Let L(t) be the perimeter of a family of closed curves (cid:13)((cid:1);t) driven by ((cid:3)). We have the (cid:12)rst variation formula dL (t) = (cid:0) fkds : dt Z(cid:13)((cid:1);t) 2 Therefore, the CSF is the negative L -gradient (cid:13)ow of the length. When (cid:13)((cid:1);t) is also embedded, its enclosed area satis(cid:12)es dA (t) =(cid:0)2(cid:25) : dt Thus, any embedded closed curve shrinks under the (cid:13)ow and ceases to exist beyond A(0)=2(cid:25). The following two results completely char- acterize the motion. Theorem A (Gage-Hamilton) The CSF preserves convexity and shrinksany closed convex curve to a point. Furthermore, ifwe dilate the (cid:13)owsothat itsenclosedarea isalways equalto (cid:25), thenormalized (cid:13)ow converges to a unit circle. Theorem B (Grayson) The CSF starting at any closed embedded curve becomes convex at some time before A(0)=2(cid:25). © 2001 by Chapman & Hall/CRC viii From the analytic point of view, the curvature of (cid:13)((cid:1);t) satis(cid:12)es 3 kt =kss+k ; where s = s(t) is the arc-length parameter of (cid:13)((cid:1);t). This is a non- linear heat equation with superlinear growth. It is clear that the curvature must blow up in (cid:12)nite time. However, it is the geometric natureofthe(cid:13)ow thatenablesonetoobtainpreciseresultslikethese two theorems. On the other hand, the CSF is a special case of the mean curvature (cid:13)ow for hypersurfaces. It turns out that, although Theorem A continues to hold for the mean curvature (cid:13)ow, Theorem B does not. This makes planar (cid:13)ows special among curvature (cid:13)ows. After Theorems A and B, subsequent works on the CSF go in two directions. One is to study the structure of the singularities of the (cid:13)ow for immersed curves, and the other is to consider more general planar (cid:13)ows. In this book, we present a complete treatment on Theorem A and Theorem B as well as provide some of general- izations. There are eight chapters. We outline the content of each chapter as follows: In Chapter 1, we discuss basic results such as local existence, separation principle, and (cid:12)niteness of nodes for the general (cid:13)ow ((cid:3)) under the parabolic assumption. In Chapter 2, we describe special solutions of the CSF which arise from its Euclidean andscalinginvariance: travellingwaves, spirals,andcontracting and expanding self-similar solutions. These solutions will become im- portant in the classi(cid:12)cation of singularities for the CSF. Theorem A is proved in Chapter 3. In the same chapter, we also study the anisotropic curvature-eikonal (cid:13)ow @(cid:13) =((cid:8)(n)k+(cid:9)(n)) ; (cid:8)>0 : @t This (cid:13)ow may be viewed as the CSF in a Minkowski geometry when (cid:9) (cid:17) 0 and its general form is proposed as a model in phase transi- tion. Dependingontheinhomogeneousterm(cid:9), itshrinksto apoint, expands to in(cid:12)nity, or converges to a stationary solution. We deter- mine its asymptotic behaviour in all these cases. In Chapter 4, we study the anisotropic generalized CSF @(cid:13) =(cid:8)(n)jkj(cid:27)(cid:0)1kn ; (cid:8)>0 ; (cid:27) >0 ; @t following the work of Andrews [8] and [10]. Analogues of Theorem A are proved for (cid:27) 2 [1=3;1). When (cid:27) = 1=3 and (cid:8) (cid:17) 1, the (cid:13)ow is © 2001 by Chapman & Hall/CRC ix aÆne invariant and is proposed in connection with image processing and computer vision. Beginning from Chapter 5, we turn to non- convex curves. First, we present a relatively short proof of Theorem B which is based on the blow-up and the classi(cid:12)cation of singulari- ties. This approach has been successfully adopted in many geomet- ricproblemsincludingnonlinearheatequations,harmonicheat(cid:13)ows, Ricci(cid:13)ows,andthemeancurvature(cid:13)ow. Next,wepresentGrayson’s geometric approach where the Sturm oscillation theorem is used in an essential way in Chapter 6. Though strictly two-dimensional, it is powerful and works for a large class of uniformly parabolic (cid:13)ows ((cid:3)). In Chapter 7, we discuss how the CSF can be used to prove the existence of embedded, closed geodesics on a surface. Finally, in Chapter 8, we study the isotropic generalized CSF and establish an almost convexity theorem when (cid:27) 2 (0;1). Whether the convexity theorem holds for this class of (cid:13)ows remains an unsolved problem. Many interesting results on ((cid:3)) have been obtained in the past (cid:12)fteen years. It is impossibleto include all of them in a book of this size. Apart from a thorough discussion on Theorem A and B, the choice of the rest of the material in this book is rather subjective. Some are based on our work on this topic. To balance things the we sketch the physical background, describe related results, and oc- casionally point out some unsolved problems in the notes which can be found at the end of each chapter. We hope that the reader can gain a panoramic view through them. We shallnot discussthe level- set approach to curvature (cid:13)ows in spite of its popularity. Here we are mainlyconcerned withsingularitiesand asymptotic behaviour of planar (cid:13)ows where the classical approach is suÆcient. Thanks are due to Dr. Sunil Nair for proposing the project, and to Ms.Judith Kamin for her e(cid:11)ort in editing the book. We are also indebted to the Earmarked Grant of Research, Hong Kong, the FoundationofOutstandingYoungScholars,andtheNationalScience FoundationofChinafortheirsupportinourworkoncurvature(cid:13)ows, some of which has been incorporated in this book. © 2001 by Chapman & Hall/CRC Chapter 1 Basic Results Inthischapter, we (cid:12)rst establishthe existence of a maximalsolution and some basic qualitative behaviour such as the separation princi- ple and (cid:12)niteness of nodes for the general (cid:13)ow (1.2). These proper- ties are direct consequences of the parabolic nature of the (cid:13)ow. For the reader’sconvenience, we collect fundamentalresultsonparabolic equations in Section 2. In particular, the \Sturm oscillation theo- rem," which is not found in standard texts on this subject, will play an important role in the removal of singularities of the (cid:13)ow. In Sec- tion 3, wederiveevolutionequationsforvariousgeometric quantities ofthe(cid:13)ow. Theywillbecomeimportantwhenwestudythelongtime behaviour of the (cid:13)ow. 1.1 Short time existence 1 We begin by recalling the de(cid:12)nition of a curve. An immersed, C - curve is a continuously di(cid:11)erentiable map (cid:13) from I to R2 with a non-zero tangent (cid:13)p = d(cid:13)=dp. Throughout this book, I is either an 1 interval or an arc of the unit circle S , and a curve always means an 1 immersed, C -curve unless speci(cid:12)ed otherwise. The curve is closed 1 © 2001 by Chapman & Hall/CRC 2 CH. 1. Basic Results if I is the unit circle. It is embedded if it is one-to-one. Given a 1 2 curve (cid:13) = ((cid:13) ;(cid:13) ), its unit tangent is given by t = (cid:13)p=(cid:13)p and its j j 2 1 unit normal, n, is given by ( (cid:13)p;(cid:13)p)= (cid:13)p . When (cid:13) is an embedded (cid:0) j j closed curve and t runs in the counterclockwise direction, n is the inner unit normal. The tangent angle of the curve is the angle (cid:18) between the unit tangent and the positive x-axis. It is de(cid:12)ned as modulo 2(cid:25). However, once the tangent angle at a certain point on the curveisspeci(cid:12)ed,achoiceofcontinuoustangent angles alongthe (cid:13)ow is determined uniquely. The curvature of (cid:13) with respect to n, k, is de(cid:12)ned via the Frenet formulas, dt dn =kn; = kt; (1.1) ds ds (cid:0) where ds= (cid:13)p dp is the arc-length element. Explicitly we have j j 2 1 1 2 (cid:13)pp(cid:13)p (cid:13)pp(cid:13)p k = (cid:0) : 3 (cid:13)p j j We shall study the (cid:13)ow @(cid:13) =F((cid:13);(cid:18);k)n; (p;t) I (0;T); T >0; (1.2) @t 2 (cid:2) where F =F(x;y;(cid:18);q) isa given functioninR2 R R, 2(cid:25)-periodic (cid:2) (cid:2) in (cid:18). A (classical) solution to (1.2) is a map (cid:13) from I (0;T) (cid:2) to R2 satisfying (i) it is continuously di(cid:11)erentiable in t and twice continuously di(cid:11)erentiable in p, (ii) for each t, p (cid:13)(p;t) is a 7(cid:0)! curve, and (iii) (cid:13) satis(cid:12)es (1.2) where n and k are respectively the unitnormaland curvatureof (cid:13)(;t) withrespect to n. Given a curve (cid:1) (cid:13)0, we are mainly concerned with the following Cauchy problem: To (cid:12)nd a solution of (1.2) which approaches (cid:13)0 as t # 0. © 2001 by Chapman & Hall/CRC

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